arXiv subjects

Xianpei Han

Publications and source records attributed to Xianpei Han.

At least 109 records · Page 6Linked to original sources

arXiv2023

Benchmarking Large Language Models in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) is a promising approach for mitigating the hallucination of large language models (LLMs). However, existing research lacks rigorous evaluation of the impact of retrieval-augmented generation on different large language models, which make it challenging to identify the potential bottlenecks in the capabilities of RAG for different LLMs. In this paper, we systematically investigate the impact of Retrieval-Augmented Generation on large language models. We analyze the performance of different large language models in 4 fundamental abilities required for RAG, including noise robustness, negative rejection, information integration, and counterfactual robustness. To this end, we establish Retrieval-Augmented Generation Benchmark (RGB), a new corpus for RAG evaluation in both English and Chinese. RGB divides the instances within the benchmark into 4 separate testbeds based on the aforementioned fundamental abilities required to resolve the case. Then we evaluate 6 representative LLMs on RGB to diagnose the challenges of current LLMs when applying RAG. Evaluation reveals that while LLMs exhibit a certain degree of noise robustness, they still struggle significantly in terms of negative rejection, information integration, and dealing with false information. The aforementioned assessment outcomes indicate that there is still a considerable journey ahead to effectively apply RAG to LLMs.

cs.CL↗

arXiv2023

Mitigating Large Language Model Hallucinations via Autonomous Knowledge Graph-based Retrofitting

Incorporating factual knowledge in knowledge graph is regarded as a promising approach for mitigating the hallucination of large language models (LLMs). Existing methods usually only use the user's input to query the knowledge graph, thus failing to address the factual hallucination generated by LLMs during its reasoning process. To address this problem, this paper proposes Knowledge Graph-based Retrofitting (KGR), a new framework that incorporates LLMs with KGs to mitigate factual hallucination during the reasoning process by retrofitting the initial draft responses of LLMs based on the factual knowledge stored in KGs. Specifically, KGR leverages LLMs to extract, select, validate, and retrofit factual statements within the model-generated responses, which enables an autonomous knowledge verifying and refining procedure without any additional manual efforts. Experiments show that KGR can significantly improve the performance of LLMs on factual QA benchmarks especially when involving complex reasoning processes, which demonstrates the necessity and effectiveness of KGR in mitigating hallucination and enhancing the reliability of LLMs.

cs.CL↗

arXiv2023

Influence of External Information on Large Language Models Mirrors Social Cognitive Patterns

Social cognitive theory explains how people learn and acquire knowledge through observing others. Recent years have witnessed the rapid development of large language models (LLMs), which suggests their potential significance as agents in the society. LLMs, as AI agents, can observe external information, which shapes their cognition and behaviors. However, the extent to which external information influences LLMs' cognition and behaviors remains unclear. This study investigates how external statements and opinions influence LLMs' thoughts and behaviors from a social cognitive perspective. Three experiments were conducted to explore the effects of external information on LLMs' memories, opinions, and social media behavioral decisions. Sociocognitive factors, including source authority, social identity, and social role, were analyzed to investigate their moderating effects. Results showed that external information can significantly shape LLMs' memories, opinions, and behaviors, with these changes mirroring human social cognitive patterns such as authority bias, in-group bias, emotional positivity, and emotion contagion. This underscores the challenges in developing safe and unbiased LLMs, and emphasizes the importance of understanding the susceptibility of LLMs to external influences.

cs.CL↗

arXiv2023

Toward Unified Controllable Text Generation via Regular Expression Instruction

Controllable text generation is a fundamental aspect of natural language generation, with numerous methods proposed for different constraint types. However, these approaches often require significant architectural or decoding modifications, making them challenging to apply to additional constraints or resolve different constraint combinations. To address this, our paper introduces Regular Expression Instruction (REI), which utilizes an instruction-based mechanism to fully exploit regular expressions' advantages to uniformly model diverse constraints. Specifically, our REI supports all popular fine-grained controllable generation constraints, i.e., lexical, positional, and length, as well as their complex combinations, via regular expression-style instructions. Our method only requires fine-tuning on medium-scale language models or few-shot, in-context learning on large language models, and requires no further adjustment when applied to various constraint combinations. Experiments demonstrate that our straightforward approach yields high success rates and adaptability to various constraints while maintaining competitiveness in automatic metrics and outperforming most previous baselines.

