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Xiao Chen

Publications and source records attributed to Xiao Chen.

At least 55 records · Page 3Linked to original sources

Asymptotically Optimal Circuit Depth for Diagonal Unitary Synthesis and Compilation on Two-Dimensional Grids

Diagonal unitaries are a fundamental but resource-intensive class of quantum operations, arising as the phase separators of QAOA and the time-evolution blocks of Hamiltonian simulation. Under all-to-all connectivity their optimal depth is established, but on nearest-neighbor hardware general-purpose compilers fall back on heuristic search, which yields no analyzable cost bound and becomes intractable at the very sizes where depth is the bottleneck. We address synthesis and compilation jointly. On the synthesis side, we develop a Gray-Path Framework (GPF) that realizes any $n$-qubit diagonal unitary in asymptotically optimal $R_z$ and CNOT depth $O(2^n/n)$ without ancillas. Our main result is that compiling GPF onto a two-dimensional nearest-neighbor grid preserves this optimality: routing adds depth $Θ(2^n/n)$ and gate count $Θ(2^n)$. Because GPF fixes its entire interaction structure in advance, routing reduces to scheduling a known sequence, with no heuristic search. We give the construction both with and without ancillas: the ancilla-free, cost-optimized layout is a two-row grid, and a $2k$-row layout introduces a space--time tradeoff that cuts depth by $1/k$ while remaining asymptotically optimal for the enlarged register; both are deterministic and analyzed in closed form. The same complexity is also attained on a linear nearest-neighbor chain, so the preservation is topology-independent, holding on any architecture that contains such a chain. All routing bounds are closed-form, giving the concrete resource estimates that heuristic compilers cannot provide at scale.

quant-ph↗

Causal-Privacy Audit Workflow for Synthetic and Distilled Data in Dropout Support

Synthetic and distilled student data are increasingly used to enable privacy-conscious learning analytics, yet their suitability for decision-facing institutional support remains uncertain. In dropout support, generated data must preserve not only predictive utility or distributional resemblance, but also the financial-status evidence used to guide advising, payment-plan assistance, and scholarship-related decisions. Method: This study introduces CaP-Eval, a decision-facing causal-privacy audit workflow for evaluating generated student data under a fixed estimand, timing-aware adjustment design, estimator set, and empirical privacy-governance screen. The workflow compares original, distilled, adversarial synthetic, statistical synthetic, and DPGNet privacy-oriented generated data on predictive utility, treatment-effect fidelity, robustness to alternative estimators, and local training-record proximity. Results: DPGNet and distilled data preserved the original financial-status treatment-effect structure more reliably than the adversarial and Gaussian Copula baselines. DPGNet preserved full direction and rank agreement across epsilon levels; epsilon = 10 produced the smallest non-original IPW and DML deviations, while epsilon = 1 and epsilon = 5 amplified several financial-status contrasts. Distilled data remained highly faithful but retained the strongest local training-record proximity signal. TabularGNet preserved qualitative directions with moderate attenuation, and Gaussian Copula compressed effect magnitudes. Conclusions: Predictive utility, privacy orientation, empirical disclosure signals, and causal fidelity diverged; generated student data require joint audits of direction, magnitude, overlap, and release-governance risk before decision use.

cs.LG↗

Candidate overtone shear horizontal SAW resonators in thin-film lithium niobate for intermodal acousto-optic modulation

The merits of thin-film surface acoustic wave (SAW) devices are pivotal to develop the high-performance intermodal acousto-optic modulators. In this work, we have proposed shear-horizontal (SH) SAW resonators for anticipated intermodal acousto-optic modulation on the thin-film lithium niobate platform. Through optimization of the cut angle of LN films, the SAW wavelength, and the thickness of interdigital transducer (IDT) electrodes, the calculated acousto-optic overlap factors utilizing SH0 modes are improved by more than an order of magnitude compared with those of Rayleigh modes. Furthermore, we have fabricated and characterized three kinds of proof-of-principle SH0 mode devices without/with grating reflectors. The electromechanical coupling coefficients (keff^2) and quality factors (Q) in the overtone resonators with grating reflectors are systematically evaluated, featuring the highest Q of 843 with the compromised keff^2 of 0.96%-4.72%. The results reveal that the temperature coefficients of frequency (TCF) of Rayleigh modes vary across various overtones, whereas the SH0 modes exhibit TCFs in the range of 32.3-68.9 ppm/C. Our fabricated SH0-mode overtone resonators demonstrate the capability of operating at power levels up to 29 dBm without electrode damage, offering a promising paradigm for robust and high-efficiency intermodal acousto-optic modulators with potential applications in integrated optical signal processing, microwave photonics,and quantum information technologies.

