arXiv subjects

X. Y. Han

Publications and source records attributed to X. Y. Han.

10 recordsLinked to original sources

arXiv2026

A Comparative Study in Surgical AI: Potential and Limitations of Data, Compute, and Scaling

Recent Artificial Intelligence (AI) models have matched or exceeded human experts in several benchmarks of biomedical task performance, but surgical benchmarks in particular are often missing from prominent medical benchmark suites. Since surgery requires integrating disparate tasks, generally-capable AI models could be particularly attractive as a collaborative tool if performance could be improved. On the one hand, the canonical approach of scaling architecture size and training data is attractive, especially since there are millions of hours of surgical video data generated per year. On the other hand, preparing surgical data for AI training requires significantly higher levels of professional expertise, and training on that data requires expensive computational resources. These trade-offs paint an uncertain picture of whether and to-what-extent modern AI could aid surgical practice. In this paper, we explore this question through a case study of surgical tool detection using state-of-the-art AI methods available in 2026. We demonstrate that even with multi-billion parameter models and extensive training, current Vision Language Models fall short in the seemingly simple task of tool detection in neurosurgery. Additionally, we show scaling experiments indicating that increasing model size and training time only leads to diminishing improvements in relevant performance metrics. Thus, our experiments suggest that current models could still face significant obstacles in surgical use cases. Moreover, some obstacles cannot be simply ``scaled away'' with additional compute and persist across diverse model architectures, raising the question of whether data and label availability are the only limiting factors. We discuss the main contributors to these constraints and advance potential solutions.

cs.AI↗

arXiv2026

SurgPhase: Time efficient pituitary tumor surgery phase recognition via an interactive web platform

Accurate surgical phase recognition is essential for analyzing procedural workflows, supporting intraoperative decision-making, and enabling data-driven improvements in surgical education and performance evaluation. In this work, we present a comprehensive framework for phase recognition in pituitary tumor surgery (PTS) videos, combining self-supervised representation learning, robust temporal modeling, and scalable data annotation strategies. Our method achieves 90\% accuracy on a held-out test set, outperforming current state-of-the-art approaches and demonstrating strong generalization across variable surgical cases. A central contribution of this work is the integration of a collaborative online platform designed for surgeons to upload surgical videos, receive automated phase analysis, and contribute to a growing dataset. This platform not only facilitates large-scale data collection but also fosters knowledge sharing and continuous model improvement. To address the challenge of limited labeled data, we pretrain a ResNet-50 model using the self-supervised framework on 251 unlabeled PTS videos, enabling the extraction of high-quality feature representations. Fine-tuning is performed on a labeled dataset of 81 procedures using a modified training regime that incorporates focal loss, gradual layer unfreezing, and dynamic sampling to address class imbalance and procedural variability.

cs.CV↗

arXiv2026

Enhancing Model Context Protocol (MCP) with Context-Aware Server Collaboration

The Model Context Protocol (MCP) (MCP Community, 2025) has emerged as a widely used framework for enabling LLM-based agents to communicate with external tools and services. The original MCP implementation (Anthropic, 2024) relies on a Large Language Model (LLM) to decompose tasks and issue instructions to servers. In particular, the agents, models, and servers are stateless and do not have access to a global context. However, in tasks involving LLM-driven coordination, it is natural that a Shared Context Store (SCS) could improve the efficiency and coherence of multi-agent workflows by reducing redundancy and enabling knowledge transfer between servers. Thus, in this work, we design and assess the performance of a Context-Aware MCP (CA-MCP) that offloads execution logic to specialized MCP servers that read from and write to a shared context memory, allowing them to coordinate more autonomously in real time. In this design, context management serves as the central mechanism that maintains continuity across task executions by tracking intermediate states and shared variables, thereby enabling persistent collaboration among agents without repeated prompting. We present experiments showing that the CA-MCP can outperform the traditional MCP by reducing the number of LLM calls required for complex tasks and decreasing the frequency of response failures when task conditions are not satisfied. In particular, we conducted experiments on the TravelPlanner (Yang et al., 2024) and REALM-Bench (Geng & Chang, 2025) benchmark datasets and observed statistically significant results indicating the potential advantages of incorporating a shared context store via CA-MCP in LLM-driven multi-agent systems.