cs.CL↗

arXiv2023

ToolAlpaca: Generalized Tool Learning for Language Models with 3000 Simulated Cases

Enabling large language models to utilize real-world tools effectively is crucial for achieving embodied intelligence. Existing approaches to tool learning have either primarily relied on extremely large language models, such as GPT-4, to attain generalized tool-use abilities in a zero-shot manner, or utilized supervised learning to train limited scopes of tools on compact models. However, it remains uncertain whether smaller language models can achieve generalized tool-use abilities without tool-specific training. To address this question, this paper introduces ToolAlpaca, a novel framework designed to automatically generate a diverse tool-use corpus and learn generalized tool-use abilities on compact language models with minimal human intervention. Specifically, ToolAlpaca first automatically creates a highly diversified tool-use corpus by building a multi-agent simulation environment. The corpus contains 3938 tool-use instances from more than 400 real-world tool APIs spanning 50 distinct categories. Subsequently, the constructed corpus is employed to fine-tune compact language models, resulting in two models, namely ToolAlpaca-7B and ToolAlpaca-13B, respectively. Finally, we evaluate the ability of these models to utilize previously unseen tools without specific training. Experimental results demonstrate that ToolAlpaca achieves effective generalized tool-use capabilities comparable to those of extremely large language models like GPT-3.5, demonstrating that learning generalized tool-use ability is feasible for compact language models.

cs.CL↗

arXiv2023

Learning In-context Learning for Named Entity Recognition

Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function $\mathcal{ λ_ {\text{instruction, demonstrations, text}}. M}$, and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., $\mathcal{ (λ. M) }$(instruction, demonstrations) $\to$ $\mathcal{F}$ where $\mathcal{F}$ will be a new entity extractor, i.e., $\mathcal{F}$: text $\to$ entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.

cs.CL↗

arXiv2023

DLUE: Benchmarking Document Language Understanding

Understanding documents is central to many real-world tasks but remains a challenging topic. Unfortunately, there is no well-established consensus on how to comprehensively evaluate document understanding abilities, which significantly hinders the fair comparison and measuring the progress of the field. To benchmark document understanding researches, this paper summarizes four representative abilities, i.e., document classification, document structural analysis, document information extraction, and document transcription. Under the new evaluation framework, we propose \textbf{Document Language Understanding Evaluation} -- \textbf{DLUE}, a new task suite which covers a wide-range of tasks in various forms, domains and document genres. We also systematically evaluate six well-established transformer models on DLUE, and find that due to the lengthy content, complicated underlying structure and dispersed knowledge, document understanding is still far from being solved, and currently there is no neural architecture that dominates all tasks, raising requirements for a universal document understanding architecture.

cs.CL↗

arXiv2023

Harvesting Event Schemas from Large Language Models

Event schema provides a conceptual, structural and formal language to represent events and model the world event knowledge. Unfortunately, it is challenging to automatically induce high-quality and high-coverage event schemas due to the open nature of real-world events, the diversity of event expressions, and the sparsity of event knowledge. In this paper, we propose a new paradigm for event schema induction -- knowledge harvesting from large-scale pre-trained language models, which can effectively resolve the above challenges by discovering, conceptualizing and structuralizing event schemas from PLMs. And an Event Schema Harvester (ESHer) is designed to automatically induce high-quality event schemas via in-context generation-based conceptualization, confidence-aware schema structuralization and graph-based schema aggregation. Empirical results show that ESHer can induce high-quality and high-coverage event schemas on varying domains.

cs.CL↗

arXiv2023

The Life Cycle of Knowledge in Big Language Models: A Survey

Knowledge plays a critical role in artificial intelligence. Recently, the extensive success of pre-trained language models (PLMs) has raised significant attention about how knowledge can be acquired, maintained, updated and used by language models. Despite the enormous amount of related studies, there still lacks a unified view of how knowledge circulates within language models throughout the learning, tuning, and application processes, which may prevent us from further understanding the connections between current progress or realizing existing limitations. In this survey, we revisit PLMs as knowledge-based systems by dividing the life circle of knowledge in PLMs into five critical periods, and investigating how knowledge circulates when it is built, maintained and used. To this end, we systematically review existing studies of each period of the knowledge life cycle, summarize the main challenges and current limitations, and discuss future directions.

