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Xiaodong Lu

Publications and source records attributed to Xiaodong Lu.

14 recordsLinked to original sources

Toward Plasticity-Preserving KL Regularization for Capability Retention in LLM Reinforcement Learning

Reinforcement learning (RL) has become a central paradigm for large language model (LLM) post-training, but optimization toward new objectives can degrade capabilities already present in the base model. KL regularization is widely used to mitigate such forgetting by constraining policy drift toward a reference model. However, standard full-policy KL regularization constrains the entire response distribution and may unnecessarily restrict exploration and target-task learning. This raises a natural question: can a more precise constraint preserve existing capabilities while minimizing interference with learning new tasks? To this end, we propose \underline{Co}rrectness-Conditioned \underline{KL} Regularization (CoKL), a conditional regularization framework that narrows the preservation constraint from the full output distribution to correctness-conditioned response distributions. We instantiate CoKL with forward KL divergence and derive a practical finite-group training objective for RL-based LLM post-training. At the population level, CoKL decouples the total probability assigned to correct responses from their correctness-conditioned distribution, thereby regularizing the relative probability allocation among reference-supported correct responses without directly anchoring incorrect outputs or total correctness mass. We further show that full-policy forward and reverse KL regularization induce a strict optimal correctness gap when the reference policy is imperfect, whereas CoKL avoids this limitation. Experiments in controlled multi-solution environments and continual post-training settings across multiple model scales demonstrate that CoKL achieves a more favorable balance between target-task improvement and prior-capability retention than existing regularization methods. Our code is available at https://github.com/Lumina04/CoKL.

cs.LG

Policy Improvement Reinforcement Learning

Reinforcement learning has become a central post-training paradigm for improving LLM and agent capabilities. Yet existing RL post-training methods share a common blind spot: they construct local learning signals from sampled trajectories, rewards, or feedback-conditioned targets, then update the policy without explicitly verifying whether the resulting policy outperforms its predecessor. Optimizing these local signals does not necessarily produce a better policy, while finite sampling, generation stochasticity and feedback noise can further widen this gap. We argue that the missing ingredient is policy improvement feedback: the ability to measure progress across policy iterations. We introduce Policy Improvement Reinforcement Learning (PIRL), which formulates inter-iteration performance gain as an explicit objective structurally aligned with final task performance. Building on PIRL, we propose Policy Improvement Policy Optimization (PIPO), a plug-in closed-loop framework that verifies the previous update against a sliding-window historical performance anchor. PIPO uses this improvement feedback to modulate the local learning signal of the base policy optimization algorithm, reinforcing updates associated with measured progress and suppressing those associated with performance drops. We provide theoretical evidence that PIPO locally aligns policy updates with the PIRL improvement objective. Experiments on mathematical reasoning, code, tool-use, and self-distillation settings show that PIPO yields consistent gains across PPO, group-relative, and self-distillation policy optimization families.

cs.LG

Contextual Rollout Bandits for Reinforcement Learning with Verifiable Rewards

Reinforcement Learning with Verifiable Rewards (RLVR) is an effective paradigm for improving the reasoning capabilities of large language models. However, existing RLVR methods utilize rollouts in an indiscriminate and short-horizon manner: responses of heterogeneous quality within each prompt are treated uniformly, and historical rollouts are discarded after a single use. This leads to noisy supervision, poor sample efficiency, and suboptimal policy updates. We address these issues by formulating rollout scheduling in RLVR as a contextual bandit problem and proposing a unified neural scheduling framework that adaptively selects high-value rollouts throughout training. Each rollout is treated as an arm whose reward is defined by the induced performance gain between consecutive optimization steps. The resulting scheduler supports both noise-aware intra-group selection and adaptive global reuse of historical rollouts within a single principled framework. We provide theoretical justification by deriving sublinear regret bounds and showing that enlarging the rollout buffer improves the achievable performance upper bound. Experiments on six mathematical reasoning benchmarks demonstrate consistent gains in performance and training efficiency across multiple RLVR optimization methods.

cs.LG

When Self-Belief Misleads: Active Label Acquisition for Reinforcement Learning with Verifiable Rewards

