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Xiaohong Guan

Publications and source records attributed to Xiaohong Guan.

At least 19 recordsLinked to original sources

UOT-IR: Structured Routing of High-Polyphony Symbolic Music into Fixed-Budget Representations

High-polyphony symbolic music is increasingly used in generation, analysis, and arrangement, yet many downstream tasks require bounded representations with fixed tracks or slots. Converting richly orchestrated scores into compact forms is therefore necessary, but existing approaches relying on heuristic simplification or generic representation-space reduction often fail to preserve structural roles, orchestration compatibility, and playability under strict budgets. To address the issue, this study reformulates the compression problem as a fixed-budget structured routing problem and proposes Unbalanced Optimal Transport for Information Routing (UOT-IR), a training-free framework based on constrained unbalanced optimal transport. UOT-IR combines an orchestration prior, adaptive marginal relaxation, temporal decoding, and playability-aware projection to produce compact and musically coherent bounded representations. This work further studies two practical settings under the same slot budget: template standardization, which maps each input to a predefined bounded template, and adaptive preservation, which retains representative content without assuming an external template. Experiments on the SymphonyNet corpus show that UOT-IR delivers strong overall performance across both settings, including the best Note-F1 in adaptive preservation (0.9120), together with the lowest structural cost (14.7165) and bad structural confusion rate (0.3406) in template standardization. This work establishes a principled paradigm for fixed-budget symbolic music compression, offering a practical path toward compact, structured, and musically coherent symbolic representations.

cs.SD↗

SymphonyGen: 3D Hierarchical Orchestral Generation with Controllable Harmony Skeleton

Generating symphonic music requires simultaneously managing high-level structural form and dense, multi-track orchestration, yet existing symbolic models often struggle with a "complexity-control imbalance" between scalability and steerability. We present SymphonyGen, a 3D hierarchical framework for contemporary orchestral generation, whose cascading decoders decompose the bar, track, and event axes, keeping decoding memory far below flat token streams and enabling conditioning at every structural level. A beat-quantized multi-pitch harmony skeleton, which may be user-written, analyzed, or model-generated, provides "short-score" conditioning, enabling outline control while producing orchestral textures. The model is refined with reinforcement learning against a cross-modal acoustic reward from CLaMP 3 audio embeddings, and a dissonance-averse sampling algorithm suppresses unintended tonal clashes during inference. Objective evaluations show that both post-training mechanisms reduce dissonance while maintaining independent melodic metrics, and in subjective tests SymphonyGen is rated above baseline systems in quality and preference, significantly so among general listeners.

cs.SD↗

Efficient and Secure Range Counting over Distributed Geographic Data with Query Range Protection

Range counting is a core primitive in geographic information systems. When data is distributed across multiple organizations, conducting range counting raises substantial privacy concerns. Existing privacy-preserving protocols focus on protecting organizations' datasets, but cannot simultaneously achieve efficiency, query privacy, and accuracy on overlapping data. Typical protocols process query range in plaintext for efficient point-in-range evaluation, since query-private designs rely on expensive secure comparisons. Moreover, most works assume non-overlapping datasets across organizations, which leads to huge errors in overlapping scenarios. In this paper, we propose PPRC, the first protocol that jointly satisfies all the privacy, efficiency, and accuracy requirements. PPRC makes two key technical contributions. First, we design the Private Range Predicate (PRP) technique that supports efficient point-in-range evaluation while protecting the query range. PRP reformulates range evaluation as encrypted membership tests, effectively replacing costly secure comparisons with faster secure multiplications. Second, we propose Oblivious Linear Counting (OLC), an aggregation scheme that efficiently and securely aggregates partial results from organizations with overlapping data. OLC involves only lightweight cryptographic operations and ensures that no information is leaked beyond the final range count. We theoretically analyze the accuracy, efficiency, and security of PPRC. Experiments on real-world and synthetic datasets show that PPRC achieves up to 55x smaller errors and 37x speedup compared to baseline protocols.