cs.CL↗

arXiv2023

Semantic-aware Contrastive Learning for More Accurate Semantic Parsing

Since the meaning representations are detailed and accurate annotations which express fine-grained sequence-level semtantics, it is usually hard to train discriminative semantic parsers via Maximum Likelihood Estimation (MLE) in an autoregressive fashion. In this paper, we propose a semantic-aware contrastive learning algorithm, which can learn to distinguish fine-grained meaning representations and take the overall sequence-level semantic into consideration. Specifically, a multi-level online sampling algorithm is proposed to sample confusing and diverse instances. Three semantic-aware similarity functions are designed to accurately measure the distance between meaning representations as a whole. And a ranked contrastive loss is proposed to pull the representations of the semantic-identical instances together and push negative instances away. Experiments on two standard datasets show that our approach achieves significant improvements over MLE baselines and gets state-of-the-art performances by simply applying semantic-aware contrastive learning on a vanilla Seq2Seq model.

cs.CL↗

arXiv2023

Universal Information Extraction as Unified Semantic Matching

The challenge of information extraction (IE) lies in the diversity of label schemas and the heterogeneity of structures. Traditional methods require task-specific model design and rely heavily on expensive supervision, making them difficult to generalize to new schemas. In this paper, we decouple IE into two basic abilities, structuring and conceptualizing, which are shared by different tasks and schemas. Based on this paradigm, we propose to universally model various IE tasks with Unified Semantic Matching (USM) framework, which introduces three unified token linking operations to model the abilities of structuring and conceptualizing. In this way, USM can jointly encode schema and input text, uniformly extract substructures in parallel, and controllably decode target structures on demand. Empirical evaluation on 4 IE tasks shows that the proposed method achieves state-of-the-art performance under the supervised experiments and shows strong generalization ability in zero/few-shot transfer settings.

cs.CL↗

arXiv2022

CUGE: A Chinese Language Understanding and Generation Evaluation Benchmark

Realizing general-purpose language intelligence has been a longstanding goal for natural language processing, where standard evaluation benchmarks play a fundamental and guiding role. We argue that for general-purpose language intelligence evaluation, the benchmark itself needs to be comprehensive and systematic. To this end, we propose CUGE, a Chinese Language Understanding and Generation Evaluation benchmark with the following features: (1) Hierarchical benchmark framework, where datasets are principally selected and organized with a language capability-task-dataset hierarchy. (2) Multi-level scoring strategy, where different levels of model performance are provided based on the hierarchical framework. To facilitate CUGE, we provide a public leaderboard that can be customized to support flexible model judging criteria. Evaluation results on representative pre-trained language models indicate ample room for improvement towards general-purpose language intelligence. CUGE is publicly available at cuge.baai.ac.cn.

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arXiv2022

Bridging the Gap between Reality and Ideality of Entity Matching: A Revisiting and Benchmark Re-Construction

Entity matching (EM) is the most critical step for entity resolution (ER). While current deep learningbased methods achieve very impressive performance on standard EM benchmarks, their realworld application performance is much frustrating. In this paper, we highlight that such the gap between reality and ideality stems from the unreasonable benchmark construction process, which is inconsistent with the nature of entity matching and therefore leads to biased evaluations of current EM approaches. To this end, we build a new EM corpus and re-construct EM benchmarks to challenge critical assumptions implicit in the previous benchmark construction process by step-wisely changing the restricted entities, balanced labels, and single-modal records in previous benchmarks into open entities, imbalanced labels, and multimodal records in an open environment. Experimental results demonstrate that the assumptions made in the previous benchmark construction process are not coincidental with the open environment, which conceal the main challenges of the task and therefore significantly overestimate the current progress of entity matching. The constructed benchmarks and code are publicly released

