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Wenxuan Zhou

Publications and source records attributed to Wenxuan Zhou.

At least 19 recordsLinked to original sources

RedCoder: Automated Multi-Turn Red Teaming for Code LLMs

Large Language Models (LLMs) for code generation (i.e., Code LLMs) have demonstrated impressive capabilities in AI-assisted software development and testing. However, recent studies have shown that these models are prone to generating vulnerable or even malicious code under adversarial settings. Existing red-teaming approaches rely on extensive human effort, limiting their scalability and practicality, and generally overlook the interactive nature of real-world AI-assisted programming, which often unfolds over multiple turns. To bridge these gaps, we present RedCoder, a red-teaming agent that engages victim models in multi-turn conversation to elicit vulnerable code. The pipeline to construct RedCoder begins with a multi-agent gaming process that simulates adversarial interactions, yielding a set of prototype conversations and an arsenal of reusable attack strategies. We then fine-tune an LLM on these prototype conversations to serve as the backbone of RedCoder. Once deployed, RedCoder autonomously engages Code LLMs in multi-turn conversations, dynamically retrieving relevant strategies from the arsenal to steer the dialogue toward vulnerability-inducing outputs. Experiments across multiple Code LLMs show that our approach outperforms prior single-turn and multi-turn red-team methods in inducing vulnerabilities in code generation, offering a scalable and effective tool for evaluating the security boundaries of modern code-generation systems.

cs.SE

DPO Unchained: Your Training Algorithm is Secretly Disentangled in Human Choice Theory (and its Loss' Convexity is Dispensable)

Normative theories allow one to elicit key parts of a ML algorithm from first principles, which is crucial at a time of championed scrutiny for ML work. Direct Preference Optimization (DPO) cleverly bypasses reward modeling by making an explicit link with a specific normative model of human choice. Our paper elevates this connection to the full generality of DPO's normative framework. Getting there requires reworking human choice theory's textbook path for a better RLHF/ML fit. It elevates the connection to a remarkably broad viewpoint on preference optimization, considering the current panorama of DPO follow-ups. It also unveils unexpected riches for ML, chief among which the support for non-convex losses, the fact that any compliant ML analytical choice can be embedded with any human choice model, and a normative framework's umbrella wide enough to safeguard DPO's extensions (margins, length correction, ...). A toy experiment ``far away'' from the DPO crowd is given.

cs.LG

Taming Extreme Tokens: Covariance-Aware GRPO with Gaussian-Kernel Advantage Reweighting

Group Relative Policy Optimization (GRPO) has emerged as a promising approach for improving the reasoning capabilities of large language models. However, it struggles to effectively balance the tradeoff between exploration and exploitation during training, often resulting in suboptimal performance. Motivated by the theoretical insight that changes in entropy are governed by the covariance between token probabilities and their corresponding advantages, we propose a hyperparameter-free, covariance-weighted optimization method that dynamically down-weights extreme token-level updates via a Gaussian kernel. This approach automatically reduces the instability caused by exploration-exploitation trade-off while preserving informative learning signals. Extensive empirical evaluations show that our approach improves downstream performance across reasoning benchmarks compared with GRPO, and effectively stablizes entropy as training progresses.

cs.CL

SFTMix: Elevating Language Model Instruction Tuning with Mixup Recipe

To acquire instruction-following capabilities, large language models (LLMs) undergo instruction tuning, where they are trained on instruction-response pairs using next-token prediction (NTP). Efforts to improve instruction tuning often focus on higher-quality supervised fine-tuning (SFT) datasets, typically requiring data filtering with proprietary LLMs or human annotation. In this paper, we take a different approach by proposing SFTMix, a novel Mixup-based recipe that elevates LLM instruction tuning without relying on well-curated datasets. We observe that LLMs exhibit uneven confidence across the semantic representation space. We argue that examples with different confidence levels should play distinct roles in instruction tuning: Confident data is prone to overfitting, while unconfident data is harder to generalize. Based on this insight, SFTMix leverages training dynamics to identify examples with varying confidence levels. We then interpolate them to bridge the confidence gap and apply a Mixup-based regularization to support learning on these additional, interpolated examples. We demonstrate the effectiveness of SFTMix in both instruction-following and healthcare-specific SFT tasks, with consistent improvements across LLM families and SFT datasets of varying sizes and qualities. Extensive analyses across six directions highlight SFTMix's compatibility with data selection, adaptability to compute-constrained scenarios, and scalability to broader applications.