Large Language Models (LLMs) have achieved remarkable advancements in reasoning capabilities empowered by Reinforcement Learning with Verifiable Rewards (RLVR). Nonetheless, RLVR intrinsically relies on ground-truth labels for reward computation, the acquisition of which is often prohibitively expensive in real-world scenarios. While unsupervised RLVR paradigms attempt to circumvent this by training on pseudo-labels, they are notoriously susceptible to training collapse. Moreover, different samples often exhibit varying annotation values. In this paper, we propose Reinforcement Learning with Active Verifiable Rewards (RLAVR), which actively acquires ground-truth labels for a small set of selected samples and integrates them with pseudo-labels, thereby stabilizing training dynamics and improving performance under limited annotation budgets. To identify valuable samples, we propose the Corrective Advantage Gap (CAG) metric and analyze the sample-level supervision value. Building on this, we introduce Correction-Aware Reliability Estimation for RLAVR (CARE), which translates the oracle CAG criterion into a practical pre-query acquisition policy to substantially improve training stability. Extensive experiments across diverse domains, model families, and model scales demonstrate the effectiveness and generality of our approach. Our code is available at https://github.com/Lumina04/CARE.

cs.LG

Implicit Hierarchical GRPO: Decoupling Tool Invocation from Execution for Tool-Integrated Mathematical Reasoning

Large language models (LLMs) have increasingly leveraged tool invocation to enhance their reasoning capabilities. However, existing approaches typically tightly couple tool invocation with immediate execution. Such immediate tool interaction may disrupt the reasoning coherence of LLMs and constrain their expressivity, ultimately degrading reasoning performance. To this end, for the first time, we propose and formalize the problem of decoupling tool invocation from execution during reasoning, and introduce delayed execution with explicit control to enhance tool-integrated reasoning (TIR). Furthermore, we propose a hierarchical control framework and theoretically derive a surrogate loss that enables an implicitly hierarchical policy to learn behavior equivalent to that of an explicit hierarchical policy, leading to the proposed IH-GRPO algorithm. Extensive experiments on IH-GRPO achieve absolute improvements of 1.87\%, 2.16\%, and 2.53\% on Qwen3-1.7B, Qwen3-4B, and Qwen3-8B across six out-of-domain mathematical reasoning benchmarks over the strongest baseline method, while also yielding consistent performance gains in other domains. Our code is available at https://github.com/Lumina04/IH-GRPO-01.

cs.CL

ResRL: Boosting LLM Reasoning via Negative Sample Projection Residual Reinforcement Learning

Reinforcement Learning with Verifiable Rewards (RLVR) enhances reasoning of Large Language Models (LLMs) but usually exhibits limited generation diversity due to the over-incentivization of positive rewards. Although methods like Negative Sample Reinforcement (NSR) mitigate this issue by upweighting penalty from negative samples, they may suppress the semantic distributions shared between positive and negative responses. To boost reasoning ability without losing diversity, this paper proposes negative sample projection Residual Reinforcement Learning (ResRL) that decouples similar semantic distributions among positive and negative responses. We theoretically link Lazy Likelihood Displacement (LLD) to negative-positive head-gradient interference and derive a single-forward proxy that upper-bounds representation alignment to guide conservative advantage reweighting. ResRL then projects negative-token hidden representations onto an SVD-based low-rank positive subspace and uses projection residuals to modulate negative gradients, improving reasoning while preserving diversity and outperforming strong baselines on average across twelve benchmarks spanning Mathematics, Code, Agent Tasks, and Function Calling. Notably, ResRL surpasses NSR on mathematical reasoning by 9.4\% in Avg@16 and 7.0\% in Pass@128. Code is available at https://github.com/1229095296/ResRL.git.

cs.LG

Harnessing Multiple Large Language Models: A Survey on LLM Ensemble

LLM Ensemble -- which involves the comprehensive use of multiple large language models (LLMs), each aimed at handling user queries during downstream inference, to benefit from their individual strengths -- has gained substantial attention recently. The widespread availability of LLMs, coupled with their varying strengths and out-of-the-box usability, has profoundly advanced the field of LLM Ensemble. This paper presents the first systematic review of recent developments in LLM Ensemble. First, we introduce our taxonomy of LLM Ensemble and discuss several related research problems. Then, we provide a more in-depth classification of the methods under the broad categories of "ensemble-before-inference, ensemble-during-inference, ensemble-after-inference'', and review all relevant methods. Finally, we introduce related benchmarks and applications, summarize existing studies, and suggest several future research directions. A curated list of papers on LLM Ensemble is available at https://github.com/junchenzhi/Awesome-LLM-Ensemble.

