arXiv subjects

Xianyou Li

Publications and source records attributed to Xianyou Li.

7 recordsLinked to original sources

arXiv2026

Early Diagnosis of Wasted Computation in Multi-Agent LLM Systems via Failure-Aware Observability

Failure-aware observability diagnoses wasted computation in multi-agent LLM systems before final-answer evaluation can explain what went wrong. We propose a trace-based framework for a three-agent architecture -- orchestrator, search agent, and execution agent -- that converts structured events into online signals for loops, budget pressure, low information gain, and tool instability, then adds offline semantic grounding metrics and selective LLM-as-judge evaluation. On 165 GAIA validation traces under identical caps, 98 runs produce usable final answers and 67 fail or stop without one. Among warned failed runs, 58.1% of tokens are spent after the first warning on average, indicating substantial opportunity for intervention. A 10-task Level-2 pilot uses warnings to diversify search or require evidence, reducing post-warning token fraction from 0.638 in the baseline to 0.304. The results support a layered design: cheap online signals help the orchestrator redirect or halt redundant behavior, while deeper semantic checks identify whether completed answers are grounded enough to trust.

cs.AI↗

arXiv2026

Recursive Multi-Agent Trading System: Iterative Optimized Portfolio Strategy Under Geopolitical Uncertainty

Recursive Multi-Agent Trading System (RMATS) integrates four specialized agents -- Sentiment, Report, Analysis, and Risk -- coordinated through a recursive Manager Agent with iterative feedback loops. Experimental evaluation over a 561-trading-day period (January 2023 to March 2025) across a 24-asset multi-class universe demonstrates that RMATS achieves a maximum drawdown of 9.62%, lower than MVO (15.49%) and FinBERT Sentiment (15.28%), and exhibits the lowest event-period drawdown in 3 of 5 geopolitical stress scenarios tested. While RMATS underperforms return-maximizing baselines in a sustained bull market environment, ablation studies confirm the individual contribution of each agent component to downside protection. These results position RMATS as a risk-control-oriented architecture suitable for institutions prioritizing capital preservation under geopolitical uncertainty.

cs.MA↗

arXiv2026

Architecture Matters More Than Scale: A Comparative Study of Retrieval and Memory Augmentation for Financial QA Under SME Compute Constraints

The rapid adoption of artificial intelligence (AI) and large language models (LLMs) is transforming financial analytics by enabling natural language interfaces for reporting, decision support, and automated reasoning. However, limited empirical understanding exists regarding how different LLM-based reasoning architectures perform across realistic financial workflows, particularly under the cost, accuracy, and compliance constraints faced by small and medium-sized enterprises (SMEs). SMEs typically operate within severe infrastructure constraints, lacking cloud GPU budgets, dedicated AI teams, and API-scale inference capacity, making architectural efficiency a first-class concern. To ensure practical relevance, we introduce an explicit SME-constrained evaluation setting in which all experiments are conducted using a locally hosted 8B-parameter instruction-tuned model without cloud-scale infrastructure. This design isolates the impact of architectural choices within a realistic deployment environment. We systematically compare four reasoning architectures: baseline LLM, retrieval-augmented generation (RAG), structured long-term memory, and memory-augmented conversational reasoning across both FinQA and ConvFinQA benchmarks. Results reveal a consistent architectural inversion: structured memory improves precision in deterministic, operand-explicit tasks, while retrieval-based approaches outperform memory-centric methods in conversational, reference-implicit settings. Based on these findings, we propose a hybrid deployment framework that dynamically selects reasoning strategies to balance numerical accuracy, auditability, and infrastructure efficiency, providing a practical pathway for financial AI adoption in resource-constrained environments.

cs.IR↗

arXiv2026

TA-Mem: Tool-Augmented Autonomous Memory Retrieval for LLM in Long-Term Conversational QA

