Searcharxiv⌕ Search

arXiv subjects

Xiao Li

Publications and source records attributed to Xiao Li.

At least 253 records · Page 14Linked to original sources

Attention Based Machine Learning Methods for Data Reduction with Guaranteed Error Bounds

Scientific applications in fields such as high energy physics, computational fluid dynamics, and climate science generate vast amounts of data at high velocities. This exponential growth in data production is surpassing the advancements in computing power, network capabilities, and storage capacities. To address this challenge, data compression or reduction techniques are crucial. These scientific datasets have underlying data structures that consist of structured and block structured multidimensional meshes where each grid point corresponds to a tensor. It is important that data reduction techniques leverage strong spatial and temporal correlations that are ubiquitous in these applications. Additionally, applications such as CFD, process tensors comprising hundred plus species and their attributes at each grid point. Reduction techniques should be able to leverage interrelationships between the elements in each tensor. In this paper, we propose an attention-based hierarchical compression method utilizing a block-wise compression setup. We introduce an attention-based hyper-block autoencoder to capture inter-block correlations, followed by a block-wise encoder to capture block-specific information. A PCA-based post-processing step is employed to guarantee error bounds for each data block. Our method effectively captures both spatiotemporal and inter-variable correlations within and between data blocks. Compared to the state-of-the-art SZ3, our method achieves up to 8 times higher compression ratio on the multi-variable S3D dataset. When evaluated on single-variable setups using the E3SM and XGC datasets, our method still achieves up to 3 times and 2 times higher compression ratio, respectively.

cs.LG↗

Multiple types of spin textures and robust valley physics in MP$_2$X$_6$

Both spin textures and multiple valleys in the momentum space have attracted great attentions due to their versatile applications in spintronics and valleytronics. It is highly desirable to realize multiple types of spin textures in a single material and further couple the spin textures to valley degree of freedom. Here, we study electronic properties of SnP$_{2}$Se$_{6}$ monolayer by first-principles calculations. The monolayer exhibits rare Weyl-type and Ising-type spin textures at different valleys, which can be conveniently expressed by electron and hole dopings, respectively. Besides valley-contrasting spin textures, Berry-curvature-driven anomalous Hall currents and optical selectivity are found to be valley dependent as well. These valley-related properties also have generalizations to SnP$_{2}$Se$_{6}$ few-layers and other MP$_{2}$X$_{6}$. Our findings open new avenue for exploring appealing interplay between spin textures and multiple valleys, and designing advanced device paradigms based on spin and valley degrees of freedom.

cond-mat.mtrl-sci↗

NeuroVE: Brain-inspired Linear-Angular Velocity Estimation with Spiking Neural Networks

Vision-based ego-velocity estimation is a fundamental problem in robot state estimation. However, the constraints of frame-based cameras, including motion blur and insufficient frame rates in dynamic settings, readily lead to the failure of conventional velocity estimation techniques. Mammals exhibit a remarkable ability to accurately estimate their ego-velocity during aggressive movement. Hence, integrating this capability into robots shows great promise for addressing these challenges. In this paper, we propose a brain-inspired framework for linear-angular velocity estimation, dubbed NeuroVE. The NeuroVE framework employs an event camera to capture the motion information and implements spiking neural networks (SNNs) to simulate the brain's spatial cells' function for velocity estimation. We formulate the velocity estimation as a time-series forecasting problem. To this end, we design an Astrocyte Leaky Integrate-and-Fire (ALIF) neuron model to encode continuous values. Additionally, we have developed an Astrocyte Spiking Long Short-term Memory (ASLSTM) structure, which significantly improves the time-series forecasting capabilities, enabling an accurate estimate of ego-velocity. Results from both simulation and real-world experiments indicate that NeuroVE has achieved an approximate 60% increase in accuracy compared to other SNN-based approaches.

