arXiv subjects

Xiaojun Wan

Publications and source records attributed to Xiaojun Wan.

At least 55 records · Page 3Linked to original sources

arXiv2025

Re-evaluating Automatic LLM System Ranking for Alignment with Human Preference

Evaluating and ranking the capabilities of different LLMs is crucial for understanding their performance and alignment with human preferences. Due to the high cost and time-consuming nature of human evaluations, an automatic LLM bencher (i.e., an automatic evaluation framework that aims to rank LLMs based on their alignment with human preferences) is indispensable. An automatic LLM bencher consists of four components: the input set (e.g., a user instruction), the evaluation model (e.g., an LLM), the evaluation type (e.g., pairwise comparison), and the aggregation method (e.g., the ELO rating system). However, previous work has not thoroughly explored how to select these components or how their different combinations influence the results. In this work, through controlled experiments, we provide a series of recommendations on how to choose each component to better automate the evaluation of LLMs. Furthermore, we discovered that when evaluating LLMs with similar performance, the performance of the automatic LLM bencher declines sharply, underscoring the limitations of current benchers and calling for future work. Lastly, we found that the evaluation models' performance at the instance level (e.g., the accuracy of selecting the best output) does not always align with their effectiveness when used as a component of a bencher, highlighting the importance of dedicated system-level evaluation of benchers.

cs.CL↗

arXiv2025

Evaluating Self-Generated Documents for Enhancing Retrieval-Augmented Generation with Large Language Models

The integration of documents generated by LLMs themselves (Self-Docs) alongside retrieved documents has emerged as a promising strategy for retrieval-augmented generation systems. However, previous research primarily focuses on optimizing the use of Self-Docs, with their inherent properties remaining underexplored. To bridge this gap, we first investigate the overall effectiveness of Self-Docs, identifying key factors that shape their contribution to RAG performance (RQ1). Building on these insights, we develop a taxonomy grounded in Systemic Functional Linguistics to compare the influence of various Self-Docs categories (RQ2) and explore strategies for combining them with external sources (RQ3). Our findings reveal which types of Self-Docs are most beneficial and offer practical guidelines for leveraging them to achieve significant improvements in knowledge-intensive question answering tasks.

cs.CL↗

arXiv2025

Analyzing and Evaluating Correlation Measures in NLG Meta-Evaluation

The correlation between NLG automatic evaluation metrics and human evaluation is often regarded as a critical criterion for assessing the capability of an evaluation metric. However, different grouping methods and correlation coefficients result in various types of correlation measures used in meta-evaluation. In specific evaluation scenarios, prior work often directly follows conventional measure settings, but the characteristics and differences between these measures have not gotten sufficient attention. Therefore, this paper analyzes 12 common correlation measures using a large amount of real-world data from six widely-used NLG evaluation datasets and 32 evaluation metrics, revealing that different measures indeed impact the meta-evaluation results. Furthermore, we propose three perspectives that reflect the capability of meta-evaluation: discriminative power, ranking consistency, and sensitivity to score granularity. We find that the measure using global grouping and Pearson correlation coefficient exhibits the best performance in both discriminative power and ranking consistency. Besides, the measures using system-level grouping or Kendall correlation are the least sensitive to score granularity.

cs.CL↗

arXiv2024

$B^4$: A Black-Box Scrubbing Attack on LLM Watermarks

Watermarking has emerged as a prominent technique for LLM-generated content detection by embedding imperceptible patterns. Despite supreme performance, its robustness against adversarial attacks remains underexplored. Previous work typically considers a grey-box attack setting, where the specific type of watermark is already known. Some even necessitates knowledge about hyperparameters of the watermarking method. Such prerequisites are unattainable in real-world scenarios. Targeting at a more realistic black-box threat model with fewer assumptions, we here propose $B^4$, a black-box scrubbing attack on watermarks. Specifically, we formulate the watermark scrubbing attack as a constrained optimization problem by capturing its objectives with two distributions, a Watermark Distribution and a Fidelity Distribution. This optimization problem can be approximately solved using two proxy distributions. Experimental results across 12 different settings demonstrate the superior performance of $B^4$ compared with other baselines.