physics.optics↗

The Clustering Strikes Back: Building Cost-Effective and High-Performance ANNS at Scale with Helmsman

RedNote (a.k.a., Xiaohongshu, a global-scale social network platform) widely adopts approximate nearest neighbor search (ANNS) to power its search, recommendation, and advertising services. Due to the demanding Service Level Agreements (SLAs), we have to rely on in-memory graph-based ANNS (i.e., HNSW) to provide high throughput and low latency. However, the ever-growing user base and content volume have led to an explosive increase in memory footprint and consequently huge CapEx and OpEx. After exploring various alternatives, we find that building a clustering-based ANNS on top of all-flash servers can be promising. Yet, we still experience severe overheads from the kernel I/O stack, a fixed pruning strategy, and slow index construction. We present HELMSMAN, a high-performance and cost-effective clustering-based ANNS system, which combines an ANNS-oriented userspace storage stack, a leveling-learned pruning module, and GPU-accelerated pipelines of construction. HELMSMAN saves over 90% of hardware costs and enables billion-scale index (re)builds within hours. In the current production deployment, operating stably for several months, 40 machines now host ANNS workloads that previously required about 35,000 cores and 0.35 PB DRAM.

cs.IR↗

DSA-Tokenizer: Disentangled Semantic-Acoustic Tokenization via Flow Matching-based Hierarchical Fusion

Speech tokenizers are a key building block of fully discrete Speech LLMs. Existing tokenizers either prioritize semantic encoding, fuse semantic content with acoustic style inseparably, or achieve incomplete semantic-acoustic disentanglement. To achieve better disentanglement, we propose DSA-Tokenizer, which explicitly disentangles speech into discrete semantic and acoustic tokens via distinct optimization constraints. Specifically, semantic tokens are supervised by ASR to capture linguistic content, while acoustic tokens focus on mel-spectrograms restoration to encode style. We further introduce a hierarchical Flow Matching decoder and a joint reconstruction-context inpainting training strategy, allowing the model to support both high-fidelity reconstruction and cross-utterance voice clone. To speed up inference, we distill the dit decoder to 4-step inference and improve synthesis quality with GAN fine-tuning. Experiments demonstrate that DSA-Tokenizer provides strong semantic-acoustic disentanglement, reliable controllable voice cloning, and efficient high-fidelity generation with low WER/CER. Moreover, our results suggest that disentangled tokenization provides a more effective interface for downstream large-model speech generation. Audio samples are avaialble at https://anonymous.4open.science/w/DSA_Tokenizer_demo/

cs.SD↗

Minimal Filling $K$-Systems of Curves

In this paper, we determine the exact minimal number of curves in a filling $k$-system on an oriented surface of genus $g$ for any positive integers $k$ and $g$.

math.GT↗

The Time-Frequency Covariance Principle on Unimodular Kac Algebras

This paper extends the short-time Fourier transform (STFT), a fundamental tool in time-frequency analysis, to the quantum group setting of unimodular Kac algebras. For a unimodular Kac algebra \mathbb{G}, we introduce a time-frequency shift operator that combines left translation and modulation operators. Using a window vector in the Hilbert space L^2(\mathbb{G}), we define the corresponding STFT and establish its essential analytic properties, including a Plancherel theorem, the Moyal identity, an inversion formula, and a fundamental identity. Furthermore, we explore the projective corepresentation structure of the time-frequency shift operator, and prove that its reflected version induces a continuous projective left representation of the dual quantum group of the quantum double. Finally, we derive the covariance principle and several uncertainty principles.

math.FA↗

Local Impurity Induced Growth and Scrambling in Clean Free Fermions

We study impurity-induced particle growth and scrambling in clean one-dimensional free-fermion systems. We show that a single local impurity can act as a branching source: particle or operator weight propagates coherently into the free bulk, returns to the impurity, and is locally converted into additional degrees of freedom. We develop this branching picture in three complementary settings: a monitored free-fermion model with feedback, a fully unitary interacting particle model, and Heisenberg operator dynamics with an interacting impurity. In the monitored model, we find a feedback-driven transition for both boundary and bulk impurities. In the unitary particle and operator models, a boundary impurity gives rise to an analogous transition from saturation to sustained growth and scrambling. These results reveal how a single impurity can generate complex many-body dynamics in an otherwise clean and free quantum system.