cs.DC↗

arXiv2025

A Theoretical Framework for Auxiliary-Loss-Free Load Balancing of Sparse Mixture-of-Experts in Large-Scale AI Models

In large-scale AI training, Sparse Mixture-of-Experts (s-MoE) layers enable scaling by activating only a small subset of experts per token. An operational challenge in this design is load balancing: routing tokens to minimize the number of idle experts, which is important for the efficient utilization of costly GPUs and for the thorough training of architecture parameters across all experts. We provide a theoretical framework for analyzing the Auxiliary-Loss-Free Load Balancing (ALF-LB) procedure -- proposed by DeepSeek's Wang et al. (2024) -- by casting it as a primal-dual method using a single-shot, constant-time update per training iteration for solving an assignment problem. First, in a stylized deterministic setting, our framework yields several insightful structural properties: (i) a monotonic improvement condition for the Lagrangian objective, (ii) a preference rule that moves tokens from overloaded to underloaded experts, and (iii) an approximate-balancing guarantee. Then, we incorporate the stochastic and dynamic nature of AI training using a generalized online optimization formulation. In the online setting, we derive a strong convexity property of the objective that leads to a logarithmic expected regret bound under certain step-size choices. Additionally, we present real experiments on 1B-parameter DeepSeekMoE models to complement our theoretical findings. Together, these results build a principled framework for analyzing the Auxiliary-Loss-Free Load Balancing of s-MoE in AI models.

math.OC↗

arXiv2022

Survey Descent: A Multipoint Generalization of Gradient Descent for Nonsmooth Optimization

For strongly convex objectives that are smooth, the classical theory of gradient descent ensures linear convergence relative to the number of gradient evaluations. An analogous nonsmooth theory is challenging. Even when the objective is smooth at every iterate, the corresponding local models are unstable and the number of cutting planes invoked by traditional remedies is difficult to bound, leading to convergences guarantees that are sublinear relative to the cumulative number of gradient evaluations. We instead propose a multipoint generalization of the gradient descent iteration for local optimization. While designed with general objectives in mind, we are motivated by a ``max-of-smooth'' model that captures the subdifferential dimension at optimality. We prove linear convergence when the objective is itself max-of-smooth, and experiments suggest a more general phenomenon.

math.OC↗

arXiv2022

Neural Collapse Under MSE Loss: Proximity to and Dynamics on the Central Path

The recently discovered Neural Collapse (NC) phenomenon occurs pervasively in today's deep net training paradigm of driving cross-entropy (CE) loss towards zero. During NC, last-layer features collapse to their class-means, both classifiers and class-means collapse to the same Simplex Equiangular Tight Frame, and classifier behavior collapses to the nearest-class-mean decision rule. Recent works demonstrated that deep nets trained with mean squared error (MSE) loss perform comparably to those trained with CE. As a preliminary, we empirically establish that NC emerges in such MSE-trained deep nets as well through experiments on three canonical networks and five benchmark datasets. We provide, in a Google Colab notebook, PyTorch code for reproducing MSE-NC and CE-NC: at https://colab.research.google.com/github/neuralcollapse/neuralcollapse/blob/main/neuralcollapse.ipynb. The analytically-tractable MSE loss offers more mathematical opportunities than the hard-to-analyze CE loss, inspiring us to leverage MSE loss towards the theoretical investigation of NC. We develop three main contributions: (I) We show a new decomposition of the MSE loss into (A) terms directly interpretable through the lens of NC and which assume the last-layer classifier is exactly the least-squares classifier; and (B) a term capturing the deviation from this least-squares classifier. (II) We exhibit experiments on canonical datasets and networks demonstrating that term-(B) is negligible during training. This motivates us to introduce a new theoretical construct: the central path, where the linear classifier stays MSE-optimal for feature activations throughout the dynamics. (III) By studying renormalized gradient flow along the central path, we derive exact dynamics that predict NC.

