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Xiaobo Guo

Publications and source records attributed to Xiaobo Guo.

At least 19 recordsLinked to original sources

DTD-VAE: Disentangled Temporal Dependencies VAE for Credit Risk Prediction

Evaluating customer creditworthiness is crucial for retail banking operations, as it impacts marketing strategies, customer relationship management, and credit risk control. Traditional methods often struggle to capture complex temporal dependencies and extract pertinent information from customer data, crucial for accurate risk assessment. Specifically, they fail to differentiate between temporal patterns indicative of credit risk and those reflecting general customer behavior or preferences, leading to suboptimal risk predictions. In this study, we introduce the Disentangled Temporal Dependencies Variational Autoencoder (DTD-VAE), an advancement over conventional VAE, designed to disentangle temporal dependencies and distinguish credit risk-related features from past customer preferences. The feature inference module of the DTD-VAE incorporates an autoregressive temporal dependency learning mechanism that adeptly captures the temporal dependencies among latent variables, enriching the model's comprehension of the inherent data structure. Furthermore, the feature generative module utilizes an element-wise gating mechanism that assigns independent weights to each dimension of the expert models, enabling a finer-grained disentanglement of latent variables, particularly those relevant to credit risk prediction. Extensive experiments on six real-world datasets demonstrate that the proposed framework consistently outperforms existing methods, achieving performance gains of 3.2%-4.86% in ROC-AUC and 6.41%-9.71% in Accuracy Ratio.

q-fin.RM

ECPO: Evidence-Coupled Policy Optimization for Evidence-Certified Candidate Ranking

Ranking systems used in decision-support settings should not only order candidates but also expose evidence that can be independently checked. We study evidence-certified candidate ranking: given an intent_id, a predefined plan skeleton, a window-local candidate roster, and text-derived candidate trajectories with span provenance, a system must output a Top-K list together with doc_id:span evidence certificates whose cited spans are sufficient to recover the decision. We instantiate this task on MAVEN-ERE and RAMS with fixed upstream extraction, window-local randomized candidate identifiers, skeleton-aligned trajectory supervision, hard negatives, and audit references. We introduce Evidence-Coupled Policy Optimization (ECPO), a listwise policy-optimization objective whose action is the joint object of ranking and evidence certificate. ECPO first learns an interpretable trajectory reward from skeleton alignment, argument consistency, and optional graph features; it then optimizes a constrained policy with three coupled rewards: listwise ranking utility, span-level certificate validity, and an evidence-cycle reward computed by a label-free deterministic verifier that reconstructs candidate support from claim-stripped cited spans. This reframes the goal from maximizing ordinary NDCG alone to maximizing CertNDCG and decision-evidence coupling. The evaluation compares ECPO against zero-shot, SFT, and GRPO policies, RM-only scoring with deterministic evidence attachment, grammar/JSON-constrained decoding, validator retry, best-of-N RM selection, and post-hoc evidence rationalization under closed-roster, predicted-roster, and hybrid-roster settings.

cs.AI

SAVER: Selective As-Needed Vision Evidence for Multimodal Information Extraction

Multimodal IE in social media is difficult because a post may attach multiple images that are weakly related, redundant, or even misleading with respect to the text. In this setting, always-on multimodal fusion wastes computation and can amplify spurious visual cues. The core challenge is to decide, for each candidate span or marked entity pair, whether vision should be consulted at all and, if so, which small subset of images provides trustworthy evidence. We propose SAVER, a selective vision-as-needed framework for multimodal named entity recognition and multimodal relation extraction. SAVER uses a Conformal Groundability Gate (CGG) to estimate span-level visual groundability in MNER, derive pair-level activation in MRE from the two marked entities, and calibrate the activation threshold on a held-out split via a conformal-style procedure with Clopper--Pearson upper bounds. When activated, a submodular relevance--diversity selector chooses a compact evidence subset across images, which is then aggregated by a Set Transformer. An energy-inspired joint scoring head combines text, optional visual evidence, text--image consistency, and sparse routing for entity typing or relation classification. Experiments show that SAVER consistently improves F1 over strong text-only and always-on multimodal baselines, while reducing AURC, increasing activation coverage at a fixed risk level, and lowering FLOPs and P90 latency.