cs.RO↗

Reconfigurable Heterogeneous Quorum Systems

In contrast to proof-of-work replication, Byzantine quorum systems maintain consistency across replicas with higher throughput modest energy consumption, and deterministic liveness guarantees. If complemented with heterogeneous trust and open membership, they have the potential to serve as blockchains backbone. This paper presents a general model of heterogeneous quorum systems where each participant can declare its own quorums, and captures the consistency, availability and inclusion properties of these systems. In order to support open membership, it then presents reconfiguration protocols for heterogeneous quorum systems including joining and leaving of a process, and adding and removing of a quorum, and further, proves their correctness in the face of Byzantine attacks. The design of the protocols is informed by the trade-offs that the paper proves for the properties that reconfigurations can preserve. The paper further presents a graph characterization of heterogeneous quorum systems, and its application for reconfiguration optimization.

cs.DC↗

Rotatable Block-Controlled RIS: Bridging the Performance Gap to Element-Controlled Systems

The passive reconfigurable intelligent surface (RIS) requires numerous elements to achieve adequate array gain, which linearly increases power consumption (PC) with the number of reflection phases. To address this, this letter introduces a rotatable block-controlled RIS (BC-RIS) that preserves spectral efficiency (SE) while reducing power costs. Unlike the element-controlled RIS (EC-RIS), which necessitates independent phase control for each element, the BC-RIS uses a single phase control circuit for each block, substantially lowering power requirements. In the maximum ratio transmission, by customizing specular reflection channels through the rotation of blocks and coherently superimposing signals with optimized reflection phase of blocks, the BC-RIS achieves the same averaged SE as the EC-RIS. To counteract the added power demands from rotation, influenced by block size, we have developed a segmentation scheme to minimize overall PC. Furthermore, constraints for rotation power-related parameters have been established to enhance the energy efficiency of the BC-RIS compared to the EC-RIS. Numerical results confirm that this approach significantly improves energy efficiency while maintaining performance.

cs.IT↗

Mid-Band Extra Large-Scale MIMO System: Channel Modeling and Performance Analysis

In pursuit of enhanced quality of service and higher transmission rates, communication within the mid-band spectrum, such as bands in the 6-15 GHz range, combined with extra large-scale multiple-input multiple-output (XL-MIMO), is considered a potential enabler for future communication systems. However, the characteristics introduced by mid-band XL-MIMO systems pose challenges for channel modeling and performance analysis. In this paper, we first analyze the potential characteristics of mid-band MIMO channels. Then, an analytical channel model incorporating novel channel characteristics is proposed, based on a review of classical analytical channel models. This model is convenient for theoretical analysis and compatible with other analytical channel models. Subsequently, based on the proposed channel model, we analyze key metrics of wireless communication, including the ergodic spectral efficiency (SE) and outage probability (OP) of MIMO maximal-ratio combining systems. Specifically, we derive closed-form approximations and performance bounds for two typical scenarios, aiming to illustrate the influence of mid-band XL-MIMO systems. Finally, comparisons between systems under different practical configurations are carried out through simulations. The theoretical analysis and simulations demonstrate that mid-band XL-MIMO systems excel in SE and OP due to the increased array elements, moderate large-scale fading, and enlarged transmission bandwidth.

cs.IT↗

Leveraging Generative AI for Urban Digital Twins: A Scoping Review on the Autonomous Generation of Urban Data, Scenarios, Designs, and 3D City Models for Smart City Advancement

The digital transformation of modern cities by integrating advanced information, communication, and computing technologies has marked the epoch of data-driven smart city applications for efficient and sustainable urban management. Despite their effectiveness, these applications often rely on massive amounts of high-dimensional and multi-domain data for monitoring and characterizing different urban sub-systems, presenting challenges in application areas that are limited by data quality and availability, as well as costly efforts for generating urban scenarios and design alternatives. As an emerging research area in deep learning, Generative Artificial Intelligence (AI) models have demonstrated their unique values in data and code generation. This survey paper aims to explore the innovative integration of generative AI techniques and urban digital twins to address challenges in the realm of smart cities in various urban sectors, such as transportation and mobility management, energy system operations, building and infrastructure management, and urban design. The survey starts with the introduction of popular generative AI models with their application areas, followed by a structured review of the existing urban science applications that leverage the autonomous capability of the generative AI techniques to facilitate (a) data augmentation for promoting urban monitoring and predictive analytics, (b) synthetic data and scenario generation, (c) automated 3D city modeling, and (d) generative urban design and optimization. Based on the review, this survey discusses potential opportunities and technical strategies that integrate generative AI models into the next-generation urban digital twins for more reliable, scalable, and automated management of smart cities.

