arXiv subjects

Xiao-Yu Dong

Publications and source records attributed to Xiao-Yu Dong.

17 recordsLinked to original sources

arXiv2026

Pontryagin's Principle for Leakage-Immune Adiabatic Quantum State Transfer

The standard stimulated Raman adiabatic passage (STIRAP) protocol enables high-fidelity quantum state transfer in an ideal three-level system via adiabatic following of a dark state. However, in practical systems with more energy levels, control pulses with finite spectral selectivity often couple the three-level subspace to the remaining subspace, introducing leakage that fundamentally limits the transfer performance. Here, we adopt a multilevel chain model for STIRAP that explicitly incorporates this leakage subspace. Using Pontryagin's maximum principle, we formulate a leakage-penalized quantum optimal control problem with the control pulses constrained to experimentally feasible Gaussian pulse families. We derive explicit gradients of the objective functional with respect to the pulse parameters, enabling efficient low-dimensional optimization that suppresses leakage while preserving the counterintuitive STIRAP pulse ordering. Numerical simulations for a superconducting transmon platform demonstrate that the optimized control pulses significantly enhance the target-state transfer fidelity and improve robustness against amplitude miscalibration and detuning drifts.

quant-ph↗

arXiv2026

Chiral Edge Excitations of $ν=1/2$ Fractional Chern Insulators in the Bosonic Hofstadter Model

Edge excitations are the defining signature of chiral topologically ordered systems. In continuum fractional quantum Hall (FQH) states, these excitations are described by the chiral Luttinger liquid ($χ$LL) theory. Whether these field theory predictions can be precisely identified in discrete lattice systems of finite width, however, remains a longstanding question. Here we numerically demonstrate that the charge-one edge spectral function of a $ν=1/2$ FCI on an infinitely long strip with width $L_y=10$ quantitatively follows the predictions of $χ$LL theory. The edge spectrum is gapless, chiral, and linear, with spectral weight increasing linearly with both momentum and energy. We further analyze the influence of lattice size, particle number, trapping potential, and charge sector of excitations on the edge properties. Our results establish a clear correspondence between lattice FCIs and continuum FQH systems and provide guidance for future experimental detection of chiral edge modes.

cond-mat.str-el↗

arXiv2026

Gapped Boundaries of Kitaev's Quantum Double Models: A Lattice Realization of Anyon Condensation from Lagrangian Algebras

The macroscopic theory of anyon condensation, rooted in the categorical structure of topological excitations, provides a complete classification of gapped boundaries in topologically ordered systems, where distinct boundaries correspond to the condensation of different Lagrangian algebras. However, an intrinsic and direct understanding of anyon condensation in lattice models, grounded in the framework of Lagrangian algebras, remains undeveloped. In this paper, we propose a systematic framework for constructing all gapped boundaries of Kitaev's quantum double models directly from the data of Lagrangian algebras. Central to our approach is the observation that bulk interactions in the quantum double models admit two complementary interpretations: the anyon-creating picture and the anyon-probing picture. Generalizing this insight to the boundary, we derive the consistency condition for boundary ribbon operators that respect the mathematical axiomatic structure of Lagrangian algebras. Solving these conditions yields explicit expressions for the local boundary interactions required to realize gapped boundaries. We also provide three families of solutions that cover a broad range of cases. Our construction provides a microscopic characterization of the bulk-to-boundary anyon condensation dynamics via the action of ribbon operators. Moreover, all these boundary terms are supported within a common effective Hilbert space, making further studies on pure boundary phase transitions natural and convenient. Given the broad applicability of anyon condensation theory, we believe that our approach can be generalized to planar topological codes, extended string-net models, or higher-dimensional topologically ordered systems.

cond-mat.str-el↗

arXiv2025

Fate of Berezinskii-Kosterlitz-Thouless Paired Phase in Coupled $XY$ Models

Intriguing phases may emerge when two-dimensional systems are coupled in a bilayer configuration. In particular, a Berezinskii-Kosterlitz-Thouless (BKT) paired superfluid phase was predicted and claimed to be numerically observed in a coupled $XY$ model with ferromagnetic interlayer interactions, as reported in [\href{https://doi.org/10.1103/PhysRevLett.123.100601}{Phys. Rev. Lett. 123, 100601 (2019)}]. However, both our Monte Carlo simulations and analytical analysis show that this model does not exhibit a BKT paired phase. We then propose a new model incorporating paired-phase gradient interlayer interactions to realize the BKT paired phase. Moreover, we observe that the anomalous magnetic dimension varies along the phase transition line between the disordered normal phase and the BKT paired phase. This finding requires an understanding beyond the conventional phase transition theory.