cs.DS↗

A Review of Hydrogen-Enabled Resilience Enhancement for Multi-Energy Systems

Ensuring resilience in multi-energy systems (MESs) has become increasingly urgent and challenging due to the growing frequency and severity of extreme events, such as natural disasters, extreme weather, and cyber-physical attacks. Among the various approaches to enhancing MES resilience, hydrogen integration offers significant potential in cross-temporal, cross-spatial, and cross-sector flexibility, as well as black-start capability. Although considerable efforts have been devoted to this area, a systematic review of resilience enhancement in hydrogen-enabled MESs is still lacking. To address this gap, this paper presents a comprehensive review of hydrogen-enabled MES resilience enhancement. First, advantages, vulnerabilities, and challenges related to hydrogen-enabled MES resilience enhancement are summarized. Next, a resilience enhancement framework for hydrogen-enabled MESs is proposed, based on which existing resilience metrics and event-oriented contingency models are reviewed and discussed. Planning measures are then classified according to the types of hydrogen-related facilities, together with uncertainty handling methods, scenario generation methods, and planning problem formulation frameworks. In addition, operational enhancement measures are categorized into three response stages: prevention, emergency response, and restoration. Finally, research gaps are identified and future directions are discussed, including comprehensive resilience metric design, advanced extreme-event scenario generation, spatiotemporal cyber-physical contingency modeling under compound extreme events, coordinated planning and operation across multiple networks and timescales, low-carbon resilient planning and operation, and large language model-assisted whole-process resilience enhancement.

eess.SY↗

End-to-End Learning-based Operation of Integrated Energy Systems for Buildings and Data Centers

Buildings and data centers (DCs) are energy-intensive sectors, playing a critical role to achieve the low-carbon and sustainable energy transition targets. To this end, integrated energy system (IES) that incorporates diverse renewables, energy generation, conversion, and storage technologies to enable coordinated multi-energy supply have been widely investigated for both buildings and DCs. However, few works consider the two sectors jointly within IES to exploit their substantial synergistic benefits. Meanwhile, the operational optimization of IES remains challenging due to the difficulty to predict the multi-energy demand and supply accurately. To address these gaps, this paper investigates IES for coordinated multi-energy supply of buildings and DC, where the waste heat from DCs is recovered and reused to enhance energy efficiency. Moreover, an end-to-end learning-based method is proposed for the operational optimization of IES under uncertainty. Unlike conventional predict-then-optimize approaches, the proposed method integrates the training of prediction models for uncertain variables with the constrained optimization of IES into a unified learning framework, guiding the training of prediction models to improve operational performance, rather than prediction accuracy, thereby mitigating the impacts of predictions errors. Case studies based on real-world datasets show that the proposed methods improves the operational performance of IES by about 7-9% compared to existing predict-then-optimize methods. In addition, coordinating buildings and DCs within IES shows substantial economic benefits. In particular, the waste heat recovery from DCs leads to approximately 10% of total energy cost reduction of the IES.

eess.SY↗

Representation Learning Enhanced Deep Reinforcement Learning for Optimal Operation of Hydrogen-based Multi-Energy Systems

Hydrogen-based multi-energy systems (HMES) have emerged as a promising low-carbon and energy-efficient solution, as it can enable the coordinated operation of electricity, heating and cooling supply and demand to enhance operational flexibility, improve overall energy efficiency, and increase the share of renewable integration. However, the optimal operation of HMES remains challenging due to the nonlinear and multi-physics coupled dynamics of hydrogen energy storage systems (HESS) (consisting of electrolyters, fuel cells and hydrogen tanks) as well as the presence of multiple uncertainties from supply and demand. To address these challenges, this paper develops a comprehensive operational model for HMES that fully captures the nonlinear dynamics and multi-physics process of HESS. Moreover, we propose an enhanced deep reinforcement learning (DRL) framework by integrating the emerging representation learning techniques, enabling substantially accelerated and improved policy optimization for spatially and temporally coupled complex networked systems, which is not provided by conventional DRL. Experimental studies based on real-world datasets show that the comprehensive model is crucial to ensure the safe and reliable of HESS. In addition, the proposed SR-DRL approaches demonstrate superior convergence rate and performance over conventional DRL counterparts in terms of reducing the operation cost of HMES and handling the system operating constraints. Finally, we provide some insights into the role of representation learning in DRL, speculating that it can reorganize the original state space into a well-structured and cluster-aware geometric representation, thereby smoothing and facilitating the learning process of DRL.

cs.LG↗

An Equivalent and Unified Virtual Battery Modeling Framework for Flexibility Characterization of Building HVAC Systems