cs.AI↗

Time-Domain Channel Measurements and Small-Scale Fading Characterization for RIS-Assisted Wireless Communication Systems

Reconfigurable intelligent surfaces (RISs) have attracted extensive attention from industry and academia. In RIS-assisted wireless communication systems, practical channel measurements and modeling serve as the foundation for system design, network optimization, and performance evaluation. In this paper, a RIS time-domain channel measurement system, based on a software defined radio platform, is developed for the first time to investigate the small-scale fading characteristics of RIS-assisted channels. We present RIS channel measurements in corridor and laboratory scenarios and compare the power delay profile of the channel without RIS, with RIS specular reflection, and with RIS intelligent reflection. The multipath component parameters and cluster parameters based on the Saleh-Valenzuela model are extracted. We find that the power delay profiles (PDPs) of the RIS-assisted channel fit the power-law decay model better than the common exponential decay model and approximate the law of square decay. Through intelligent reflection, the RIS can decrease the delay and concentrate the energy of the virtual line-of-sight (VLoS) path, thereby reducing the delay spread and mitigating multipath fading. Furthermore, the cluster characteristics of RIS-assisted channels are highly dependent on the measurement environment. In the laboratory scenario, a single cluster dominated by the VLoS path with smooth envelope is observed. On the other hand, in the corridor scenario, some additional clusters introduced by the RIS reflection are created.

cs.IT↗

Understanding and Improving Transfer Learning of Deep Models via Neural Collapse

With the ever-increasing complexity of large-scale pre-trained models coupled with a shortage of labeled data for downstream training, transfer learning has become the primary approach in many fields, including natural language processing, computer vision, and multi-modal learning. Despite recent progress, the fine-tuning process for large-scale pre-trained models in vision still mostly relies on trial and error. This work investigates the relationship between neural collapse (NC) and transfer learning for classification problems. NC is an intriguing while prevalent phenomenon that has been recently discovered in terms of the final-layer features and linear classifiers of trained neural networks. Specifically, during the terminal phase of training, NC implies that the variability of the features within each class diminishes to zero, while the means of features between classes are maximally and equally distanced. In this work, we examine the NC attributes of pre-trained models on both downstream and source data for transfer learning, and we find strong correlation between feature collapse and downstream performance. In particular, we discovered a systematic pattern that emerges when linear probing pre-trained models on downstream training data: the more feature collapse of pre-trained models on downstream training data, the higher the transfer accuracy. Additionally, we also studied the relationship between NC and transfer accuracy on the source data. Moreover, these findings allow us to develop a principled, parameter-efficient fine-tuning method that employs skip-connection to induce the last-layer feature collapse on downstream data. Our proposed fine-tuning methods deliver good performances while reducing fine-tuning parameters by at least 90% and mitigating overfitting in situations especially when the downstream data is scarce.

cs.LG↗

PartImageNet++ Dataset: Scaling up Part-based Models for Robust Recognition

Deep learning-based object recognition systems can be easily fooled by various adversarial perturbations. One reason for the weak robustness may be that they do not have part-based inductive bias like the human recognition process. Motivated by this, several part-based recognition models have been proposed to improve the adversarial robustness of recognition. However, due to the lack of part annotations, the effectiveness of these methods is only validated on small-scale nonstandard datasets. In this work, we propose PIN++, short for PartImageNet++, a dataset providing high-quality part segmentation annotations for all categories of ImageNet-1K (IN-1K). With these annotations, we build part-based methods directly on the standard IN-1K dataset for robust recognition. Different from previous two-stage part-based models, we propose a Multi-scale Part-supervised Model (MPM), to learn a robust representation with part annotations. Experiments show that MPM yielded better adversarial robustness on the large-scale IN-1K over strong baselines across various attack settings. Furthermore, MPM achieved improved robustness on common corruptions and several out-of-distribution datasets. The dataset, together with these results, enables and encourages researchers to explore the potential of part-based models in more real applications.

cs.CV↗

A Comparative Study of Deep Learning and Iterative Algorithms for Joint Channel Estimation and Signal Detection in OFDM Systems