cs.CV

AGPO: Adaptive Group Policy Optimization with Dual Statistical Feedback

Reinforcement learning improves LLM reasoning, but PPO/GRPO typically use fixed clipping and decoding temperature, which makes training brittle and tuning-heavy. We propose Adaptive Group Policy Optimization (AGPO), a critic-free refinement of GRPO that uses group-level statistics to control both update magnitude and exploration. AGPO uses a shared probe-derived statistical state to drive two controllers: (i) adaptive clipping, which sets the trust-region size from reward dispersion and skewness, probe vote entropy, policy entropy, and step-wise KL drift; and (ii) bidirectional adaptive temperature sampling, which heats or cools decoding around a base temperature according to centered uncertainty relative to a running baseline. On nine English and Chinese math/STEM benchmarks, Qwen2.5-14B trained with AGPO outperforms PPO/GRPO under the same generated-token budget, reaching 67.3% on GSM8K and 40.5% on MATH. Gains transfer to Llama-3-8B and Gemma-2-9B, and ablations confirm both modules are complementary. Our implementation is publicly available at https://github.com/wandugu/paper_agpo.

cs.LG

SCOPE and SCION: A Benchmark and an Auditable Reference Pipeline for Schema Induction and Fusion from Text

Schema graphs are an upstream bottleneck of schema-grounded information extraction and knowledge graph construction, yet most extraction systems assume the schema is already available. We introduce SCOPE (Schema Construction and Ontology-induction Pipeline Evaluation), a train-text-only benchmark for corpus-to-schema induction and optional schema fusion from raw text, built from 24 public information extraction sources (15 RE and 9 EE) normalized into evaluation-only gold schema graphs; its core event-extraction target covers event types and within-event argument roles, with inter-event links reported separately. We present SCION (Schema Construction and Induction with Ontology Normalization), an auditable reference pipeline rather than a new extraction architecture; it constructs candidate spaces from train text and restricts naming, merging, filtering, validation, and conservative fusion to candidate-linked evidence under strict JSON contracts. On the SCOPE core suite, SCION-lite attains the highest F1 among released source-schema references, Text2Onto-style, LLM-only, and matched extract-then-aggregate baselines under Literal, Fuzzy, Continuous, and Graph schema-graph metrics, while the compact open-model SCION-RL variant reduces reliance on proprietary LLM schema engineers. These results are reported against normalized typed-edge targets rather than as claims that induced schemas surpass human ontology design; the release includes evidence-linked outputs, parse/fallback logs, candidate retention/merging logs, run manifests, code, and benchmark packages at https://github.com/wandugu/paper_scion.

cs.AI

Exceptional Points in Quasinormal Spectra of Hairy Black Holes

Exceptional points (EPs) in quasinormal mode (QNM) spectra are non-Hermitian degeneracies at which both the eigenvalues and eigenfunctions coalesce. In this paper, we identify an EP in the scalar QNM spectrum of hairy black holes in the Einstein-Maxwell-scalar theory by scanning the parameter space. We then investigate its implications for ringdown signals by extracting QNMs from time-domain waveforms. Our results show that an EP ansatz, which includes a resonant contribution containing a term linear in time, provides a more robust description of ringdown at the EP than the standard ansatz based on a superposition of independent damped modes. In particular, it captures the resonant contribution associated with spectral coalescence more naturally, and even when the waveform is fitted with the standard ansatz, the resulting fit may still exhibit characteristic features of the EP ansatz.