cs.LG↗

arXiv2020

Error analysis in suppression of unwanted qubit interactions for a parametric gate in a tunable superconducting circuit

We experimentally demonstrate a parametric iSWAP gate in a superconducting circuit based on a tunable coupler for achieving a continuous tunability to eliminate unwanted qubit interactions. We implement the twoqubit iSWAP gate by applying a fast-flux bias modulation pulse on the coupler to turn on parametric exchange interaction between computational qubits. The controllable interaction can provide an extra degree of freedom to verify the optimal condition for constructing the parametric gate. Aiming to fully investigate error sources of the two-qubit gates, we perform quantum process tomography measurements and numerical simulations as varying static ZZ coupling strength. We quantitatively calculate the dynamic ZZ coupling parasitizing in two-qubit gate operation, and extract the particular gate error from the decoherence, dynamic ZZ coupling and high-order oscillation terms. Our results reveal that the main gate error comes from the decoherence, while the increase in the dynamic ZZ coupling and high-order oscillation error degrades the parametric gate performance. This approach, which has not yet been previously explored, provides a guiding principle to improve gate fidelity of parametric iSWAP gate by suppression of the unwanted qubit interactions. This controllable interaction, together with the parametric modulation technique, is desirable for crosstalk free multiqubit quantum circuits and quantum simulation applications.

quant-ph↗

arXiv2020

Prevalence of Neural Collapse during the terminal phase of deep learning training

Modern practice for training classification deepnets involves a Terminal Phase of Training (TPT), which begins at the epoch where training error first vanishes; During TPT, the training error stays effectively zero while training loss is pushed towards zero. Direct measurements of TPT, for three prototypical deepnet architectures and across seven canonical classification datasets, expose a pervasive inductive bias we call Neural Collapse, involving four deeply interconnected phenomena: (NC1) Cross-example within-class variability of last-layer training activations collapses to zero, as the individual activations themselves collapse to their class-means; (NC2) The class-means collapse to the vertices of a Simplex Equiangular Tight Frame (ETF); (NC3) Up to rescaling, the last-layer classifiers collapse to the class-means, or in other words to the Simplex ETF, i.e. to a self-dual configuration; (NC4) For a given activation, the classifier's decision collapses to simply choosing whichever class has the closest train class-mean, i.e. the Nearest Class Center (NCC) decision rule. The symmetric and very simple geometry induced by the TPT confers important benefits, including better generalization performance, better robustness, and better interpretability.

cs.LG↗

arXiv2020

Disk matrices and the proximal mapping for the numerical radius

Optimal matrices for problems involving the matrix numerical radius often have fields of values that are disks, a phenomenon associated with partial smoothness. Such matrices are highly structured: we experiment in particular with the proximal mapping for the radius, which often maps n-by-n random matrix inputs into a particular manifold of disk matrices that has real codimension 2n. The outputs, computed via semidefinite programming, also satisfy an unusual rank property at optimality.

math.OC↗

arXiv2014

Momentum Distribution of Near-Zero-Energy Photoelectrons in the Strong-Field Tunneling Ionization in the Long Wavelength Limit

We investigate the ionization dynamics of Argon atoms irradiated by an ultrashort intense laser of a wavelength up to 3100 nm, addressing the momentum distribution of the photoelectrons with near-zero-energy. We find a surprising accumulation in the momentum distribution corresponding to meV energy and a \textquotedblleft V"-like structure at the slightly larger transverse momenta. Semiclassical simulations indicate the crucial role of the Coulomb attraction between the escaping electron and the remaining ion at extremely large distance. Tracing back classical trajectories, we find the tunneling electrons born in a certain window of the field phase and transverse velocity are responsible for the striking accumulation. Our theoretical results are consistent with recent meV-resolved high-precision measurements.

physics.atom-ph↗