arXiv subjects

Xianpei Han

Publications and source records attributed to Xianpei Han.

At least 73 records · Page 4Linked to original sources

arXiv2025

The Rise and Down of Babel Tower: Investigating the Evolution Process of Multilingual Code Large Language Model

Large language models (LLMs) have shown significant multilingual capabilities. However, the mechanisms underlying the development of these capabilities during pre-training are not well understood. In this paper, we use code LLMs as an experimental platform to explore the evolution of multilingual capabilities in LLMs during the pre-training process. Based on our observations, we propose the Babel Tower Hypothesis, which describes the entire process of LLMs acquiring new language capabilities. During the learning process, multiple languages initially share a single knowledge system dominated by the primary language and gradually develop language-specific knowledge systems. We then validate the above hypothesis by tracking the internal states of the LLMs through identifying working languages and language transferring neurons. Experimental results show that the internal state changes of the LLM are consistent with our Babel Tower Hypothesis. Building on these insights, we propose a novel method to construct an optimized pre-training corpus for multilingual code LLMs, which significantly outperforms LLMs trained on the original corpus. The proposed Babel Tower Hypothesis provides new insights into designing pre-training data distributions to achieve optimal multilingual capabilities in LLMs.

cs.CL↗

arXiv2025

DeepSolution: Boosting Complex Engineering Solution Design via Tree-based Exploration and Bi-point Thinking

Designing solutions for complex engineering challenges is crucial in human production activities. However, previous research in the retrieval-augmented generation (RAG) field has not sufficiently addressed tasks related to the design of complex engineering solutions. To fill this gap, we introduce a new benchmark, SolutionBench, to evaluate a system's ability to generate complete and feasible solutions for engineering problems with multiple complex constraints. To further advance the design of complex engineering solutions, we propose a novel system, SolutionRAG, that leverages the tree-based exploration and bi-point thinking mechanism to generate reliable solutions. Extensive experimental results demonstrate that SolutionRAG achieves state-of-the-art (SOTA) performance on the SolutionBench, highlighting its potential to enhance the automation and reliability of complex engineering solution design in real-world applications.

cs.AI↗

arXiv2025

DBCopilot: Natural Language Querying over Massive Databases via Schema Routing

The development of Natural Language Interfaces to Databases (NLIDBs) has been greatly advanced by the advent of large language models (LLMs), which provide an intuitive way to translate natural language (NL) questions into Structured Query Language (SQL) queries. While significant progress has been made in LLM-based NL2SQL, existing approaches face several challenges in real-world scenarios of natural language querying over massive databases. In this paper, we present DBCopilot, a framework that addresses these challenges by employing a compact and flexible copilot model for routing over massive databases. Specifically, DBCopilot decouples schema-agnostic NL2SQL into schema routing and SQL generation. This framework utilizes a single lightweight differentiable search index to construct semantic mappings for massive database schemata, and navigates natural language questions to their target databases and tables in a relation-aware joint retrieval manner. The routed schemata and questions are then fed into LLMs for effective SQL generation. Furthermore, DBCopilot introduces a reverse schema-to-question generation paradigm that can automatically learn and adapt the router over massive databases without manual intervention. Experimental results verify that DBCopilot is a scalable and effective solution for schema-agnostic NL2SQL, providing a significant advance in handling natural language querying over massive databases for NLIDBs.

cs.CL↗

arXiv2025

PPTAgent: Generating and Evaluating Presentations Beyond Text-to-Slides

Automatically generating presentations from documents is a challenging task that requires accommodating content quality, visual appeal, and structural coherence. Existing methods primarily focus on improving and evaluating the content quality in isolation, overlooking visual appeal and structural coherence, which limits their practical applicability. To address these limitations, we propose PPTAgent, which comprehensively improves presentation generation through a two-stage, edit-based approach inspired by human workflows. PPTAgent first analyzes reference presentations to extract slide-level functional types and content schemas, then drafts an outline and iteratively generates editing actions based on selected reference slides to create new slides. To comprehensively evaluate the quality of generated presentations, we further introduce PPTEval, an evaluation framework that assesses presentations across three dimensions: Content, Design, and Coherence. Results demonstrate that PPTAgent significantly outperforms existing automatic presentation generation methods across all three dimensions.

cs.AI↗

arXiv2025

Rethinking Reward Model Evaluation: Are We Barking up the Wrong Tree?

