arXiv subjects

Xiangnan He

Publications and source records attributed to Xiangnan He.

At least 73 records · Page 4Linked to original sources

arXiv2025

Boosting Parameter Efficiency in LLM-Based Recommendation through Sophisticated Pruning

LLM-based recommender systems have made significant progress; however, the deployment cost associated with the large parameter volume of LLMs still hinders their real-world applications. This work explores parameter pruning to improve parameter efficiency while maintaining recommendation quality, thereby enabling easier deployment. Unlike existing approaches that focus primarily on inter-layer redundancy, we uncover intra-layer redundancy within components such as self-attention and MLP modules. Building on this analysis, we propose a more fine-grained pruning approach that integrates both intra-layer and layer-wise pruning. Specifically, we introduce a three-stage pruning strategy that progressively prunes parameters at different levels and parts of the model, moving from intra-layer to layer-wise pruning, or from width to depth. Each stage also includes a performance restoration step using distillation techniques, helping to strike a balance between performance and parameter efficiency. Empirical results demonstrate the effectiveness of our approach: across three datasets, our models achieve an average of 88% of the original model's performance while pruning more than 95% of the non-embedding parameters. This underscores the potential of our method to significantly reduce resource requirements without greatly compromising recommendation quality. Our code will be available at: https://github.com/zheng-sl/PruneRec

cs.IR↗

arXiv2025

Diffusion Recommender Model

Generative models such as Generative Adversarial Networks (GANs) and Variational Auto-Encoders (VAEs) are widely utilized to model the generative process of user interactions. However, these generative models suffer from intrinsic limitations such as the instability of GANs and the restricted representation ability of VAEs. Such limitations hinder the accurate modeling of the complex user interaction generation procedure, such as noisy interactions caused by various interference factors. In light of the impressive advantages of Diffusion Models (DMs) over traditional generative models in image synthesis, we propose a novel Diffusion Recommender Model (named DiffRec) to learn the generative process in a denoising manner. To retain personalized information in user interactions, DiffRec reduces the added noises and avoids corrupting users' interactions into pure noises like in image synthesis. In addition, we extend traditional DMs to tackle the unique challenges in practical recommender systems: high resource costs for large-scale item prediction and temporal shifts of user preference. To this end, we propose two extensions of DiffRec: L-DiffRec clusters items for dimension compression and conducts the diffusion processes in the latent space; and T-DiffRec reweights user interactions based on the interaction timestamps to encode temporal information. We conduct extensive experiments on three datasets under multiple settings (e.g. clean training, noisy training, and temporal training). The empirical results and in-depth analysis validate the superiority of DiffRec with two extensions over competitive baselines.

cs.IR↗

arXiv2025

CoLLM: Integrating Collaborative Embeddings into Large Language Models for Recommendation

Leveraging Large Language Models as Recommenders (LLMRec) has gained significant attention and introduced fresh perspectives in user preference modeling. Existing LLMRec approaches prioritize text semantics, usually neglecting the valuable collaborative information from user-item interactions in recommendations. While these text-emphasizing approaches excel in cold-start scenarios, they may yield sub-optimal performance in warm-start situations. In pursuit of superior recommendations for both cold and warm start scenarios, we introduce CoLLM, an innovative LLMRec methodology that seamlessly incorporates collaborative information into LLMs for recommendation. CoLLM captures collaborative information through an external traditional model and maps it to the input token embedding space of LLM, forming collaborative embeddings for LLM usage. Through this external integration of collaborative information, CoLLM ensures effective modeling of collaborative information without modifying the LLM itself, providing the flexibility to employ various collaborative information modeling techniques. Extensive experiments validate that CoLLM adeptly integrates collaborative information into LLMs, resulting in enhanced recommendation performance. We release the code and data at https://github.com/zyang1580/CoLLM.