gr-qc

Benchmarking AI scientists for omics data driven biological discovery

Recent advances in large language models have enabled the emergence of AI scientists that aim to autonomously analyze biological data and assist scientific discovery. Despite rapid progress, it remains unclear to what extent these systems can extract meaningful biological insights from real experimental data. Existing benchmarks either evaluate reasoning in the absence of data or focus on predefined analytical outputs, failing to reflect realistic, data-driven biological research. Here, we introduce BAISBench (Biological AI Scientist Benchmark), a benchmark for evaluating AI scientists on real single-cell transcriptomic datasets. BAISBench comprises two tasks: cell type annotation across 15 expert-labeled datasets, and scientific discovery through 193 multiple-choice questions derived from biological conclusions reported in 41 published single-cell studies. We evaluated several representative AI scientists using BAISBench and, to provide a human performance baseline, invited six graduate-level bioinformaticians to collectively complete the same tasks. The results show that while current AI scientists fall short of fully autonomous biological discovery, they already demonstrate substantial potential in supporting data-driven biological research. These results position BAISBench as a practical benchmark for characterizing the current capabilities and limitations of AI scientists in biological research. We expect BAISBench to serve as a practical evaluation framework for guiding the development of more capable AI scientists and for helping biologists identify AI systems that can effectively support real-world research workflows. The BAISBench can be found at: https://github.com/EperLuo/BAISBench, https://huggingface.co/datasets/EperLuo/BaisBench.

cs.AI

Amory: Building Coherent Narrative-Driven Agent Memory through Agentic Reasoning

Long-term conversational agents face a fundamental scalability challenge as interactions extend over time: repeatedly processing entire conversation histories becomes computationally prohibitive. Current approaches attempt to solve this through memory frameworks that predominantly fragment conversations into isolated embeddings or graph representations and retrieve relevant ones in a RAG style. While computationally efficient, these methods often treat memory formation minimally and fail to capture the subtlety and coherence of human memory. We introduce Amory, a working memory framework that actively constructs structured memory representations through enhancing agentic reasoning during offline time. Amory organizes conversational fragments into episodic narratives, consolidates memories with momentum, and semanticizes peripheral facts into semantic memory. At retrieval time, the system employs coherence-driven reasoning over narrative structures. Evaluated on the LOCOMO benchmark for long-term reasoning, Amory achieves considerable improvements over previous state-of-the-art, with performance comparable to full context reasoning while reducing response time by 50%. Analysis shows that momentum-aware consolidation significantly enhances response quality, while coherence-driven retrieval provides superior memory coverage compared to embedding-based approaches.

cs.CL

UniSearch: Rethinking Search System with a Unified Generative Architecture

Modern search systems play a crucial role in facilitating information acquisition. Traditional search engines typically rely on a cascaded architecture, where results are retrieved through recall, pre-ranking, and ranking stages. The complexity of designing and maintaining multiple modules makes it difficult to achieve holistic performance gains. Recent advances in generative recommendation have motivated the exploration of unified generative search as an alternative. However, existing approaches are not genuinely end-to-end: they typically train an item encoder to tokenize candidates first and then optimize a generator separately, leading to objective inconsistency and limited generalization. To address these limitations, we propose UniSearch, a unified generative search framework for Kuaishou Search. UniSearch replaces the cascaded pipeline with an end-to-end architecture that integrates a Search Generator and a Video Encoder. The Generator produces semantic identifiers of relevant items given a user query, while the Video Encoder learns latent item embeddings and provides their tokenized representations. A unified training framework jointly optimizes both components, enabling mutual enhancement and improving representation quality and generation accuracy. Furthermore, we introduce Search Preference Optimization (SPO), which leverages a reward model and real user feedback to better align generation with user preferences. Extensive experiments on industrial-scale datasets, together with online A/B testing in both short-video and live search scenarios, demonstrate the strong effectiveness and deployment potential of UniSearch. Notably, its deployment in live search yields the largest single-experiment improvement in recent years of our product's history, highlighting its practical value for real-world applications.

cs.IR

Lyapunov exponents and phase transition of charged Ads black hole in quintessence

