arXiv subjects

William Merrill

Publications and source records attributed to William Merrill.

At least 19 recordsLinked to original sources

arXiv2026

Efficiently Representing Algorithms With Chain-of-Thought Transformers

The increasing popularity of \emph{reasoning} models -- language models that output a series of reasoning or thought tokens before producing an answer -- is justified, in part, by theoretical results showing that chain-of-thought (CoT) transformers can simulate Turing machines, and thus perform arbitrary computation. However, the Turing machine, while suitable for complexity-theoretic analysis, is not convenient, intuitive, or efficient for discussing algorithms. Algorithms are typically designed and analyzed at a higher level of abstraction, captured by the \emph{Word RAM} model with random-access memory and unit-cost operations on $\bigO(\log n)$-bit words. As a result, Word RAM algorithms can be substantially more efficient than their Turing machine counterparts, raising the question: \emph{Can CoT transformers efficiently simulate Word RAM algorithms?} For instance, can they sort $n$ items in $\bigO(n \log n)$ steps or run Dijkstra's algorithm in $\bigO(E + V \log V)$ steps? We answer affirmatively, up to poly-logarithmic overhead. We first establish this for finite-precision transformers with poly-logarithmic width and rightmost unique hard attention, then strengthen the result to two more practical settings with finite width and log-precision: \emph{continuous} CoT, where reasoning takes the form of vectors rather than tokens, and a \emph{hybrid} architecture in which transformer layers sit atop a recurrent (linear RNN) layer. In all three cases, we find that CoT \emph{can} efficiently simulate any Word RAM algorithm with only a poly-logarithmic overhead in $n$. This overhead reduces to log-square when the Word RAM has a ``flat'' instruction set, and only logarithmic for multiplication-free flat instructions -- in stark contrast to known CoT simulations of Turing machines, which require quadratic overhead over Word RAM.

cs.LG↗

arXiv2026

Comparing Transformers and Hybrid Models at the Token Level

Hybrid language models that mix attention and recurrent layers have shown promise: theoretically, recurrent layers ameliorate the limitations of pure transformers on state tracking, and empirically, hybrids can outperform pure transformers in loss and downstream evaluations \citep{waleffe2024empirical,merrill2026olmohybrid}. Yet it remains unclear which data or capabilities drive these gains, and to what degree they reflect the theoretical advantages motivating hybrid models. We address this question using the open weights from Olmo 3 \citep{olmo2025olmo3} and Olmo Hybrid \citep{merrill2026olmohybrid}: we compare the loss of a matched transformer and hybrid at the same target tokens under the same prefixes, stratifying the results by natural token tags, copy features, delimiter structure, and controlled synthetic probes. The hybrid has lower loss on most tag families, but the gains are not uniform: they are largest for open-class content words and smaller for many closed-class function words. Across prose, code, and markup, the hybrid's loss advantage is larger on opening delimiters than on the corresponding closing delimiters, and nearly vanishes on repeated $n$-grams. Synthetic probes show the same split: the hybrid is favored on pronoun-memory and entity-tracking tasks, whereas the transformer is favored on bracket-matching tasks that require choosing closing delimiters. These patterns suggest that the recurrent layers in hybrids improve predictions that leverage the semantic state of a document, whereas attention helps on tokens predictable by $n$-gram copying or syntactic bracket matching. We conclude with proof-of-concept filtered evaluations showing how token-level decompositions can sharpen pretraining diagnostics for hybrid architectures.

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arXiv2026

Revisiting Padded Transformer Expressivity: Which Architectural Choices Matter and Which Don't

Recent work describes what transformers can and cannot compute through connections to boolean circuits, but existing results lack exact characterizations and are sensitive to modeling choices. Padded transformers -- to whose input filler symbols such as ``...'' are appended -- emerge as a useful gadget for establishing equivalences to circuit classes by providing polynomial space for adaptive parallel computation. However, only a limited set of padded transformer idealizations has been studied, leaving open how robustly these equivalences hold under changes to attention type, model width, and uniformity. We find that, under practical assumptions, padded transformers are surprisingly robust to all of these, and identify numeric precision and model depth as the main factors affecting expressivity. Concretely, we prove that polynomially padded $\text{L-uniform}$ constant-precision transformers are equivalent to $\text{L-uniform AC}^0$, while growing-precision ones achieve $\text{L-uniform TC}^0$ regardless of width. Furthermore, looping enables sequential processing analogous to circuits: $\log^d N$-looped constant-precision transformers reach $\text{FO-uniform AC}^d$, and growing-precision ones reach $\text{FO-uniform TC}^d$. Interestingly, growing width or precision beyond logarithmic does not increase expressivity, and all our results hold for both softmax and average hard attention transformers.