The heating, ventilation and air-conditioning (HVAC) system dominates building's energy consumption and meanwhile exhibits substantial operational flexibility that can be exploited for providing grid services. However, the goal is largely hindered by the difficulty to characterize the system's operating flexibility due to the complex building thermal dynamics, system operating limits and human comfort constraints. To address this challenge, this paper develops an unified virtual battery (VB) modeling framework for characterizing the operating flexibility of both single-zone and multi-zone building HVAC systems, enabling flexible buildings to function like virtual batteries. Specifically, a physically meaningful representation state is first identified to represent building thermal conditions under thermal comfort constraints and a VB model is then established for characterizing the operating flexibility of single-zone HVAC systems. We subsequently extend the VB modeling framework to multi-zone HVAC systems and establish a set of zone-level VB models to characterize the building's zonal operating flexibility. We further develop a systematic method to aggregate the VB models into a low-order and low-complexity aggregated VB model, significantly reducing model and computational complexity. We demonstrate the VB model through demand response (DR) applications and conclude that the VB model can well capture the operating flexibility of building HVAC systems and enable effective DR participation. The DR strategies obtained from the VB model can be efficiently decomposed to zone-level control inputs for maintaining human thermal comfort while achieving near-optimal operation cost.

eess.SY↗

Joint Scheduling of Workload Demand and Energy Supply in Low-carbon Data Centers with Decision-Dependent Uncertainty Set

This paper addresses the joint scheduling problem of stochastic workloads and a hydrogen-enabled distributed energy system in a low-carbon Internet data centers (IDC). Although such workloads can be shifted over temporal and spatial horizons, it poses challenges when they cannot be accurately predicted, resulting in significant efficiency degradation and high operational cost of the energy system. The problem becomes even more difficult when the workload shifting decisions would influence their randomness, which is natural for the IDC workloads. To tackle these issues, we propose a workload classification model based on the decision-dependent uncertainty set, where the spatiotemporal elasticity of different types of random workloads are clearly identified and the decision dependencies are explicitly described as linear constraints. Thus, a mixed integer program is then established for the optimal scheduling of both workload demand and energy supply. To enhance system resilience against high volatility scenarios, a rolling horizon algorithm is developed to ensure nonanticipativity and full-scenario feasibility. Numerical tests demonstrate that the proposed method exhibits effective workload scheduling decisions with dramatic energy operational cost reductions compared to the benchmarks under most of the uncertain scenarios.

eess.SY↗

Selection-Based Vulnerabilities: Clean-Label Backdoor Attacks in Active Learning

Active learning(AL), which serves as the representative label-efficient learning paradigm, has been widely applied in resource-constrained scenarios. The achievement of AL is attributed to acquisition functions, which are designed for identifying the most important data to label. Despite this success, one question remains unanswered: is AL safe? In this work, we introduce ALA, a practical and the first framework to utilize the acquisition function as the poisoning attack surface to reveal the weakness of active learning. Specifically, ALA optimizes imperceptibly poisoned inputs to exhibit high uncertainty scores, increasing their probability of being selected by acquisition functions. To evaluate ALA, we conduct extensive experiments across three datasets, three acquisition functions, and two types of clean-label backdoor triggers. Results show that our attack can achieve high success rates (up to 94%) even under low poisoning budgets (0.5%-1.0%) while preserving model utility and remaining undetectable to human annotators. Our findings remind active learning users: acquisition functions can be easily exploited, and active learning should be deployed with caution in trusted data scenarios.

cs.CR↗

Accelerating Level-Value Adjustment for the Polyak Stepsize

The Polyak stepsize has been widely used in subgradient methods for non-smooth convex optimization. However, calculating the stepsize requires the optimal value, which is generally unknown. Therefore, dynamic estimations of the optimal value are usually needed. In this paper, to guarantee convergence, a series of level values is constructed to estimate the optimal value successively. This is achieved by developing a decision-guided procedure that involves solving a novel, easy-to-solve linear constraint satisfaction problem referred to as the ``Polyak Stepsize Violation Detector'' (PSVD). Once a violation is detected, the level value is recalculated. We rigorously establish the convergence for both the level values and the objective function values. Furthermore, with our level adjustment approach, calculating an approximate subgradient in each iteration is sufficient for convergence. A series of empirical tests of convex optimization problems with diverse characteristics demonstrates the practical advantages of our approach over existing methods.

math.OC↗

Data-Driven Two-Stage Distributionally Robust Dispatch of Multi-Energy Microgrid

This paper studies adaptive distributionally robust dispatch (DRD) of the multi-energy microgrid under supply and demand uncertainties. A Wasserstein ambiguity set is constructed to support data-driven decision-making. By fully leveraging the special structure of worst-case expectation from the primal perspective, a novel and high-efficient decomposition algorithm under the framework of column-and-constraint generation is customized and developed to address the computational burden. Numerical studies demonstrate the effectiveness of our DRD approach, and shed light on the interrelationship of it with the traditional dispatch approaches through stochastic programming and robust optimization schemes. Also, comparisons with popular algorithms in the literature for two-stage distributionally robust optimization verify the powerful capacity of our algorithm in computing the DRD problem.