Large Language Model (LLM) has exhibited strong reasoning ability in text-based contexts across various domains, yet the limitation of context window poses challenges for the model on long-range inference tasks and necessitates a memory storage system. While many current storage approaches have been proposed with episodic notes and graph representations of memory, retrieval methods still primarily rely on predefined workflows or static similarity top-k over embeddings. To address this inflexibility, we introduced a novel tool-augmented autonomous memory retrieval framework (TA-Mem), which contains: (1) a memory extraction LLM agent which is prompted to adaptively chuck an input into sub-context based on semantic correlation, and extract information into structured notes, (2) a multi-indexed memory database designed for different types of query methods including both key-based lookup and similarity-based retrieval, (3) a tool-augmented memory retrieval agent which explores the memory autonomously by selecting appropriate tools provided by the database based on the user input, and decides whether to proceed to the next iteration or finalizing the response after reasoning on the fetched memories. The TA-Mem is evaluated on the LoCoMo dataset, achieving significant performance improvements over existing baseline approaches. In addition, an analysis of tool use across different question types also demonstrates the adaptivity of the proposed method.

cs.IR↗

arXiv2026

Tiny-Critic RAG: Empowering Agentic Fallback with Parameter-Efficient Small Language Models

Retrieval-Augmented Generation (RAG) grounds Large Language Models (LLMs) to mitigate factual hallucinations. Recent paradigms shift from static pipelines to Modular and Agentic RAG frameworks, granting models autonomy for multi-hop reasoning or self-correction. However, current reflective RAG heavily relies on massive LLMs as universal evaluators. In high-throughput systems, executing complete forward passes for billion-parameter models merely for binary routing introduces severe computational redundancy. Furthermore, in autonomous agent scenarios, inaccurate retrieval causes models to expend excessive tokens on spurious reasoning and redundant tool calls, inflating Time-to-First-Token (TTFT) and costs. We propose Tiny-Critic RAG, decoupling evaluation by deploying a parameter-efficient Small Language Model (SLM) via Low-Rank Adaptation (LoRA). Acting as a deterministic gatekeeper, Tiny-Critic employs constrained decoding and non-thinking inference modes for ultra-low latency binary routing. Evaluations on noise-injected datasets demonstrate Tiny-Critic RAG achieves routing accuracy comparable to GPT-4o-mini while reducing latency by an order of magnitude, establishing a highly cost-effective paradigm for agent deployment.

cs.IR↗

arXiv2026

DynaRAG: Bridging Static and Dynamic Knowledge in Retrieval-Augmented Generation

We present DynaRAG, a retrieval-augmented generation (RAG) framework designed to handle both static and time-sensitive information needs through dynamic knowledge integration. Unlike traditional RAG pipelines that rely solely on static corpora, DynaRAG selectively invokes external APIs when retrieved documents are insufficient for answering a query. The system employs an LLM-based reranker to assess document relevance, a sufficiency classifier to determine when fallback is necessary, and Gorilla v2 -- a state-of-the-art API calling model -- for accurate tool invocation. We further enhance robustness by incorporating schema filtering via FAISS to guide API selection. Evaluations on the CRAG benchmark demonstrate that DynaRAG significantly improves accuracy on dynamic questions, while also reducing hallucinations. Our results highlight the importance of dynamic-aware routing and selective tool use in building reliable, real-world question-answering systems.

cs.CL↗

arXiv2021

Learning Skill Equivalencies Across Platform Taxonomies

Assessment and reporting of skills is a central feature of many digital learning platforms. With students often using multiple platforms, cross-platform assessment has emerged as a new challenge. While technologies such as Learning Tools Interoperability (LTI) have enabled communication between platforms, reconciling the different skill taxonomies they employ has not been solved at scale. In this paper, we introduce and evaluate a methodology for finding and linking equivalent skills between platforms by utilizing problem content as well as the platform's clickstream data. We propose six models to represent skills as continuous real-valued vectors and leverage machine translation to map between skill spaces. The methods are tested on three digital learning platforms: ASSISTments, Khan Academy, and Cognitive Tutor. Our results demonstrate reasonable accuracy in skill equivalency prediction from a fine-grained taxonomy to a coarse-grained one, achieving an average recall@5 of 0.8 between the three platforms. Our skill translation approach has implications for aiding in the tedious, manual process of taxonomy to taxonomy mapping work, also called crosswalks, within the tutoring as well as standardized testing worlds.

cs.CY↗