cs.CL

Your Group-Relative Advantage Is Biased

Reinforcement Learning from Verifier Rewards (RLVR) has emerged as a widely used approach for post-training large language models on reasoning tasks, with group-based methods such as GRPO and its variants gaining broad adoption. These methods rely on group-relative advantage estimation to avoid learned critics, yet its theoretical properties remain poorly understood. In this work, we uncover a fundamental issue of group-based RL: the group-relative advantage estimator is inherently biased relative to the true (expected) advantage. We provide the first theoretical analysis showing that it systematically underestimates advantages for hard prompts and overestimates them for easy prompts, leading to imbalanced exploration and exploitation. To address this issue, we propose History-Aware Adaptive Difficulty Weighting (HA-DW), an adaptive reweighting scheme that adjusts advantage estimates based on an evolving difficulty anchor and training dynamics. Both theoretical analysis and experiments on five mathematical reasoning benchmarks demonstrate that HA-DW consistently improves performance when integrated into GRPO and its variants. Our results suggest that correcting biased advantage estimation is critical for robust and efficient RLVR training.

cs.LG

Signal-Comparison-Based Distributed Estimation Under Decaying Average Data Rate Communications

The paper investigates the distributed estimation problem under low bit rate communications. Based on the signal-comparison (SC) consensus protocol under binary-valued communications, a new consensus+innovations type distributed estimation algorithm is proposed. Firstly, the high-dimensional estimates are compressed into binary-valued messages by using a periodic compressive strategy, dithered noises and a sign function. Next, based on the dithered noises and expanding triggering thresholds, a new stochastic event-triggered mechanism is proposed to reduce the communication frequency. Then, a modified SC consensus protocol is applied to fuse the neighborhood information. Finally, a stochastic approximation estimation algorithm is used to process innovations. The proposed SC-based algorithm has the advantages of high effectiveness and low communication cost. For the effectiveness, the estimates of the SC-based algorithm converge to the true value in the almost sure and mean square sense. A polynomial almost sure convergence rate is also obtained. For the communication cost, the local and global average bit rates for communications decay to zero at a polynomial rate. The trade-off between the convergence rate and the communication cost is established through event-triggered coefficients. A better convergence rate can be achieved by decreasing event-triggered coefficients, while lower communication cost can be achieved by increasing event-triggered coefficients. A simulation example is given to demonstrate the theoretical results.

eess.SY

Consensus Tracking Control of Multi-agent Systems with A Time-varying Reference State under Binary-valued Communication

This paper investigates the problem of consensus tracking control of discrete time multi-agent systems under binary-valued communication. Different from most existing studies on consensus tracking, the transmitted information between agents is the binary-valued. Parameter identification with binary-valued observations is applied to the estimation of neighbors'states and the tracking control is designed based on the estimation. Two Lyapunov functions are constructed to deal with the strong coupling of estimation and control. Compared with consensus problems under binary-valued communication, a reference state is required for consensus tracking control. Two scenarios of the time-varying reference state are studied respectively. (1) The reference state is asymptotically convergent. An online algorithm that performs estimation and control simultaneously is proposed, in which the estimation step size and the control gain are decreasing with time. By this algorithm, the multi-agent system is proved to achieve consensus tracking with convergence rate O(1/k^ε ) under certain conditions. (2) The reference state is bounded, which is less conservative than that in the first case. In this case, the estimation step size and control gain are designed to be constant. By this algorithm, all the followers can reach to a neighborhood of the leader with an exponential rate. Finally, simulations are given to demonstrate theoretical results.

cs.MA

Contribution of soundscape appropriateness to soundscape quality assessment in space: a mediating variable affecting acoustic comfort