quant-ph↗

Imagine2Real: Towards Zero-shot Humanoid-Object Interaction via Video Generative Priors

Whole-body Humanoid-Object Interaction (HOI) is bottlenecked by the scarcity of high-fidelity 3D data. While video generative priors offer a promising alternative, existing methods suffer from \textit{Representation Misalignment} due to their reliance on geometric priors (e.g., explicit CAD models), and \textit{Retargeting Complexity} arising from intensive morphing and morphological mismatch. We propose Imagine2Real, a zero-shot HOI framework for flexible, geometry-free interaction. To resolve misalignment, we formulate robot and object motions as unified 4D point trajectories. To overcome retargeting complexity, our Keypoints Tracker tracks only sparse critical points (base, hands, and object), entirely bypassing the error-amplifying retargeting process. To maintain natural gaits despite these sparse signals, we utilize the latent space of a Behavior Foundation Model (BFM) as the tracker's search domain. Using a progressive training strategy, Imagine2Real learns robust behaviors with simple tracking rewards, enabling zero-shot physical deployment within a motion capture(mocap) system.

cs.RO↗

CCD-Level and Load-Aware Thread Orchestration for In-Memory Vector ANNS on Multi-Core CPUs

Vector approximate nearest neighbor search (ANNS) underpins search engines, recommendation systems, and advertising services. Recent advances in ANNS indexes make CPU a cost-effective choice for serving million-scale, in-memory vector search, yet per-core throughput remains constrained by memory access latency of vector reading and the compute intensity of distance evaluations in production deployments. With the growing scale of the business and advances in hardware, modern CCD-based multi-core CPUs have been widely deployed for high throughput in our services. However, we find that simply increasing core counts does not yield optimal performance scaling. To improve the efficiency of more cores from the CCD-based architecture, we analyze the distributions of real-world requests in our production environments. We observe high access locality in vector search in our online services and low cache utilization, resulting from overlooking the multi-chiplet nature of CCD based CPUs. Hence, we propose a workload- and hardware-aware thread orchestration framework at CCD-level that (i) provides a uniform interface for both inter-query parallel HNSW search and intra-query parallel IVF search, (ii) achieves cache-friendly and workload-adaptive mapping of task dispatching, and (iii) employs CCD-aware task stealing to address load imbalance. Applied to real production workloads from search, recommendation, and advertising services of Xiaohongshu (RedNote), our approach delivers up to 3.7x higher throughput and 30-90% reductions in P50 and P999 latency. In detail, compared with the original framework, the cache-miss ratio decreases by 6-30%, and the total CPU stall is reduced by 20-80%.

cs.IR↗

FedAdaVR: Adaptive Variance Reduction for Robust Federated Learning under Limited Client Participation

Federated learning (FL) encounters substantial challenges due to heterogeneity, leading to gradient noise, client drift, and partial client participation errors, the last of which is the most pervasive but remains insufficiently addressed in current literature. In this paper, we propose FedAdaVR, a novel FL algorithm aimed at solving heterogeneity issues caused by sporadic client participation by incorporating an adaptive optimiser with a variance reduction technique. This method takes advantage of the most recent stored updates from clients, even when they are absent from the current training round, thereby emulating their presence. Furthermore, we propose FedAdaVR-Quant, which stores client updates in quantised form, significantly reducing the memory requirements (by 50%, 75%, and 87.5%) of FedAdaVR while maintaining highly competitive model performance. We analyse the convergence behaviour of FedAdaVR under general nonconvex conditions and prove that our proposed algorithm can eliminate partial client participation error. Extensive experiments conducted on multiple datasets, under both independent and identically distributed (IID) and non-IID settings, demonstrate that FedAdaVR consistently outperforms state-of-the-art baseline methods.