Joint channel estimation and signal detection (JCESD) is crucial in orthogonal frequency division multiplexing (OFDM) systems, but traditional algorithms perform poorly in low signal-to-noise ratio (SNR) scenarios. Deep learning (DL) methods have been investigated, but concerns regarding computational expense and lack of validation in low-SNR settings remain. Hence, the development of a robust and low-complexity model that can deliver excellent performance across a wide range of SNRs is highly desirable. In this paper, we aim to establish a benchmark where traditional algorithms and DL methods are validated on different channel models, Doppler, and SNR settings, particularly focusing on the semi-blind setting. In particular, we propose a new DL model where the backbone network is formed by unrolling the iterative algorithm, and the hyperparameters are estimated by hypernetworks. Additionally, we adapt a lightweight DenseNet to the task of JCESD for comparison. We evaluate different methods in three aspects: generalization in terms of bit error rate (BER), robustness, and complexity. Our results indicate that DL approaches outperform traditional algorithms in the challenging low-SNR setting, while the iterative algorithm performs better in high-SNR settings. Furthermore, the iterative algorithm is more robust in the presence of carrier frequency offset, whereas DL methods excel when signals are corrupted by asymmetric Gaussian noise.

eess.SP↗

Neural Collapse in Multi-label Learning with Pick-all-label Loss

We study deep neural networks for the multi-label classification (MLab) task through the lens of neural collapse (NC). Previous works have been restricted to the multi-class classification setting and discovered a prevalent NC phenomenon comprising of the following properties for the last-layer features: (i) the variability of features within every class collapses to zero, (ii) the set of feature means form an equi-angular tight frame (ETF), and (iii) the last layer classifiers collapse to the feature mean upon some scaling. We generalize the study to multi-label learning, and prove for the first time that a generalized NC phenomenon holds with the "pick-all-label" formulation, which we term as MLab NC. While the ETF geometry remains consistent for features with a single label, multi-label scenarios introduce a unique combinatorial aspect we term the "tag-wise average" property, where the means of features with multiple labels are the scaled averages of means for single-label instances. Theoretically, under proper assumptions on the features, we establish that the only global optimizer of the pick-all-label cross-entropy loss satisfy the multi-label NC. In practice, we demonstrate that our findings can lead to better test performance with more efficient training techniques for MLab learning.

cs.LG↗

Global-in-time energy stability analysis for the exponential time differencing Runge-Kutta scheme for the phase field crystal equation

The global-in-time energy estimate is derived for the second-order accurate exponential time differencing Runge-Kutta (ETDRK2) numerical scheme to the phase field crystal (PFC) equation, a sixth-order parabolic equation modeling crystal evolution. To recover the value of stabilization constant, some local-in-time convergence analysis has been reported, and the energy stability becomes available over a fixed final time. In this work, we develop a global-in-time energy estimate for the ETDRK2 numerical scheme to the PFC equation by showing the energy dissipation property for any final time. An a priori assumption at the previous time step, combined with a single-step $H^2$ estimate of the numerical solution, is the key point in the analysis. Such an $H^2$ estimate recovers the maximum norm bound of the numerical solution at the next time step, and then the value of the stabilization parameter can be theoretically justified. This justification ensures the energy dissipation at the next time step, so that the mathematical induction can be effectively applied, by then the global-in-time energy estimate is accomplished. This paper represents the first effort to theoretically establish a global-in-time energy stability analysis for a second-order stabilized numerical scheme in terms of the original free energy functional. The presented methodology is expected to be available for many other Runge-Kutta numerical schemes to the gradient flow equations.

math.NA↗

A KL-based Analysis Framework with Applications to Non-Descent Optimization Methods

We propose a novel analysis framework for non-descent-type optimization methodologies in nonconvex scenarios based on the Kurdyka-Lojasiewicz property. Our framework allows covering a broad class of algorithms, including those commonly employed in stochastic and distributed optimization. Specifically, it enables the analysis of first-order methods that lack a sufficient descent property and do not require access to full (deterministic) gradient information. We leverage this framework to establish, for the first time, iterate convergence and the corresponding rates for the decentralized gradient method and federated averaging under mild assumptions. Furthermore, based on the new analysis techniques, we show the convergence of the random reshuffling and stochastic gradient descent method without necessitating typical a priori bounded iterates assumptions.