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arXiv2026

A Theory of Training Profit-Optimal LLMs

Scaling LLMs requires tremendous computational resources, and recent advances in AI have gone hand in hand with massive amounts of capital expenditure. While it is established that scaling up LLMs reliably increases model quality (quantified in terms of loss or downstream evaluations), it is unclear how these quality improvements translate to potential revenue, and whether revenue increases would offset costs of larger-scale training and inference. In this work, we develop an economic model for characterizing the rational behavior of an LLM training firm by combining scaling laws with microeconomic theory. Under our model of firm behavior, LLM quality can be increased with more parameters and training tokens, leading to more potential adoption by consumers, who each have a quality threshold for using the LLM. On the other hand, additional parameters and training tokens both incur additional costs. We analyze the profit maximization problem for this model under compute-bound and data-bound regimes. In the compute-bound regime, optimal model size and token budget track hardware efficiency $E$ (FLOPs/\$) at a near-linear rate; total training cost then scales sub-quadratically in $E$. Data efficiency improvements incentivize larger models and training expenditure. When we are limited to $D$ data, profit-optimal training expenditure scales as $D^2/E$, i.e, increase with data and decreases with hardware efficiency (as well as data efficiency). Finally, we analyze practical trends in training expenditure: current trends are consistent with our most permissive model variants in the compute-bound regime, but are not profit-optimal in the data-bound regime or assuming hardware advances will stall. Overall, our results provide a theory of profit-optimal LLM training, providing a foundation for engaging critically with industry statements and supporting long-term economic decision making.

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arXiv2026

Olmo Hybrid: From Theory to Practice and Back

Recent work has demonstrated the potential of non-transformer language models, especially linear recurrent neural networks (RNNs) and hybrid models that mix recurrence and attention. Yet there is no consensus on whether the potential benefits of these new architectures justify the risk and effort of scaling them up. To address this, we provide evidence for the advantages of hybrid models over pure transformers on several fronts. First, theoretically, we show that hybrid models do not merely inherit the expressivity of transformers and linear RNNs, but can express tasks beyond both, such as code execution. Putting this theory to practice, we train Olmo Hybrid, a 7B-parameter model largely comparable to Olmo 3 7B but with the sliding window layers replaced by Gated DeltaNet layers. We show that Olmo Hybrid outperforms Olmo 3 across standard pretraining and mid-training evaluations, demonstrating the benefit of hybrid models in a controlled, large-scale setting. We find that the hybrid model scales significantly more efficiently than the transformer, explaining its higher performance. However, its unclear why greater expressivity on specific formal problems should result in better scaling or superior performance on downstream tasks unrelated to those problems. To explain this apparent gap, we return to theory and argue why increased expressivity should translate to better scaling efficiency, completing the loop. Overall, our results suggest that hybrid models mixing attention and recurrent layers are a powerful extension to the language modeling paradigm: not merely to reduce memory during inference, but as a fundamental way to obtain more expressive models that scale better during pretraining.

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arXiv2026

Why Are Linear RNNs More Parallelizable?

The community is increasingly exploring linear RNNs (LRNNs) as language models, motivated by their expressive power and parallelizability. While prior work establishes the expressivity benefits of LRNNs over transformers, it is unclear what makes LRNNs -- but not traditional, nonlinear RNNs -- as easy to parallelize in practice as transformers. We answer this question by providing a tight connection between types of RNNs and standard complexity classes. We show that LRNNs can be viewed as log-depth (bounded fan-in) arithmetic circuits, which represents only a slight depth overhead relative to log-depth boolean circuits that transformers admit. Furthermore, we show that nonlinear RNNs can solve $\mathsf{L}$-complete problems (and even $\mathsf{P}$-complete ones, under polynomial precision), revealing a fundamental barrier to parallelizing them as efficiently as transformers. Our theory also identifies fine-grained expressivity differences between recent popular LRNN variants: permutation-diagonal LRNNs are $\mathsf{NC}^1$-complete whereas diagonal-plus-low-rank LRNNs are more expressive ($\mathsf{PNC}^1$-complete). We provide further insight by associating each type of RNN with a corresponding automata-theoretic model that it can simulate. Together, our results reveal fundamental tradeoffs between nonlinear RNNs and different variants of LRNNs, providing a foundation for designing LLM architectures that achieve an optimal balance between expressivity and parallelism.

