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Xiao Han

Publications and source records attributed to Xiao Han.

At least 37 records · Page 2Linked to original sources

Safety, or Just Capability? A Validity Audit of Agent-Safety Benchmarks

Agent-safety benchmarks measure different behaviors, and their scores get quoted interchangeably as an agent's safety. We treat four of them (R-Judge, InjecAgent, AgentHarm, AgentDojo) as measurements to be validated, running each under its official implementation and author-provided scorer on up to 22 models, with MMLU and GPQA measured by us under one protocol as a capability composite. The metric is the first problem. On any binary trace-judgment benchmark scored by $F_1$, an ``always positive'' policy attains $F_1 = 2π/(1+π)$; on R-Judge that is $0.690$, above five of the 21 models that actually discriminate. The three broad-coverage benchmarks then rank the same 18 models differently, and the trade-off behind that disagreement is a small-panel artifact: R-Judge specificity against AgentHarm safety correlates $-0.64$ at $n{=}7$ and $+0.02$ at $n{=}18$, and a quarter of random size-7 subsets reach $|ρ| \geq 0.5$ around that near-zero value. Held-out validity turns on which outcome you pick. Capability predicts task success ($ρ{=}{+}0.60$) but correlates negatively with misalignment safety ($ρ{=}{-}0.44$, $n{=}21$). On their paired $n{=}20$ panel, the corresponding contrast is $Δ{=}{-}1.00$ (95% CI $[-1.48, -0.49]$, $p<0.001$), and it survives leave-one-organization-out and organization-clustered bootstrap analyses. On an expanded 41-model panel, the misalignment correlation weakens to $-0.16$ (95% CI $[-0.54, +0.22]$) and jailbreak strengthens to $+0.34$, though neither change is significant. \mbox{AgentHarm} shows the strongest held-out association, $ρ{=}{+}0.72$ with three-template jailbreak safety after controlling capability. But both instruments score harmful compliance, so this is evidence of convergent validity rather than general safety. Naming the benchmark, metric, target behavior, and model panel is the minimum a safety claim needs.

cs.AI↗

Hopf BiGalois Theory for Hopf Algebroids

We develop a theory of Hopf BiGalois extensions for Hopf algebroids. We understand these to be left bialgebroids (whose left module categories are monoidal categories) fulfilling a condition that is equivalent to being Hopf in the case of ordinary bialgebras, but does not entail the existence of an antipode map. The immediate obstacle to developing a full biGalois theory for such Hopf algebroids is simple: The condition to be a left Hopf Galois extension can be defined in complete analogy to the Hopf case, but the Galois map for a right comodule algebra is not a well defined map. We find that this obstacle can be circumvented using bialgebroids fulfilling a condition that still does not entail the existence of an antipode, but is equivalent, for ordinary bialgebras, to being Hopf with bijective antipode. The key technical tool is a result of Chemla allowing to switch left and right comodule structures under flatness conditions much like one would do using an antipode. Using this, we arrive at a left-right symmetric theory of biGalois extensions, including the construction of an Ehresmann Hopf algebroid making a one-sided Hopf-Galois extension into a biGalois one. Moreover, we apply a more general 2-cocycle twist theory to Ehresmann Hopf algebroids. As the 2-cocycle is only left linear over the base, the base algebra is also twisted. We also study the Ehresmann Hopf algebroids of quantum Hopf fibrations and quantum homogeneous space as examples.

math.CT↗

MobiWave: Dispatch-Oriented Graph Wavelets and Drift-Guided Selective Optimization for Autonomous Fleet Rebalancing