cond-mat.stat-mech↗

arXiv2023

Nematic chiral spin liquid in a Kitaev magnet under external magnetic field

The possible existence of a quantum spin liquid (QSL) phase, an exotic state of matter with long-range quantum entanglement and fractionalized excitations, in $α$-RuCl$_3$ has sparked widespread interests in exploring QSLs in various Kitaev models under magnetic fields. Recently, a $K$-$J$-$Γ$-$Γ'$ model has been proposed to accurately describe the compound by fitting the measured thermodynamic data, where $J$ is Heisenberg interaction, and $Γ$, $Γ'$ are off-diagonal exchanges on top of the dominant Kitaev coupling $K$. Based on this effective model, an intermediate QSL phase in presence of an out-of-plane fields along the $[1 1 1]$ direction, between the low-field zigzag order and high-field polarized phase, has been predicted. By combining density matrix renormalization group (DMRG), exponential tensor renormalization group (XTRG), and variational Monte Carlo (VMC) calculations, we address the nature of this QSL phase in the honeycomb $K$-$J$-$Γ$-$Γ'$ model under the $[1 1 1]$-direction field. Our DMRG calculations find the algebraic-like decay of spin correlation function, the finite spin scalar chiral order, and lattice nematic order. Together with the XTRG results of power-law specific heat at low temperature, our findings naturally suggest a gapless nematic chiral spin liquid. On the other hand, our VMC study finds a gapped nematic chiral spin liquid with the variational energy very close to that obtained in DMRG. As VMC finds a very small gap that is beyond the current resolution of both ground-state DMRG and finite-temperature XTRG calculations on finite-width cylinders, we resort the full clarification for the nature of the intermediate QSL to future studies. Lastly, we discuss the implications of our results to the recent experiment on $α$-RuCl$_3$ and the QSL-like phase in a similar $K$-$Γ$-$Γ'$ model.

cond-mat.str-el↗

arXiv2022

Measurable signatures of bosonic fractional Chern insulator states and their fractional excitations in a quantum-gas microscope

The recent progress in engineering topological band structures in optical-lattice systems makes it promising to study fractional Chern insulator states in these systems. Here we consider a realistic finite system of a few repulsively interacting bosons on a square lattice with magnetic flux and sharp edges, as it can be realized in quantum-gas microscopes. We investigate under which conditions a fractional Chern insulator state corresponding to the Laughlin-like state at filling $ν=1/2$ can be stabilized and its fractional excitations probed. Using numerical simulations, we find an incompressible bulk density at the expected filling for systems, whose linear extent is as small as 6-8 sites. This is a promising result, since such small systems are favorable with respect to the required adiabatic state preparation. Moreover, we also see very clear signatures of excitations with fractional charge in response both to static pinning potentials and dynamical flux insertion. Since the compressible edges, which are found to feature chiral currents, can serve as a reservoir, these observations are robust against changes in the total particle number. Our results suggest that signatures of both a fractional Chern insulator state and its fractional excitations can be found under realistic experimental conditions.

cond-mat.quant-gas↗

arXiv2021

Robust and Ultrafast State Preparation by Ramping Artificial Gauge Potentials

The implementation of static artificial magnetic fields in ultracold atomic systems has become a powerful tool, e.g. for simulating quantum-Hall physics with charge-neutral atoms. Taking an interacting bosonic flux ladder as a minimal model, we investigate protocols for adiabatic state preparation via magnetic flux ramps. Considering the fact that it is actually the artificial vector potential (in the form of Peierls phases) that can be experimentally engineered in optical lattices, rather than the magnetic field, we find that the time required for adiabatic state preparation dramatically depends on which pattern of Peierls phases is used. This can be understood intuitively by noting that different patterns of time-dependent Peierls phases that all give rise to the same magnetic field ramp, generally lead to different artificial electric fields during the ramp. Remarkably, we find that an optimal choice allows for preparing the ground state almost instantaneously. We relate this observation to shortcuts to adiabaticity via counterdiabatic driving. Our findings open new possibilities for robust state preparation in atomic quantum simulators.

cond-mat.quant-gas↗

arXiv2020

Fractionalized fermionic quantum criticality in spin-orbital Mott insulators

We study transitions between topological phases featuring emergent fractionalized excitations in two-dimensional models for Mott insulators with spin and orbital degrees of freedom. The models realize fermionic quantum critical points in fractionalized Gross-Neveu$^\ast$ universality classes in (2+1) dimensions. They are characterized by the same set of critical exponents as their ordinary Gross-Neveu counterparts, but feature a different energy spectrum, reflecting the nontrivial topology of the adjacent phases. We exemplify this in a square-lattice model, for which an exact mapping to a $t$-$V$ model of spinless fermions allows us to make use of large-scale numerical results, as well as in a honeycomb-lattice model, for which we employ $ε$-expansion and large-$N$ methods to estimate the critical behavior. Our results are potentially relevant for Mott insulators with $d^1$ electronic configurations and strong spin-orbit coupling, or for twisted bilayer structures of Kitaev materials.