cs.IR↗

arXiv2025

Personalized Generation In Large Model Era: A Survey

In the era of large models, content generation is gradually shifting to Personalized Generation (PGen), tailoring content to individual preferences and needs. This paper presents the first comprehensive survey on PGen, investigating existing research in this rapidly growing field. We conceptualize PGen from a unified perspective, systematically formalizing its key components, core objectives, and abstract workflows. Based on this unified perspective, we propose a multi-level taxonomy, offering an in-depth review of technical advancements, commonly used datasets, and evaluation metrics across multiple modalities, personalized contexts, and tasks. Moreover, we envision the potential applications of PGen and highlight open challenges and promising directions for future exploration. By bridging PGen research across multiple modalities, this survey serves as a valuable resource for fostering knowledge sharing and interdisciplinary collaboration, ultimately contributing to a more personalized digital landscape.

cs.IR↗

arXiv2025

Route Sparse Autoencoder to Interpret Large Language Models

Mechanistic interpretability of large language models (LLMs) aims to uncover the internal processes of information propagation and reasoning. Sparse autoencoders (SAEs) have demonstrated promise in this domain by extracting interpretable and monosemantic features. However, prior works primarily focus on feature extraction from a single layer, failing to effectively capture activations that span multiple layers. In this paper, we introduce Route Sparse Autoencoder (RouteSAE), a new framework that integrates a routing mechanism with a shared SAE to efficiently extract features from multiple layers. It dynamically assigns weights to activations from different layers, incurring minimal parameter overhead while achieving high interpretability and flexibility for targeted feature manipulation. We evaluate RouteSAE through extensive experiments on Llama-3.2-1B-Instruct. Specifically, under the same sparsity constraint of 64, RouteSAE extracts 22.5% more features than baseline SAEs while achieving a 22.3% higher interpretability score. These results underscore the potential of RouteSAE as a scalable and effective method for LLM interpretability, with applications in feature discovery and model intervention. Our codes are available at https://github.com/swei2001/RouteSAEs.

cs.LG↗

arXiv2025

Multi-Grained Patch Training for Efficient LLM-based Recommendation

Large Language Models (LLMs) have emerged as a new paradigm for recommendation by converting interacted item history into language modeling. However, constrained by the limited context length of LLMs, existing approaches have to truncate item history in the prompt, focusing only on recent interactions and sacrificing the ability to model long-term history. To enable LLMs to model long histories, we pursue a concise embedding representation for items and sessions. In the LLM embedding space, we construct an item's embedding by aggregating its textual token embeddings; similarly, we construct a session's embedding by aggregating its item embeddings. While efficient, this way poses two challenges since it ignores the temporal significance of user interactions and LLMs do not natively interpret our custom embeddings. To overcome these, we propose PatchRec, a multi-grained patch training method consisting of two stages: (1) Patch Pre-training, which familiarizes LLMs with aggregated embeddings -- patches, and (2) Patch Fine-tuning, which enables LLMs to capture time-aware significance in interaction history. Extensive experiments show that PatchRec effectively models longer behavior histories with improved efficiency. This work facilitates the practical use of LLMs for modeling long behavior histories. Codes are available at https://github.com/ljy0ustc/PatchRec.

cs.IR↗

arXiv2025

Addressing Missing Data Issue for Diffusion-based Recommendation

Diffusion models have shown significant potential in generating oracle items that best match user preference with guidance from user historical interaction sequences. However, the quality of guidance is often compromised by unpredictable missing data in observed sequence, leading to suboptimal item generation. Since missing data is uncertain in both occurrence and content, recovering it is impractical and may introduce additional errors. To tackle this challenge, we propose a novel dual-side Thompson sampling-based Diffusion Model (TDM), which simulates extra missing data in the guidance signals and allows diffusion models to handle existing missing data through extrapolation. To preserve user preference evolution in sequences despite extra missing data, we introduce Dual-side Thompson Sampling to implement simulation with two probability models, sampling by exploiting user preference from both item continuity and sequence stability. TDM strategically removes items from sequences based on dual-side Thompson sampling and treats these edited sequences as guidance for diffusion models, enhancing models' robustness to missing data through consistency regularization. Additionally, to enhance the generation efficiency, TDM is implemented under the denoising diffusion implicit models to accelerate the reverse process. Extensive experiments and theoretical analysis validate the effectiveness of TDM in addressing missing data in sequential recommendations.