cs.CL↗

arXiv2022

A Roadmap for Big Model

With the rapid development of deep learning, training Big Models (BMs) for multiple downstream tasks becomes a popular paradigm. Researchers have achieved various outcomes in the construction of BMs and the BM application in many fields. At present, there is a lack of research work that sorts out the overall progress of BMs and guides the follow-up research. In this paper, we cover not only the BM technologies themselves but also the prerequisites for BM training and applications with BMs, dividing the BM review into four parts: Resource, Models, Key Technologies and Application. We introduce 16 specific BM-related topics in those four parts, they are Data, Knowledge, Computing System, Parallel Training System, Language Model, Vision Model, Multi-modal Model, Theory&Interpretability, Commonsense Reasoning, Reliability&Security, Governance, Evaluation, Machine Translation, Text Generation, Dialogue and Protein Research. In each topic, we summarize clearly the current studies and propose some future research directions. At the end of this paper, we conclude the further development of BMs in a more general view.

cs.LG↗

arXiv2022

Few-shot Named Entity Recognition with Self-describing Networks

Few-shot NER needs to effectively capture information from limited instances and transfer useful knowledge from external resources. In this paper, we propose a self-describing mechanism for few-shot NER, which can effectively leverage illustrative instances and precisely transfer knowledge from external resources by describing both entity types and mentions using a universal concept set. Specifically, we design Self-describing Networks (SDNet), a Seq2Seq generation model which can universally describe mentions using concepts, automatically map novel entity types to concepts, and adaptively recognize entities on-demand. We pre-train SDNet with large-scale corpus, and conduct experiments on 8 benchmarks from different domains. Experiments show that SDNet achieves competitive performances on all benchmarks and achieves the new state-of-the-art on 6 benchmarks, which demonstrates its effectiveness and robustness.

cs.CL↗

arXiv2022

Can Prompt Probe Pretrained Language Models? Understanding the Invisible Risks from a Causal View

Prompt-based probing has been widely used in evaluating the abilities of pretrained language models (PLMs). Unfortunately, recent studies have discovered such an evaluation may be inaccurate, inconsistent and unreliable. Furthermore, the lack of understanding its inner workings, combined with its wide applicability, has the potential to lead to unforeseen risks for evaluating and applying PLMs in real-world applications. To discover, understand and quantify the risks, this paper investigates the prompt-based probing from a causal view, highlights three critical biases which could induce biased results and conclusions, and proposes to conduct debiasing via causal intervention. This paper provides valuable insights for the design of unbiased datasets, better probing frameworks and more reliable evaluations of pretrained language models. Furthermore, our conclusions also echo that we need to rethink the criteria for identifying better pretrained language models. We openly released the source code and data at https://github.com/c-box/causalEval.

cs.CL↗

arXiv2022

ECO v1: Towards Event-Centric Opinion Mining

Events are considered as the fundamental building blocks of the world. Mining event-centric opinions can benefit decision making, people communication, and social good. Unfortunately, there is little literature addressing event-centric opinion mining, although which significantly diverges from the well-studied entity-centric opinion mining in connotation, structure, and expression. In this paper, we propose and formulate the task of event-centric opinion mining based on event-argument structure and expression categorizing theory. We also benchmark this task by constructing a pioneer corpus and designing a two-step benchmark framework. Experiment results show that event-centric opinion mining is feasible and challenging, and the proposed task, dataset, and baselines are beneficial for future studies.

cs.CL↗

arXiv2022

Pre-training to Match for Unified Low-shot Relation Extraction

Low-shot relation extraction~(RE) aims to recognize novel relations with very few or even no samples, which is critical in real scenario application. Few-shot and zero-shot RE are two representative low-shot RE tasks, which seem to be with similar target but require totally different underlying abilities. In this paper, we propose Multi-Choice Matching Networks to unify low-shot relation extraction. To fill in the gap between zero-shot and few-shot RE, we propose the triplet-paraphrase meta-training, which leverages triplet paraphrase to pre-train zero-shot label matching ability and uses meta-learning paradigm to learn few-shot instance summarizing ability. Experimental results on three different low-shot RE tasks show that the proposed method outperforms strong baselines by a large margin, and achieve the best performance on few-shot RE leaderboard.

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