arXiv subjects

Xiaohua Feng

Publications and source records attributed to Xiaohua Feng.

At least 19 recordsLinked to original sources

arXiv2026

Leveraging Machine Unlearning for Cost-Efficient Preference Alignment

Despite advances in Preference Alignment (PA) for Large Language Models (LLMs), mainstream methods like reinforcement learning with human feedback face notable challenges. These approaches require high-quality datasets of positive preference examples, which are costly to obtain and computationally intensive. The LLM unlearning technique presents a promising alternative by directly removing the influence of negative examples. However, current research has primarily focused on empirical validation, lacking systematic quantitative analysis. To bridge this gap, we propose a framework linking PA with LLM unlearning. Through bi-level optimization, we first quantify how unlearning specific negative examples impacts PA performance. Our analysis reveals that these effects vary substantially across negative examples. Building on this insight, we pose a crucial question: how can we optimally select and weight negative examples for unlearning to maximize PA performance? To answer this, we propose Unlearning to Align (U2A), which leverages bi-level optimization to efficiently select and unlearn examples for optimal PA performance. We validate the proposed method through extensive experiments, with results confirming its effectiveness. Our code is available at https://github.com/muyiahhh/U2A.

cs.LG↗

arXiv2026

Generative Model Unlearning: A Survey through Target Events, Unlearning Operators, and Evaluation Protocols

With the rapid advancement of generative models, privacy, copyright, safety, and reliability risks have attracted growing attention. To mitigate these risks, machine unlearning has been increasingly adapted from traditional classification models to generative settings. Despite notable progress, existing studies remain fragmented in their target definitions, unlearning mechanisms, and evaluation protocols, making objective comparison difficult across models, modalities, and applications. Moreover, modality-specific surveys often overlook the shared structure of Generative Model Unlearning (GenMU). To address this gap, we provide a comprehensive review of GenMU and formulate it as target-constrained distributional projection: given a target event, an unlearning operator transforms the generative distribution to suppress target-related outputs while preserving useful behavior and controlling operator cost. Under this framework, an unlearning request is specified by a target event, implemented through an unlearning operator, and assessed by empirical evidence over target suppression, distribution preservation, and operator cost. We further reorganize existing GenMU studies under this view. From this perspective, we provide the first explicit and unified account of how GenMU connects to mainstream applications, including privacy protection, copyright and style protection, safety alignment, hallucination mitigation, and deployment defense. Finally, we identify key open problems and future directions toward reliable, scalable, robust, and auditable GenMU. We consistently maintain the related open-source materials at https://github.com/caxLee/GenMU-Survey.

cs.LG↗

arXiv2026

Large-Aperture All-Solid-State Cascaded Liquid-Crystal Beam Steering for High-Resolution Wide-Field Imaging

High-resolution wide-field imaging is essential for applications requiring simultaneous global coverage and local detail, yet conventional approaches face a fundamental trade-off: wide-FOV cameras sacrifice spatial sampling density by distributing finite detector pixels over a broad angular range, while telephoto systems resolve fine features at the cost of scene coverage. Beam-steering devices can mitigate this trade-off but are currently limited in achieving simultaneously all-solid-state, large aperture, and high-speed operation. Here, we report an all-solid-state large-aperture cascaded liquid-crystal beam-steering (CaLiBS) imaging system that extends the effective angular range of a high-resolution narrow-FOV camera by electrically steering sub-FOVs. The CaLiBS module comprises cascaded liquid crystal waveplates and liquid crystal Pancharatnam-Berry phase gratings; a theoretical voltage-prediction model with a hierarchical search algorithm enables efficient calibration under oblique incidence and 10 times faster calibration speed compared with conventional methods. The calibrated system addresses sub-FOVs across 30.3° * 30.3° at 2° intervals with diffraction efficiency above 60%. Sequential sub-FOV acquisition reconstructs a 34.7 * 34.7 composite image, an 8.6-fold enhancement in spatial-bandwidth product over a single-shot wide-FOV camera using the same detector. Combined with object tracking methods, sub-FOV switching further enables high-resolution tracking of moving vehicles within the wide-area scene. This cascaded LC architecture offers a scalable pathway toward compact, vibration-free, and high-resolution wide-field observation.