Autonomous fleets enable mobility platforms to coordinate idle vehicles directly, making fleet-wide rebalancing possible. However, two obstacles limit reliable deployment: overlapping regional and local traffic patterns can hide roads that remain useful for dispatch, and mobility drift can make a trained policy unreliable. Existing spatial aggregation mixes these patterns, while updating all parameters from limited recent data is costly and can damage stable knowledge. We propose \name, a framework that connects a dispatch-oriented multi-scale graph wavelet module with Drift-Guided Layer-Selective Optimization (DGLS). The first module addresses the representation challenge by separating graph-frequency patterns and weighting each scale according to its value for demand prediction and feasible rebalancing. DGLS addresses the adaptation challenge by measuring Dispatch-weighted Spectral Drift, selecting affected layers within a resource budget, and separating short shocks from persistent changes through a drift-aware fast--slow update. Candidate validation further rejects updates that fail to improve held-out dispatch reward without worsening monitored service or safety constraints. Experiments on both real-world datasets and simluated environments demonstrate the effectiveness of \name\ in comparing with state-of-the-art methods. The source code and datasets are available at https://anonymous.4open.science/r/MobiWave-40F8/.

cs.LG↗

Support Thresholds, Not Algorithms, Limit Rare-Association Recovery in Co-Purchase Networks

The support threshold of the Apriori algorithm involves a trade-off in conducting market basket analysis: the associations that occur frequently are noted with high threshold; however, the low ones lead to generating the large amount of rules. The paper compares five methods for co-purchase edge filtration on two grocery datasets: i.e., Instacart (3.2 million baskets) and Dunnhumby (208 thousand baskets), including Apriori, Apriori + lift post-filtering, top-$K$ ranking based on lift, and two methods based on networks, noise-corrected (NC) and disparity filter (DF). The top-$K$ method ensures the maximum average lift, while the NC achieves similar lift level by means of a single value of the significance parameter ($α$). These two methods recover substantially more rare high-lift associations than Apriori (80-100% against 22-28%). NC and top-$K$ select meaningfully different edges (18-29% non-overlapping): NC retains statistically validated pairs, while top-$K$ retains rare pairs with high lift but low statistical significance. A rolling-origin holdout evaluation shows that top-$K$ edges recur at higher rates at every split, but NC edges are ~12 pp more likely to remain statistically significant in the held-out network.

cs.LG↗

Interpretable Factor Decomposition for Decision Intelligence in Large-Scale Financial Markets: Evidence from China's A-Share Market

We present an interpretable machine learning pipeline to decompose cross-sectional equity return predictability into auditable factor contributions. We apply an XGBoost model with TreeSHAP attribution and conduct stress testing on 3,632 Chinese A-share stocks from 2009 until 2019. On prediction, using 60-month rolling windows over 55 months of out-of-sample data, XGBoost obtains a mean AUC of 0.547 (rank IC = 0.119) and +2.38%/month (Newey-West t = 5.94; annualized Sharpe 2.23) long-short spread for the top vs bottom quintiles. This alpha is persistent after adjusting for the Carhart four-factor model (+2.31%/month; t = 7.48). On interpretation, SHAP decomposition indicates that behavioral signals (turnover and momentum) account for 58.2% of predictive attribution compared to 10.7% for valuation ratios, on average, across 50 industry groups. Ablation analysis serves to cross-validate this ranking and provides evidence that SHAP and ablation diverge in a manner that highlights feature substitutability structure that is largely invisible to either method used in isolation.

cs.LG↗

Local Information for Global Network Estimation in Latent Space Models

In many social networks, an individual observes only a restricted local view of the full network structure. We study such local views under a partial information framework that models an individual's observations as a subgraph based on path length, and address the problem of estimating a general latent space model from a single individual's local view. Compared to the full network, the partial information network contains many missing edges and depends on a random, potentially sparse neighborhood, posing significant challenges for estimation. We propose a projected gradient descent algorithm for maximum likelihood estimation and establish theoretical guarantees for its convergence under both conditional likelihood and full likelihood settings. To characterize the quality of a local view, we introduce an imbalance measure as a theoretical and diagnostic quantity for assessing bias in a local view and show that it plays a central role in determining convergence rates and estimation error bounds. Using simulated networks, we demonstrate that satisfactory estimation is possible from a single local view. In an application to U.S. Congress cosponsorship networks, we show how the estimated latent positions reveal nuanced structure in legislators' social relationships.