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arXiv2026

Discovering Interpretable Algorithms by Decompiling Transformers to RASP

Recent work has shown that the computations of Transformers can be simulated in the RASP family of programming languages. These findings have enabled improved understanding of the expressive capacity and generalization abilities of Transformers. In particular, Transformers have been suggested to length-generalize exactly on problems that have simple RASP programs. However, it remains open whether trained models actually implement simple interpretable programs. In this paper, we present a general method to extract such programs from trained Transformers. The idea is to faithfully re-parameterize a Transformer as a RASP program and then apply causal interventions to discover a small sufficient sub-program. In experiments on small Transformers trained on algorithmic and formal language tasks, we show that our method often recovers simple and interpretable RASP programs from length-generalizing transformers. Our results provide the most direct evidence so far that Transformers internally implement simple RASP programs.

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arXiv2026

Context-Free Recognition with Transformers

Transformers excel empirically on tasks that process well-formed inputs according to some grammar, such as natural language and code. However, it remains unclear how they can process grammatical syntax. In fact, under standard complexity conjectures, standard transformers cannot recognize context-free languages (CFLs), a canonical formalism to describe syntax, or even regular languages, a subclass of CFLs. Past work has shown that $\mathcal{O}(\log(N))$ looping layers (w.r.t. input length $N$) allow transformers to recognize regular languages, but the question of context-free recognition with looped transformers remained open. In this work, we show that looped transformers with $\mathcal{O}(\log(N))$ looping layers and $\mathcal{O}(N^6)$ padding symbols can recognize all CFLs. However, training and inference with $\mathcal{O}(N^6)$ padding symbols is potentially impractical. Fortunately, we show that, for natural subclasses such as unambiguous CFLs, the recognition problem on transformers becomes more tractable, requiring $\mathcal{O}(N^3)$ padding. Empirically, looped and padded transformers perform better than fixed-depth transformers in recognizing CFLs. Overall, our results shed light on the intricacy of CFL recognition by transformers: while general recognition may require an intractable amount of padding, natural constraints such as unambiguity yield efficient recognition algorithms.

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arXiv2025

The Transformer Cookbook

We present the transformer cookbook: a collection of techniques for directly encoding algorithms into a transformer's parameters. This work addresses the steep learning curve of such endeavors, a problem exacerbated by a fragmented literature where key results are scattered across numerous papers. In particular, we synthesize this disparate body of findings into a curated set of recipes that demonstrate how to implement everything from basic arithmetic in feed-forward layers to complex data routing via self-attention. Our mise en place of formulations is for both newcomers seeking an accessible entry point and experts in need of a systematic reference. This unified presentation of transformer constructions provides a foundation for future work spanning theoretical research in computational complexity to empirical investigations in architecture design and interpretability.

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arXiv2025

RELIC: Evaluating Complex Reasoning via the Recognition of Languages In-Context

Large language models (LLMs) are increasingly used to solve complex tasks where they must retrieve and compose many pieces of in-context information in long reasoning chains. For many real-world tasks it is hard to accurately gauge how model performance and strategy change as task complexity grows. To evaluate models' complex reasoning capability in a scalable and verifiable way, we introduce RELIC (Recognition of Languages In-Context), a framework that evaluates an LLM's ability to decide whether a given string belongs to the context-free language (CFL) generated by a grammar presented in-context. CFL recognition allows us to modulate the intrinsic complexity of the problem by varying grammar size and string length and translate this asymptotic complexity into predictions for ideal LLM performance. We find that even the most advanced reasoning models perform poorly on RELIC, not only failing to appropriately scale their inference compute to keep pace with task difficulty, but even reducing the number of reasoning tokens they use as task complexity increases. We find that these decreases in compute accompany changes in reasoning strategy, as models move from identifying and implementing algorithmic solutions to guessing. For models whose full completions go uninspected, this manifests as ``quiet quitting'' on hard tasks.

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arXiv2025

Critical Batch Size Revisited: A Simple Empirical Approach to Large-Batch Language Model Training

The right batch size is important when training language models at scale: a large batch size is necessary for fast training, but a batch size that is too large will harm token efficiency. To navigate this tradeoff, McCandlish et al. (2018) suggest that a critical batch size (CBS), below which training will not substantially degrade loss, can be estimated based on the gradient noise scale during training. While their method has been adopted in practice, e.g., when training GPT-3, strong assumptions are required to justify gradient noise as a proxy for the CBS, which makes it unclear whether their approach should be trusted in practice, limiting its applicability. In this paper, we introduce a simple, empirical approach to directly measure the CBS and show how the CBS evolves over training. Applying our approach to the OLMo models, we find that CBS is near 0 at initialization, increases rapidly at first, and then plateaus as training progresses. Furthermore, we find that this trend holds across different model sizes (1B and 7B), suggesting CBS from small training runs can inform larger-scale training runs. Our findings about how the CBS changes over training motivate batch size warmup as a natural way to reliably train language models at large batch size: start the batch size small and increase it as the CBS grows. To validate this claim, we use batch size warmup to train OLMo 1B to slightly better loss than the original training run with 43% fewer gradient steps. This shows how our framework can be applied to reliably train language models at larger batch sizes, increasing data parallelism without compromising performance.

