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William Paiva

Publications and source records attributed to William Paiva.

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A Large Language Model Based Pipeline for Review of Systems Entity Recognition from Clinical Notes

Objective: Develop a cost-effective, large language model (LLM)-based pipeline for automatically extracting Review of Systems (ROS) entities from clinical notes. Materials and Methods: The pipeline extracts ROS section from the clinical note using SecTag header terminology, followed by few-shot LLMs to identify ROS entities such as diseases or symptoms, their positive/negative status and associated body systems. We implemented the pipeline using 4 open-source LLM models: llama3.1:8b, gemma3:27b, mistral3.1:24b and gpt-oss:20b. Additionally, we introduced a novel attribution algorithm that aligns LLM-identified ROS entities with their source text, addressing non-exact and synonymous matches. The evaluation was conducted on 24 general medicine notes containing 340 annotated ROS entities. Results: Open-source LLMs enable a local, cost-efficient pipeline while delivering promising performance. Larger models like Gemma, Mistral, and Gpt-oss demonstrate robust performance across three entity recognition tasks of the pipeline: ROS entity extraction, negation detection and body system classification (highest F1 score = 0.952). With the attribution algorithm, all models show improvements across key performance metrics, including higher F1 score and accuracy, along with lower error rate. Notably, the smaller Llama model also achieved promising results despite using only one-third the VRAM of larger models. Discussion and Conclusion: From an application perspective, our pipeline provides a scalable, locally deployable solution to easing the ROS documentation burden. Open-source LLMs offer a practical AI option for resource-limited healthcare settings. Methodologically, our newly developed algorithm facilitates accuracy improvements for zero- and few-shot LLMs in named entity recognition.

cs.CL

Leveraging deep active learning to identify low-resource mobility functioning information in public clinical notes

Function is increasingly recognized as an important indicator of whole-person health, although it receives little attention in clinical natural language processing research. We introduce the first public annotated dataset specifically on the Mobility domain of the International Classification of Functioning, Disability and Health (ICF), aiming to facilitate automatic extraction and analysis of functioning information from free-text clinical notes. We utilize the National NLP Clinical Challenges (n2c2) research dataset to construct a pool of candidate sentences using keyword expansion. Our active learning approach, using query-by-committee sampling weighted by density representativeness, selects informative sentences for human annotation. We train BERT and CRF models, and use predictions from these models to guide the selection of new sentences for subsequent annotation iterations. Our final dataset consists of 4,265 sentences with a total of 11,784 entities, including 5,511 Action entities, 5,328 Mobility entities, 306 Assistance entities, and 639 Quantification entities. The inter-annotator agreement (IAA), averaged over all entity types, is 0.72 for exact matching and 0.91 for partial matching. We also train and evaluate common BERT models and state-of-the-art Nested NER models. The best F1 scores are 0.84 for Action, 0.7 for Mobility, 0.62 for Assistance, and 0.71 for Quantification. Empirical results demonstrate promising potential of NER models to accurately extract mobility functioning information from clinical text. The public availability of our annotated dataset will facilitate further research to comprehensively capture functioning information in electronic health records (EHRs).

cs.CL