Reward Models (RMs) are crucial for aligning language models with human preferences. Currently, the evaluation of RMs depends on measuring accuracy against a validation set of manually annotated preference data. Although this method is straightforward and widely adopted, the relationship between RM accuracy and downstream policy performance remains under-explored. In this work, we conduct experiments in a synthetic setting to investigate how differences in RM measured by accuracy translate into gaps in optimized policy performance. Our findings reveal that while there is a weak positive correlation between accuracy and downstream performance, policies optimized towards RMs with similar accuracy can exhibit quite different performance. Moreover, we discover that the way of measuring accuracy significantly impacts its ability to predict the final policy performance. Through the lens of the Regressional Goodhart effect, we recognize that accuracy, when used for measuring RM quality, can fail to fully capture the potential RM overoptimization. This underscores the inadequacy of relying solely on accuracy to reflect their impact on policy optimization.

cs.LG↗

arXiv2025

SAISA: Towards Multimodal Large Language Models with Both Training and Inference Efficiency

Multimodal Large Language Models (MLLMs) mainly fall into two architectures, each involving a trade-off between training and inference efficiency: embedding space alignment (e.g., LLaVA-1.5) is inefficient during inference, while cross-attention space alignment (e.g., Flamingo) is inefficient in training. In this paper, we compare these two architectures and identify the key factors for building efficient MLLMs. A primary difference between them lies in how attention is applied to visual tokens, particularly in their interactions with each other. To investigate whether attention among visual tokens is necessary, we propose a new self-attention mechanism, NAAViT (\textbf{N}o \textbf{A}ttention \textbf{A}mong \textbf{Vi}sual \textbf{T}okens), which eliminates this type of attention. Our pilot experiment on LLaVA-1.5 shows that attention among visual tokens is highly redundant. Based on these insights, we introduce SAISA (\textbf{S}elf-\textbf{A}ttention \textbf{I}nput \textbf{S}pace \textbf{A}lignment), a novel architecture that enhance both training and inference efficiency. SAISA directly aligns visual features with the input spaces of NAAViT self-attention blocks, reducing computational overhead in both self-attention blocks and feed-forward networks (FFNs). Using the same configuration as LLaVA-1.5, SAISA reduces inference FLOPs by 66\% and training budget by 26\%, while achieving superior performance in terms of accuracy. Comprehensive ablation studies further validate the effectiveness of SAISA across various LLMs and visual encoders. The code and model will be publicly available at https://github.com/icip-cas/SAISA.

cs.CL↗

arXiv2025

Auto-RT: Automatic Jailbreak Strategy Exploration for Red-Teaming Large Language Models

Automated red-teaming has become a crucial approach for uncovering vulnerabilities in large language models (LLMs). However, most existing methods focus on isolated safety flaws, limiting their ability to adapt to dynamic defenses and uncover complex vulnerabilities efficiently. To address this challenge, we propose Auto-RT, a reinforcement learning framework that automatically explores and optimizes complex attack strategies to effectively uncover security vulnerabilities through malicious queries. Specifically, we introduce two key mechanisms to reduce exploration complexity and improve strategy optimization: 1) Early-terminated Exploration, which accelerate exploration by focusing on high-potential attack strategies; and 2) Progressive Reward Tracking algorithm with intermediate downgrade models, which dynamically refine the search trajectory toward successful vulnerability exploitation. Extensive experiments across diverse LLMs demonstrate that, by significantly improving exploration efficiency and automatically optimizing attack strategies, Auto-RT detects a boarder range of vulnerabilities, achieving a faster detection speed and 16.63\% higher success rates compared to existing methods.

cs.CR↗

arXiv2024

Match, Compare, or Select? An Investigation of Large Language Models for Entity Matching

Entity matching (EM) is a critical step in entity resolution (ER). Recently, entity matching based on large language models (LLMs) has shown great promise. However, current LLM-based entity matching approaches typically follow a binary matching paradigm that ignores the global consistency among record relationships. In this paper, we investigate various methodologies for LLM-based entity matching that incorporate record interactions from different perspectives. Specifically, we comprehensively compare three representative strategies: matching, comparing, and selecting, and analyze their respective advantages and challenges in diverse scenarios. Based on our findings, we further design a compound entity matching framework (ComEM) that leverages the composition of multiple strategies and LLMs. ComEM benefits from the advantages of different sides and achieves improvements in both effectiveness and efficiency. Experimental results on 8 ER datasets and 10 LLMs verify the superiority of incorporating record interactions through the selecting strategy, as well as the further cost-effectiveness brought by ComEM.

cs.CL↗

arXiv2024

Search, Verify and Feedback: Towards Next Generation Post-training Paradigm of Foundation Models via Verifier Engineering

The evolution of machine learning has increasingly prioritized the development of powerful models and more scalable supervision signals. However, the emergence of foundation models presents significant challenges in providing effective supervision signals necessary for further enhancing their capabilities. Consequently, there is an urgent need to explore novel supervision signals and technical approaches. In this paper, we propose verifier engineering, a novel post-training paradigm specifically designed for the era of foundation models. The core of verifier engineering involves leveraging a suite of automated verifiers to perform verification tasks and deliver meaningful feedback to foundation models. We systematically categorize the verifier engineering process into three essential stages: search, verify, and feedback, and provide a comprehensive review of state-of-the-art research developments within each stage. We believe that verifier engineering constitutes a fundamental pathway toward achieving Artificial General Intelligence.