cs.CL

DebugLM: Learning Traceable Training Data Provenance for LLMs

Large language models (LLMs) are trained through multi-stage pipelines over heterogeneous data sources, yet developers lack a principled way to pinpoint the specific data responsible for an observed behavior. This lack of observability reduces debugging to reactive patching and makes failures prone to recur under distribution shift or subsequent model updates. To address this limitation, we propose DebugLM, a framework that equips LLMs with built-in data provenance, enabling them to explicitly trace the origins of their behaviors to specific training data sources. Specifically, the model learns to associate its responses with unique provenance tags that indicate the responsible dataset, empowering developers to precisely identify where undesirable behaviors are learned. Building on this capability, DebugLM further supports targeted test-time remediation, enabling developers to selectively trigger targeted refusal for specified data sources without retraining or modifying model parameters. Experiments demonstrate that DebugLM provides accurate behavior tracing in multi-stage training pipelines and effective test-time remediation while preserving the general utility of the model.

cs.CL

MUSIC: MUlti-Step Instruction Contrast for Multi-Turn Reward Models

Evaluating the quality of multi-turn conversations is crucial for developing capable Large Language Models (LLMs), yet remains a significant challenge, often requiring costly human evaluation. Multi-turn reward models (RMs) offer a scalable alternative and can provide valuable signals for guiding LLM training. While recent work has advanced multi-turn \textit{training} techniques, effective automated \textit{evaluation} specifically for multi-turn interactions lags behind. We observe that standard preference datasets, typically contrasting responses based only on the final conversational turn, provide insufficient signal to capture the nuances of multi-turn interactions. Instead, we find that incorporating contrasts spanning \textit{multiple} turns is critical for building robust multi-turn RMs. Motivated by this finding, we propose \textbf{MU}lti-\textbf{S}tep \textbf{I}nstruction \textbf{C}ontrast (MUSIC), an unsupervised data augmentation strategy that synthesizes contrastive conversation pairs exhibiting differences across multiple turns. Leveraging MUSIC on the Skywork preference dataset, we train a multi-turn RM based on the Gemma-2-9B-Instruct model. Empirical results demonstrate that our MUSIC-augmented RM outperforms baseline methods, achieving higher alignment with judgments from advanced proprietary LLM judges on multi-turn conversations, crucially, without compromising performance on standard single-turn RM benchmarks.

cs.CL

Fantastic Reasoning Behaviors and Where to Find Them: Unsupervised Discovery of the Reasoning Process

Despite the growing reasoning capabilities of recent large language models (LLMs), their internal mechanisms during the reasoning process remain underexplored. Prior approaches often rely on human-defined concepts (e.g., overthinking, reflection) at the word level to analyze reasoning in a supervised manner. However, such methods are limited, as it is infeasible to capture the full spectrum of potential reasoning behaviors, many of which are difficult to define in token space. In this work, we propose an unsupervised framework (namely, RISE: Reasoning behavior Interpretability via Sparse auto-Encoder) for discovering reasoning vectors, which we define as directions in the activation space that encode distinct reasoning behaviors. By segmenting chain-of-thought traces into sentence-level 'steps' and training sparse auto-encoders (SAEs) on step-level activations, we uncover disentangled features corresponding to interpretable behaviors such as reflection and backtracking. Visualization and clustering analyses show that these behaviors occupy separable regions in the decoder column space. Moreover, targeted interventions on SAE-derived vectors can controllably amplify or suppress specific reasoning behaviors, altering inference trajectories without retraining. Beyond behavior-specific disentanglement, SAEs capture structural properties such as response length, revealing clusters of long versus short reasoning traces. More interestingly, SAEs enable the discovery of novel behaviors beyond human supervision. We demonstrate the ability to control response confidence by identifying confidence-related vectors in the SAE decoder space. These findings underscore the potential of unsupervised latent discovery for both interpreting and controllably steering reasoning in LLMs.