This study investigates the phase transitions of RN-AdS black holes immersed in a quintessence field, employing Lyapunov exponents as a dynamical probe to characterize the thermodynamics of black hole. Incorporating quintessence dark energy into the RN-AdS framework, we find that the Lyapunov exponents for null and timelike geodesics display diminished chaotic behavior with increasing normalization factor of the quintessence field. This feature introduces a finite cutoff to the Lyapunov exponent of unstable circular photon orbits, setting it apart from RN-AdS black hole. At phase transition points, both the free energy and Lyapunov exponents display multivalued branches, reflecting the coexistence of distinct black hole phases. Furthermore, the discontinuity in the Lyapunov exponent can serve as an order parameter with a critical exponent of $1/2$ near the critical point, consistent with the thermodynamic criticality of van der Waals fluids.. These work suggest that Lyapunov exponents provide a framework for probing the thermodynamics of black holes.

gr-qc

The Computational Anatomy of Humility: Modeling Intellectual Humility in Online Public Discourse

The ability for individuals to constructively engage with one another across lines of difference is a critical feature of a healthy pluralistic society. This is also true in online discussion spaces like social media platforms. To date, much social media research has focused on preventing ills -- like political polarization and the spread of misinformation. While this is important, enhancing the quality of online public discourse requires not just reducing ills but also promoting foundational human virtues. In this study, we focus on one particular virtue: ``intellectual humility'' (IH), or acknowledging the potential limitations in one's own beliefs. Specifically, we explore the development of computational methods for measuring IH at scale. We manually curate and validate an IH codebook on 350 posts about religion drawn from subreddits and use them to develop LLM-based models for automating this measurement. Our best model achieves a Macro-F1 score of 0.64 across labels (and 0.70 when predicting IH/IA/Neutral at the coarse level), higher than an expected naive baseline of 0.51 (0.32 for IH/IA/Neutral) but lower than a human annotator-informed upper bound of 0.85 (0.83 for IH/IA/Neutral). Our results both highlight the challenging nature of detecting IH online -- opening the door to new directions in NLP research -- and also lay a foundation for computational social science researchers interested in analyzing and fostering more IH in online public discourse.

cs.CY

Enhanced Detection of Conversational Mental Manipulation Through Advanced Prompting Techniques

This study presents a comprehensive, long-term project to explore the effectiveness of various prompting techniques in detecting dialogical mental manipulation. We implement Chain-of-Thought prompting with Zero-Shot and Few-Shot settings on a binary mental manipulation detection task, building upon existing work conducted with Zero-Shot and Few- Shot prompting. Our primary objective is to decipher why certain prompting techniques display superior performance, so as to craft a novel framework tailored for detection of mental manipulation. Preliminary findings suggest that advanced prompting techniques may not be suitable for more complex models, if they are not trained through example-based learning.

cs.CL

Serial Position Effects of Large Language Models

Large Language Models (LLMs) have shown remarkable capabilities in zero-shot learning applications, generating responses to queries using only pre-training information without the need for additional fine-tuning. This represents a significant departure from traditional machine learning approaches. Previous research has indicated that LLMs may exhibit serial position effects, such as primacy and recency biases, which are well-documented cognitive biases in human psychology. Our extensive testing across various tasks and models confirms the widespread occurrence of these effects, although their intensity varies. We also discovered that while carefully designed prompts can somewhat mitigate these biases, their effectiveness is inconsistent. These findings underscore the significance of serial position effects during the inference process, particularly in scenarios where there are no ground truth labels, highlighting the need for greater focus on addressing these effects in LLM applications.

cs.CL

Disordered-DABS: A Benchmark for Dynamic Aspect-Based Summarization in Disordered Texts

Aspect-based summarization has seen significant advancements, especially in structured text. Yet, summarizing disordered, large-scale texts, like those found in social media and customer feedback, remains a significant challenge. Current research largely targets predefined aspects within structured texts, neglecting the complexities of dynamic and disordered environments. Addressing this gap, we introduce Disordered-DABS, a novel benchmark for dynamic aspect-based summarization tailored to unstructured text. Developed by adapting existing datasets for cost-efficiency and scalability, our comprehensive experiments and detailed human evaluations reveal that Disordered-DABS poses unique challenges to contemporary summarization models, including state-of-the-art language models such as GPT-3.5.