cs.IR↗

arXiv2025

Process-Supervised LLM Recommenders via Flow-guided Tuning

While large language models (LLMs) are increasingly adapted for recommendation systems via supervised fine-tuning (SFT), this approach amplifies popularity bias due to its likelihood maximization objective, compromising recommendation diversity and fairness. To address this, we present Flow-guided fine-tuning recommender (Flower), which replaces SFT with a Generative Flow Network (GFlowNet) framework that enacts process supervision through token-level reward propagation. Flower's key innovation lies in decomposing item-level rewards into constituent token rewards, enabling direct alignment between token generation probabilities and their reward signals. This mechanism achieves three critical advancements: (1) popularity bias mitigation and fairness enhancement through empirical distribution matching, (2) preservation of diversity through GFlowNet's proportional sampling, and (3) flexible integration of personalized preferences via adaptable token rewards. Experiments demonstrate Flower's superior distribution-fitting capability and its significant advantages over traditional SFT in terms of accuracy, fairness, and diversity, highlighting its potential to improve LLM-based recommendation systems. The implementation is available via https://github.com/MrPeach0301/Flower

cs.IR↗

arXiv2025

Agentic Feedback Loop Modeling Improves Recommendation and User Simulation

Large language model-based agents are increasingly applied in the recommendation field due to their extensive knowledge and strong planning capabilities. While prior research has primarily focused on enhancing either the recommendation agent or the user agent individually, the collaborative interaction between the two has often been overlooked. Towards this research gap, we propose a novel framework that emphasizes the feedback loop process to facilitate the collaboration between the recommendation agent and the user agent. Specifically, the recommendation agent refines its understanding of user preferences by analyzing the feedback from the user agent on the item recommendation. Conversely, the user agent further identifies potential user interests based on the items and recommendation reasons provided by the recommendation agent. This iterative process enhances the ability of both agents to infer user behaviors, enabling more effective item recommendations and more accurate user simulations. Extensive experiments on three datasets demonstrate the effectiveness of the agentic feedback loop: the agentic feedback loop yields an average improvement of 11.52% over the single recommendation agent and 21.12% over the single user agent. Furthermore, the results show that the agentic feedback loop does not exacerbate popularity or position bias, which are typically amplified by the real-world feedback loop, highlighting its robustness. The source code is available at https://github.com/Lanyu0303/AFL.

cs.IR↗

arXiv2025

AlphaEdit: Null-Space Constrained Knowledge Editing for Language Models

Large language models (LLMs) often exhibit hallucinations due to incorrect or outdated knowledge. Hence, model editing methods have emerged to enable targeted knowledge updates. To achieve this, a prevailing paradigm is the locating-then-editing approach, which first locates influential parameters and then edits them by introducing a perturbation. While effective, current studies have demonstrated that this perturbation inevitably disrupt the originally preserved knowledge within LLMs, especially in sequential editing scenarios. To address this, we introduce AlphaEdit, a novel solution that projects perturbation onto the null space of the preserved knowledge before applying it to the parameters. We theoretically prove that this projection ensures the output of post-edited LLMs remains unchanged when queried about the preserved knowledge, thereby mitigating the issue of disruption. Extensive experiments on various LLMs, including LLaMA3, GPT2-XL, and GPT-J, show that AlphaEdit boosts the performance of most locating-then-editing methods by an average of 36.7% with a single line of additional code for projection solely. Our code is available at: https://github.com/jianghoucheng/AlphaEdit.

cs.CL↗

arXiv2025

AdaViP: Aligning Multi-modal LLMs via Adaptive Vision-enhanced Preference Optimization

Preference alignment through Direct Preference Optimization (DPO) has demonstrated significant effectiveness in aligning multimodal large language models (MLLMs) with human preferences. However, existing methods focus primarily on language preferences while neglecting the critical visual context. In this paper, we propose an Adaptive Vision-enhanced Preference optimization (AdaViP) that addresses these limitations through two key innovations: (1) vision-based preference pair construction, which integrates multiple visual foundation models to strategically remove key visual elements from the image, enhancing MLLMs' sensitivity to visual details; and (2) adaptive preference optimization that dynamically balances vision- and language-based preferences for more accurate alignment. Extensive evaluations across different benchmarks demonstrate our effectiveness. Notably, our AdaViP-7B achieves 93.7% and 96.4% reductions in response-level and mentioned-level hallucination respectively on the Object HalBench, significantly outperforming current state-of-the-art methods.