math.OC↗

Robust Co-Optimization of Distribution Network Hardening and Mobile Resource Scheduling with Decision-Dependent Uncertainty

This paper studies the robust co-planning of proactive network hardening and mobile hydrogen energy resources (MHERs) scheduling, which is to enhance the resilience of power distribution network (PDN) against the disastrous events. A decision-dependent robust optimization model is formulated with min-max resilience constraint and discrete recourse structure, which helps achieve the load survivability target considering endogenous uncertainties. Different from the traditional model with a fixed uncertainty set, we adopt a dynamic representation that explicitly captures the endogenous uncertainties of network contingency as well as the available hydrogen storage levels of MHERs, which induces a decision-dependent uncertainty (DDU) set. Also, the multi-period adaptive routing and energy scheduling of MHERs are modeled as a mixed-integer recourse problem for further decreasing the resilience cost. Then, a nested parametric column-and-constraint generation (N-PC&CG) algorithm is customized and developed to solve this challenging formulation. By leveraging the structural property of the DDU set as well as the combination of discrete recourse decisions and the corresponding extreme points, we derive a strengthened solution scheme with nontrivial enhancement strategies to realize efficient and exact computation. Numerical results on 14-bus test system and 56-bus real-world distribution network demonstrate the resilience benefits and economical feasibility of the proposed method under different damage severity levels. Moreover, the enhanced N-PC&CG shows a superior solution capability to support prompt decisions for resilient planning with DDU models.

eess.SY↗

Exposing Product Bias in LLM Investment Recommendation

Large language models (LLMs), as a new generation of recommendation engines, possess powerful summarization and data analysis capabilities, surpassing traditional recommendation systems in both scope and performance. One promising application is investment recommendation. In this paper, we reveal a novel product bias in LLM investment recommendation, where LLMs exhibit systematic preferences for specific products. Such preferences can subtly influence user investment decisions, potentially leading to inflated valuations of products and financial bubbles, posing risks to both individual investors and market stability. To comprehensively study the product bias, we develop an automated pipeline to create a dataset of 567,000 samples across five asset classes (stocks, mutual funds, cryptocurrencies, savings, and portfolios). With this dataset, we present the bf first study on product bias in LLM investment recommendations. Our findings reveal that LLMs exhibit clear product preferences, such as certain stocks (e.g., `AAPL' from Apple and `MSFT' from Microsoft). Notably, this bias persists even after applying debiasing techniques. We urge AI researchers to take heed of the product bias in LLM investment recommendations and its implications, ensuring fairness and security in the digital space and market.

cs.CL↗

Proactive Robust Hardening of Resilient Power Distribution Network: Decision-Dependent Uncertainty Modeling and Fast Solution Strategy

To address the power system hardening problem, traditional approaches often adopt robust optimization (RO) that considers a fixed set of concerned contingencies, regardless of the fact that hardening some components actually renders relevant contingencies impractical. In this paper, we directly adopt a dynamic uncertainty set that explicitly incorporates the impact of hardening decisions on the worst-case contingencies, which leads to a decision-dependent uncertainty (DDU) set. Then, a DDU-based robust-stochastic optimization (DDU-RSO) model is proposed to support the hardening decisions on distribution lines and distributed generators (DGs). Also, the randomness of load variations and available storage levels is considered through stochastic programming (SP) in the innermost level problem. Various corrective measures (e.g., the joint scheduling of DGs and energy storage) are included, coupling with a finite support of stochastic scenarios, for resilience enhancement. To relieve the computation burden of this new hardening formulation, an enhanced customization of parametric column-and-constraint generation (P-C&CG) algorithm is developed. By leveraging the network structural information, the enhancement strategies based on resilience importance indices are designed to improve the convergence performance. Numerical results on 33-bus and 118-bus test distribution networks have demonstrated the effectiveness of DDU-RSO aided hardening scheme. Furthermore, in comparison to existing solution methods, the enhanced P-C&CG has achieved a superior performance by reducing the solution time by a few orders of magnitudes.

eess.SY↗

How Vital is the Jurisprudential Relevance: Law Article Intervened Legal Case Retrieval and Matching