cs.LG↗

Test-Time Distillation for Continual Model Adaptation

Deep neural networks often suffer performance degradation upon deployment due to distribution shifts. Continual Test-Time Adaptation (CTTA) aims to address this issue in an unsupervised manner. However, existing methods that rely on self-supervision are prone to an inherent self-referential feedback loop that amplifies initial prediction errors, leading to model drift. We revisit this limitation and propose Test-Time Distillation (TTD), which reframes adaptation as a distillation process guided by a frozen Vision-Language Model (VLM) as an external signal. While promising, we find that direct distillation is fraught with two pitfalls: (1) the Generalist Trap, where the VLM's broad but non-specialized knowledge leads to suboptimal performance on specific tasks and shifts; and (2) the Entropy Bias, where naive model fusion techniques based on entropy fail due to the disparate calibration of heterogeneous models. These pitfalls highlight the need to build a robust supervisory signal and leverage it to guide the target model toward stable adaptation. Hence, we present CoDiRe, a Continual Distillation and Rectification framework for TTD. CoDiRe first constructs a robust blended teacher by dynamically fusing the predictions of the VLM and the target model. Critically, it circumvents the Entropy Bias by leveraging Maximum Softmax Probability (MSP) as a more reliable confidence metric for weighting each model's expertise. Then it applies an Optimal Transport-based rectification to further align predictions with the blended teacher, enabling continuous and stable adaptation. Extensive experiments show that CoDiRe outperforms state-of-the-art baselines, exceeding CoTTA by 10.55% with only 48% of its time cost on ImageNet-C. Project page is publicly available at https://github.com/walawalagoose/TTD.

cs.CV↗

Semantic-Space Exploration and Exploitation in RLVR for LLM Reasoning

Reinforcement Learning with Verifiable Rewards (RLVR) for LLM reasoning is often framed as balancing exploration and exploitation in action space, typically operationalized with token-level proxies (e.g., output entropy or confidence). We argue that this apparent trade-off is largely a measurement artifact: token-level statistics reflect next-token uncertainty rather than how reasoning progresses over multi-token semantic structures. We therefore study exploration and exploitation in the hidden-state space of response trajectories. We use Effective Rank (ER) to quantify representational exploration and introduce its temporal derivatives, Effective Rank Velocity (ERV) and Effective Rank Acceleration (ERA), to characterize exploitative refinement dynamics. Empirically and theoretically, ER and ERV exhibit near-zero correlation in semantic space, suggesting the two capacities can be improved simultaneously. Motivated by this, we propose Velocity-Exploiting Rank Learning (VERL), which shapes the RLVR advantage with an auxiliary signal derived from ER/ERV and uses the more stable ERA as a meta-control variable to adaptively balance the incentives. Across multiple base models, RLVR algorithms, and reasoning benchmarks, VERL yields consistent improvements, including large gains on challenging tasks (e.g., 21.4\% in Gaokao 2024). The code is available at https://github.com/hf618/VERL.

cs.LG↗

Neural Collapse in Test-Time Adaptation

Test-Time Adaptation (TTA) enhances model robustness to out-of-distribution (OOD) data by updating the model online during inference, yet existing methods lack theoretical insights into the fundamental causes of performance degradation under domain shifts. Recently, Neural Collapse (NC) has been proposed as an emergent geometric property of deep neural networks (DNNs), providing valuable insights for TTA. In this work, we extend NC to the sample-wise level and discover a novel phenomenon termed Sample-wise Alignment Collapse (NC3+), demonstrating that a sample's feature embedding, obtained by a trained model, aligns closely with the corresponding classifier weight. Building on NC3+, we identify that the performance degradation stems from sample-wise misalignment in adaptation which exacerbates under larger distribution shifts. This indicates the necessity of realigning the feature embeddings with their corresponding classifier weights. However, the misalignment makes pseudo-labels unreliable under domain shifts. To address this challenge, we propose NCTTA, a novel feature-classifier alignment method with hybrid targets to mitigate the impact of unreliable pseudo-labels, which blends geometric proximity with predictive confidence. Extensive experiments demonstrate the effectiveness of NCTTA in enhancing robustness to domain shifts. For example, NCTTA outperforms Tent by 14.52% on ImageNet-C. Project page is publicly available at https://github.com/Cevaaa/NCTTA.

cs.CV↗

Exponentially slow thermalization and the robustness of Hilbert space fragmentation