cs.CL

OmniStruct: Universal Text-to-Structure Generation across Diverse Schemas

The ability of Large Language Models (LLMs) to generate structured outputs that follow arbitrary schemas is crucial to a wide range of downstream tasks that require diverse structured representations of results such as information extraction, table generation, and function calling. While modern LLMs excel in generating unstructured responses in natural language, whether this advancement translates to a strong performance on text-to-structure tasks remains unclear. To bridge this gap, we first introduce OmniStruct, a comprehensive benchmark for assessing LLMs' capabilities on diverse text-to-structure tasks such as information extraction, table generation, and function calling. We build OmniStruct by identifying existing datasets across a wide range of tasks that are suitable for a structured answer format, and adapting them under a unified text-to-structure problem setting. To facilitate the development of efficient text-to-structure models, we collect high-quality training data via synthetic task generation. Without using any supervised data for OmniStruct tasks, our experiments demonstrate the possibility of fine-tuning much smaller models on synthetic data into universal structured generation models that can rival the performance of GPT-4o.

cs.CL

Code Execution as Grounded Supervision for LLM Reasoning

Training large language models (LLMs) with chain-of-thought (CoT) supervision has proven effective for enhancing their reasoning abilities. However, obtaining reliable and accurate reasoning supervision remains a significant challenge. We propose a scalable method for generating a high-quality CoT supervision dataset by leveraging the determinism of program execution. Unlike existing reasoning dataset generation methods that rely on costly human annotations or error-prone LLM-generated CoT, our approach extracts verifiable, step-by-step reasoning traces from code execution and transforms them into a natural language CoT reasoning. Experiments on reasoning benchmarks across various domains show that our method effectively equips LLMs with transferable reasoning abilities across diverse tasks. Furthermore, the ablation studies validate that our method produces highly accurate reasoning data and reduces overall token length during inference by reducing meaningless repetition and overthinking.

cs.CL

FocalPO: Enhancing Preference Optimizing by Focusing on Correct Preference Rankings

Efficient preference optimization algorithms such as Direct Preference Optimization (DPO) have become a popular approach in aligning large language models (LLMs) with human preferences. These algorithms implicitly treat the LLM as a reward model, and focus on training it to correct misranked preference pairs. However, recent work~\citep{chen2024preference} empirically finds that DPO training \textit{rarely improves these misranked preference pairs}, despite its gradient emphasizing on these cases. We introduce FocalPO, a DPO variant that instead \textit{down-weighs} misranked preference pairs and prioritizes enhancing the model's understanding of pairs that it can already rank correctly. Inspired by Focal Loss used in vision tasks, FocalPO achieves this by adding a modulating factor to dynamically scale DPO loss. Our experiment demonstrates that FocalPO surpasses DPO and its variants on popular benchmarks like Alpaca Eval 2.0 using Mistral-Base-7B and Llama-3-Instruct-8B, with the introduced hyperparameter fixed. Additionally, we empirically reveals how FocalPO affects training on correct and incorrect sample groups, further underscoring its effectiveness.

cs.CL

Improving Model Factuality with Fine-grained Critique-based Evaluator

Factuality evaluation aims to detect factual errors produced by language models (LMs) and hence guide the development of more factual models. Towards this goal, we train a factuality evaluator, FenCE, that provides LM generators with claim-level factuality feedback. We conduct data augmentation on a combination of public judgment datasets to train FenCE to (1) generate textual critiques along with scores and (2) make claim-level judgment based on diverse source documents obtained by various tools. We then present a framework that leverages FenCE to improve the factuality of LM generators by constructing training data. Specifically, we generate a set of candidate responses, leverage FenCE to revise and score each response without introducing lesser-known facts, and train the generator by preferring highly scored revised responses. Experiments show that our data augmentation methods improve the evaluator's accuracy by 2.9% on LLM-AggreFact. With FenCE, we improve Llama2-7B-chat and Llama3-8B-chat's factuality rate by 16.86% and 14.45% on FActScore, outperforming state-of-the-art factuality finetuning methods by 8.83% and 6.96%.

