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Xiaochun Cao

Publications and source records attributed to Xiaochun Cao.

At least 73 records · Page 4Linked to original sources

Sparse Layer Sharpness-Aware Minimization for Efficient Fine-Tuning

Sharpness-aware minimization (SAM) seeks the minima with a flat loss landscape to improve the generalization performance in machine learning tasks, including fine-tuning. However, its extra parameter perturbation step doubles the computation cost, which becomes the bottleneck of SAM in the practical implementation. In this work, we propose an approach SL-SAM to break this bottleneck by introducing the sparse technique to layers. Our key innovation is to frame the dynamic selection of layers for both the gradient ascent (perturbation) and descent (update) steps as a multi-armed bandit problem. At the beginning of each iteration, SL-SAM samples a part of the layers of the model according to the gradient norm to participate in the backpropagation of the following parameter perturbation and update steps, thereby reducing the computation complexity. We then provide the analysis to guarantee the convergence of SL-SAM. In the experiments of fine-tuning models in several tasks, SL-SAM achieves the performances comparable to the state-of-the-art baselines, including a \#1 rank on LLM fine-tuning. Meanwhile, SL-SAM significantly reduces the ratio of active parameters in backpropagation compared to vanilla SAM (SL-SAM activates 47\%, 22\% and 21\% parameters on the vision, moderate and large language model respectively while vanilla SAM always activates 100\%), verifying the efficiency of our proposed algorithm.

cs.LG↗

M3-AD: Reflection-aware Multi-modal, Multi-category, and Multi-dimensional Benchmark and Framework for Industrial Anomaly Detection

Although multimodal large language models (MLLMs) have advanced industrial anomaly detection toward a zero-shot paradigm, they still tend to produce high-confidence yet unreliable decisions in fine-grained and structurally complex industrial scenarios, and lack effective self-corrective mechanisms. To address this issue, we propose M3-AD, a unified reflection-aware multimodal framework for industrial anomaly detection. M3-AD comprises two complementary data resources: M3-AD-FT, designed for reflection-aligned fine-tuning, and M3-AD-Bench, designed for systematic cross-category evaluation, together providing a foundation for reflection-aware learning and reliability assessment. Building upon this foundation, we propose RA-Monitor, which models reflection as a learnable decision revision process and guides models to perform controlled self-correction when initial judgments are unreliable, thereby improving decision robustness. Extensive experiments conducted on M3-AD-Bench demonstrate that RA-Monitor outperforms multiple open-source and commercial MLLMs in zero-shot anomaly detection and anomaly analysis tasks. Code will be released at https://github.com/Yanhui-Lee/M3-AD.

cs.LG↗

SGHA-Attack: Semantic-Guided Hierarchical Alignment for Transferable Targeted Attacks on Vision-Language Models

Large vision-language models (VLMs) are vulnerable to transfer-based adversarial perturbations, enabling attackers to optimize on surrogate models and manipulate black-box VLM outputs. Prior targeted transfer attacks often overfit surrogate-specific embedding space by relying on a single reference and emphasizing final-layer alignment, which underutilizes intermediate semantics and degrades transfer across heterogeneous VLMs. To address this, we propose SGHA-Attack, a Semantic-Guided Hierarchical Alignment framework that adopts multiple target references and enforces intermediate-layer consistency. Concretely, we generate a visually grounded reference pool by sampling a frozen text-to-image model conditioned on the target prompt, and then carefully select the Top-K most semantically relevant anchors under the surrogate to form a weighted mixture for stable optimization guidance. Building on these anchors, SGHA-Attack injects target semantics throughout the feature hierarchy by aligning intermediate visual representations at both global and spatial granularities across multiple depths, and by synchronizing intermediate visual and textual features in a shared latent subspace to provide early cross-modal supervision before the final projection. Extensive experiments on open-source and commercial black-box VLMs show that SGHA-Attack achieves stronger targeted transferability than prior methods and remains robust under preprocessing and purification defenses.

cs.CV↗

Mitigating Safety Tax via Distribution-Grounded Refinement in Large Reasoning Models