physics.optics↗

arXiv2026

Sharpness-aware Model Merging with Salience Recovery for LLM-based Cross-Domain Sequential Recommendation

LLM-based Cross-Domain Sequential Recommendation (CDSR) leverages LLMs to enhance target performance via deep semantic reasoning, alleviating the dependency on overlapping users. Among LLM-based paradigms, model merging is particularly promising for multi-domain scenarios due to its superior scalability and flexibility in integrating diverse knowledge sources. However, our empirical investigations reveal two critical bottlenecks: (1) cross-domain knowledge conflict; and (2) performance saturation in multi-domain fusion. Our analysis attributes these phenomena to parameter-level misalignment and statistical homogenization during the merging process. To address these bottlenecks, we propose SharpRec, Sharpness-aware Model Merging with Salience Recovery for LLM-based CDSR, a framework designed to lift the performance upper bound of merged models. SharpRec incorporates two synergistic modules: Sharpness-aware Geometric Alignment to establish a stable geometric foundation for interference-free fusion; and Preference Salience Activation to effectively recover the distinctive features essential for bolstering target domain performance. Extensive experiments in both dual-domain and multi-domain scenarios demonstrate that SharpRec consistently outperforms state-of-the-art baselines.

cs.IR↗

arXiv2026

Taming the Long Tail: Efficient Item-wise Sharpness-Aware Minimization for LLM-based Recommender Systems

Large Language Model-based Recommender Systems (LRSs) have recently emerged as a new paradigm in sequential recommendation by directly adopting LLMs as backbones. While LRSs demonstrate strong knowledge utilization and instruction-following abilities, they have not been systematically studied under the long-standing long-tail problem. In this paper, we conduct an empirical study and reveal that LRSs face two distinct types of long-tail: i) prior long-tail, inherited implicitly from pretraining corpora, and ii) data long-tail, originating from skewed recommendation datasets. Our analysis shows that both contribute to the performance disparity between head and tail items, with the intersection of the two heads exhibiting an even stronger head effect. Nevertheless, the overall performance distribution in LRSs, especially on the tail, remains dominated by the data long-tail. To address this challenge, we propose Efficient Item-wise Sharpness-Aware Minimization (EISAM), a novel optimization framework that improves tail-item performance by adaptively regularizing the loss landscape at the item level. EISAM introduces an efficient penalty design that captures fine-grained item-specific sharpness while maintaining computational scalability for LLMs. In addition, we derive a generalization bound for EISAM. Our theoretical analysis shows that the bound decreases at a faster rate under our item-wise regularization, offering theoretical support for its effectiveness. Extensive experiments on three real-world datasets demonstrate that EISAM significantly boosts tail-item recommendation performance while preserving overall quality, establishing the first systematic solution to the long-tail problem in LRSs.

cs.IR↗

arXiv2026

Sharpness-Aware Minimization for Generalized Embedding Learning in Federated Recommendation

Federated recommender systems enable collaborative model training while keeping user interaction data local and sharing only essential model parameters, thereby mitigating privacy risks. However, existing methods overlook a critical issue, i.e., the stable learning of a generalized item embedding throughout the federated recommender system training process. Item embedding plays a central role in facilitating knowledge sharing across clients. Yet, under the cross-device setting, local data distributions exhibit significant heterogeneity and sparsity, exacerbating the difficulty of learning generalized embeddings. These factors make the stable learning of generalized item embeddings both indispensable for effective federated recommendation and inherently difficult to achieve. To fill this gap, we propose a new federated recommendation framework, named Federated Recommendation with Generalized Embedding Learning (FedRecGEL). We reformulate the federated recommendation problem from an item-centered perspective and cast it as a multi-task learning problem, aiming to learn generalized embeddings throughout the training procedure. Based on theoretical analysis, we employ sharpness-aware minimization to address the generalization problem, thereby stabilizing the training process and enhancing recommendation performance. Extensive experiments on four datasets demonstrate the effectiveness of FedRecGEL in significantly improving federated recommendation performance. Our code is available at https://github.com/anonymifish/FedRecGEL.