cs.CL↗

arXiv2024

MC-MKE: A Fine-Grained Multimodal Knowledge Editing Benchmark Emphasizing Modality Consistency

Multimodal large language models (MLLMs) are prone to non-factual or outdated knowledge issues, which can manifest as misreading and misrecognition errors due to the complexity of multimodal knowledge. Previous benchmarks have not systematically analyzed the performance of editing methods in correcting these two error types. To better represent and correct these errors, we decompose multimodal knowledge into its visual and textual components. Different error types correspond to different editing formats, which edit distinct parts of the multimodal knowledge. We present MC-MKE, a fine-grained Multimodal Knowledge Editing benchmark emphasizing Modality Consistency. Our benchmark facilitates independent correction of misreading and misrecognition errors by editing the corresponding knowledge component. We evaluate four multimodal knowledge editing methods on MC-MKE, revealing their limitations, particularly in terms of modality consistency. Our work highlights the challenges posed by multimodal knowledge editing and motivates further research in developing effective techniques for this task.

cs.CV↗

arXiv2024

Style-Compress: An LLM-Based Prompt Compression Framework Considering Task-Specific Styles

Prompt compression condenses contexts while maintaining their informativeness for different usage scenarios. It not only shortens the inference time and reduces computational costs during the usage of large language models, but also lowers expenses when using closed-source models. In a preliminary study, we discover that when instructing language models to compress prompts, different compression styles (e.g., extractive or abstractive) impact performance of compressed prompts on downstream tasks. Building on this insight, we propose Style-Compress, a lightweight framework that adapts a smaller language model to compress prompts for a larger model on a new task without additional training. Our approach iteratively generates and selects effective compressed prompts as task-specific demonstrations through style variation and in-context learning, enabling smaller models to act as efficient compressors with task-specific examples. Style-Compress outperforms two baseline compression models in four tasks: original prompt reconstruction, text summarization, multi-hop QA, and CoT reasoning. In addition, with only 10 samples and 100 queries for adaptation, prompts compressed by Style-Compress achieve performance on par with or better than original prompts at a compression ratio of 0.25 or 0.5.

cs.CL↗

arXiv2024

Themis: A Reference-free NLG Evaluation Language Model with Flexibility and Interpretability

The evaluation of natural language generation (NLG) tasks is a significant and longstanding research area. With the recent emergence of powerful large language models (LLMs), some studies have turned to LLM-based automatic evaluation methods, which demonstrate great potential to become a new evaluation paradigm following traditional string-based and model-based metrics. However, despite the improved performance of existing methods, they still possess some deficiencies, such as dependency on references and limited evaluation flexibility. Therefore, in this paper, we meticulously construct a large-scale NLG evaluation corpus NLG-Eval with annotations from both human and GPT-4 to alleviate the lack of relevant data in this field. Furthermore, we propose Themis, an LLM dedicated to NLG evaluation, which has been trained with our designed multi-perspective consistency verification and rating-oriented preference alignment methods. Themis can conduct flexible and interpretable evaluations without references, and it exhibits superior evaluation performance on various NLG tasks, simultaneously generalizing well to unseen tasks and surpassing other evaluation models, including GPT-4.

cs.CL↗

arXiv2024

SMART-RAG: Selection using Determinantal Matrices for Augmented Retrieval

Retrieval-Augmented Generation (RAG) has greatly improved large language models (LLMs) by enabling them to generate accurate, contextually grounded responses through the integration of external information. However, conventional RAG approaches, which prioritize top-ranked documents based solely on query-context relevance, often introduce redundancy and conflicting information. This issue is particularly evident in unsupervised retrieval settings, where there are no mechanisms to effectively mitigate these problems, leading to suboptimal context selection. To address this, we propose Selection using Matrices for Augmented Retrieval (SMART) in question answering tasks, a fully unsupervised and training-free framework designed to optimize context selection in RAG. SMART leverages Determinantal Point Processes (DPPs) to simultaneously model relevance, diversity and conflict, ensuring the selection of potentially high-quality contexts. Experimental results across multiple datasets demonstrate that SMART significantly enhances QA performance and surpasses previous unsupervised context selection methods, showing a promising strategy for RAG.