cs.AI↗

arXiv2024

Self-Retrieval: End-to-End Information Retrieval with One Large Language Model

The rise of large language models (LLMs) has significantly transformed both the construction and application of information retrieval (IR) systems. However, current interactions between IR systems and LLMs remain limited, with LLMs merely serving as part of components within IR systems, and IR systems being constructed independently of LLMs. This separated architecture restricts knowledge sharing and deep collaboration between them. In this paper, we introduce Self-Retrieval, a novel end-to-end LLM-driven information retrieval architecture. Self-Retrieval unifies all essential IR functions within a single LLM, leveraging the inherent capabilities of LLMs throughout the IR process. Specifically, Self-Retrieval internalizes the retrieval corpus through self-supervised learning, transforms the retrieval process into sequential passage generation, and performs relevance assessment for reranking. Experimental results demonstrate that Self-Retrieval not only outperforms existing retrieval approaches by a significant margin, but also substantially enhances the performance of LLM-driven downstream applications like retrieval-augmented generation.

cs.IR↗

arXiv2024

StructRAG: Boosting Knowledge Intensive Reasoning of LLMs via Inference-time Hybrid Information Structurization

Retrieval-augmented generation (RAG) is a key means to effectively enhance large language models (LLMs) in many knowledge-based tasks. However, existing RAG methods struggle with knowledge-intensive reasoning tasks, because useful information required to these tasks are badly scattered. This characteristic makes it difficult for existing RAG methods to accurately identify key information and perform global reasoning with such noisy augmentation. In this paper, motivated by the cognitive theories that humans convert raw information into various structured knowledge when tackling knowledge-intensive reasoning, we proposes a new framework, StructRAG, which can identify the optimal structure type for the task at hand, reconstruct original documents into this structured format, and infer answers based on the resulting structure. Extensive experiments across various knowledge-intensive tasks show that StructRAG achieves state-of-the-art performance, particularly excelling in challenging scenarios, demonstrating its potential as an effective solution for enhancing LLMs in complex real-world applications.

cs.CL↗

arXiv2024

A Unified View of Delta Parameter Editing in Post-Trained Large-Scale Models

Post-training has emerged as a crucial paradigm for adapting large-scale pre-trained models to various tasks, whose effects are fully reflected by delta parameters (i.e., the disparity between post-trained and pre-trained parameters). While numerous studies have explored delta parameter properties via operations like pruning, quantization, low-rank approximation, and extrapolation, a unified framework for systematically examining these characteristics has been lacking. In this paper, we propose a novel perspective based on Riemann sum approximation of the loss function to elucidate delta parameter editing operations. Our analysis categorizes existing methods into three classes based on their post-editing performance: competitive, decreased, and improved, explaining how they are expressed by the Riemann sum approximation term and how they alter the model performance. Extensive experiments on both visual and language models, including ViT, LLaMA 3, Qwen 2, and Mistral, corroborate our theoretical findings. Furthermore, we introduce extensions to existing techniques like DARE and BitDelta, highlighting their limitations in leveraging the properties of delta parameters and reorganizing them into general expressions to enhance the applicability and effectiveness of delta parameter editing in post-trained models.

cs.LG↗

arXiv2024

ShortGPT: Layers in Large Language Models are More Redundant Than You Expect

As Large Language Models (LLMs) continue to advance in performance, their size has escalated significantly, with current LLMs containing billions or even trillions of parameters. However, in this study, we discovered that many layers of LLMs exhibit high similarity, and some layers play a negligible role in network functionality. Based on this observation, we define a metric called Block Influence (BI) to gauge the significance of each layer in LLMs. We then propose a straightforward pruning approach: layer removal, in which we directly delete the redundant layers in LLMs based on their BI scores. Experiments demonstrate that our method, which we call ShortGPT, significantly outperforms previous state-of-the-art (SOTA) methods in model pruning. Moreover, ShortGPT is orthogonal to quantization-like methods, enabling further reduction in parameters and computation. The ability to achieve better results through simple layer removal, as opposed to more complex pruning techniques, suggests a high degree of redundancy in the model architecture.

cs.CL↗

arXiv2024

Multi-Facet Counterfactual Learning for Content Quality Evaluation

Evaluating the quality of documents is essential for filtering valuable content from the current massive amount of information. Conventional approaches typically rely on a single score as a supervision signal for training content quality evaluators, which is inadequate to differentiate documents with quality variations across multiple facets. In this paper, we propose Multi-facet cOunterfactual LEarning (MOLE), a framework for efficiently constructing evaluators that perceive multiple facets of content quality evaluation. Given a specific scenario, we prompt large language models to generate counterfactual content that exhibits variations in critical quality facets compared to the original document. Furthermore, we leverage a joint training strategy based on contrastive learning and supervised learning to enable the evaluator to distinguish between different quality facets, resulting in more accurate predictions of content quality scores. Experimental results on 2 datasets across different scenarios demonstrate that our proposed MOLE framework effectively improves the correlation of document content quality evaluations with human judgments, which serve as a valuable toolkit for effective information acquisition.