cs.LG↗

arXiv2026

Generalizable Multimodal Large Language Model Editing via Invariant Trajectory Learning

Knowledge editing emerges as a crucial technique for efficiently correcting incorrect or outdated knowledge in large language models (LLM). Existing editing methods rely on a rigid mapping from parameter or module modifications to output, which causes the generalization limitation in Multimodal LLM (MLLM). In this paper, we reformulate MLLM editing as an out-of-distribution (OOD) generalization problem, where the goal is to discern semantic shift with factual shift and thus achieve robust editing among diverse cross-modal prompting. The key challenge of this OOD problem lies in identifying invariant causal trajectories that generalize accurately while suppressing spurious correlations. To address it, we propose ODEdit, a plug-and-play invariant learning based framework that optimizes the tripartite OOD risk objective to simultaneously enhance editing reliability, locality, and generality.We further introduce an edit trajectory invariant learning method, which integrates a total variation penalty into the risk minimization objective to stabilize edit trajectories against environmental variations. Theoretical analysis and extensive experiments demonstrate the effectiveness of ODEdit.

cs.LG↗

arXiv2025

Potent but Stealthy: Rethink Profile Pollution against Sequential Recommendation via Bi-level Constrained Reinforcement Paradigm

Sequential Recommenders, which exploit dynamic user intents through interaction sequences, is vulnerable to adversarial attacks. While existing attacks primarily rely on data poisoning, they require large-scale user access or fake profiles thus lacking practicality. In this paper, we focus on the Profile Pollution Attack that subtly contaminates partial user interactions to induce targeted mispredictions. Previous PPA methods suffer from two limitations, i.e., i) over-reliance on sequence horizon impact restricts fine-grained perturbations on item transitions, and ii) holistic modifications cause detectable distribution shifts. To address these challenges, we propose a constrained reinforcement driven attack CREAT that synergizes a bi-level optimization framework with multi-reward reinforcement learning to balance adversarial efficacy and stealthiness. We first develop a Pattern Balanced Rewarding Policy, which integrates pattern inversion rewards to invert critical patterns and distribution consistency rewards to minimize detectable shifts via unbalanced co-optimal transport. Then we employ a Constrained Group Relative Reinforcement Learning paradigm, enabling step-wise perturbations through dynamic barrier constraints and group-shared experience replay, achieving targeted pollution with minimal detectability. Extensive experiments demonstrate the effectiveness of CREAT.

cs.LG↗

arXiv2025

A Survey on Recommendation Unlearning: Fundamentals, Taxonomy, Evaluation, and Open Questions

Recommender systems have become increasingly influential in shaping user behavior and decision-making, highlighting their growing impact in various domains. Meanwhile, the widespread adoption of machine learning models in recommender systems has raised significant concerns regarding user privacy and security. As compliance with privacy regulations becomes more critical, there is a pressing need to address the issue of recommendation unlearning, i.e., eliminating the memory of specific training data from the learned recommendation models. Despite its importance, traditional machine unlearning methods are ill-suited for recommendation unlearning due to the unique challenges posed by collaborative interactions and model parameters. This survey offers a comprehensive review of the latest advancements in recommendation unlearning, exploring the design principles, challenges, and methodologies associated with this emerging field. We provide a unified taxonomy that categorizes different recommendation unlearning approaches, followed by a summary of widely used benchmarks and metrics for evaluation. By reviewing the current state of research, this survey aims to guide the development of more efficient, scalable, and robust recommendation unlearning techniques. Furthermore, we identify open research questions in this field, which could pave the way for future innovations not only in recommendation unlearning but also in a broader range of unlearning tasks across different machine learning applications.