cond-mat.str-el↗

arXiv2020

Quantum phase diagram and chiral spin liquid in the extended spin-$\frac{1}{2}$ honeycomb XY model

The frustrated XY model on the honeycomb lattice has drawn lots of attentions because of the potential emergence of chiral spin liquid (CSL) with the increasing of frustrations or competing interactions. In this work, we study the extended spin-$\frac{1}{2}$ XY model with nearest-neighbor ($J_1$), and next-nearest-neighbor ($J_2$) interactions in the presence of a three-spins chiral ($J_χ$) term using density matrix renormalization group methods. We obtain a quantum phase diagram with both conventionally ordered and topologically ordered phases. In particular, the long-sought Kalmeyer-Laughlin CSL is shown to emerge under a small $J_χ$ perturbation due to the interplay of the magnetic frustration and chiral interactions. The CSL, which is a non-magnetic phase, is identified by the scalar chiral order, the finite spin gap on a torus, and the chiral entanglement spectrum described by chiral $SU(2)_{1}$ conformal field theory.

cond-mat.str-el↗

arXiv2020

Intrinsic Morphology of Ultra-diffuse Galaxies

With the published data of apparent axis ratios for 1109 ultra-diffuse galaxies (UDGs) located in 17 low-redshift (z~ 0.020 - 0.063) galaxy clusters and 84 UDGs in 2 intermediate-redshift (z~ 0.308 - 0.348) clusters, we take advantage of a Markov Chain Monte Carlo approach and assume a ubiquitous triaxial model to investigate the intrinsic morphologies of UDGs. In contrast to the conclusion of Burkert (2017), i.e., the underlying shapes of UDGs are purely prolate ($C=B<A$), we find that the data favor the oblate-triaxial models ($C<B\lesssim A$) over the nearly prolate ones. We also find that the intrinsic morphologies of UDGs are relevant to their stellar masses/luminosities, environments, and redshifts. First, for the low-redshift UDGs in the same environment, the more-luminous ones are always thicker than the less-luminous counterparts, possibly due to the more voilent internal supernovae feedback or external tidal interactions for the progenitors of the more-luminous UDGs. The UDG thickness dependence on luminosity is distinct from that of the typical quiescent dwarf ellipticals (dEs) and dwarf spheroidals (dSphs) in the local clusters and groups, but resembles that of massive galaxies; in this sense, UDGs may not be simply treated as an extension of the dE/dSph class with similar evolutionary histories. Second, for the low-redshift UDGs within the same luminosity range, the ones with smaller cluster-centric distances are more puffed-up, probably attributed to tidal interactions. Finally, the intermediate-redshift cluster UDGs are more flattened, which plausibly suggests a `disky' origin for high-redshift, initial UDGs.

astro-ph.GA↗

arXiv2019

Spin-1 Kitaev-Heisenberg model on a two-dimensional honeycomb lattice

We study the Kitaev-Heisenberg model with spin-1 local degree of freedom on a two-dimensional honeycomb lattice numerically by density matrix renormalization group method. By tuning the relative value of the Kitaev and Heisenberg exchange couplings, we obtain the whole phase diagram with two spin liquid phases and four symmetry broken phases. We identify that the spin liquid phases are gapless by calculating the central charge at the pure Kitaev points without Heisenberg interaction. Comparing to its spin-1/2 counterpart, the position and number of gapless modes of the spin-1 case are quite different. Due to the approximate $Z_2$ local conservations, the expectation value of Wilson loop operator measuring the flux of each plaquette stays near to 1, and the static spin-spin correlations remain short-range in the entire spin liquid phases.

cond-mat.str-el↗

arXiv2019

Machine learning of quantum phase transitions

Machine learning algorithms provide a new perspective on the study of physical phenomena. In this paper, we explore the nature of quantum phase transitions using multi-color convolutional neural-network (CNN) in combination with quantum Monte Carlo simulations. We propose a method that compresses $d+1$ dimensional space-time configurations to a manageable size and then use them as the input for a CNN. We test our approach on two models and show that both continuous and discontinuous quantum phase transitions can be well detected and characterized. Moreover we show that intermediate phases, which were not trained, can also be identified using our approach.

cond-mat.dis-nn↗

arXiv2018

SU(3) trimer resonating-valence-bond state on the square lattice

We propose and study an SU(3) trimer resonating-valence-bond (tRVB) state with $C_{4v}$ point-group symmetry on the square lattice. By devising a projected entangled-pair state representation, we show that all (connected) correlation functions between local operators in this SU(3) tRVB state decay exponentially, indicating its gapped nature. We further calculate the modular $S$ and $T$ matrices by constructing all nine topological sectors on a torus and establish the existence of $\mathbb{Z}_3$ topological order in this SU(3) tRVB state.

