arXiv subjects

Xiaochuan Lu

Publications and source records attributed to Xiaochuan Lu.

At least 37 records · Page 2Linked to original sources

arXiv2022

On-Shell Covariance of Quantum Field Theory Amplitudes

Scattering amplitudes in quantum field theory are independent of the field parameterization, which has a natural geometric interpretation as a form of `coordinate invariance.' Amplitudes can be expressed in terms of Riemannian curvature tensors, which makes the covariance of amplitudes under non-derivative field redefinitions manifest. We present a generalized geometric framework that extends this manifest covariance to $all$ allowed field redefinitions. Amplitudes satisfy a recursion relation that closely resembles the application of covariant derivatives to increase the rank of a tensor. This allows us to argue that (tree-level) amplitudes possess a notion of `on-shell covariance,' in that they transform as a tensor under any allowed field redefinition up to a set of terms that vanish when the equations of motion and on-shell momentum constraints are imposed. We highlight a variety of immediate applications to effective field theories.

hep-th↗

arXiv2021

Unitarity Violation and the Geometry of Higgs EFTs

We derive the scale of unitarity violation from the geometry of Effective Field Theory (EFT) extensions of the Standard Model Higgs sector. The high-energy behavior of amplitudes with more than four scalar legs depends on derivatives of geometric invariants with respect to the physical Higgs field $h$, such that higher-point amplitudes begin to reconstruct the scalar manifold away from our vacuum. In theories whose low-energy limit can be described by the Higgs EFT (HEFT) but not the Standard Model EFT (SMEFT), non-analyticities in the vicinity of our vacuum limit the radius of convergence of geometric invariants, leading to unitarity violation at energies below $4πv$. Our results unify approaches to the HEFT/SMEFT dichotomy based on unitarity, analyticity, and geometry, and more broadly illustrate the sense in which observables probe the geometry of an EFT. Along the way, we provide novel basis-independent results for Goldstone/Higgs boson scattering amplitudes expressed in terms of geometric covariant quantities.

hep-ph↗

arXiv2021

Non-Decoupling New Particles

We initiate the study of a new class of beyond the Standard Model states that we call "Loryons." They have the defining characteristic of being non-decoupling, in the sense that their physical mass is dominated by a contribution from the vacuum expectation value of the Higgs boson. The stakes are high: the discovery of a Loryon would tell us that electroweak symmetry must be non-linearly realized in the effective field theory of the Standard Model. Loryons have their masses bounded from above by perturbative unitarity considerations and thus define a finite parameter space for exploration. After providing a complete catalog of Loryon representations under mild assumptions, we turn to examining the constraints on the parameter space from Higgs couplings measurements, precision electroweak tests, and direct collider searches. We show that most fermionic candidates are already ruled out (with some notable exceptions), while much of the scalar Loryon parameter space is still wide open for discovery.

hep-ph↗

arXiv2021

Is SMEFT Enough?

There are two canonical approaches to treating the Standard Model as an Effective Field Theory (EFT): Standard Model EFT (SMEFT), expressed in the electroweak symmetric phase utilizing the Higgs doublet, and Higgs EFT (HEFT), expressed in the broken phase utilizing the physical Higgs boson and an independent set of Goldstone bosons. HEFT encompasses SMEFT, so understanding whether SMEFT is sufficient motivates identifying UV theories that require HEFT as their low energy limit. This distinction is complicated by field redefinitions that obscure the naive differences between the two EFTs. By reformulating the question in a geometric language, we derive concrete criteria that can be used to distinguish SMEFT from HEFT independent of the chosen field basis. We highlight two cases where perturbative new physics must be matched onto HEFT: (i) the new particles derive all of their mass from electroweak symmetry breaking, and (ii) there are additional sources of electroweak symmetry breaking. Additionally, HEFT has a broader practical application: it can provide a more convergent parametrization when new physics lies near the weak scale. The ubiquity of models requiring HEFT suggests that SMEFT is not enough.