cs.IR↗

arXiv2025

UFO: Unfair-to-Fair Evolving Mitigates Unfairness in LLM-based Recommender Systems via Self-Play Fine-tuning

Large language model-based Recommender Systems (LRSs) have demonstrated superior recommendation performance by integrating pre-training with Supervised Fine-Tuning (SFT). However, this approach introduces item-side unfairness. Existing studies primarily attribute this issue to the absence of fairness constraints during SFT and attempt to mitigate unfairness via re-weighting and re-ranking methods. In this paper, we find that unfairness arises not only from SFT but also from pre-training, where inherent biases are further amplified during SFT. This finding underscores the failure of current methods to address the root causes of unfairness. Moreover, current methods struggle to preserve satisfactory recommendation performance. To tackle these issues, we propose an Unfair-to-Fair evOlving (UFO) framework using a self-play mechanism, formulating unfairness mitigation as a two-player game. UFO alternates between two player roles: the \textit{judger}, which identifies unfairness from both pre-training and SFT, and the \textit{corrector}, which adjusts the LRS to address identified unfairness while preserving recommendation performance. Iterative optimization between these roles enables UFO to completely resolve unfairness. Extensive experiments demonstrate that UFO effectively mitigates unfairness while improving recommendation performance.

cs.IR↗

arXiv2025

FedFACT: A Provable Framework for Controllable Group-Fairness Calibration in Federated Learning

With the emerging application of Federated Learning (FL) in decision-making scenarios, it is imperative to regulate model fairness to prevent disparities across sensitive groups (e.g., female, male). Current research predominantly focuses on two concepts of group fairness within FL: Global Fairness (overall model disparity across all clients) and Local Fairness (the disparity within each client). However, the non-decomposable, non-differentiable nature of fairness criteria poses two fundamental, unresolved challenges for fair FL: (i) Harmonizing global and local fairness, especially in multi-class setting; (ii) Enabling a controllable, optimal accuracy-fairness trade-off. To tackle these challenges, we propose a novel controllable federated group-fairness calibration framework, named FedFACT. FedFACT identifies the Bayes-optimal classifiers under both global and local fairness constraints, yielding models with minimal performance decline while guaranteeing fairness. Building on the characterization of the optimal fair classifiers, we reformulate fair federated learning as a personalized cost-sensitive learning problem for in-processing and a bi-level optimization for post-processing. Theoretically, we provide convergence and generalization guarantees for FedFACT to approach the near-optimal accuracy under given fairness levels. Extensive experiments on multiple datasets across various data heterogeneity demonstrate that FedFACT consistently outperforms baselines in balancing accuracy and global-local fairness.

cs.LG↗

arXiv2025

LEGO: A Lightweight and Efficient Multiple-Attribute Unlearning Framework for Recommender Systems

With the growing demand for safeguarding sensitive user information in recommender systems, recommendation attribute unlearning is receiving increasing attention. Existing studies predominantly focus on single-attribute unlearning. However, privacy protection requirements in the real world often involve multiple sensitive attributes and are dynamic. Existing single-attribute unlearning methods cannot meet these real-world requirements due to i) CH1: the inability to handle multiple unlearning requests simultaneously, and ii) CH2: the lack of efficient adaptability to dynamic unlearning needs. To address these challenges, we propose LEGO, a lightweight and efficient multiple-attribute unlearning framework. Specifically, we divide the multiple-attribute unlearning process into two steps: i) Embedding Calibration removes information related to a specific attribute from user embedding, and ii) Flexible Combination combines these embeddings into a single embedding, protecting all sensitive attributes. We frame the unlearning process as a mutual information minimization problem, providing LEGO a theoretical guarantee of simultaneous unlearning, thereby addressing CH1. With the two-step framework, where Embedding Calibration can be performed in parallel and Flexible Combination is flexible and efficient, we address CH2. Extensive experiments on three real-world datasets across three representative recommendation models demonstrate the effectiveness and efficiency of our proposed framework. Our code and appendix are available at https://github.com/anonymifish/lego-rec-multiple-attribute-unlearning.

