arXiv subjects

Xiaojie Chen

Publications and source records attributed to Xiaojie Chen.

At least 37 records · Page 2Linked to original sources

arXiv2023

Nonlinear model reference adaptive control approach for governance of the commons in a feedback-evolving game

The governance of common-pool resources has vital importance for sustainability. However, in the realistic management systems of common-pool resources, the institutions do not necessarily execute the management policies completely, which will induce that the real implementation intensity is uncertain. In this paper, we consider a feedback-evolving game model with the inspection for investigating the management of renewable resource and assume that there exists the implementation uncertainty of inspection. Furthermore, we use the nonlinear model reference adaptive control approach to handle this uncertainty. We accordingly design a protocol, which is an update law of adjusting the institutional inspection intensity. We obtain a sufficient condition under which the update law can drive the actual system to reach the expected outcome. In addition, we provide several numerical examples, which can confirm our theoretical results. Our work presents a novel approach to address the implementation uncertainty in the feedback-evolving games and thus our results can be helpful for effectively managing the common-pool resources in the human social systems.

math.DS↗

arXiv2023

Evolutionary dynamics under periodic switching of update rules on regular networks

Microscopic strategy update rules play an important role in the evolutionary dynamics of cooperation among interacting agents on complex networks. Many previous related works only consider one \emph{fixed} rule, while in the real world, individuals may switch, sometimes periodically, between rules. It is of particular theoretical interest to investigate under what conditions the periodic switching of strategy update rules facilitates the emergence of cooperation. To answer this question, we study the evolutionary prisoner's dilemma game on regular networks where agents can periodically switch their strategy update rules. We accordingly develop a theoretical framework of this periodically switched system, where the replicator equation corresponding to each specific microscopic update rule is used for describing the subsystem, and all the subsystems are activated in sequence. By utilizing switched system theory, we identify the theoretical condition for the emergence of cooperative behavior. Under this condition, we have proved that the periodically switched system with different switching rules can converge to the full cooperation state. Finally, we consider an example where two strategy update rules, that is, the imitation and pairwise-comparison updating, are periodically switched, and find that our numerical calculations validate our theoretical results.

math.OC↗

arXiv2023

Emerging solutions from the battle of defensive alliances

Competing strategies in an evolutionary game model, or species in a biosystem, can easily form a larger unit which protects them from the invasion of an external actor. Such a defensive alliance may have two, three, four or even more members. But how effective can be such formation against an alternative group composed by other competitors? To address this question we study a minimal model where a two-member and a four-member alliances fight in a symmetric and balanced way. By presenting representative phase diagrams, we systematically explore the whole parameter range which characterizes the inner dynamics of the alliances and the intensity of their interactions. The group formed by a pair, who can exchange their neighboring positions, prevail in the majority of the parameter region. The rival quartet can only win if their inner cyclic invasion rate is significant while the mixing rate of the pair is extremely low. At specific parameter values, when neither of the alliances is strong enough, new four-member solutions emerge where a rock-paper-scissors-like trio is extended by the other member of the pair. These new solutions coexist hence all six competitors can survive. The evolutionary process is accompanied by serious finite-size effects which can be mitigated by appropriately chosen prepared initial states.

physics.soc-ph↗

arXiv2023

Coevolutionary dynamics via adaptive feedback in collective-risk social dilemma game

Human society and natural environment form a complex giant ecosystem, where human activities not only lead to the change of environmental states, but also react to them. By using collective-risk social dilemma game, some studies have already revealed that individual contributions and the risk of future losses are inextricably linked. These works, however, often use an idealistic assumption that the risk is constant and not affected by individual behaviors. We here develop a coevolutionary game approach that captures the coupled dynamics of cooperation and risk. In particular, the level of contributions in a population affects the state of risk, while the risk in turn influences individuals' behavioral decision-making. Importantly, we explore two representative feedback forms describing the possible effect of strategy on risk, namely, linear and exponential feedbacks. We find that cooperation can be maintained in the population by keeping at a certain fraction or forming an evolutionary oscillation with risk, independently of the feedback type. However, such evolutionary outcome depends on the initial state. Taken together, a two-way coupling between collective actions and risk is essential to avoid the tragedy of the commons. More importantly, a critical starting portion of cooperators and risk level is what we really need for guiding the evolution toward a desired direction.