Safety alignment incurs safety tax that perturbs a large reasoning model's (LRM) general reasoning ability. Existing datasets used for safety alignment for an LRM are usually constructed by distilling safety reasoning traces and answers from an external LRM or human labeler. However, such reasoning traces and answers exhibit a distributional gap with the target LRM that needs alignment, and we conjecture such distributional gap is the culprit leading to significant degradation of reasoning ability of the target LRM. Driven by this hypothesis, we propose a safety alignment dataset construction method, dubbed DGR. DGR transforms and refines an existing out-of-distributional safety reasoning dataset to be aligned with the target's LLM inner distribution. Experimental results demonstrate that i) DGR effectively mitigates the safety tax while maintaining safety performance across all baselines, i.e., achieving \textbf{+30.2\%} on DirectRefusal and \textbf{+21.2\%} on R1-ACT improvement in average reasoning accuracy compared to Vanilla SFT; ii) the degree of reasoning degradation correlates with the extent of distribution shift, suggesting that bridging this gap is central to preserving capabilities. Furthermore, we find that safety alignment in LRMs may primarily function as a mechanism to activate latent knowledge, as a mere \textbf{10} samples are sufficient for activating effective refusal behaviors. These findings not only emphasize the importance of distributional consistency but also provide insights into the activation mechanism of safety in reasoning models.

cs.AI↗

Advancing Adaptive Multi-Stage Video Anomaly Reasoning: A Benchmark Dataset and Method

Recent progress in reasoning capabilities of Multimodal Large Language Models(MLLMs) has highlighted their potential for performing complex video understanding tasks. However, in the domain of Video Anomaly Detection and Understanding (VAD&U), existing MLLM-based methods are largely limited to anomaly localization or post-hoc description, lacking explicit reasoning processes, risk awareness, and decision-oriented interpretation. To address this gap, we define a new task termed Video Anomaly Reasoning (VAR), which elevates video anomaly analysis from descriptive understanding to structured, multi-stage reasoning. VAR explicitly requires models to perform progressive reasoning over anomalous events before answering anomaly-related questions, encompassing visual perception, causal interpretation, and risk-aware decision making. To support this task, we present a new dataset with 8,641 videos, where each video is annotated with diverse question types corresponding to different reasoning depths, totaling more than 50,000 samples, making it one of the largest datasets for video anomaly. The annotations are based on a structured Perception-Cognition-Action Chain-of-Thought (PerCoAct-CoT), which formalizes domain-specific reasoning priors for video anomaly understanding. This design enables systematic evaluation of multi-stage and adaptive anomaly reasoning. In addition, we propose Anomaly-Aware Group Relative Policy Optimization to further enhance reasoning reliability under weak supervision. Building upon the proposed task and dataset, we develop an end-to-end MLLM-based VAR model termed Vad-R1-Plus, which supports adaptive hierarchical reasoning and risk-aware decision making. Extensive experiments demonstrate that the proposed benchmark and method effectively advance the reasoning capabilities of MLLMs on VAR tasks, outperforming both open-source and proprietary baselines.

cs.CV↗

Model Merging in LLMs, MLLMs, and Beyond: Methods, Theories, Applications and Opportunities

Model merging is an efficient empowerment technique in the machine learning community that does not require the collection of raw training data and does not require expensive computation. As model merging becomes increasingly prevalent across various fields, it is crucial to understand the available model merging techniques comprehensively. However, there is a significant gap in the literature regarding a systematic and thorough review of these techniques. This survey provides a comprehensive overview of model merging methods and theories, their applications in various domains and settings, and future research directions. Specifically, we first propose a new taxonomic approach that exhaustively discusses existing model merging methods. Secondly, we discuss the application of model merging techniques in large language models, multimodal large language models, and more than ten machine learning subfields, including continual learning, multi-task learning, few-shot learning, etc. Finally, we highlight the remaining challenges of model merging and discuss future research directions. A comprehensive list of papers about model merging is available at https://github.com/EnnengYang/Awesome-Model-Merging-Methods-Theories-Applications.