cs.CL↗

arXiv2024

EAMA : Entity-Aware Multimodal Alignment Based Approach for News Image Captioning

News image captioning requires model to generate an informative caption rich in entities, with the news image and the associated news article. Current MLLMs still bear limitations in handling entity information in news image captioning tasks. Besides, generating high-quality news image captions requires a trade-off between sufficiency and conciseness of textual input information. To explore the potential of MLLMs and address problems we discovered, we propose EAMA: an Entity-Aware Multimodal Alignment based approach for News Image Captioning. Our approach first aligns the MLLM with two extra alignment tasks: Entity-Aware Sentence Selection task and Entity Selection task, together with News Image Captioning task. The aligned MLLM will utilize the additional entity-related information extracted by itself to supplement the textual input while generating news image captions. Our approach achieves better results than all previous models on two mainstream news image captioning datasets.

cs.CV↗

arXiv2024

Enhancing Jailbreak Attacks with Diversity Guidance

As large language models(LLMs) become commonplace in practical applications, the security issues of LLMs have attracted societal concerns. Although extensive efforts have been made to safety alignment, LLMs remain vulnerable to jailbreak attacks. We find that redundant computations limit the performance of existing jailbreak attack methods. Therefore, we propose DPP-based Stochastic Trigger Searching (DSTS), a new optimization algorithm for jailbreak attacks. DSTS incorporates diversity guidance through techniques including stochastic gradient search and DPP selection during optimization. Detailed experiments and ablation studies demonstrate the effectiveness of the algorithm. Moreover, we use the proposed algorithm to compute the risk boundaries for different LLMs, providing a new perspective on LLM safety evaluation.

cs.CL↗

arXiv2024

Enhancing Large Language Models in Coding Through Multi-Perspective Self-Consistency

Large language models (LLMs) have exhibited remarkable ability in code generation. However, generating the correct solution in a single attempt still remains a challenge. Prior works utilize verification properties in software engineering to verify and re-rank solutions in a majority voting manner. But the assumption behind them that generated verification properties have better qualities than solutions may not always hold. In this paper, we treat them equally as different perspectives of LLMs' reasoning processes. We propose the Multi-Perspective Self-Consistency (MPSC) framework incorporating both inter- and intra-consistency across outputs from multiple perspectives. Specifically, we prompt LLMs to generate diverse outputs from three perspectives, Solution, Specification and Test case, constructing a 3-partite graph. With two measure functions of consistency, we embed both inter- and intra-consistency information into the graph. The optimal choice of solutions is then determined based on analysis in the graph. MPSC significantly boosts performance of foundation models (ChatGPT in this paper) on various benchmarks, including HumanEval (+15.91%), MBPP (+6.43%) and CodeContests (+9.37%), even surpassing GPT-4.

cs.CL↗

arXiv2024

Are LLM-based Evaluators Confusing NLG Quality Criteria?

Some prior work has shown that LLMs perform well in NLG evaluation for different tasks. However, we discover that LLMs seem to confuse different evaluation criteria, which reduces their reliability. For further verification, we first consider avoiding issues of inconsistent conceptualization and vague expression in existing NLG quality criteria themselves. So we summarize a clear hierarchical classification system for 11 common aspects with corresponding different criteria from previous studies involved. Inspired by behavioral testing, we elaborately design 18 types of aspect-targeted perturbation attacks for fine-grained analysis of the evaluation behaviors of different LLMs. We also conduct human annotations beyond the guidance of the classification system to validate the impact of the perturbations. Our experimental results reveal confusion issues inherent in LLMs, as well as other noteworthy phenomena, and necessitate further research and improvements for LLM-based evaluation.