stat.ME↗

Driving Like Yourself: A Benchmark for Closed-Loop Personalized End-to-End Autonomous Driving

Human driving behavior is inherently diverse, yet most end-to-end autonomous driving (E2E-AD) systems learn a single average driving style, neglecting individual differences. Achieving personalized E2E-AD faces challenges across three levels: limited real-world datasets with individual-level annotations, a lack of quantitative metrics for evaluating personal driving styles, and the absence of algorithms that can learn stylized representations from users' trajectories. To address these gaps, we propose Person2Drive, a comprehensive personalized E2E-AD platform and benchmark. It includes an open-source, flexible data collection system that simulates realistic scenarios to generate scalable, diverse personalized driving datasets; style vector-based evaluation metrics with Maximum Mean Discrepancy and KL divergence to comprehensively quantify individual driving behaviors; and a personalized E2E-AD framework with a style reward model that efficiently adapts E2E models for safe and individualized driving. Crucially, our framework enables plug-and-play personalization by fine-tuning only the trajectory prediction head, preserving the pretrained base model and ensuring safety. Extensive experiments demonstrate that Person2Drive enables fine-grained analysis and effective personalization, while preserving driving performance and success rate even in challenging scenarios.

cs.CV↗

Label Hierarchy Transition: Delving into Class Hierarchies to Enhance Deep Classifiers

Hierarchical classification aims to sort the object into a hierarchical structure of categories. For example, a bird can be categorized according to a three-level hierarchy of order, family, and species. Existing methods commonly address hierarchical classification by decoupling it into a series of multi-class classification tasks. However, such a multi-task learning strategy fails to fully exploit the correlation among various categories across different levels of the hierarchy. In this paper, we propose Label Hierarchy Transition (LHT), a unified probabilistic framework based on deep learning, to address the challenges of hierarchical classification. The LHT framework consists of a transition network and a confusion loss. The transition network focuses on explicitly learning the label hierarchy transition matrices, which has the potential to effectively encode the underlying correlations embedded within class hierarchies. The confusion loss encourages the classification network to learn correlations across different label hierarchies during training. The proposed framework can be readily adapted to any existing deep network with only minor modifications. We experiment with a series of public benchmark datasets for hierarchical classification problems, and the results demonstrate the superiority of our approach beyond current state-of-the-art methods. Furthermore, we extend our proposed LHT framework to the skin lesion diagnosis task and validate its great potential in computer-aided diagnosis. The code of our method is available at \href{https://github.com/renzhenwang/label-hierarchy-transition}{https://github.com/renzhenwang/label-hierarchy-transition}.

cs.CV↗

Interpretable vs Learned Encoders for High-Cardinality Fraud Detection

A total of seven categorical encoding methods were tested on the IEEE-CIS fraud benchmark dataset (590,540 records, 3.5% positives, 8 high-cardinality columns). The encoders were evaluated using a stratified 5-fold cross-validation (CV) with three repetitions. Five of the encoders had identical frozen LightGBM learners in the downstream phase, allowing for controlled comparisons of their performance to each other. CatBoost and TabNet were included as comparisons across paradigms using different learners. The entity embeddings produced the highest AUC-ROC (0.9612), with a statistically significant tie with that of CatBoost (0.9602) and statistically superior to tier group encoding (0.9548), whereas target encoding was only 0.0023 worse than tier group encoding and the auditor-friendly tier boundaries were maintained. Off-the-shelf TabNet did not outperform tree-based pipelines and collapsed under data scarcity. On AUC-PR, CatBoost leads (0.822 vs. 0.793); no encoder dominated both metrics. Per-column analysis confirmed the embedding advantage arises from joint multi-column representation.