cs.LG↗

RAJ-PGA: Reasoning-Activated Jailbreak and Principle-Guided Alignment Framework for Large Reasoning Models

Large Reasoning Models (LRMs) face a distinct safety vulnerability: their internal reasoning chains may generate harmful content even when the final output appears benign. To address this overlooked risk, we first propose a novel attack paradigm, Reasoning-Activated Jailbreak (RAJ) via Concretization, which demonstrates that refining malicious prompts to be more specific can trigger step-by-step logical reasoning that overrides the model's safety protocols. To systematically mitigate this vulnerability, we further develop a scalable framework for constructing high-quality safety alignment datasets. This framework first leverages the RAJ attack to elicit challenging harmful reasoning chains from LRMs, then transforms these high-risk traces into safe, constructive, and educational responses through a tailored Principle-Guided Alignment (PGA) mechanism. Then, we introduce the PGA dataset, a verified alignment dataset containing 3,989 samples using our proposed method. Extensive experiments show that fine-tuning LRMs with PGA dataset significantly enhances model safety, achieving up to a 29.5% improvement in defense success rates across multiple jailbreak benchmarks. Critically, our approach not only defends against sophisticated reasoning-based attacks but also preserves, even enhances, the model's general reasoning capabilities. This work provides a scalable and effective pathway for safety alignment in reasoning-intensive AI systems, addressing the core trade-off between safety and functional performance.

cs.AI↗

Vision Enhancing LLMs: Empowering Multimodal Knowledge Storage and Sharing in LLMs

Recent advancements in multimodal large language models (MLLMs) have achieved significant multimodal generation capabilities, akin to GPT-4. These models predominantly map visual information into language representation space, leveraging the vast knowledge and powerful text generation abilities of LLMs to produce multimodal instruction-following responses. We could term this method as LLMs for Vision because of its employing LLMs for visual understanding and reasoning, yet observe that these MLLMs neglect the potential of harnessing visual knowledge to enhance the overall capabilities of LLMs, which could be regarded as Vision Enhancing LLMs. In this paper, we propose an approach called MKS2, aimed at enhancing LLMs through empowering Multimodal Knowledge Storage and Sharing in LLMs. Specifically, we introduce Modular Visual Memory (MVM), a component integrated into the internal blocks of LLMs, designed to store open-world visual information efficiently. Additionally, we present a soft Mixture of Multimodal Experts (MoMEs) architecture in LLMs to invoke multimodal knowledge collaboration during text generation. Our comprehensive experiments demonstrate that MKS2 substantially augments the reasoning capabilities of LLMs in contexts necessitating physical or commonsense knowledge. It also delivers competitive results on image-text understanding multimodal benchmarks. The codes will be available at: https://github.com/HITsz-TMG/MKS2-Multimodal-Knowledge-Storage-and-Sharing

cs.CL↗

UAGLNet: Uncertainty-Aggregated Global-Local Fusion Network with Cooperative CNN-Transformer for Building Extraction

Building extraction from remote sensing images is a challenging task due to the complex structure variations of the buildings. Existing methods employ convolutional or self-attention blocks to capture the multi-scale features in the segmentation models, while the inherent gap of the feature pyramids and insufficient global-local feature integration leads to inaccurate, ambiguous extraction results. To address this issue, in this paper, we present an Uncertainty-Aggregated Global-Local Fusion Network (UAGLNet), which is capable to exploit high-quality global-local visual semantics under the guidance of uncertainty modeling. Specifically, we propose a novel cooperative encoder, which adopts hybrid CNN and transformer layers at different stages to capture the local and global visual semantics, respectively. An intermediate cooperative interaction block (CIB) is designed to narrow the gap between the local and global features when the network becomes deeper. Afterwards, we propose a Global-Local Fusion (GLF) module to complementarily fuse the global and local representations. Moreover, to mitigate the segmentation ambiguity in uncertain regions, we propose an Uncertainty-Aggregated Decoder (UAD) to explicitly estimate the pixel-wise uncertainty to enhance the segmentation accuracy. Extensive experiments demonstrate that our method achieves superior performance to other state-of-the-art methods. Our code is available at https://github.com/Dstate/UAGLNet