physics.soc-ph↗

arXiv2023

Preemptive punishment and the emergence of sanctioning institutions

In explaining altruistic cooperation and punishment, the challenging riddle is how transcendental rules can emerge within the empirical world. Game-theoretical studies showed that pool punishment, particularly second-order punishment, plays a key role in understanding the evolution of cooperation. Second-order pool punishment, however, is tautological in nature; the punishment system itself is caused by its own effects. The emergence of pool punishment poses a logical conundrum that, to date, has been overlooked in the study of the evolution of social norms and institutions. Here, we tackle the issue by considering the interplay of (a) cognitive biases in reasoning and (b) Agamben's notion of homo sacer (Agamben, G. 1998, Homo Sacer: Sovereign Power and Bare Life, Stanford University Press); that is, a person who may be killed without legal consequences. Based on the cognitive disposition of reversing the cause-and-effect relationship, we propose a new system: the preemptive punishment of homo sacer. This action can lead to retrospectively forming moral assessments, particularly for second-order pool punishment. This study potentially provides new insight into the evolutionary process behind the emergence of social norms and institutions.

physics.soc-ph↗

arXiv2023

Optimization of institutional incentives for cooperation in structured populations

The application of incentives, such as reward and punishment, is a frequently applied way for promoting cooperation among interacting individuals in structured populations. However, how to properly use the incentives is still a challenging problem for incentive-providing institutions. In particular, since the implementation of incentive is costly, to explore the optimal incentive protocol, which ensures the desired collective goal at a minimal cost, is worthy of study. In this work, we consider the positive and negative incentives respectively for a structured population of individuals whose conflicting interactions are characterized by a prisoner's dilemma game. We establish an index function for quantifying the cumulative cost during the process of incentive implementation, and theoretically derive the optimal positive and negative incentive protocols for cooperation on regular networks. We find that both types of optimal incentive protocols are identical and time-invariant. Moreover, we compare the optimal rewarding and punishing schemes concerning implementation cost and provide a rigorous basis for the usage of incentives in the game-theoretical framework. We further perform computer simulations to support our theoretical results and explore their robustness for different types of population structures, including regular, random, small-world, and scale-free networks.

cs.GT↗

arXiv2023

Competition of alliances in a cyclically dominant eight-species population

In a diverse population, where many species are present, competitors can fight for surviving at individual and collective levels. In particular, species, which would beat each other individually, may form a specific alliance that ensures them stable coexistence against the invasion of an external species. Our principal goal is to identify those general features of a formation which determine its vitality. Therefore, we here study a traditional Lotka-Volterra model of eight-species where two four-species cycles can fight for space. Beside these formations, there are other solutions which may emerge when invasion rates are varied. The complete range of parameters is explored and we find that in most of the cases those alliances prevail which are formed by equally strong members. Interestingly, there are regions where the symmetry is broken and the system is dominated by a solution formed by seven species. Our work also highlights that serious finite-size effects may emerge which prevent observing the valid solution in a small system.

q-bio.PE↗

arXiv2022

Social norms of fairness with reputation-based role assignment in the dictator game

A vast body of experiments share the view that social norms are major factors for the emergence of fairness in a population of individuals playing the dictator game (DG). Recently, to explore which social norms are conducive to sustaining cooperation has obtained considerable concern. However, thus far few studies have investigated how social norms influence the evolution of fairness by means of indirect reciprocity. In this study, we propose an indirect reciprocal model of the DG and consider that an individual can be assigned as the dictator due to its good reputation. We investigate the `leading eight' norms and all second-order social norms by a two-timescale theoretical analysis. We show that when role assignment is based on reputation, four of the `leading eight' norms, including stern judging and simple standing, lead to a high level of fairness, which increases with the selection intensity. Our work also reveals that not only the correct treatment of making a fair split with good recipients but also distinguishing unjustified unfair split from justified unfair split matters in elevating the level of fairness.

cs.GT↗

arXiv2022

Evolution of trust in a hierarchical population with punishing investors

Trust plays an essential role in the development of human society. According to the standard trust game, an investor decides whether to keep or transfer a certain portion of initial stake to a trustee. In the latter case, the stake is enhanced to signal the value of trust. The trustee then chooses how much to return to the investor. We here distinguish two types of investors and two types of trustees who can learn from each other. While a trustee can be trustworthy or untrustworthy, an investor could be normal or punishing one. The latter strategy punishes both untrustworthy trustees and normal investors who are reluctant to control misbehaving trustees. Importantly, we assume a hierarchical population where the portion of investors and trustees is fixed. By means of replicator equation approach, we study the $N$-player trust game and calculate the level of trust and trustworthiness. We find that the introduction of punishment can induce a stable coexistence state between punishing investors and trustworthy trustees. Furthermore, an intermediate fraction of investors can better promote the evolution of trust when the punishment intensity is low. For more intensive punishment, however, a higher fraction of investors can be more efficient to elevate the trust level. In addition, we reveal that appropriate increase of the punishment intensity can enlarge the attraction domain of the coexistence state.