The phenomenon of Hilbert space fragmentation, whereby dynamical constraints fragment Hilbert space into many disconnected sectors, provides a simple mechanism by which thermalization can be arrested. However, little is known about how thermalization occurs in situations where the constraints are not exact. To study this, we consider a situation in which a fragmented 1d chain with pair-flip constraints is coupled to an ergodicity-restoring thermal bath at its boundary. We numerically observe an exponentially long thermalization time in Hamiltonian dynamics, manifested in both entanglement dynamics and the relaxation of local observables. To understand this, we study an analogous model of random unitary circuit dynamics, whose thermalization time we prove scales exponentially with system size. Slow thermalization in this model is shown to be a consequence of strong bottlenecks in configuration space, which restrict how the system can explore Hilbert space, and demonstrate a new way of producing anomalously slow thermalization dynamics.

quant-ph↗

Scaling the Long Video Understanding of Multimodal Large Language Models via Visual Memory Mechanism

Long video understanding is a key challenge that plagues the advancement of \emph{Multimodal Large language Models} (MLLMs). In this paper, we study this problem from the perspective of visual memory mechanism, and proposed a novel and training-free approach, termed \emph{Flexible Memory} (\textbf{FlexMem}). In principle, FlexMem aims to mimic human behavior of video watching, \emph{i.e.}, continually watching video content and recalling the most relevant memory fragments to answer the question. In this way, FlexMem can help MLLMs achieve video understanding of infinite lengths, unlike previous methods that process all video information at once and have input upper-limit. Concretely, FlexMem first consider the visual KV caches as the memory sources, and realize the effective memory transfer and writing via a dual-pathway compression design. Afterwards, FlexMem also explores different memory reading strategies for the diverse video understanding tasks, including the popular streaming one. To validate FlexMem, we apply it to two popular video-MLLMs, and conduct extensive experiments on five long video and one streaming video task. The experimental results show that on \textbf{a single 3090 GPU}, our FlexMem can achieve obvious improvements than existing efficient video understanding methods and process more than \textbf{1k frames}, which also helps the base MLLMs achieve comparable or even better performance than SOTA MLLMs on some benchmarks, \emph{e.g.} , GPT-4o and Gemini-1.5 Pro.

cs.CV↗

Class-Imbalanced-Aware Adaptive Dataset Distillation for Scalable Pretrained Model on Credit Scoring

The advent of artificial intelligence has significantly enhanced credit scoring technologies. Despite the remarkable efficacy of advanced deep learning models, mainstream adoption continues to favor tree-structured models due to their robust predictive performance on tabular data. Although pretrained models have seen considerable development, their application within the financial realm predominantly revolves around question-answering tasks and the use of such models for tabular-structured credit scoring datasets remains largely unexplored. Tabular-oriented large models, such as TabPFN, has made the application of large models in credit scoring feasible, albeit can only processing with limited sample sizes. This paper provides a novel framework to combine tabular-tailored dataset distillation technique with the pretrained model, empowers the scalability for TabPFN. Furthermore, though class imbalance distribution is the common nature in financial datasets, its influence during dataset distillation has not been explored. We thus integrate the imbalance-aware techniques during dataset distillation, resulting in improved performance in financial datasets (e.g., a 2.5% enhancement in AUC). This study presents a novel framework for scaling up the application of large pretrained models on financial tabular datasets and offers a comparative analysis of the influence of class imbalance on the dataset distillation process. We believe this approach can broaden the applications and downstream tasks of large models in the financial domain.

cs.LG↗

GeoTikzBridge: Advancing Multimodal Code Generation for Geometric Perception and Reasoning

Multimodal Large Language Models (MLLMs) have recently demonstrated remarkable perceptual and reasoning abilities. However, they struggle to perceive fine-grained geometric structures, constraining their ability of geometric understanding and visual reasoning. To address this, we propose GeoTikzBridge, a framework that enhances local geometric perception and visual reasoning through tikz-based code generation. Within this framework, we build two models supported by two complementary datasets. The GeoTikzBridge-Base model is trained on GeoTikz-Base dataset, the largest image-to-tikz dataset to date with 2.5M pairs (16 $\times$ larger than existing open-sourced datasets). This process is achieved via iterative data expansion and a localized geometric transformation strategy. Subsequently, GeoTikzBridge-Instruct is fine-tuned on GeoTikz-Instruct dataset which is the first instruction-augmented tikz dataset supporting visual reasoning. Extensive experimental results demonstrate that our models achieve state-of-the-art performance among open-sourced MLLMs. Furthermore, GeoTikzBridge models can serve as plug-and-play reasoning modules for any MLLM(LLM), enhancing reasoning performance in geometric problem-solving. Datasets and codes are publicly available at: https://github.com/sjy-1995/GeoTikzBridge.

cs.CV↗