arXiv subjects

Xiang Kong

Publications and source records attributed to Xiang Kong.

At least 19 recordsLinked to original sources

arXiv2025

RLAX: Large-Scale, Distributed Reinforcement Learning for Large Language Models on TPUs

Reinforcement learning (RL) has emerged as the de-facto paradigm for improving the reasoning capabilities of large language models (LLMs). We have developed RLAX, a scalable RL framework on TPUs. RLAX employs a parameter-server architecture. A master trainer periodically pushes updated model weights to the parameter server while a fleet of inference workers pull the latest weights and generates new rollouts. We introduce a suite of system techniques to enable scalable and preemptible RL for a diverse set of state-of-art RL algorithms. To accelerate convergence and improve model quality, we have devised new dataset curation and alignment techniques. Large-scale evaluations show that RLAX improves QwQ-32B's pass@8 accuracy by 12.8% in just 12 hours 48 minutes on 1024 v5p TPUs, while remaining robust to preemptions during training.

cs.LG↗

arXiv2025

Checklists Are Better Than Reward Models For Aligning Language Models

Language models must be adapted to understand and follow user instructions. Reinforcement learning is widely used to facilitate this -- typically using fixed criteria such as "helpfulness" and "harmfulness". In our work, we instead propose using flexible, instruction-specific criteria as a means of broadening the impact that reinforcement learning can have in eliciting instruction following. We propose "Reinforcement Learning from Checklist Feedback" (RLCF). From instructions, we extract checklists and evaluate how well responses satisfy each item - using both AI judges and specialized verifier programs - then combine these scores to compute rewards for RL. We compare RLCF with other alignment methods applied to a strong instruction following model (Qwen2.5-7B-Instruct) on five widely-studied benchmarks -- RLCF is the only method to improve performance on every benchmark, including a 4-point boost in hard satisfaction rate on FollowBench, a 6-point increase on InFoBench, and a 3-point rise in win rate on Arena-Hard. These results establish checklist feedback as a key tool for improving language models' support of queries that express a multitude of needs.

cs.CL↗

arXiv2025

AXLearn: Modular, Hardware-Agnostic Large Model Training

AXLearn is a production system which facilitates scalable and high-performance training of large deep learning models. Compared to other state-of-art deep learning systems, AXLearn has a unique focus on modularity and support for hardware-agnostic training. AXLearn's internal interfaces between software components follow strict encapsulation, allowing different components to be assembled to facilitate rapid model development and experimentation on different hardware infrastructure. AXLearn maintains constant complexity as we scale the components in the system, compared to linear or quadratic complexity in state-of-the-art training systems. This allows integrating features such as Rotary Position Embeddings (RoPE) into AXLearn across hundred of modules with just 10 lines of code, compared to hundreds as required in other systems. At the same time, AXLearn maintains equivalent performance compared to state-of-the-art training systems. Finally, we share our experience in the development and operation of AXLearn at Apple.

cs.LG↗

arXiv2025

Mutual Reinforcement of LLM Dialogue Synthesis and Summarization Capabilities for Few-Shot Dialogue Summarization

In this work, we propose Mutual Reinforcing Data Synthesis (MRDS) within LLMs to improve few-shot dialogue summarization task. Unlike prior methods that require external knowledge, we mutually reinforce the LLM\'s dialogue synthesis and summarization capabilities, allowing them to complement each other during training and enhance overall performances. The dialogue synthesis capability is enhanced by directed preference optimization with preference scoring from summarization capability. The summarization capability is enhanced by the additional high quality dialogue-summary paired data produced by the dialogue synthesis capability. By leveraging the proposed MRDS mechanism, we elicit the internal knowledge of LLM in the format of synthetic data, and use it to augment the few-shot real training dataset. Empirical results demonstrate that our method improves dialogue summarization, achieving a 1.5% increase in ROUGE scores and a 0.3% improvement in BERT scores in few-shot settings. Furthermore, our method attains the highest average scores in human evaluations, surpassing both the pre-trained models and the baselines fine-tuned solely for summarization tasks.

cs.CL↗

arXiv2024

TIS-DPO: Token-level Importance Sampling for Direct Preference Optimization With Estimated Weights