cs.CV↗

CODE ACROSTIC: Robust Watermarking for Code Generation

Watermarking large language models (LLMs) is vital for preventing their misuse, including the fabrication of fake news, plagiarism, and spam. It is especially important to watermark LLM-generated code, as it often contains intellectual property.However, we found that existing methods for watermarking LLM-generated code fail to address comment removal attack.In such cases, an attacker can simply remove the comments from the generated code without affecting its functionality, significantly reducing the effectiveness of current code-watermarking techniques.On the other hand, injecting a watermark into code is challenging because, as previous works have noted, most code represents a low-entropy scenario compared to natural language. Our approach to addressing this issue involves leveraging prior knowledge to distinguish between low-entropy and high-entropy parts of the code, as indicated by a Cue List of words.We then inject the watermark guided by this Cue List, achieving higher detectability and usability than existing methods.We evaluated our proposed method on HumanEvaland compared our method with three state-of-the-art code watermarking techniques. The results demonstrate the effectiveness of our approach.

cs.CR↗

GeoShield: Safeguarding Geolocation Privacy from Vision-Language Models via Adversarial Perturbations

Vision-Language Models (VLMs) such as GPT-4o now demonstrate a remarkable ability to infer users' locations from public shared images, posing a substantial risk to geoprivacy. Although adversarial perturbations offer a potential defense, current methods are ill-suited for this scenario: they often perform poorly on high-resolution images and low perturbation budgets, and may introduce irrelevant semantic content. To address these limitations, we propose GeoShield, a novel adversarial framework designed for robust geoprivacy protection in real-world scenarios. GeoShield comprises three key modules: a feature disentanglement module that separates geographical and non-geographical information, an exposure element identification module that pinpoints geo-revealing regions within an image, and a scale-adaptive enhancement module that jointly optimizes perturbations at both global and local levels to ensure effectiveness across resolutions. Extensive experiments on challenging benchmarks show that GeoShield consistently surpasses prior methods in black-box settings, achieving strong privacy protection with minimal impact on visual or semantic quality. To our knowledge, this work is the first to explore adversarial perturbations for defending against geolocation inference by advanced VLMs, providing a practical and effective solution to escalating privacy concerns.

cs.CV↗

OmniSafeBench-MM: A Unified Benchmark and Toolbox for Multimodal Jailbreak Attack-Defense Evaluation

Recent advances in multi-modal large language models (MLLMs) have enabled unified perception-reasoning capabilities, yet these systems remain highly vulnerable to jailbreak attacks that bypass safety alignment and induce harmful behaviors. Existing benchmarks such as JailBreakV-28K, MM-SafetyBench, and HADES provide valuable insights into multi-modal vulnerabilities, but they typically focus on limited attack scenarios, lack standardized defense evaluation, and offer no unified, reproducible toolbox. To address these gaps, we introduce OmniSafeBench-MM, which is a comprehensive toolbox for multi-modal jailbreak attack-defense evaluation. OmniSafeBench-MM integrates 13 representative attack methods, 15 defense strategies, and a diverse dataset spanning 9 major risk domains and 50 fine-grained categories, structured across consultative, imperative, and declarative inquiry types to reflect realistic user intentions. Beyond data coverage, it establishes a three-dimensional evaluation protocol measuring (1) harmfulness, distinguished by a granular, multi-level scale ranging from low-impact individual harm to catastrophic societal threats, (2) intent alignment between responses and queries, and (3) response detail level, enabling nuanced safety-utility analysis. We conduct extensive experiments on 10 open-source and 8 closed-source MLLMs to reveal their vulnerability to multi-modal jailbreak. By unifying data, methodology, and evaluation into an open-source, reproducible platform, OmniSafeBench-MM provides a standardized foundation for future research. The code is released at https://github.com/jiaxiaojunQAQ/OmniSafeBench-MM.