cs.CL

ThinkGuard: Deliberative Slow Thinking Leads to Cautious Guardrails

Ensuring the safety of large language models (LLMs) is critical as they are deployed in real-world applications. Existing guardrails rely on rule-based filtering or single-pass classification, limiting their ability to handle nuanced safety violations. To address this, we propose ThinkGuard, a critique-augmented guardrail model that distills knowledge from high-capacity LLMs by generating structured critiques alongside safety labels. Fine-tuned on critique-augmented data, the captured deliberative thinking ability drastically enhances the guardrail's cautiousness and interpretability. Evaluated on multiple safety benchmarks, ThinkGuard achieves the highest average F1 and AUPRC, outperforming all baselines. Compared to LLaMA Guard 3, ThinkGuard improves accuracy by 16.1% and macro F1 by 27.0%. Moreover, it surpasses label-only fine-tuned models, confirming that structured critiques enhance both classification precision and nuanced safety reasoning while maintaining computational efficiency.

cs.CL

Offset Unlearning for Large Language Models

Despite the strong capabilities of Large Language Models (LLMs) to acquire knowledge from their training corpora, the memorization of sensitive information in the corpora such as copyrighted, biased, and private content has led to ethical and legal concerns. In response to these challenges, unlearning has emerged as a potential remedy for LLMs affected by problematic training data. However, previous unlearning techniques are either not applicable to black-box LLMs due to required access to model internal weights, or violate data protection principles by retaining sensitive data for inference-time correction. We propose δ-Unlearning, an offset unlearning framework for black-box LLMs. Instead of tuning the black-box LLM itself, δ-Unlearning learns the logit offset needed for unlearning by contrasting the logits from a pair of smaller models. Experiments demonstrate that δ- Unlearning can effectively unlearn target data while maintaining similar or even stronger performance on general out-of-forget-scope tasks. δ-Unlearning also effectively incorporates different unlearning algorithms, making our approach a versatile solution to adapting various existing unlearning algorithms to black-box LLMs.

cs.CL

Learning Auxiliary Tasks Improves Reference-Free Hallucination Detection in Open-Domain Long-Form Generation

Hallucination, the generation of factually incorrect information, remains a significant challenge for large language models (LLMs), especially in open-domain long-form generation. Existing approaches for detecting hallucination in long-form tasks either focus on limited domains or rely heavily on external fact-checking tools, which may not always be available. In this work, we systematically investigate reference-free hallucination detection in open-domain long-form responses. Our findings reveal that internal states (e.g., model's output probability and entropy) alone are insufficient for reliably (i.e., better than random guessing) distinguishing between factual and hallucinated content. To enhance detection, we explore various existing approaches, including prompting-based methods, probing, and fine-tuning, with fine-tuning proving the most effective. To further improve the accuracy, we introduce a new paradigm, named RATE-FT, that augments fine-tuning with an auxiliary task for the model to jointly learn with the main task of hallucination detection. With extensive experiments and analysis using a variety of model families & datasets, we demonstrate the effectiveness and generalizability of our method, e.g., +3% over general fine-tuning methods on LongFact.

cs.CL

Diagnosis of Pulmonary Hypertension by Integrating Multimodal Data with a Hybrid Graph Convolutional and Transformer Network

Early and accurate diagnosis of pulmonary hypertension (PH) is essential for optimal patient management. Differentiating between pre-capillary and post-capillary PH is critical for guiding treatment decisions. This study develops and validates a deep learning-based diagnostic model for PH, designed to classify patients as non-PH, pre-capillary PH, or post-capillary PH. This retrospective study analyzed data from 204 patients (112 with pre-capillary PH, 32 with post-capillary PH, and 60 non-PH controls) at the First Affiliated Hospital of Nanjing Medical University. Diagnoses were confirmed through right heart catheterization. We selected 6 samples from each category for the test set (18 samples, 10%), with the remaining 186 samples used for the training set. This process was repeated 35 times for testing. This paper proposes a deep learning model that combines Graph convolutional networks (GCN), Convolutional neural networks (CNN), and Transformers. The model was developed to process multimodal data, including short-axis (SAX) sequences, four-chamber (4CH) sequences, and clinical parameters. Our model achieved a performance of Area under the receiver operating characteristic curve (AUC) = 0.81 +- 0.06(standard deviation) and Accuracy (ACC) = 0.73 +- 0.06 on the test set. The discriminative abilities were as follows: non-PH subjects (AUC = 0.74 +- 0.11), pre-capillary PH (AUC = 0.86 +- 0.06), and post-capillary PH (AUC = 0.83 +- 0.10). It has the potential to support clinical decision-making by effectively integrating multimodal data to assist physicians in making accurate and timely diagnoses.