hep-ph↗

arXiv2021

STrEAMlining EFT Matching

This paper presents STrEAM (SuperTrace Evaluation Automated for Matching), a Mathematica package that calculates all functional supertraces which arise when matching a generic UV model onto a relativistic Effective Field Theory (EFT) at one loop and to arbitrary order in the heavy mass expansion. STrEAM implements the covariant derivative expansion to automate the most tedious step of the streamlined functional matching prescription presented in arXiv:2011.02484 . The code and an example notebook are available at https://www.github.com/EFTMatching/STrEAM .

hep-ph↗

arXiv2021

2, 12, 117, 1959, 45171, 1170086, ...: A Hilbert series for the QCD chiral Lagrangian

We apply Hilbert series techniques to the enumeration of operators in the mesonic QCD chiral Lagrangian. Existing Hilbert series technologies for non-linear realizations are extended to incorporate the external fields. The action of charge conjugation is addressed by folding the $\frak{su}(n)$ Dynkin diagrams, which we detail in an appendix that can be read separately as it has potential broader applications. New results include the enumeration of anomalous operators appearing in the chiral Lagrangian at order $p^8$, as well as enumeration of $CP$-even, $CP$-odd, $C$-odd, and $P$-odd terms beginning from order $p^6$. The method is extendable to very high orders, and we present results up to order $p^{16}$. (The title sequence is the number of independent $C$-even $P$-even operators in the mesonic QCD chiral Lagrangian with three light flavors of quarks, at chiral dimensions $p^2$, $p^4$, $p^6$, ...)

hep-ph↗

arXiv2020

Functional Prescription for EFT Matching

We simplify the one-loop functional matching formalism to develop a streamlined prescription. The functional approach is conceptually appealing: all calculations are performed within the UV theory at the matching scale, and no prior determination of an Effective Field Theory (EFT) operator basis is required. Our prescription accommodates any relativistic UV theory that contains generic interactions (including derivative couplings) among scalar, fermion, and vector fields. As an example application, we match the singlet scalar extended Standard Model (SM) onto SMEFT.

hep-ph↗

arXiv2020

Custodial Symmetry (Violation) in SMEFT

We investigate precision observables sensitive to custodial symmetric/violating UV physics beyond the Standard Model. We use the SMEFT framework which in general includes non-oblique corrections that requires a generalization of the Peskin-Takeuchi $T$ parameter to unambiguously detect custodial symmetry/violation. We take a first step towards constructing a SMEFT reparameterization-invariant replacement, that we call $\mathscr{T}$, valid at least for tree-level custodial violating contributions. We utilize a new custodial basis of $ν$SMEFT (SMEFT augmented by right-handed neutrinos) which explicitly identifies the global $SU(2)_R$ symmetries of the Higgs and fermion sectors, that in turn permits easy identification of higher-dimensional operators that are custodial preserving or violating. We carefully consider equation-of-motion redundancies that cause custodial symmetric operators in one basis to be equivalent to a set of custodial symmetric and/or violating operators in another basis. Utilizing known results about tree/loop operator generation, we demonstrate that the basis-dependent appearance of custodial-violating operators does not invalidate our $\mathscr{T}$ parameter at tree-level. We illustrate our results with several UV theory examples, demonstrating that $\mathscr{T}$ faithfully identifies custodial symmetry violation, while $T$ can fail.

hep-ph↗

arXiv2019

Functional Methods for Heavy Quark Effective Theory

We use functional methods to compute one-loop effects in Heavy Quark Effective Theory. The covariant derivative expansion technique facilitates the efficient extraction of matching coefficients and renormalization group evolution equations. This paper provides the first demonstration that such calculations can be performed through the algebraic evaluation of the path integral for the class of effective field theories that are (i) constructed using a non-trivial one-to-many mode decomposition of the UV theory, and (ii) valid for non-relativistic kinematics. We discuss the interplay between operators that appear at intermediate steps and the constraints imposed by the residual Lorentz symmetry that is encoded as reparameterization invariance within the effective description. The tools presented here provide a systematic approach for computing corrections to higher order in the heavy mass expansion; precision applications include predictions for experimental data and connections to theoretical tests via lattice QCD. A set of pedagogical appendices comprehensively reviews modern approaches to performing functional calculations algebraically, and derives contributions from a term with open covariant derivatives for the first time.