cs.CL↗

arXiv2024

Not All Contexts Are Equal: Teaching LLMs Credibility-aware Generation

The rapid development of large language models has led to the widespread adoption of Retrieval-Augmented Generation (RAG), which integrates external knowledge to alleviate knowledge bottlenecks and mitigate hallucinations. However, the existing RAG paradigm inevitably suffers from the impact of flawed information introduced during the retrieval phrase, thereby diminishing the reliability and correctness of the generated outcomes. In this paper, we propose Credibility-aware Generation (CAG), a universally applicable framework designed to mitigate the impact of flawed information in RAG. At its core, CAG aims to equip models with the ability to discern and process information based on its credibility. To this end, we propose an innovative data transformation framework that generates data based on credibility, thereby effectively endowing models with the capability of CAG. Furthermore, to accurately evaluate the models' capabilities of CAG, we construct a comprehensive benchmark covering three critical real-world scenarios. Experimental results demonstrate that our model can effectively understand and utilize credibility for generation, significantly outperform other models with retrieval augmentation, and exhibit resilience against the disruption caused by noisy documents, thereby maintaining robust performance. Moreover, our model supports customized credibility, offering a wide range of potential applications.

cs.CL↗

arXiv2024

Beyond Correctness: Benchmarking Multi-dimensional Code Generation for Large Language Models

In recent years, researchers have proposed numerous benchmarks to evaluate the impressive coding capabilities of large language models (LLMs). However, current benchmarks primarily assess the accuracy of LLM-generated code, while neglecting other critical dimensions that also significantly impact code quality in real-world development. Moreover, relying exclusively on correctness as the guiding metric renders LLMs susceptible to data contamination. Therefore, this paper proposes the RACE benchmark, which comprehensively evaluates the quality of code generated by LLMs across 4 dimensions: Readability, mAintainability, Correctness, and Efficiency. Specifically, considering the demand-dependent nature of dimensions beyond correctness, we design various types of user requirements for each dimension to assess the model's ability to generate correct code that also meets user demands. We analyze 28 representative LLMs based on RACE and find that: 1) current correctness-centric benchmarks fail to capture the multifaceted requirements of code in real-world scenarios, while RACE provides a comprehensive evaluation that reveals the defects of LLMs across multiple dimensions; 2) the RACE benchmark serves as an effective tool for resisting the risk of data contamination; 3) even the most advanced code LLMs still encounter significant challenges in customized requirements involving complex instructions; 4) most LLMs exhibit an inherent preference for specific coding style. These findings highlight the need for a multidimensional evaluation of code LLMs, emphasizing metrics beyond correctness for real-world applications. Future efforts should aim to develop novel learning algorithms to enhance code generation under varied constraints and improve coverage and usability for diverse user needs.

cs.SE↗

arXiv2024

Seg2Act: Global Context-aware Action Generation for Document Logical Structuring

Document logical structuring aims to extract the underlying hierarchical structure of documents, which is crucial for document intelligence. Traditional approaches often fall short in handling the complexity and the variability of lengthy documents. To address these issues, we introduce Seg2Act, an end-to-end, generation-based method for document logical structuring, revisiting logical structure extraction as an action generation task. Specifically, given the text segments of a document, Seg2Act iteratively generates the action sequence via a global context-aware generative model, and simultaneously updates its global context and current logical structure based on the generated actions. Experiments on ChCatExt and HierDoc datasets demonstrate the superior performance of Seg2Act in both supervised and transfer learning settings.

cs.CL↗

arXiv2024

Towards Scalable Automated Alignment of LLMs: A Survey

Alignment is the most critical step in building large language models (LLMs) that meet human needs. With the rapid development of LLMs gradually surpassing human capabilities, traditional alignment methods based on human-annotation are increasingly unable to meet the scalability demands. Therefore, there is an urgent need to explore new sources of automated alignment signals and technical approaches. In this paper, we systematically review the recently emerging methods of automated alignment, attempting to explore how to achieve effective, scalable, automated alignment once the capabilities of LLMs exceed those of humans. Specifically, we categorize existing automated alignment methods into 4 major categories based on the sources of alignment signals and discuss the current status and potential development of each category. Additionally, we explore the underlying mechanisms that enable automated alignment and discuss the essential factors that make automated alignment technologies feasible and effective from the fundamental role of alignment.

cs.CL↗