cs.CV↗

arXiv2025

Towards Robust Alignment of Language Models: Distributionally Robustifying Direct Preference Optimization

This study addresses the challenge of noise in training datasets for Direct Preference Optimization (DPO), a method for aligning Large Language Models (LLMs) with human preferences. We categorize noise into pointwise noise, which includes low-quality data points, and pairwise noise, which encompasses erroneous data pair associations that affect preference rankings. Utilizing Distributionally Robust Optimization (DRO), we enhance DPO's resilience to these types of noise. Our theoretical insights reveal that DPO inherently embeds DRO principles, conferring robustness to pointwise noise, with the regularization coefficient $β$ playing a critical role in its noise resistance. Extending this framework, we introduce Distributionally Robustifying DPO (Dr. DPO), which integrates pairwise robustness by optimizing against worst-case pairwise scenarios. The novel hyperparameter $β'$ in Dr. DPO allows for fine-tuned control over data pair reliability, providing a strategic balance between exploration and exploitation in noisy training environments. Empirical evaluations demonstrate that Dr. DPO substantially improves the quality of generated text and response accuracy in preference datasets, showcasing enhanced performance in both noisy and noise-free settings. The code is available at https://github.com/junkangwu/Dr_DPO.

cs.LG↗

arXiv2025

Unified Parameter-Efficient Unlearning for LLMs

The advent of Large Language Models (LLMs) has revolutionized natural language processing, enabling advanced understanding and reasoning capabilities across a variety of tasks. Fine-tuning these models for specific domains, particularly through Parameter-Efficient Fine-Tuning (PEFT) strategies like LoRA, has become a prevalent practice due to its efficiency. However, this raises significant privacy and security concerns, as models may inadvertently retain and disseminate sensitive or undesirable information. To address these issues, we introduce a novel instance-wise unlearning framework, LLMEraser, which systematically categorizes unlearning tasks and applies precise parameter adjustments using influence functions. Unlike traditional unlearning techniques that are often limited in scope and require extensive retraining, LLMEraser is designed to handle a broad spectrum of unlearning tasks without compromising model performance. Extensive experiments on benchmark datasets demonstrate that LLMEraser excels in efficiently managing various unlearning scenarios while maintaining the overall integrity and efficacy of the models.

cs.AI↗

arXiv2025

Precise, Fast, and Low-cost Concept Erasure in Value Space: Orthogonal Complement Matters

Recent success of text-to-image (T2I) generation and its increasing practical applications, enabled by diffusion models, require urgent consideration of erasing unwanted concepts, e.g., copyrighted, offensive, and unsafe ones, from the pre-trained models in a precise, timely, and low-cost manner. The twofold demand of concept erasure includes not only a precise removal of the target concept (i.e., erasure efficacy) but also a minimal change on non-target content (i.e., prior preservation), during generation. Existing methods face challenges in maintaining an effective balance between erasure efficacy and prior preservation, and they can be computationally costly. To improve, we propose a precise, fast, and low-cost concept erasure method, called Adaptive Value Decomposer (AdaVD), which is training-free. Our method is grounded in a classical linear algebraic operation of computing the orthogonal complement, implemented in the value space of each cross-attention layer within the UNet of diffusion models. We design a shift factor to adaptively navigate the erasure strength, enhancing effective prior preservation without sacrificing erasure efficacy. Extensive comparative experiments with both training-based and training-free state-of-the-art methods demonstrate that the proposed AdaVD excels in both single and multiple concept erasure, showing 2 to 10 times improvement in prior preservation than the second best, meanwhile achieving the best or near best erasure efficacy. AdaVD supports a series of diffusion models and downstream image generation tasks, with code available on: https://github.com/WYuan1001/AdaVD.

cs.CV↗

arXiv2025

Larger or Smaller Reward Margins to Select Preferences for Alignment?