cs.CR↗

A Unified Perspective for Loss-Oriented Imbalanced Learning via Localization

Due to the inherent imbalance in real-world datasets, naïve Empirical Risk Minimization (ERM) tends to bias the learning process towards the majority classes, hindering generalization to minority classes. To rebalance the learning process, one straightforward yet effective approach is to modify the loss function via class-dependent terms, such as re-weighting and logit-adjustment. However, existing analysis of these loss-oriented methods remains coarse-grained and fragmented, failing to explain some empirical results. After reviewing prior work, we find that the properties used through their analysis are typically global, i.e., defined over the whole dataset. Hence, these properties fail to effectively capture how class-dependent terms influence the learning process. To bridge this gap, we turn to explore the localized versions of such properties i.e., defined within each class. Specifically, we employ localized calibration to provide consistency validation across a broader range of losses and localized Lipschitz continuity to provide a fine-grained generalization bound. In this way, we reach a unified perspective for improving and adjusting loss-oriented methods. Finally, a principled learning algorithm is developed based on these insights. Empirical results on both traditional ResNets and foundation models validate our theoretical analyses and demonstrate the effectiveness of the proposed method.

cs.LG↗

RobustSplat++: Decoupling Densification, Dynamics, and Illumination for In-the-Wild 3DGS

3D Gaussian Splatting (3DGS) has gained significant attention for its real-time, photo-realistic rendering in novel-view synthesis and 3D modeling. However, existing methods struggle with accurately modeling in-the-wild scenes affected by transient objects and illuminations, leading to artifacts in the rendered images. We identify that the Gaussian densification process, while enhancing scene detail capture, unintentionally contributes to these artifacts by growing additional Gaussians that model transient disturbances and illumination variations. To address this, we propose RobustSplat++, a robust solution based on several critical designs. First, we introduce a delayed Gaussian growth strategy that prioritizes optimizing static scene structure before allowing Gaussian splitting/cloning, mitigating overfitting to transient objects in early optimization. Second, we design a scale-cascaded mask bootstrapping approach that first leverages lower-resolution feature similarity supervision for reliable initial transient mask estimation, taking advantage of its stronger semantic consistency and robustness to noise, and then progresses to high-resolution supervision to achieve more precise mask prediction. Third, we incorporate the delayed Gaussian growth strategy and mask bootstrapping with appearance modeling to handling in-the-wild scenes including transients and illuminations. Extensive experiments on multiple challenging datasets show that our method outperforms existing methods, clearly demonstrating the robustness and effectiveness of our method.

cs.CV↗

Closing the Approximation Gap of Partial AUC Optimization: A Tale of Two Formulations

As a variant of the Area Under the ROC Curve (AUC), the partial AUC (PAUC) focuses on a specific range of false positive rate (FPR) and/or true positive rate (TPR) in the ROC curve. It is a pivotal evaluation metric in real-world scenarios with both class imbalance and decision constraints. However, selecting instances within these constrained intervals during its calculation is NP-hard, and thus typically requires approximation techniques for practical resolution. Despite the progress made in PAUC optimization over the last few years, most existing methods still suffer from uncontrollable approximation errors or a limited scalability when optimizing the approximate PAUC objectives. In this paper, we close the approximation gap of PAUC optimization by presenting two simple instance-wise minimax reformulations: one with an asymptotically vanishing gap, the other with the unbiasedness at the cost of more variables. Our key idea is to first establish an equivalent instance-wise problem to lower the time complexity, simplify the complicated sample selection procedure by threshold learning, and then apply different smoothing techniques. Equipped with an efficient solver, the resulting algorithms enjoy a linear per-iteration computational complexity w.r.t. the sample size and a convergence rate of $O(ε^{-1/3})$ for typical one-way and two-way PAUCs. Moreover, we provide a tight generalization bound of our minimax reformulations. The result explicitly demonstrates the impact of the TPR/FPR constraints $α$/$β$ on the generalization and exhibits a sharp order of $\tilde{O}(α^{-1}\n_+^{-1} + β^{-1}\n_-^{-1})$. Finally, extensive experiments on several benchmark datasets validate the strength of our proposed methods.