cs.LG↗

Bisections and cocycles on Hopf algebroids

We introduce and study the group $\mathcal{B}(\mathcal{L})$ of bisections of a Hopf algebroid $\mathcal{L}$ and show that they form a group crossed module or 2-group with the group $\Aut(\mathcal{L})$ of automorphisms. Moreover, the group of vertical bisections turns out to be part of a certain non-Abelian cohomology of which $\mathcal{H}^2(\mathcal{L},B)$ governs cotwisting of a Hopf algebroid with base $B$. For the Ehresmann-Schauenburg Hopf algebroid $\mathcal{L}(P,H)$ of a quantum principal bundle or Hopf-Galois extension, $\mathcal{B}(\mathcal{L}(P,H))$ reduces to the group $\Aut_H(P)$ of bundle automorphisms and vertical bisections to the group of `gauge transformations' of the bundle. The general $\mathcal{H}^2(\mathcal{L}(P,H),B)$ reduces to a known non-Abelian cohomology in the case where $P$ is a trivial principal bundle or cleft extension. Parallel characterisations are obtained for the bisections and non-Abelian cohomology of the action Hopf algebroid $B\# H^{op}$ associated to a braided-commutative algebra $B$ in the category of Drinfeld-Yetter modules over a Hopf algebra $H$. Examples include the Heisenberg double or Weyl Hopf algebroid of a Hopf algebra and a canonical action Hopf algebroid $\underline H\# H^{op}$ when $H$ is coquasitriangular and $\underline{H}$ is its transmutation.

math.QA↗

Coquasi-bialgebroids and cocycle twisting

We introduce coquasi-bialgebroids over a noncommutative base algebra. Using Takeuchi's \(\times_B\)-coalgebra formalism, we require the coproduct to remain an algebra map into the Takeuchi product, while the product is associative only up to an invertible normalized \(3\)-cocycle. This gives a bialgebroid analogue of coquasi-bialgebras and provides a natural framework for cocycle-twisted bialgebroid constructions. We develop the basic theory and prove a twisting theorem by convolution-invertible \(2\)-cochains. As a main class of examples, we construct coquasi Connes--Moscovici-type bialgebroids on \(B\otimes H\otimes B\), where \(H\) is a coquasi-bialgebra measuring an algebra \(B\), with twisting data \(γ:H\otimes H\to B\). We also give finite-group examples arising from a subgroup \(G\subseteq X\) and a choice of transversal. Finally, under finite projectivity assumptions, we describe the dual quasi-bialgebroid construction and its relation to Drinfeld-type twisting.

math.QA↗

Teach-to-Reason: Competition-Guided Reasoning with a Self-Improving Teacher

Chest X-ray visual question answering (CXR VQA) requires models not only to predict correct answers, but also to produce reliable medical reasoning. However, existing reinforcement-learning-based training typically relies on answer-level rewards, which are often too coarse to improve chain-of-thought (CoT) quality and can become ineffective when group-level advantages collapse to zero. We propose \textbf{Teach-to-Reason (T2R)}, a framework that introduces comparison-based supervision into CoT optimization through a self-improving \emph{Teacher} and a competition-guided \emph{Reasoner}. As the Teacher is iteratively strengthened via self-competition, the Reasoner is optimized against progressively stronger Teacher-generated references. We further introduce a case-wise reward design that preserves the original reward-induced positive/negative partition when it is informative, and restores supervision from competition scores when the original reward signal degenerates. Experiments on multiple CXR open-ended VQA benchmarks show that T2R consistently outperforms strong baselines, indicating that comparison-based supervision, when integrated in a controlled and principled manner, provides a more effective training signal for reasoning optimization.

cs.CV↗

Towards Pareto-Optimal Tool-Integrated Agents with Pareto Ranking Policy Optimization