Direct Preference Optimization (DPO) has been widely adopted for preference alignment of Large Language Models (LLMs) due to its simplicity and effectiveness. However, DPO is derived as a bandit problem in which the whole response is treated as a single arm, ignoring the importance differences between tokens, which may affect optimization efficiency and make it difficult to achieve optimal results. In this work, we propose that the optimal data for DPO has equal expected rewards for each token in winning and losing responses, as there is no difference in token importance. However, since the optimal dataset is unavailable in practice, we propose using the original dataset for importance sampling to achieve unbiased optimization. Accordingly, we propose a token-level importance sampling DPO objective named TIS-DPO that assigns importance weights to each token based on its reward. Inspired by previous works, we estimate the token importance weights using the difference in prediction probabilities from a pair of contrastive LLMs. We explore three methods to construct these contrastive LLMs: (1) guiding the original LLM with contrastive prompts, (2) training two separate LLMs using winning and losing responses, and (3) performing forward and reverse DPO training with winning and losing responses. Experiments show that TIS-DPO significantly outperforms various baseline methods on harmlessness and helpfulness alignment and summarization tasks. We also visualize the estimated weights, demonstrating their ability to identify key token positions.

cs.CL↗

arXiv2024

Step-by-Step Reasoning for Math Problems via Twisted Sequential Monte Carlo

Augmenting the multi-step reasoning abilities of Large Language Models (LLMs) has been a persistent challenge. Recently, verification has shown promise in improving solution consistency by evaluating generated outputs. However, current verification approaches suffer from sampling inefficiencies, requiring a large number of samples to achieve satisfactory performance. Additionally, training an effective verifier often depends on extensive process supervision, which is costly to acquire. In this paper, we address these limitations by introducing a novel verification method based on Twisted Sequential Monte Carlo (TSMC). TSMC sequentially refines its sampling effort to focus exploration on promising candidates, resulting in more efficient generation of high-quality solutions. We apply TSMC to LLMs by estimating the expected future rewards at partial solutions. This approach results in a more straightforward training target that eliminates the need for step-wise human annotations. We empirically demonstrate the advantages of our method across multiple math benchmarks, and also validate our theoretical analysis of both our approach and existing verification methods.

cs.LG↗

arXiv2024

Direct Large Language Model Alignment Through Self-Rewarding Contrastive Prompt Distillation

Aligning large language models (LLMs) with human expectations without human-annotated preference data is an important problem. In this paper, we propose a method to evaluate the response preference by using the output probabilities of response pairs under contrastive prompt pairs, which could achieve better performance on LLaMA2-7B and LLaMA2-13B compared to RLAIF. Based on this, we propose an automatic alignment method, Direct Large Model Alignment (DLMA). First, we use contrastive prompt pairs to automatically generate preference data. Then, we continue to evaluate the generated preference data using contrastive prompt pairs and calculate a self-rewarding score. Finally, we use the DPO algorithm to effectively align LLMs by combining this self-rewarding score. In the experimental stage, our DLMA method could surpass the \texttt{RLHF} method without relying on human-annotated preference data.

cs.CL↗

arXiv2024

MMAU: A Holistic Benchmark of Agent Capabilities Across Diverse Domains

Recent advances in large language models (LLMs) have increased the demand for comprehensive benchmarks to evaluate their capabilities as human-like agents. Existing benchmarks, while useful, often focus on specific application scenarios, emphasizing task completion but failing to dissect the underlying skills that drive these outcomes. This lack of granularity makes it difficult to deeply discern where failures stem from. Additionally, setting up these environments requires considerable effort, and issues of unreliability and reproducibility sometimes arise, especially in interactive tasks. To address these limitations, we introduce the Massive Multitask Agent Understanding (MMAU) benchmark, featuring comprehensive offline tasks that eliminate the need for complex environment setups. It evaluates models across five domains, including Tool-use, Directed Acyclic Graph (DAG) QA, Data Science and Machine Learning coding, Contest-level programming and Mathematics, and covers five essential capabilities: Understanding, Reasoning, Planning, Problem-solving, and Self-correction. With a total of 20 meticulously designed tasks encompassing over 3K distinct prompts, MMAU provides a comprehensive framework for evaluating the strengths and limitations of LLM agents. By testing 18 representative models on MMAU, we provide deep and insightful analyses. Ultimately, MMAU not only sheds light on the capabilities and limitations of LLM agents but also enhances the interpretability of their performance. Datasets and evaluation scripts of MMAU are released at https://github.com/apple/axlearn/tree/main/docs/research/mmau.

cs.AI↗

arXiv2024

Apple Intelligence Foundation Language Models

We present foundation language models developed to power Apple Intelligence features, including a ~3 billion parameter model designed to run efficiently on devices and a large server-based language model designed for Private Cloud Compute. These models are designed to perform a wide range of tasks efficiently, accurately, and responsibly. This report describes the model architecture, the data used to train the model, the training process, how the models are optimized for inference, and the evaluation results. We highlight our focus on Responsible AI and how the principles are applied throughout the model development.