hep-ph↗

arXiv2019

Convergent Momentum-Space OPE and Bootstrap Equations in Conformal Field Theory

General principles of quantum field theory imply that there exists an operator product expansion (OPE) for Wightman functions in Minkowski momentum space that converges for arbitrary kinematics. This convergence is guaranteed to hold in the sense of a distribution, meaning that it holds for correlation functions smeared by smooth test functions. The conformal blocks for this OPE are conceptually extremely simple: they are products of 3-point functions. We construct the conformal blocks in 2-dimensional conformal field theory and show that the OPE in fact converges pointwise to an ordinary function in a specific kinematic region. Using microcausality, we also formulate a bootstrap equation directly in terms of momentum space Wightman functions.

hep-th↗

arXiv2019

2, 84, 30, 993, 560, 15456, 11962, 261485, ...: Higher dimension operators in the SM EFT

In a companion paper, we show that operator bases for general effective field theories are controlled by the conformal algebra. Equations of motion and integration by parts identities can be systematically treated by organizing operators into irreducible representations of the conformal group. In the present work, we use this result to study the standard model effective field theory (SM EFT), determining the content and number of higher dimension operators up to dimension 12, for an arbitrary number of fermion generations. We find additional operators to those that have appeared in the literature at dimension 7 (specifically in the case of more than one fermion generation) and at dimension 8. (The title sequence is the total number of independent operators in the SM EFT with one fermion generation, including hermitian conjugates, ordered in mass dimension, starting at dimension 5.)

hep-ph↗

arXiv2018

Graviton Scattering and a Sum Rule for the c Anomaly in 4D CFT

4D CFTs have a scale anomaly characterized by the coefficient $c$, which appears as the coefficient of logarithmic terms in momentum space correlation functions of the energy-momentum tensor. By studying the CFT contribution to 4-point graviton scattering amplitudes in Minkowski space we derive a sum rule for $c$ in terms of $TT\mathcal{O}$ OPE coefficients. The sum rule can be thought of as a version of the optical theorem, and its validity depends on the existence of the massless and forward limits of the $\langle TTTT \rangle$ correlation functions that contribute. The finiteness of these limits is checked explicitly for free scalar, fermion, and vector CFTs. The sum rule gives $c$ as a sum of positive terms, and therefore implies a lower bound on $c$ given any lower bound on $TT\mathcal{O}$ OPE coefficients. We compute the coefficients to the sum rule for arbitrary operators of spin 0 and 2, including the energy-momentum tensor.

hep-th↗

arXiv2017

Low-scale Gauge Mediation after LHC Run 2

We study low-scale gauge mediated supersymmetry breaking models with a very light gravitino of mass $\mathcal{O}(1)$ eV. The cosmological upper bound on the gravitino mass and the collider constraints on the sparticle masses give a significant impact on such models. We apply the latest results of the LHC to these models and obtain the current constraints. We find that perturbatively calculable classes of low-scale gauge mediation models can be largely excluded.

hep-ph↗

arXiv2017

Operator bases, $S$-matrices, and their partition functions

Relativistic quantum systems that admit scattering experiments are quantitatively described by effective field theories, where $S$-matrix kinematics and symmetry considerations are encoded in the operator spectrum of the EFT. In this paper we use the $S$-matrix to derive the structure of the EFT operator basis, providing complementary descriptions in (i) position space utilizing the conformal algebra and cohomology and (ii) momentum space via an algebraic formulation in terms of a ring of momenta with kinematics implemented as an ideal. These frameworks systematically handle redundancies associated with equations of motion (on-shell) and integration by parts (momentum conservation). We introduce a partition function, termed the Hilbert series, to enumerate the operator basis--correspondingly, the $S$-matrix--and derive a matrix integral expression to compute the Hilbert series. The expression is general, easily applied in any spacetime dimension, with arbitrary field content and (linearly realized) symmetries. In addition to counting, we discuss construction of the basis. Simple algorithms follow from the algebraic formulation in momentum space. We explicitly compute the basis for operators involving up to $n=5$ scalar fields. This construction universally applies to fields with spin, since the operator basis for scalars encodes the momentum dependence of $n$-point amplitudes. We discuss in detail the operator basis for non-linearly realized symmetries. In the presence of massless particles, there is freedom to impose additional structure on the $S$-matrix in the form of soft limits. The most naïve implementation for massless scalars leads to the operator basis for pions, which we confirm using the standard CCWZ formulation for non-linear realizations.