Recent advances in tool-integrated language agents have significantly improved their ability to solve complex reasoning tasks. However, existing alignment methods predominantly focus on maximizing task accuracy, while overlooking auxiliary objectives such as tool-use efficiency, which are essential for practical deployment. To address this gap, we introduce ParetoPO, a two-stage multi-objective optimization framework for aligning tool-using large language models (LLMs) under competing objectives. In the first stage, ParetoPO leverages hypervolume-guided dynamic scalarization to adapt reward weights based on global Pareto frontier progress. In the second stage, it replaces scalarized learning signals with Pareto-ranking-based advantage computation, promoting nondominated trajectories through dominance-aware credit assignment. This design enables fine-grained, action-level optimization across multiple conflicting objectives. Experimental results on mathematic reasoning and multi-hop QA tasks show that ParetoPO consistently discovers policies with superior accuracy-efficiency trade-offs compared to static and heuristic baselines.

cs.CL↗

M-CTX: Exact and Scalable Spatial Context Retrieval for Trajectory Analytics

Modern trajectory predictors increasingly condition on external spatial context, such as map geometry, signed distance fields (SDFs), and nearby moving agents. While this context improves prediction quality, constructing it for every training anchor has become a hidden systems bottleneck. In a representative maritime AIS pipeline, spatial context construction requires roughly 17 CPU-days for a 5.48M-anchor corpus, dominating the cost of the downstream predictor. We present M-CTX, an exact and scalable spatial context-retrieval framework for trajectory analytics. M-CTX recasts context construction as an ingest-once, query-many spatial database workload and replaces three brute-force stages -- OSM range retrieval, SDF computation, and moving-vessel neighbour lookup -- with composable, index-backed operators. Its learned range-index backend, BR-LZ, provides recall-complete MBR-overlap range retrieval and reduces candidate amplification by 1.1x--2.7x relative to global-expansion one-curve baselines. Across four maritime regions, eight baseline systems, synthetic workloads with up to 40M spatial features, and 10^7-record AIS streams, M-CTX reproduces the reference context exactly. On the 5.48M-anchor corpus, it reduces context construction from about 17 CPU-days to 1.8 hours, a measured 226x end-to-end speed-up. An optional storage mode further compresses SDF context by 64x with only a 0.04 m ADE change. These results establish exact spatial context retrieval as a first-class database problem in modern trajectory analytics. Code and datasets are publicly available at https://github.com/mark000071/M-CTX-Traj.

cs.LG↗

DynamicPTQ: Mitigating Activation Quantization Collapse via Residual-Stream Dynamics

Post-training quantization (PTQ) is essential for efficient large language model inference, but reliably quantizing activations remains challenging when weights, activations, and KV caches are all quantized to 4-bit precision. A key difficulty lies in massive activations, whose extreme values dominate the activation range and amplify quantization errors. State-of-the-art methods mainly mitigate massive activations through transformation-based smoothing, such as orthogonal rotations and affine scaling, but overlook the cross-layer dynamics of the residual stream. In this paper, we show that massive activations emerge and disappear in a phase-wise pattern across network depth, triggering large residual changes. These changes cause newly injected layer-wise updates to dominate the 4-bit quantization scale and weaken historical residual information. To characterize this behavior, we introduce Jump Ratio and Historical Feature SNR. This suggests that static transformation-based smoothing cannot fully resolve dynamic quantization instability caused by cross-layer residual changes. Based on this analysis, we propose DynamicPTQ, a Dynamic Post-Training Quantization policy for phase-aware mixed-precision activation quantization. DynamicPTQ identifies quantization-sensitive layers from residual-stream dynamics and assigns 8-bit activation precision only to these layers, while keeping weights, KV caches, and other activations in 4-bit precision. It can be directly integrated with strong PTQ baselines such as QuaRot, SpinQuant, and FlatQuant. Experiments on LLaMA-2 and LLaMA-3 show that DynamicPTQ consistently improves perplexity and zero-shot QA performance under W4A4KV4 quantization, while achieving 1.05 to 1.07 times throughput improvement with modest memory overhead. These results demonstrate a practical path toward robust low-bit LLM inference.