cs.LG↗

arXiv2025

HDN: Hybrid Deep-Learning and Non-Line-of-Sight Reconstruction Framework for Transcranial Photoacoustic Imaging of Human Brain

Photoacoustic imaging combines the high contrast of optical imaging with the deep penetration depth of ultrasonic imaging, showing great potential in cerebrovascular disease detection. However, the ultrasonic wave suffers strong attenuation and multi-scattering when it passes through the skull tissue, resulting in the distortion of the collected photoacoustic signal. In this paper, inspired by the principles of deep learning and non-line-of-sight imaging, we propose an image reconstruction framework named HDN (Hybrid Deep-learning and Non-line-of-sight), which consists of the signal extraction part and difference utilization part. The signal extraction part is used to correct the distorted signal and reconstruct an initial image. The difference utilization part is used to make further use of the signal difference between the distorted signal and corrected signal, reconstructing the residual image between the initial image and the target image. The test results on a photoacoustic digital brain simulation dataset show that compared with the traditional method (delay-and-sum) and deep-learning-based method (UNet), the HDN achieved superior performance in both signal correction and image reconstruction. Specifically for the structural similarity index, the HDN reached 0.661 in imaging results, compared to 0.157 for the delay-and-sum method and 0.305 for the deep-learning-based method.

physics.med-ph↗

arXiv2025

BiFair: A Fairness-aware Training Framework for LLM-enhanced Recommender Systems via Bi-level Optimization

Large Language Model-enhanced Recommender Systems (LLM-enhanced RSs) have emerged as a powerful approach to improving recommendation quality by leveraging LLMs to generate item representations. Despite these advancements, the integration of LLMs raises severe fairness concerns. Existing studies reveal that LLM-based RSs exhibit greater unfairness than traditional RSs, yet fairness issues in LLM-enhanced RSs remain largely unexplored. In this paper, our empirical study reveals that while LLM-enhanced RSs improve fairness across item groups, a significant fairness gap persists. Further enhancement remains challenging due to the architectural differences and varying sources of unfairness inherent in LLM-enhanced RSs. To bridge this gap, we first decompose unfairness into i) \textit{prior unfairness} in LLM-generated representations and ii) \textit{training unfairness} in recommendation models. Then, we propose BiFair, a bi-level optimization-based fairness-aware training framework designed to mitigate both prior and training unfairness simultaneously. BiFair optimizes two sets of learnable parameters: LLM-generated representations and a trainable projector in the recommendation model, using a two-level nested optimization process. Additionally, we introduce an adaptive inter-group balancing mechanism, leveraging multi-objective optimization principles to dynamically balance fairness across item groups. Extensive experiments on three real-world datasets demonstrate that BiFair significantly mitigates unfairness and outperforms previous state-of-the-art methods.

cs.IR↗

arXiv2025

RAID: An In-Training Defense against Attribute Inference Attacks in Recommender Systems

In various networks and mobile applications, users are highly susceptible to attribute inference attacks, with particularly prevalent occurrences in recommender systems. Attackers exploit partially exposed user profiles in recommendation models, such as user embeddings, to infer private attributes of target users, such as gender and political views. The goal of defenders is to mitigate the effectiveness of these attacks while maintaining recommendation performance. Most existing defense methods, such as differential privacy and attribute unlearning, focus on post-training settings, which limits their capability of utilizing training data to preserve recommendation performance. Although adversarial training extends defenses to in-training settings, it often struggles with convergence due to unstable training processes. In this paper, we propose RAID, an in-training defense method against attribute inference attacks in recommender systems. In addition to the recommendation objective, we define a defensive objective to ensure that the distribution of protected attributes becomes independent of class labels, making users indistinguishable from attribute inference attacks. Specifically, this defensive objective aims to solve a constrained Wasserstein barycenter problem to identify the centroid distribution that makes the attribute indistinguishable while complying with recommendation performance constraints. To optimize our proposed objective, we use optimal transport to align users with the centroid distribution. We conduct extensive experiments on four real-world datasets to evaluate RAID. The experimental results validate the effectiveness of RAID and demonstrate its significant superiority over existing methods in multiple aspects.