Legal case retrieval (LCR) aims to automatically scour for comparable legal cases based on a given query, which is crucial for offering relevant precedents to support the judgment in intelligent legal systems. Due to similar goals, it is often associated with a similar case matching (LCM) task. To address them, a daunting challenge is assessing the uniquely defined legal-rational similarity within the judicial domain, which distinctly deviates from the semantic similarities in general text retrieval. Past works either tagged domain-specific factors or incorporated reference laws to capture legal-rational information. However, their heavy reliance on expert or unrealistic assumptions restricts their practical applicability in real-world scenarios. In this paper, we propose an end-to-end model named LCM-LAI to solve the above challenges. Through meticulous theoretical analysis, LCM-LAI employs a dependent multi-task learning framework to capture legal-rational information within legal cases by a law article prediction (LAP) sub-task, without any additional assumptions in inference. Besides, LCM-LAI proposes an article-aware attention mechanism to evaluate the legal-rational similarity between across-case sentences based on law distribution, which is more effective than conventional semantic similarity. Weperform a series of exhaustive experiments including two different tasks involving four real-world datasets. Results demonstrate that LCM-LAI achieves state-of-the-art performance.

cs.CL↗

Deep Learning Library Testing: Definition, Methods and Challenges

In recent years, software systems powered by deep learning (DL) techniques have significantly facilitated people's lives in many aspects. As the backbone of these DL systems, various DL libraries undertake the underlying optimization and computation. However, like traditional software, DL libraries are not immune to bugs, which can pose serious threats to users' personal property and safety. Studying the characteristics of DL libraries, their associated bugs, and the corresponding testing methods is crucial for enhancing the security of DL systems and advancing the widespread application of DL technology. This paper provides an overview of the testing research related to various DL libraries, discusses the strengths and weaknesses of existing methods, and provides guidance and reference for the application of the DL library. This paper first introduces the workflow of DL underlying libraries and the characteristics of three kinds of DL libraries involved, namely DL framework, DL compiler, and DL hardware library. It then provides definitions for DL underlying library bugs and testing. Additionally, this paper summarizes the existing testing methods and tools tailored to these DL libraries separately and analyzes their effectiveness and limitations. It also discusses the existing challenges of DL library testing and outlines potential directions for future research.

cs.SE↗

A Survey on Adversarial Machine Learning for Code Data: Realistic Threats, Countermeasures, and Interpretations

Code Language Models (CLMs) have achieved tremendous progress in source code understanding and generation, leading to a significant increase in research interests focused on applying CLMs to real-world software engineering tasks in recent years. However, in realistic scenarios, CLMs are exposed to potential malicious adversaries, bringing risks to the confidentiality, integrity, and availability of CLM systems. Despite these risks, a comprehensive analysis of the security vulnerabilities of CLMs in the extremely adversarial environment has been lacking. To close this research gap, we categorize existing attack techniques into three types based on the CIA triad: poisoning attacks (integrity \& availability infringement), evasion attacks (integrity infringement), and privacy attacks (confidentiality infringement). We have collected so far the most comprehensive (79) papers related to adversarial machine learning for CLM from the research fields of artificial intelligence, computer security, and software engineering. Our analysis covers each type of risk, examining threat model categorization, attack techniques, and countermeasures, while also introducing novel perspectives on eXplainable AI (XAI) and exploring the interconnections between different risks. Finally, we identify current challenges and future research opportunities. This study aims to provide a comprehensive roadmap for both researchers and practitioners and pave the way towards more reliable CLMs for practical applications.

cs.CR↗

Stochastic-Robust Planning of Networked Hydrogen-Electrical Microgrids: A Study on Induced Refueling Demand

Hydrogen-electrical microgrids are increasingly assuming an important role on the pathway toward decarbonization of energy and transportation systems. This paper studies networked hydrogen-electrical microgrids planning (NHEMP), considering a critical but often-overlooked issue, i.e., the demand-inducing effect (DIE) associated with infrastructure development decisions. Specifically, higher refueling capacities will attract more refueling demand of hydrogen-powered vehicles (HVs). To capture such interactions between investment decisions and induced refueling demand, we introduce a decision-dependent uncertainty (DDU) set and build a trilevel stochastic-robust formulation. The upper-level determines optimal investment strategies for hydrogen-electrical microgrids, the lower-level optimizes the risk-aware operation schedules across a series of stochastic scenarios, and, for each scenario, the middle-level identifies the "worst" situation of refueling demand within an individual DDU set to ensure economic feasibility. Then, an adaptive and exact decomposition algorithm, based on Parametric Column-and-Constraint Generation (PC&CG), is customized and developed to address the computational challenge and to quantitatively analyze the impact of DIE. Case studies on an IEEE exemplary system validate the effectiveness of the proposed NHEMP model and the PC&CG algorithm. It is worth highlighting that DIE can make an important contribution to the economic benefits of NHEMP, yet its significance will gradually decrease when the main bottleneck transits to other system restrictions.

math.OC↗