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arXiv2025

Exact Expressive Power of Transformers with Padding

Chain of thought is a natural inference-time method for increasing the computational power of transformer-based large language models (LLMs), but comes at the cost of sequential decoding. Are there more efficient alternatives to expand a transformer's expressive power without adding parameters? We consider transformers with padding tokens as a form of parallelizable test-time compute. We show that averaging-hard-attention, masked-pre-norm transformers with polynomial padding recognize precisely the class $\mathsf{FO}$-uniform $\mathsf{TC}^0$ of extremely parallelizable problems. While the $\mathsf{TC}^0$ upper bound was known, proving a matching lower bound had been elusive. Further, our novel analysis reveals the precise expanded power of padded transformers when coupled with another form of inference-time compute, namely dynamically increasing depth via looping. Our core technical contribution is to show how padding helps bring the notions of complete problems and reductions, which have been a cornerstone of classical complexity theory, to the formal study of transformers. Armed with this new tool, we prove that padded transformers with $O(\log^d n)$ looping on inputs of length $n$ recognize exactly the class $\mathsf{FO}$-uniform $\mathsf{TC}^d$ of moderately parallelizable problems. Thus, padding and looping together systematically expand transformers' expressive power: with polylogarithmic looping, polynomially padded transformers recognize precisely the class $\mathsf{FO}$-uniform $\mathsf{NC}$, the best that could be expected without losing parallelism (unless $\mathsf{NC} = \mathsf{P}$). Our results thus motivate further exploration of padding and looping as parallelizable alternatives to chain of thought for test-time compute.

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arXiv2025

RWKV-7 "Goose" with Expressive Dynamic State Evolution

We present RWKV-7 "Goose", a new sequence modeling architecture with constant memory usage and constant inference time per token. Despite being trained on dramatically fewer tokens than other top models, our 2.9 billion parameter language model achieves a new 3B SoTA on multilingual tasks and matches the current 3B SoTA on English language downstream performance. RWKV-7 introduces a newly generalized formulation of the delta rule with vector-valued gating and in-context learning rates, as well as a relaxed value replacement rule. We show that RWKV-7 can perform state tracking and recognize all regular languages, while retaining parallelizability of training. This exceeds the capabilities of Transformers under standard complexity conjectures, which are limited to $\mathsf{TC}^0$. To demonstrate RWKV-7's language modeling capability, we also present an extended open source 3.1 trillion token multilingual corpus, and train four RWKV-7 models ranging from 0.19 billion to 2.9 billion parameters on this dataset. To foster openness, reproduction, and adoption, we release our models and dataset component listing at https://huggingface.co/RWKV, and our training and inference code at https://github.com/RWKV/RWKV-LM all under the Apache 2.0 License.

cs.CL↗

arXiv2025

A Little Depth Goes a Long Way: The Expressive Power of Log-Depth Transformers

Recent theoretical results show transformers cannot express sequential reasoning problems over long inputs, intuitively because their computational depth is bounded. However, prior work treats the depth as a constant, leaving it unclear to what degree bounded depth may suffice for solving problems over short inputs, or how increasing the transformer's depth affects its expressive power. We address these questions by analyzing transformers whose depth can grow minimally with context length $n$. We show even highly uniform transformers with depth $\Theta(\log n)$ can express two important problems: recognizing regular languages, which captures state tracking abilities and was known to be expressible only by an unconventional, non-uniform model of transformers, and graph connectivity, which underlies multi-step reasoning. Notably, both of these problems cannot be expressed by fixed-depth transformers under standard complexity conjectures, demonstrating the expressivity benefit of growing depth. Moreover, our theory quantitatively predicts how depth must grow with input length to express these problems, showing that depth scaling is more efficient than scaling width or chain-of-thought steps. Empirically, our detailed experiments designed to bridge the expressivity vs. learnability gap reveal that our theoretical depth requirements for regular language recognition closely match the practical depth requirements for successfully training transformers. Thus, our results clarify how depth affects a transformer's reasoning capabilities, and provide practical guidance for effective depth selection for sequential reasoning.