Preference learning is critical for aligning large language models (LLMs) with human values, with the quality of preference datasets playing a crucial role in this process. While existing metrics primarily assess data quality based on either explicit or implicit reward margins, they often provide contradictory evaluations for the same data. To address this issue, we introduce the alignment potential metric, which quantifies the gap from the model's current implicit reward margin to the target explicit reward margin, thereby estimating the model's potential to align with the preference data. Empirical results demonstrate that training on data selected by this metric consistently enhances alignment performance, surpassing existing metrics across different base models and optimization objectives. Furthermore, our method extends to self-play data generation frameworks, where the metric is used to identify high-quality data within the self-generated content by LLMs. Under this data generation scenario, our method surpasses current state-of-the-art (SOTA) results across various training settings and demonstrates continuous improvements in alignment performance as dataset size and training iterations increase.

cs.LG↗

arXiv2025

DAMA: Data- and Model-aware Alignment of Multi-modal LLMs

Direct Preference Optimization (DPO) has shown effectiveness in aligning multi-modal large language models (MLLM) with human preferences. However, existing methods exhibit an imbalanced responsiveness to the data of varying hardness, tending to overfit on the easy-to-distinguish data while underfitting on the hard-to-distinguish data. In this paper, we propose Data- and Model-aware DPO (DAMA) to dynamically adjust the optimization process from two key aspects: (1) a data-aware strategy that incorporates data hardness, and (2) a model-aware strategy that integrates real-time model responses. By combining the two strategies, DAMA enables the model to effectively adapt to data with varying levels of hardness. Extensive experiments on five benchmarks demonstrate that DAMA not only significantly enhances the trustworthiness, but also improves the effectiveness over general tasks. For instance, on the Object-HalBench, our DAMA-7B reduces response-level and mentioned-level hallucination by 90.0% and 95.3%, respectively, surpassing the performance of GPT-4V.

cs.CV↗

arXiv2025

SPRec: Self-Play to Debias LLM-based Recommendation

Large language models (LLMs) have attracted significant attention in recommendation systems. Current work primarily applies supervised fine-tuning (SFT) to adapt the model for recommendation tasks. However, SFT on positive examples only limits the model's ability to align with user preference. To address this, researchers recently introduced Direct Preference Optimization (DPO), which explicitly aligns LLMs with user preferences using offline preference ranking data. However, we found that DPO inherently biases the model towards a few items, exacerbating the filter bubble issue and ultimately degrading user experience. In this paper, we propose SPRec, a novel self-play framework designed to mitigate over-recommendation and improve fairness without requiring additional data or manual intervention. In each self-play iteration, the model undergoes an SFT step followed by a DPO step, treating offline interaction data as positive samples and the predicted outputs from the previous iteration as negative samples. This effectively re-weights the DPO loss function using the model's logits, adaptively suppressing biased items. Extensive experiments on multiple real-world datasets demonstrate SPRec's effectiveness in enhancing recommendation accuracy and fairness. The implementation is available via https://github.com/RegionCh/SPRec

cs.IR↗

arXiv2025

Reinforced Prompt Personalization for Recommendation with Large Language Models

Designing effective prompts can empower LLMs to understand user preferences and provide recommendations with intent comprehension and knowledge utilization capabilities. Nevertheless, recent studies predominantly concentrate on task-wise prompting, developing fixed prompt templates shared across all users in a given recommendation task (e.g., rating or ranking). Although convenient, task-wise prompting overlooks individual user differences, leading to inaccurate analysis of user interests. In this work, we introduce the concept of instance-wise prompting, aiming at personalizing discrete prompts for individual users. Toward this end, we propose Reinforced Prompt Personalization (RPP) to realize it automatically. To improve efficiency and quality, RPP personalizes prompts at the sentence level rather than searching in the vast vocabulary word-by-word. Specifically, RPP breaks down the prompt into four patterns, tailoring patterns based on multi-agent and combining them. Then the personalized prompts interact with LLMs (environment) iteratively, to boost LLMs' recommending performance (reward). In addition to RPP, to improve the scalability of action space, our proposal of RPP+ dynamically refines the selected actions with LLMs throughout the iterative process. Extensive experiments on various datasets demonstrate the superiority of RPP/RPP+ over traditional recommender models, few-shot methods, and other prompt-based methods, underscoring the significance of instance-wise prompting in LLMs for recommendation. Our code is available at https://github.com/maowenyu-11/RPP.

cs.IR↗