cs.GT↗

arXiv2022

Game-theoretical approach for opinion dynamics on social networks

Opinion dynamics on social networks have been received considerable attentions in recent years. Nevertheless, just a few works have theoretically analyzed the condition in which a certain opinion can spread in the whole structured population. In this paper, we propose an evolutionary game approach for a binary opinion model to explore the conditions for an opinion's spreading. Inspired by real-life observations, we assume that an agent's choice to select an opinion is not random, but is based on a score rooted both from public knowledge and the interactions with neighbors. By means of coalescing random walks, we obtain a condition in which opinion $A$ can be favored to spread on social networks in the weak selection limit. We find that the successfully spreading condition of opinion $A$ is closely related to the basic scores of binary opinions, the feedback scores on opinion interactions, and the structural parameters including the edge weights, the weighted degrees of vertices, and the average degree of the network. In particular, when individuals adjust their opinions based solely on the public information, the vitality of opinion $A$ depends exclusively on the difference of basic scores of $A$ and $B$. When there are no negative (positive) feedback interactions between connected individuals, we find that the success of opinion $A$ depends on the ratio of the obtained positive (negative) feedback scores of competing opinions. To complete our study, we perform computer simulations on fully-connected, small-world, and scale-free networks, respectively, which support and confirm our theoretical findings.

cs.GT↗

arXiv2022

Conditional investment strategy in evolutionary trust games with repeated group interactions

It has a long tradition to study trust behavior among humans or artificial agents by investigating the trust game. Although previous studies based on evolutionary game theory have revealed that trust and trustworthiness can be promoted if network structure or reputation is considered, they often assume that interactions among agents are one-shot and investors do not consider the investment environment before making decisions, which collide with many realistic situations. In this paper, we introduce the conditional investment strategy into the repeated N-player trust game, in which conditional investors decide to invest or not depending on their assessment of the trustworthiness level of the group. By using the approach of the Markov decision process, we study the evolutionary dynamics of trust in repeated group interactions with the conditional investment strategy. We find that conditional investors can form an effective alliance with trustworthy trustees, hence they can sweep out untrustworthy trustees. Moreover, we verify that such alliance can exist in a wide range of model parameters. These results may explain why trusting in others and reciprocating them with trustworthy actions can be sustained in game interactions among intelligent agents.

math.DS↗

arXiv2022

Indirect exclusion can promote cooperation in repeated group interactions

Social exclusion has been regarded as one of the most effective measures to promote the evolution of cooperation. In real society, the way in which social exclusion works can be direct or indirect. However, thus far there is no related work to explore how indirect exclusion influences the evolution of cooperation from a theoretical perspective. Here, we introduce indirect exclusion into the repeated public goods game where the game organizer probabilistically selects cooperators after the first game round to participate in the following possible game interactions. We then investigate the evolutionary dynamics of cooperation both in infinite and finite well-mixed populations. Through theoretical analysis and numerical calculations, we find that the introduction of indirect exclusion can induce the stable coexistence of cooperators and defectors or the dominance of cooperators, which thus effectively promotes the evolution of cooperation. Besides, we show that the identifying probability of the organizer has a nonlinear effect on public cooperation when its value is lower than an intermediate value, while the higher identifying probability can maintain a high level of cooperation. Furthermore, our results show that increasing the average rounds of game interactions can effectively promote the evolution of cooperation.

physics.soc-ph↗

arXiv2022

PaddleSpeech: An Easy-to-Use All-in-One Speech Toolkit

PaddleSpeech is an open-source all-in-one speech toolkit. It aims at facilitating the development and research of speech processing technologies by providing an easy-to-use command-line interface and a simple code structure. This paper describes the design philosophy and core architecture of PaddleSpeech to support several essential speech-to-text and text-to-speech tasks. PaddleSpeech achieves competitive or state-of-the-art performance on various speech datasets and implements the most popular methods. It also provides recipes and pretrained models to quickly reproduce the experimental results in this paper. PaddleSpeech is publicly avaiable at https://github.com/PaddlePaddle/PaddleSpeech.

eess.AS↗

arXiv2022

Effects of interconnections among corruption, institutional punishment, and economic factors for the evolution of cooperation