eess.IV

MetaScale: Test-Time Scaling with Evolving Meta-Thoughts

One critical challenge for large language models (LLMs) for making complex reasoning is their reliance on matching reasoning patterns from training data, instead of proactively selecting the most appropriate cognitive strategy to solve a given task. Existing approaches impose fixed cognitive structures that enhance performance in specific tasks but lack adaptability across diverse scenarios. To address this limitation, we introduce METASCALE, a test-time scaling framework based on meta-thoughts -- adaptive thinking strategies tailored to each task. METASCALE initializes a pool of candidate meta-thoughts, then iteratively selects and evaluates them using a multi-armed bandit algorithm with upper confidence bound selection, guided by a reward model. To further enhance adaptability, a genetic algorithm evolves high-reward meta-thoughts, refining and extending the strategy pool over time. By dynamically proposing and optimizing meta-thoughts at inference time, METASCALE improves both accuracy and generalization across a wide range of tasks. Experimental results demonstrate that MetaScale consistently outperforms standard inference approaches, achieving an 11% performance gain in win rate on Arena-Hard for GPT-4o, surpassing o1-mini by 0.9% under style control. Notably, METASCALE scales more effectively with increasing sampling budgets and produces more structured, expert-level responses.

cs.CL

Semantic-Clipping: Efficient Vision-Language Modeling with Semantic-Guidedd Visual Selection

Vision-Language Models (VLMs) leverage aligned visual encoders to transform images into visual tokens, allowing them to be processed similarly to text by the backbone large language model (LLM). This unified input paradigm enables VLMs to excel in vision-language tasks such as visual question answering (VQA). To improve fine-grained visual reasoning, recent advancements in vision-language modeling introduce image cropping techniques that feed all encoded sub-images into the model. However, this approach significantly increases the number of visual tokens, leading to inefficiency and potential distractions for the LLM. To address the generalization challenges of image representation in VLMs, we propose a lightweight, universal framework that seamlessly integrates with existing VLMs to enhance their ability to process finegrained details. Our method leverages textual semantics to identify key visual areas, improving VQA performance without requiring any retraining of the VLM. Additionally, it incorporates textual signals into the visual encoding process, enhancing both efficiency and effectiveness. The proposed method, SEMCLIP, strengthens the visual understanding of a 7B VLM, LLaVA-1.5 by 3.3% on average across 7 benchmarks, and particularly by 5.3% on the challenging detailed understanding benchmark V*.

cs.CV

Instructional Segment Embedding: Improving LLM Safety with Instruction Hierarchy

Large Language Models (LLMs) are susceptible to security and safety threats, such as prompt injection, prompt extraction, and harmful requests. One major cause of these vulnerabilities is the lack of an instruction hierarchy. Modern LLM architectures treat all inputs equally, failing to distinguish between and prioritize various types of instructions, such as system messages, user prompts, and data. As a result, lower-priority user prompts may override more critical system instructions, including safety protocols. Existing approaches to achieving instruction hierarchy, such as delimiters and instruction-based training, do not address this issue at the architectural level. We introduce the Instructional Segment Embedding (ISE) technique, inspired by BERT, to modern large language models, which embeds instruction priority information directly into the model. This approach enables models to explicitly differentiate and prioritize various instruction types, significantly improving safety against malicious prompts that attempt to override priority rules. Our experiments on the Structured Query and Instruction Hierarchy benchmarks demonstrate an average robust accuracy increase of up to 15.75% and 18.68%, respectively. Furthermore, we observe an improvement in instruction-following capability of up to 4.1% evaluated on AlpacaEval. Overall, our approach offers a promising direction for enhancing the safety and effectiveness of LLM architectures.

cs.LG