math.OC↗

Robust Knowledge Distillation Based on Feature Variance Against Backdoored Teacher Model

Benefiting from well-trained deep neural networks (DNNs), model compression have captured special attention for computing resource limited equipment, especially edge devices. Knowledge distillation (KD) is one of the widely used compression techniques for edge deployment, by obtaining a lightweight student model from a well-trained teacher model released on public platforms. However, it has been empirically noticed that the backdoor in the teacher model will be transferred to the student model during the process of KD. Although numerous KD methods have been proposed, most of them focus on the distillation of a high-performing student model without robustness consideration. Besides, some research adopts KD techniques as effective backdoor mitigation tools, but they fail to perform model compression at the same time. Consequently, it is still an open problem to well achieve two objectives of robust KD, i.e., student model's performance and backdoor mitigation. To address these issues, we propose RobustKD, a robust knowledge distillation that compresses the model while mitigating backdoor based on feature variance. Specifically, RobustKD distinguishes the previous works in three key aspects: (1) effectiveness: by distilling the feature map of the teacher model after detoxification, the main task performance of the student model is comparable to that of the teacher model; (2) robustness: by reducing the characteristic variance between the teacher model and the student model, it mitigates the backdoor of the student model under backdoored teacher model scenario; (3) generic: RobustKD still has good performance in the face of multiple data models (e.g., WRN 28-4, Pyramid-200) and diverse DNNs (e.g., ResNet50, MobileNet).

cs.LG↗

RaFe: Ranking Feedback Improves Query Rewriting for RAG

As Large Language Models (LLMs) and Retrieval Augmentation Generation (RAG) techniques have evolved, query rewriting has been widely incorporated into the RAG system for downstream tasks like open-domain QA. Many works have attempted to utilize small models with reinforcement learning rather than costly LLMs to improve query rewriting. However, current methods require annotations (e.g., labeled relevant documents or downstream answers) or predesigned rewards for feedback, which lack generalization, and fail to utilize signals tailored for query rewriting. In this paper, we propose ours, a framework for training query rewriting models free of annotations. By leveraging a publicly available reranker, ours~provides feedback aligned well with the rewriting objectives. Experimental results demonstrate that ours~can obtain better performance than baselines.

cs.CL↗

Digital Health and Indoor Air Quality: An IoT-Driven Human-Centred Visualisation Platform for Behavioural Change and Technology Acceptance

The detrimental effects of air pollutants on human health have prompted increasing concerns regarding indoor air quality (IAQ). The emergence of digital health interventions and citizen science initiatives has provided new avenues for raising awareness, improving IAQ, and promoting behavioural changes. The Technology Acceptance Model (TAM) offers a theoretical framework to understand user acceptance and adoption of IAQ technology. This paper presents a case study using the COM-B model and Internet of Things (IoT) technology to design a human-centred digital visualisation platform, leading to behavioural changes and improved IAQ. The study also investigates users' acceptance and adoption of the technology, focusing on their experiences, expectations, and the impact on IAQ. Integrating IAQ sensing, digital health-related interventions, citizen science, and the TAM model offers opportunities to address IAQ challenges, enhance public health, and foster sustainable indoor environments. The analytical results show that factors such as human behaviour, indoor activities, and awareness play crucial roles in shaping IAQ.

cs.HC↗

System-level Safety Guard: Safe Tracking Control through Uncertain Neural Network Dynamics Models

The Neural Network (NN), as a black-box function approximator, has been considered in many control and robotics applications. However, difficulties in verifying the overall system safety in the presence of uncertainties hinder the deployment of NN modules in safety-critical systems. In this paper, we leverage the NNs as predictive models for trajectory tracking of unknown dynamical systems. We consider controller design in the presence of both intrinsic uncertainty and uncertainties from other system modules. In this setting, we formulate the constrained trajectory tracking problem and show that it can be solved using Mixed-integer Linear Programming (MILP). The proposed MILP-based approach is empirically demonstrated in robot navigation and obstacle avoidance through simulations. The demonstration videos are available at https://xiaolisean.github.io/publication/2023-11-01-L4DC2024.

cs.RO↗