cs.LG↗

Validation-Stage Combinatorial Fusion Analysis for Imbalanced Credit-Card Fraud Detection

Credit-card fraud detection is difficult because fraudulent transactions are rare, costly, and unevenly distributed. Strong gradient-boosted tree models already perform well on structured transaction data, so the value of another fusion method is not obvious. This paper examines whether Combinatorial Fusion Analysis (CFA), which searches over model subsets and rank-score fusion rules, can still add value on the IEEE-CIS Fraud Detection benchmark. Using a leakage-free 60/20/20 train/validation/test protocol, we evaluate 480 fusion configurations built from seven base classifiers. The best test-set result comes from diversity-weighted score fusion of Random Forest, XGBoost, and LightGBM (DEF WtScore), with AUC-ROC = 0.9405, AUPRC = 0.6699, and F1 = 0.6373. Bootstrap confidence intervals from 1,000 resamples show that the gains over the strongest single model exclude zero for all three metrics. CFA matches soft voting on AUC-ROC, improves AUPRC and F1, and outperforms stacking in this setting. A CTGAN augmentation experiment gives a negative result: synthetic fraud samples degrade both individual models and CFA. Overall, CFA is most useful here not as a way to combine every classifier, but as a validation-stage method for choosing a small, complementary subset and assigning diversity-aware weights.

cs.LG↗

MoE Enhanced Federated Learning for Spatiotemporal Prediction

Traffic prediction is fundamental to intelligent transportation systems and urban computing, yet many cities continue to suffer from traffic data scarcity due to limited sensor deployment and uneven urban development. Cross-city knowledge transfer has thus attracted increasing attention, enabling data-rich cities to assist data-scarce ones. However, centralized approaches raise privacy concerns, while existing federated methods struggle with pronounced spatiotemporal heterogeneity across cities. To address these challenges, we propose MoE-FedTP, a personalized federated cross-city spatiotemporal prediction framework based on lightweight Mixture-of-Experts (MoE) networks. MoE-FedTP first employs spatiotemporal neural networks to extract features from both source and target cities, then introduces a set of expert networks derived from different source cities through partial parameter sharing. A gating mechanism dynamically fuses the experts to capture diverse traffic dynamics, achieving fine-grained modeling of urban heterogeneity while preserving privacy. Experiments on four real-world traffic datasets show that MoE-FedTP consistently outperforms state-of-the-art cross-city and federated learning baselines, demonstrating its effectiveness in enhancing prediction accuracy for data-scarce cities.

cs.LG↗

BlossomRec: Block-level Fused Sparse Attention Mechanism for Sequential Recommendations

Transformer structures have been widely used in sequential recommender systems (SRS). However, as user interaction histories increase, computational time and memory requirements also grow. This is mainly caused by the standard attention mechanism. Although there exist many methods employing efficient attention and SSM-based models, these approaches struggle to effectively model long sequences and may exhibit unstable performance on short sequences. To address these challenges, we design a sparse attention mechanism, BlossomRec, which models both long-term and short-term user interests through attention computation to achieve stable performance across sequences of varying lengths. Specifically, we categorize user interests in recommendation systems into long-term and short-term interests, and compute them using two distinct sparse attention patterns, with the results combined through a learnable gated output. Theoretically, it significantly reduces the number of interactions participating in attention computation. Extensive experiments on four public datasets demonstrate that BlossomRec, when integrated with state-of-the-art Transformer-based models, achieves comparable or even superior performance while significantly reducing memory usage, providing strong evidence of BlossomRec's efficiency and effectiveness. The code is available at https://github.com/Applied-Machine-Learning-Lab/WWW2026_BlossomRec.

cs.IR↗