cs.CV↗

Learning Representation and Synergy Invariances: A Povable Framework for Generalized Multimodal Face Anti-Spoofing

Multimodal Face Anti-Spoofing (FAS) methods, which integrate multiple visual modalities, often suffer even more severe performance degradation than unimodal FAS when deployed in unseen domains. This is mainly due to two overlooked risks that affect cross-domain multimodal generalization. The first is the modal representation invariant risk, i.e., whether representations remain generalizable under domain shift. We theoretically show that the inherent class asymmetry in FAS (diverse spoofs vs. compact reals) enlarges the upper bound of generalization error, and this effect is further amplified in multimodal settings. The second is the modal synergy invariant risk, where models overfit to domain-specific inter-modal correlations. Such spurious synergy cannot generalize to unseen attacks in target domains, leading to performance drops. To solve these issues, we propose a provable framework, namely Multimodal Representation and Synergy Invariance Learning (RiSe). For representation risk, RiSe introduces Asymmetric Invariant Risk Minimization (AsyIRM), which learns an invariant spherical decision boundary in radial space to fit asymmetric distributions, while preserving domain cues in angular space. For synergy risk, RiSe employs Multimodal Synergy Disentanglement (MMSD), a self-supervised task enhancing intrinsic, generalizable modal features via cross-sample mixing and disentanglement. Theoretical analysis and experiments verify RiSe, which achieves state-of-the-art cross-domain performance.

cs.CV↗

FaceShield: Explainable Face Anti-Spoofing with Multimodal Large Language Models

Face anti-spoofing (FAS) is crucial for protecting facial recognition systems from presentation attacks. Previous methods approached this task as a classification problem, lacking interpretability and reasoning behind the predicted results. Recently, multimodal large language models (MLLMs) have shown strong capabilities in perception, reasoning, and decision-making in visual tasks. However, there is currently no universal and comprehensive MLLM and dataset specifically designed for FAS task. To address this gap, we propose FaceShield, a MLLM for FAS, along with the corresponding pre-training and supervised fine-tuning (SFT) datasets, FaceShield-pre10K and FaceShield-sft45K. FaceShield is capable of determining the authenticity of faces, identifying types of spoofing attacks, providing reasoning for its judgments, and detecting attack areas. Specifically, we employ spoof-aware vision perception (SAVP) that incorporates both the original image and auxiliary information based on prior knowledge. We then use an prompt-guided vision token masking (PVTM) strategy to random mask vision tokens, thereby improving the model's generalization ability. We conducted extensive experiments on three benchmark datasets, demonstrating that FaceShield significantly outperforms previous deep learning models and general MLLMs on four FAS tasks, i.e., coarse-grained classification, fine-grained classification, reasoning, and attack localization. Our instruction datasets, protocols, and codes will be released at https://github.com/Why0912/FaceShield.

cs.CV↗

PhaseWin Search Framework Enable Efficient Object-Level Interpretation

Attribution is essential for interpreting object-level foundation models. Recent methods based on submodular subset selection have achieved high faithfulness, but their efficiency limitations hinder practical deployment in real-world scenarios. To address this, we propose PhaseWin, a novel phase-window search algorithm that enables faithful region attribution with near-linear complexity. PhaseWin replaces traditional quadratic-cost greedy selection with a phased coarse-to-fine search, combining adaptive pruning, windowed fine-grained selection, and dynamic supervision mechanisms to closely approximate greedy behavior while dramatically reducing model evaluations. Theoretically, PhaseWin retains near-greedy approximation guarantees under mild monotone submodular assumptions. Empirically, PhaseWin achieves over 95% of greedy attribution faithfulness using only 20% of the computational budget, and consistently outperforms other attribution baselines across object detection and visual grounding tasks with Grounding DINO and Florence-2. PhaseWin establishes a new state of the art in scalable, high-faithfulness attribution for object-level multimodal models.

cs.CV↗