cs.IR↗

arXiv2025

A Neuro-inspired Interpretation of Unlearning in Large Language Models through Sample-level Unlearning Difficulty

Driven by privacy protection laws and regulations, unlearning in Large Language Models (LLMs) is gaining increasing attention. However, current research often neglects the interpretability of the unlearning process, particularly concerning sample-level unlearning difficulty. Existing studies typically assume a uniform unlearning difficulty across samples. This simplification risks attributing the performance of unlearning algorithms to sample selection rather than the algorithm's design, potentially steering the development of LLM unlearning in the wrong direction. Thus, we investigate the relationship between LLM unlearning and sample characteristics, with a focus on unlearning difficulty. Drawing inspiration from neuroscience, we propose a Memory Removal Difficulty ($\mathrm{MRD}$) metric to quantify sample-level unlearning difficulty. Using $\mathrm{MRD}$, we analyze the characteristics of hard-to-unlearn versus easy-to-unlearn samples. Furthermore, we propose an $\mathrm{MRD}$-based weighted sampling method to optimize existing unlearning algorithms, which prioritizes easily forgettable samples, thereby improving unlearning efficiency and effectiveness. We validate the proposed metric and method using public benchmarks and datasets, with results confirming its effectiveness.

cs.LG↗

arXiv2025

Controllable Unlearning for Image-to-Image Generative Models via $\varepsilon$-Constrained Optimization

While generative models have made significant advancements in recent years, they also raise concerns such as privacy breaches and biases. Machine unlearning has emerged as a viable solution, aiming to remove specific training data, e.g., containing private information and bias, from models. In this paper, we study the machine unlearning problem in Image-to-Image (I2I) generative models. Previous studies mainly treat it as a single objective optimization problem, offering a solitary solution, thereby neglecting the varied user expectations towards the trade-off between complete unlearning and model utility. To address this issue, we propose a controllable unlearning framework that uses a control coefficient $\varepsilon$ to control the trade-off. We reformulate the I2I generative model unlearning problem into a $\varepsilon$-constrained optimization problem and solve it with a gradient-based method to find optimal solutions for unlearning boundaries. These boundaries define the valid range for the control coefficient. Within this range, every yielded solution is theoretically guaranteed with Pareto optimality. We also analyze the convergence rate of our framework under various control functions. Extensive experiments on two benchmark datasets across three mainstream I2I models demonstrate the effectiveness of our controllable unlearning framework.

cs.LG↗

arXiv2024

Integration of Large Language Models and Federated Learning

As the parameter size of Large Language Models (LLMs) continues to expand, there is an urgent need to address the scarcity of high-quality data. In response, existing research has attempted to make a breakthrough by incorporating Federated Learning (FL) into LLMs. Conversely, considering the outstanding performance of LLMs in task generalization, researchers have also tried applying LLMs within FL to tackle challenges in relevant domains. The complementarity between LLMs and FL has already ignited widespread research interest. In this paper, we aim to deeply explore the integration of LLMs and FL. We propose a research framework, dividing the fusion of LLMs and FL into three parts: the combination of LLM sub-technologies with FL, the integration of FL sub-technologies with LLMs, and the overall merger of LLMs and FL. We first provide a comprehensive review of the current state of research in the domain of LLMs combined with FL, including their typical applications, integration advantages, challenges faced, and future directions for resolution. Subsequently, we discuss the practical applications of the combination of LLMs and FL in critical scenarios such as healthcare, finance, and education, and provide new perspectives and insights into future research directions for LLMs and FL.

cs.LG↗