cs.AI↗

arXiv2024

Revisiting MoE and Dense Speed-Accuracy Comparisons for LLM Training

Mixture-of-Experts (MoE) enjoys performance gain by increasing model capacity while keeping computation cost constant. When comparing MoE to dense models, prior work typically adopt the following setting: 1) use FLOPs or activated parameters as a measure of model complexity; 2) train all models to the same number of tokens. We argue that this setting favors MoE as FLOPs and activated parameters do not accurately measure the communication overhead in sparse layers, leading to a larger actual training budget for MoE. In this work, we revisit the settings by adopting step time as a more accurate measure of model complexity, and by determining the total compute budget under the Chinchilla compute-optimal settings. To efficiently run MoE on modern accelerators, we adopt a 3D sharding method that keeps the dense-to-MoE step time increase within a healthy range. We evaluate MoE and dense LLMs on a set of nine 0-shot and two 1-shot English tasks, as well as MMLU 5-shot and GSM8K 8-shot across three model scales at 6.4B, 12.6B, and 29.6B. Experimental results show that even under these settings, MoE consistently outperform dense LLMs on the speed-accuracy trade-off curve with meaningful gaps. Our full model implementation and sharding strategy has been released at~\url{https://github.com/apple/axlearn}

cs.LG↗

arXiv2024

Large Language Model-guided Document Selection

Large Language Model (LLM) pre-training exhausts an ever growing compute budget, yet recent research has demonstrated that careful document selection enables comparable model quality with only a fraction of the FLOPs. Inspired by efforts suggesting that domain-specific training document selection is in fact an interpretable process [Gunasekar et al., 2023], as well as research showing that instruction-finetuned LLMs are adept zero-shot data labelers [Gilardi et al.,2023], we explore a promising direction for scalable general-domain document selection; employing a prompted LLM as a document grader, we distill quality labels into a classifier model, which is applied at scale to a large, and already heavily-filtered, web-crawl-derived corpus autonomously. Following the guidance of this classifier, we drop 75% of the corpus and train LLMs on the remaining data. Results across multiple benchmarks show that: 1. Filtering allows us to quality-match a model trained on the full corpus across diverse benchmarks with at most 70% of the FLOPs, 2. More capable LLM labelers and classifier models lead to better results that are less sensitive to the labeler's prompt, 3. In-context learning helps to boost the performance of less-capable labeling models. In all cases we use open-source datasets, models, recipes, and evaluation frameworks, so that results can be reproduced by the community.

cs.CL↗

arXiv2024

MM1: Methods, Analysis & Insights from Multimodal LLM Pre-training

In this work, we discuss building performant Multimodal Large Language Models (MLLMs). In particular, we study the importance of various architecture components and data choices. Through careful and comprehensive ablations of the image encoder, the vision language connector, and various pre-training data choices, we identified several crucial design lessons. For example, we demonstrate that for large-scale multimodal pre-training using a careful mix of image-caption, interleaved image-text, and text-only data is crucial for achieving state-of-the-art (SOTA) few-shot results across multiple benchmarks, compared to other published pre-training results. Further, we show that the image encoder together with image resolution and the image token count has substantial impact, while the vision-language connector design is of comparatively negligible importance. By scaling up the presented recipe, we build MM1, a family of multimodal models up to 30B parameters, including both dense models and mixture-of-experts (MoE) variants, that are SOTA in pre-training metrics and achieve competitive performance after supervised fine-tuning on a range of established multimodal benchmarks. Thanks to large-scale pre-training, MM1 enjoys appealing properties such as enhanced in-context learning, and multi-image reasoning, enabling few-shot chain-of-thought prompting.

cs.CV↗

arXiv2024

Spontaneous nucleation and growth of GaN nanowires: Fundamental role of crystal polarity

We experimentally investigate whether crystal polarity affects the growth of GaN nanowires in plasma-assisted molecular beam epitaxy and whether their formation has to be induced by defects. For this purpose, we prepare smooth and coherently strained AlN layers on 6H-SiC(0001) and SiC(000$\bar{1}$) substrates to ensure a well-defined polarity and an absence of structural and morphological defects. On N-polar AlN, a homogeneous and dense N-polar GaN nanowire array forms, evidencing that GaN nanowires form spontaneously in the absence of defects. On Al-polar AlN, we do not observe the formation of Ga-polar GaN NWs. Instead, sparse N-polar GaN nanowires grow embedded in a Ga-polar GaN layer. These N-polar GaN nanowires are shown to be accidental in that the necessary polarity inversion is induced by the formation of Si$_{x}$N. The present findings thus demonstrate that spontaneously formed GaN nanowires are irrevocably N-polar. Due to the strong impact of the polarity on the properties of GaN-based devices, these results are not only essential to understand the spontaneous formation of GaN nanowires but also of high technological relevance.