cs.CL

MODABS: Multi-Objective Learning for Dynamic Aspect-Based Summarization

The rapid proliferation of online content necessitates effective summarization methods, among which dynamic aspect-based summarization stands out. Unlike its traditional counterpart, which assumes a fixed set of known aspects, this approach adapts to the varied aspects of the input text. We introduce a novel multi-objective learning framework employing a Longformer-Encoder-Decoder for this task. The framework optimizes aspect number prediction, minimizes disparity between generated and reference summaries for each aspect, and maximizes dissimilarity across aspect-specific summaries. Extensive experiments show our method significantly outperforms baselines on three diverse datasets, largely due to the effective alignment of generated and reference aspect counts without sacrificing single-aspect summarization quality.

cs.CL

LOLAMEME: Logic, Language, Memory, Mechanistic Framework

The performance of Large Language Models has achieved superhuman breadth with unprecedented depth. At the same time, the language models are mostly black box models and the underlying mechanisms for performance have been evaluated using synthetic or mechanistic schemes. We extend current mechanistic schemes to incorporate Logic, memory, and nuances of Language such as latent structure. The proposed framework is called LOLAMEME and we provide two instantiations of LOLAMEME: LoLa and MeMe languages. We then consider two generative language model architectures: transformer-based GPT-2 and convolution-based Hyena. We propose the hybrid architecture T HEX and use LOLAMEME framework is used to compare three architectures. T HEX outperforms GPT-2 and Hyena on select tasks.

cs.LG

JADS: A Framework for Self-supervised Joint Aspect Discovery and Summarization

To generate summaries that include multiple aspects or topics for text documents, most approaches use clustering or topic modeling to group relevant sentences and then generate a summary for each group. These approaches struggle to optimize the summarization and clustering algorithms jointly. On the other hand, aspect-based summarization requires known aspects. Our solution integrates topic discovery and summarization into a single step. Given text data, our Joint Aspect Discovery and Summarization algorithm (JADS) discovers aspects from the input and generates a summary of the topics, in one step. We propose a self-supervised framework that creates a labeled dataset by first mixing sentences from multiple documents (e.g., CNN/DailyMail articles) as the input and then uses the article summaries from the mixture as the labels. The JADS model outperforms the two-step baselines. With pretraining, the model achieves better performance and stability. Furthermore, embeddings derived from JADS exhibit superior clustering capabilities. Our proposed method achieves higher semantic alignment with ground truth and is factual.

cs.AI

Performance Optimization in RSMA-assisted Uplink xURLLC IIoT Networks with Statistical QoS Provisioning

Industry 5.0 and beyond networks have driven the emergence of numerous mission-critical applications, prompting contemplation of the neXt-generation ultra-reliable low-latency communication (xURLLC). To guarantee low-latency requirements, xURLLC heavily relies on short-blocklength packets with sporadic arrival traffic. As a disruptive multi-access technique, rate-splitting multiple access (RSMA) has emerged as a promising avenue to enhance quality of service (QoS) and flexibly manage interference for next-generation communication networks. In this paper, we investigate an innovative RSMA-assisted uplink xURLLC industrial internet-of-things (IIoT) (RSMA-xURLLC-IIoT) network. To unveil reliable insights into the statistical QoS provisioning (SQP) for our proposed network with sporadic arrival traffic, we leverage stochastic network calculus (SNC) to develop a dependable theoretical framework. Building upon this theoretical framework, we formulate the SQP-driven short-packet size maximization problem and the SQP-driven transmit power minimization problem, aiming to guarantee the SQP performance to latency, decoding, and reliability while maximizing the short-packet size and minimizing the transmit power, respectively. By exploiting Monte-Carlo methods, we have thoroughly validated the dependability of the developed theoretical framework. Moreover, through extensive comparison analysis with state-of-the-art multi-access techniques, including non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA), we have demonstrated the superior performance gains achieved by the proposed RSMA-xURLLC-IIoT networks.

cs.NI