cond-mat.str-el↗

arXiv2018

Charge excitation dynamics in bosonic fractional Chern insulators

The experimental realization of the Harper-Hofstadter model in ultra-cold atomic gases has placed fractional states of matter in these systems within reach---a fractional Chern insulator state (FCI) is expected to emerge for sufficiently strong interactions when half-filling the lowest band. The experimental setups naturally allow to probe the dynamics of this topological state, yet little is known about its out-of-equilibrium properties. We explore, using density matrix renormalization group (DMRG) simulations, the response of the FCI state to spatially localized perturbations. After confirming the static properties of the phase we show that the characteristic, gapless features are clearly visible in the edge dynamics. We find that a local edge perturbation in this model propagates chirally independent of the perturbation strength. This contrasts the behavior of single particle models with counter-propagating edge states, such as the non-interacting Harper-Hofstadter model, where the chirality is manifest only for weak perturbations. Additionally, our simulations show that there is inevitable density leakage from the first row of sites into the bulk, preventing a naive chiral Luttinger theory interpretation of the dynamics.

cond-mat.str-el↗

arXiv2016

Time-reversal-breaking topological phases in antiferromagnetic Sr$_2$FeOsO$_6$ films

In this work, we studied time-reversal-breaking topological phases as a result of the interplay between antiferromagnetism and inverted band structures in thin films of antiferromagnetic double perovskite transition-metal Sr$_2$FeOsO$_6$. By combining the first-principles calculations and analytical models, we demonstrate that the quantum anomalous Hall phase and chiral topological superconducting phase can be realized in this system. We find that to achieve time-reversal-breaking topological phases in antiferromagnetic materials, it is essential to break the combined symmetry of time reversal and inversion, which generally exists in antiferromagnetic structures. As a result, we can utilize an external electric gate voltage to induce the phase transition between topological phases and trivial phases, thus providing an electrically controllable topological platform for the future transport experiments.

cond-mat.supr-con↗

arXiv2016

Classification of topological crystalline insulators based on representation theory

Topological crystalline insulators define a new class of topological insulator phases with gapless surface states protected by crystalline symmetries. In this work, we present a general theory to classify topological crystalline insulator phases based on the representation theory of space groups. Our approach is to directly identify possible nontrivial surface states in a semi-infinite system with a specific surface, of which the symmetry property can be described by 17 two-dimensional space groups. We reproduce the existing results of topological crystalline insulators, such as mirror Chern insulators in the $pm$ or $pmm$ groups, $C_{nv}$ topological insulators in the $p4m$, $p31m$ and $p6m$ groups, and topological nonsymmorphic crystalline insulators in the $pg$ and $pmg$ groups. Aside from these existing results, we also obtain the following new results: (1) there are two integer mirror Chern numbers ($\mathbb{Z}^2$) in the $pm$ group but only one ($\mathbb{Z}$) in the $cm$ or $p3m1$ group for both the spinless and spinful cases; (2) for the $pmm$ ($cmm$) groups, there is no topological classification in the spinless case but $\mathbb{Z}^4$ ($\mathbb{Z}^2$) classifications in the spinful case; (3) we show how topological crystalline insulator phase in the $pg$ group is related to that in the $pm$ group; (4) we identify topological classification of the $p4m$, $p31m$, and $p6m$ for the spinful case; (5) we find topological non-symmorphic crystalline insulators also existing in $pgg$ and $p4g$ groups, which exhibit new features compared to those in $pg$ and $pmg$ groups. We emphasize the importance of the irreducible representations for the states at some specific high-symmetry momenta in the classification of topological crystalline phases. Our theory can serve as a guide for the search of topological crystalline insulator phases in realistic materials.

cond-mat.mes-hall↗

arXiv2015

Electrically tunable multiple Dirac cones in thin films of (LaO)2(SbSe2)2 family of materials

Two-dimensional Dirac physics has aroused great interests in condensed matter physics ever since the discovery of graphene and topological insulators due to its importance in both fundamental physics and device applications. The ability to control the properties of Dirac cones, such as bandgap and Fermi velocity, is essential for the occurrence of various new phenomena and the development of next-generation electronic devices. Based on first-principles calculations and an analytical effective model, we propose a new Dirac system with eight Dirac cones in thin films of the (LaO)2(SbSe2)2 family of materials with an external gate voltage. The advantage of this system lies in its tunability: the existence of gapless Dirac cones, their positions, Fermi velocities and anisotropy all can be controlled by an experimentally feasible gate voltage. We identify the layer dependent spin texture induced by spin-orbit coupling as the underlying physical reason for the tunability of Dirac cones in this system. As a consequence, we show that the electrically tunable quantum anomalous Hall effect with a high Chern number can be induced by introducing magnetization into this system.

cond-mat.mtrl-sci↗