Soundscape appropriateness (SA) provides supplemental information on the matching degree between auditory information and the surrounding scene in soundscape perception. This indicator has been integrated into the standard ISO process for collecting soundscape data, forming a component of the sound quality assessment questionnaire. However, its role in soundscape quality assessment has not been fully understood. Herein, we present the findings from soundscape data collected from Beiling Park in Shenyang, China. A method was developed that integrates mediation effect models with multiscale geographically weighted regression models to explore the mediating role of SA in the impact of sound source types on soundscape quality, as well as the spatial heterogeneity of this mediation effect. The results confirm that SA does mediates the influence of sound source types on acoustics comfort (AC). Specifically, natural sounds (indirect effect/total effect = .19/.19), traffic sounds (indirect effect/total effect = -.46/-.65), and commercial sounds (indirect effect/total effect = -.25/-.12) impact the perception of AC by either enhancing or reducing SA. Moreover, the relationships among variables depicted in this model demonstrate spatial heterogeneity, demonstrating that in urban open spaces with complex constructures, local spatial models may be needed for soundscape assessment. The research reaffirms the significance of SA in urban open spaces. In terms of practical implications for urban and landscape planners, when sound sources cannot be controlled or altered, coordinating between the sound and the surrounding environment through landscape optimisation could also improve the quality of the soundscape through enhancing SA and help achieve the goal of creating healthy urban open spaces.

cs.SD

Improving Temporal Link Prediction via Temporal Walk Matrix Projection

Temporal link prediction, aiming at predicting future interactions among entities based on historical interactions, is crucial for a series of real-world applications. Although previous methods have demonstrated the importance of relative encodings for effective temporal link prediction, computational efficiency remains a major concern in constructing these encodings. Moreover, existing relative encodings are usually constructed based on structural connectivity, where temporal information is seldom considered. To address the aforementioned issues, we first analyze existing relative encodings and unify them as a function of temporal walk matrices. This unification establishes a connection between relative encodings and temporal walk matrices, providing a more principled way for analyzing and designing relative encodings. Based on this analysis, we propose a new temporal graph neural network called TPNet, which introduces a temporal walk matrix that incorporates the time decay effect to simultaneously consider both temporal and structural information. Moreover, TPNet designs a random feature propagation mechanism with theoretical guarantees to implicitly maintain the temporal walk matrices, which improves the computation and storage efficiency. Experimental results on 13 benchmark datasets verify the effectiveness and efficiency of TPNet, where TPNet outperforms other baselines on most datasets and achieves a maximum speedup of $33.3 \times$ compared to the SOTA baseline. Our code can be found at \url{https://github.com/lxd99/TPNet}.

cs.LG

A rapid approach to urban traffic noise mapping with a generative adversarial network

With rapid urbanisation and the accompanying increase in traffic density, traffic noise has become a major concern in urban planning. However, traditional grid noise mapping methods have limitations in terms of time consumption, software costs, and a lack of parameter integration interfaces. These limitations hinder their ability to meet the need for iterative updates and rapid performance feedback in the early design stages of street-scale urban planning. Herein, we developed a rapid urban traffic noise mapping technique that leverages generative adversarial networks (GANs) as a surrogate model. This approach enables the rapid assessment of urban traffic noise distribution by using urban elements such as roads and buildings as the input. The mean values for the mean squared error (RMSE) and structural similarity index (SSIM) are 0.3024 dB(A) and 0.8528, respectively, for the validation dataset. The trained model is integrated into Grasshopper as a tool, facilitating the rapid generation of traffic noise maps. This integration allows urban designers and planners, even those without expertise in acoustics, to easily anticipate changes in acoustics impacts caused by design in the early design stages.

cs.LG

Continuous-Time Graph Learning for Cascade Popularity Prediction

Information propagation on social networks could be modeled as cascades, and many efforts have been made to predict the future popularity of cascades. However, most of the existing research treats a cascade as an individual sequence. Actually, the cascades might be correlated with each other due to the shared users or similar topics. Moreover, the preferences of users and semantics of a cascade are usually continuously evolving over time. In this paper, we propose a continuous-time graph learning method for cascade popularity prediction, which first connects different cascades via a universal sequence of user-cascade and user-user interactions and then chronologically learns on the sequence by maintaining the dynamic states of users and cascades. Specifically, for each interaction, we present an evolution learning module to continuously update the dynamic states of the related users and cascade based on their currently encoded messages and previous dynamic states. We also devise a cascade representation learning component to embed the temporal information and structural information carried by the cascade. Experiments on real-world datasets demonstrate the superiority and rationality of our approach.

cs.SI