hep-th↗

arXiv2016

Scale Anomalies, States, and Rates in Conformal Field Theory

This paper presents two methods to compute scale anomaly coefficients in conformal field theories (CFTs), such as the c anomaly in four dimensions, in terms of the CFT data. We first use Euclidean position space to show that the anomaly coefficient of a four-point function can be computed in the form of an operator product expansion (OPE), namely a weighted sum of OPE coefficients squared. We compute the weights for scale anomalies associated with scalar operators and show that they are not positive. We then derive a different sum rule of the same form in Minkowski momentum space where the weights are positive. The positivity arises because the scale anomaly is the coefficient of a logarithm in the momentum space four-point function. This logarithm also determines the dispersive part, which is a positive sum over states by the optical theorem. The momentum space sum rule may be invalidated by UV and/or IR divergences, and we discuss the conditions under which these singularities are absent. We present a detailed discussion of the formalism required to compute the weights directly in Minkowski momentum space. A number of explicit checks are performed, including a complete example in an 8-dimensional free field theory.

hep-th↗

arXiv2016

Testing ATLAS Z+MET Excess with LHC Run 2

The ATLAS collaboration reported a 3sigma excess in the search of events containing on-Z dilepton, jets, and large missing momentum (MET) in the 8 TeV LHC run. Motivated by this excess, many models of new physics have been proposed. Recently, the ATLAS and CMS collaborations reported new results for similar Z+MET channels in the 13 TeV run. In this paper, we comprehensively discuss the consistency between the proposed models and the LHC results of Run 1 and Run 2. We find that in models with heavy gluino production, there is generically some tension between the 8 TeV and 13 TeV results. On the other hand, models with light squark production provide relatively better fitting to both results.

hep-ph↗

arXiv2016

One-loop Matching and Running with Covariant Derivative Expansion

We develop tools for performing effective field theory (EFT) calculations in a manifestly gauge-covariant fashion. We clarify how functional methods account for one-loop diagrams resulting from the exchange of both heavy and light fields, as some confusion has recently arisen in the literature. To efficiently evaluate functional traces containing these "mixed" one-loop terms, we develop a new covariant derivative expansion (CDE) technique that is capable of evaluating a much wider class of traces than previous methods. The technique is detailed in an appendix, so that it can be read independently from the rest of this work. We review the well-known matching procedure to one-loop order with functional methods. What we add to this story is showing how to isolate one-loop terms coming from diagrams involving only heavy propagators from diagrams with mixed heavy and light propagators. This is done using a non-local effective action, which physically connects to the notion of "integrating out" heavy fields. Lastly, we show how to use a CDE to do running analyses in EFTs, \textit{i.e.} to obtain the anomalous dimension matrix. We demonstrate the methodologies by several explicit example calculations.

hep-ph↗

arXiv2015

ATLAS Z Excess in Minimal Supersymmetric Standard Model

Recently the ATLAS collaboration reported a 3 sigma excess in the search for the events containing a dilepton pair from a Z boson and large missing transverse energy. Although the excess is not sufficiently significant yet, it is quite tempting to explain this excess by a well-motivated model beyond the standard model. In this paper we study a possibility of the minimal supersymmetric standard model (MSSM) for this excess. Especially, we focus on the MSSM spectrum where the sfermions are heavier than the gauginos and Higgsinos. We show that the excess can be explained by the reasonable MSSM mass spectrum.

hep-ph↗