The view that altruistic punishment plays an important role in supporting public cooperation among human beings and other species has been widely accepted by the public. However, the positive role of altruistic punishment in enhancing cooperation will be undermined if corruption is considered. Recently, behavioral experiments have confirmed this finding and further investigated the effects of the leader's punitive power and the economic potential. Nevertheless, there are relatively few studies focusing on how these factors affect the evolution of cooperation from a theoretical perspective. Here, we combine institutional punishment public goods games with bribery games to investigate the effects of the above factors on the evolution of cooperation. Theoretical and numerical results reveal that the existence of corruption will reduce the level of cooperation when cooperators are more inclined to provide bribes. In addition, we demonstrate that stronger leader and richer economic potential are both important to enhance cooperation. In particular, when defectors are more inclined to provide bribes, stronger leaders can sustain the contributions of public goods from cooperators if the economic potential is weak.

math.DS↗

arXiv2022

Early exclusion leads to cyclical cooperation in repeated group interactions

Explaining the emergence and maintenance of cooperation among selfish individuals from an evolutionary perspective remains a grand challenge in biology, economy, and social sciences. Social exclusion is believed to be an answer to this conundrum. However, previously related studies often assume one-shot interactions and ignore how free-riding is identified, which seem to be too idealistic. In this work, we consider repeated interactions where excluders need to pay a monitoring cost to identify free-riders for exclusion and free-riders cannot participate in the following possible game interactions once they are identified and excluded by excluders in the repeated interaction process. We reveal that the introduction of such exclusion can prevent the breakdown of cooperation in repeated group interactions. In particular, we demonstrate that an evolutionary oscillation among cooperators, defectors, and excluders can appear in infinitely large populations when early exclusion is implemented. In addition, we find that the population spends most of the time in states where cooperators dominate for early exclusion when stochastic mutation-selection is considered in finite populations. Our results highlight that early exclusion is successful in solving the mentioned enigma of cooperation in repeated group interactions.

physics.soc-ph↗

arXiv2021

Tactical cooperation of defectors in a multi-stage public goods game

The basic social dilemma is frequently captured by a public goods game where participants decide simultaneously whether to support a common pool or not and after the enhanced contributions are distributed uniformly among all competitors. What if the result of common efforts is {\it not} distributed immediately, but it is reinvested and added to the pool for a next round? This extension may not only result in an enhanced benefit for group members but also opens new strategies for involved players because they may act in distinct rounds differently. In this work we focus on the simplest case when two rounds are considered, but the applied multiplication factors dedicated to a certain round can be different. We show that in structured populations the winning strategy may depend sensitively on the ratio of these factors and the last round has a special importance to reach a fully cooperative state. We also observe that it may pay for defectors to support the first round and after enjoy the extra benefit of accumulated contributions. Full cooperator strategy is only viable if the second round ensures a premium benefit of investments.

physics.soc-ph↗

arXiv2021

Combination of institutional incentives for cooperative governance of risky commons

Finding appropriate incentives to enforce collaborative efforts for governing the commons in risky situations is a long-lasting challenge. Previous works have demonstrated that both punishing free-riders and rewarding cooperators could be potential tools to reach this goal. Despite weak theoretical foundations, policy-makers frequently impose a punishment-reward combination. Here, we consider the emergence of positive and negative incentives and analyze their simultaneous impact on sustaining risky commons. Importantly, we consider institutions with fixed and flexible incentives. We find that a local sanctioning scheme with pure reward is the optimal incentive strategy. It can drive the entire population towards a highly cooperative state in a broad range of parameters, independently of the type of institutions. We show that our finding is also valid for flexible incentives in the global sanctioning scheme, although the local arrangement works more effectively.

physics.soc-ph↗

arXiv2021

Eigen Microstates and Their Evolution of Global Ozone at Different Geopotential Heights

Studies on stratospheric ozone have attracted much attention due to its serious impacts on climate changes and its important role as a tracer of Earth's global circulation. Tropospheric ozone as a main atmospheric pollutant damages human health as well as the growth of vegetation. Yet there is still a lack of a theoretical framework to fully describe the variation of ozone. To understand ozone's spatiotemporal variance, we introduce the eigen microstate method to analyze the global ozone mass mixing ratio (OMMR) between 1979-01-01 and 2020-06-30 at 37 pressure layers. We find that eigen microstates at different geopotential heights can capture different climate phenomena and modes. Without deseasonalization, the first eigen microstates capture the seasonal effect and reveal that the phase of the intra-annual cycle moves with the geopotential heights. After deseasonalization, by contrast, the collective patterns from the overall trend, ENSO, QBO, and tropopause pressure are identified by the first few significant eigen microstates. The theoretical framework proposed here can also be applied to other complex Earth systems.

nlin.AO↗