cs.LG↗

arXiv2025

Between Circuits and Chomsky: Pre-pretraining on Formal Languages Imparts Linguistic Biases

Pretraining language models on formal language can improve their acquisition of natural language. Which features of the formal language impart an inductive bias that leads to effective transfer? Drawing on insights from linguistics and complexity theory, we hypothesize that effective transfer occurs when two conditions are met: the formal language should capture the dependency structures present in natural language, and it should remain within the computational limitations of the model architecture. We experiment with pre-pretraining (training on formal language before natural languages) on transformers and find that formal languages capturing hierarchical dependencies indeed enable language models to achieve lower loss on natural language and better linguistic generalization compared to other formal languages. We also find modest support for the hypothesis that the formal language should fall within the computational limitations of the architecture. Strikingly, pre-pretraining reduces loss more efficiently than training on a matched amount of natural language. For a 1B-parameter language model trained on roughly 1.6B tokens of natural language, pre-pretraining achieves the same loss and better linguistic generalization with a 33% smaller token budget. Finally, we also give mechanistic evidence of transfer from formal to natural language: attention heads acquired during pre-pretraining remain crucial for the model's performance on syntactic evaluations.

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arXiv2024

2 OLMo 2 Furious

We present OLMo 2, the next generation of our fully open language models. OLMo 2 includes a family of dense autoregressive language models at 7B, 13B and 32B scales with fully released artifacts -- model weights, full training data, training code and recipes, training logs and thousands of intermediate checkpoints. In this work, we describe our modified model architecture and training recipe, focusing on techniques for achieving better training stability and improved per-token efficiency. Our updated pretraining data mixture introduces a new, specialized data mix called Dolmino Mix 1124, which significantly improves model capabilities across many downstream task benchmarks when introduced via late-stage curriculum training (i.e. specialized data during the annealing phase of pretraining). Finally, we incorporate best practices from T\"ulu 3 to develop OLMo 2-Instruct, focusing on permissive data and extending our final-stage reinforcement learning with verifiable rewards (RLVR). Our OLMo 2 base models sit at the Pareto frontier of performance to training compute, often matching or outperforming open-weight only models like Llama 3.1, Qwen 2.5, and Gemma 2 while using fewer FLOPs and with fully transparent training data, code, and recipe. Our fully open OLMo 2-Instruct models are competitive with open-weight only models of comparable size and even some proprietary models like GPT-3.5 Turbo and GPT 4o Mini.

cs.CL↗

arXiv2024

Evaluating $n$-Gram Novelty of Language Models Using Rusty-DAWG

How novel are texts generated by language models (LMs) relative to their training corpora? In this work, we investigate the extent to which modern LMs generate $n$-grams from their training data, evaluating both (i) the probability LMs assign to complete training $n$-grams and (ii) $n$-novelty, the proportion of $n$-grams generated by an LM that did not appear in the training data (for arbitrarily large $n$). To enable arbitrary-length $n$-gram search over a corpus in constant time w.r.t. corpus size, we develop Rusty-DAWG, a novel search tool inspired by indexing of genomic data. We compare the novelty of LM-generated text to human-written text and explore factors that affect generation novelty, focusing on the Pythia models. We find that, for $n > 4$, LM-generated text is less novel than human-written text, though it is more novel for smaller $n$. Larger LMs and more constrained decoding strategies both decrease novelty. Finally, we show that LMs complete $n$-grams with lower loss if they are more frequent in the training data. Overall, our results reveal factors influencing the novelty of LM-generated text, and we release Rusty-DAWG to facilitate further pretraining data research.

cs.CL↗

arXiv2024

Let's Think Dot by Dot: Hidden Computation in Transformer Language Models

Chain-of-thought responses from language models improve performance across most benchmarks. However, it remains unclear to what extent these performance gains can be attributed to human-like task decomposition or simply the greater computation that additional tokens allow. We show that transformers can use meaningless filler tokens (e.g., '......') in place of a chain of thought to solve two hard algorithmic tasks they could not solve when responding without intermediate tokens. However, we find empirically that learning to use filler tokens is difficult and requires specific, dense supervision to converge. We also provide a theoretical characterization of the class of problems where filler tokens are useful in terms of the quantifier depth of a first-order formula. For problems satisfying this characterization, chain-of-thought tokens need not provide information about the intermediate computational steps involved in multi-token computations. In summary, our results show that additional tokens can provide computational benefits independent of token choice. The fact that intermediate tokens can act as filler tokens raises concerns about large language models engaging in unauditable, hidden computations that are increasingly detached from the observed chain-of-thought tokens.

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