cond-mat.mtrl-sci↗

arXiv2024

Polarity-induced selective area epitaxy of GaN nanowires

We present a conceptually novel approach to achieve selective area epitaxy of GaN nanowires. The approach is based on the fact that these nanostructures do not form in plasma-assisted molecular beam epitaxy on structurally and chemically uniform cation-polar substrates. By in situ depositing and nitridating Si on a Ga-polar GaN film, we locally reverse the polarity to induce the selective area epitaxy of N-polar GaN nanowires. We show that the nanowire number density can be controlled over several orders of magnitude by varying the amount of pre-deposited Si. Using this growth approach, we demonstrate the synthesis of single-crystalline and uncoalesced nanowires with diameters as small as 20 nm. The achievement of nanowire number densities low enough to prevent the shadowing of the nanowire sidewalls from the impinging fluxes paves the way for the realization of homogeneous core-shell heterostructures without the need of using ex situ pre-patterned substrates.

physics.app-ph↗

arXiv2023

Mega: Moving Average Equipped Gated Attention

The design choices in the Transformer attention mechanism, including weak inductive bias and quadratic computational complexity, have limited its application for modeling long sequences. In this paper, we introduce Mega, a simple, theoretically grounded, single-head gated attention mechanism equipped with (exponential) moving average to incorporate inductive bias of position-aware local dependencies into the position-agnostic attention mechanism. We further propose a variant of Mega that offers linear time and space complexity yet yields only minimal quality loss, by efficiently splitting the whole sequence into multiple chunks with fixed length. Extensive experiments on a wide range of sequence modeling benchmarks, including the Long Range Arena, neural machine translation, auto-regressive language modeling, and image and speech classification, show that Mega achieves significant improvements over other sequence models, including variants of Transformers and recent state space models.

cs.LG↗

arXiv2022

BLT: Bidirectional Layout Transformer for Controllable Layout Generation

Creating visual layouts is a critical step in graphic design. Automatic generation of such layouts is essential for scalable and diverse visual designs. To advance conditional layout generation, we introduce BLT, a bidirectional layout transformer. BLT differs from previous work on transformers in adopting non-autoregressive transformers. In training, BLT learns to predict the masked attributes by attending to surrounding attributes in two directions. During inference, BLT first generates a draft layout from the input and then iteratively refines it into a high-quality layout by masking out low-confident attributes. The masks generated in both training and inference are controlled by a new hierarchical sampling policy. We verify the proposed model on six benchmarks of diverse design tasks. Experimental results demonstrate two benefits compared to the state-of-the-art layout transformer models. First, our model empowers layout transformers to fulfill controllable layout generation. Second, it achieves up to 10x speedup in generating a layout at inference time than the layout transformer baseline. Code is released at https://shawnkx.github.io/blt.

cs.CV↗

arXiv2022

Multilingual Neural Machine Translation with Deep Encoder and Multiple Shallow Decoders

Recent work in multilingual translation advances translation quality surpassing bilingual baselines using deep transformer models with increased capacity. However, the extra latency and memory costs introduced by this approach may make it unacceptable for efficiency-constrained applications. It has recently been shown for bilingual translation that using a deep encoder and shallow decoder (DESD) can reduce inference latency while maintaining translation quality, so we study similar speed-accuracy trade-offs for multilingual translation. We find that for many-to-one translation we can indeed increase decoder speed without sacrificing quality using this approach, but for one-to-many translation, shallow decoders cause a clear quality drop. To ameliorate this drop, we propose a deep encoder with multiple shallow decoders (DEMSD) where each shallow decoder is responsible for a disjoint subset of target languages. Specifically, the DEMSD model with 2-layer decoders is able to obtain a 1.8x speedup on average compared to a standard transformer model with no drop in translation quality.

cs.CL↗

arXiv2021

Luna: Linear Unified Nested Attention

The quadratic computational and memory complexities of the Transformer's attention mechanism have limited its scalability for modeling long sequences. In this paper, we propose Luna, a linear unified nested attention mechanism that approximates softmax attention with two nested linear attention functions, yielding only linear (as opposed to quadratic) time and space complexity. Specifically, with the first attention function, Luna packs the input sequence into a sequence of fixed length. Then, the packed sequence is unpacked using the second attention function. As compared to a more traditional attention mechanism, Luna introduces an additional sequence with a fixed length as input and an additional corresponding output, which allows Luna to perform attention operation linearly, while also storing adequate contextual information. We perform extensive evaluations on three benchmarks of sequence modeling tasks: long-context sequence modeling, neural machine translation and masked language modeling for large-scale pretraining. Competitive or even better experimental results demonstrate both the effectiveness and efficiency of Luna compared to a variety

cs.LG↗