cs.CL↗

arXiv2024

ContraSolver: Self-Alignment of Language Models by Resolving Internal Preference Contradictions

While substantial advancements have been made in developing large language models (LLMs), achieving control over their behavior can be difficult. Direct preference optimization (DPO) assumes the existence of a latent reward function to evaluate the responses of LLMs. This assumption indicates a strict preference ordering of different responses to the same input. However, there always exist contradictions of preference in LLMs according to our experimental observations. In this paper, we construct a graph structure of the preference relationship among different responses with self-annotation to find contradictions in the preference order. We propose ContraSolver, an algorithm that traverses all edges on the preference graph to identify those that might cause contradictions. ContraSolver initializes the graph with a maximum spanning tree and identifies contradictory edges, prioritizing the resolution of low-confidence preferences while preserving high-confidence ones. Experimental results on four different generation tasks show that the performance of different LLMs can be largely improved through our completely unsupervised self-alignment. Furthermore, by analyzing the preference graphs of LLMs with and without self-alignment by ContraSolver, we quantify the reduction in contradictions, suggesting that resolving preference contradictions is crucial for achieving better alignment performance.

cs.CL↗

arXiv2024

Defining and Detecting Vulnerability in Human Evaluation Guidelines: A Preliminary Study Towards Reliable NLG Evaluation

Human evaluation serves as the gold standard for assessing the quality of Natural Language Generation (NLG) systems. Nevertheless, the evaluation guideline, as a pivotal element ensuring reliable and reproducible human assessment, has received limited attention.Our investigation revealed that only 29.84% of recent papers involving human evaluation at top conferences release their evaluation guidelines, with vulnerabilities identified in 77.09% of these guidelines. Unreliable evaluation guidelines can yield inaccurate assessment outcomes, potentially impeding the advancement of NLG in the right direction. To address these challenges, we take an initial step towards reliable evaluation guidelines and propose the first human evaluation guideline dataset by collecting annotations of guidelines extracted from existing papers as well as generated via Large Language Models (LLMs). We then introduce a taxonomy of eight vulnerabilities and formulate a principle for composing evaluation guidelines. Furthermore, a method for detecting guideline vulnerabilities has been explored using LLMs, and we offer a set of recommendations to enhance reliability in human evaluation. The annotated human evaluation guideline dataset and code for the vulnerability detection method are publicly available online.

cs.CL↗

arXiv2024

Better than Random: Reliable NLG Human Evaluation with Constrained Active Sampling

Human evaluation is viewed as a reliable evaluation method for NLG which is expensive and time-consuming. To save labor and costs, researchers usually perform human evaluation on a small subset of data sampled from the whole dataset in practice. However, different selection subsets will lead to different rankings of the systems. To give a more correct inter-system ranking and make the gold standard human evaluation more reliable, we propose a Constrained Active Sampling Framework (CASF) for reliable human judgment. CASF operates through a Learner, a Systematic Sampler and a Constrained Controller to select representative samples for getting a more correct inter-system ranking.Experiment results on 137 real NLG evaluation setups with 44 human evaluation metrics across 16 datasets and 5 NLG tasks demonstrate CASF receives 93.18% top-ranked system recognition accuracy and ranks first or ranks second on 90.91% of the human metrics with 0.83 overall inter-system ranking Kendall correlation.Code and data are publicly available online.

cs.CL↗

arXiv2024

Benchmarking Knowledge Boundary for Large Language Models: A Different Perspective on Model Evaluation

In recent years, substantial advancements have been made in the development of large language models, achieving remarkable performance across diverse tasks. To evaluate the knowledge ability of language models, previous studies have proposed lots of benchmarks based on question-answering pairs. We argue that it is not reliable and comprehensive to evaluate language models with a fixed question or limited paraphrases as the query, since language models are sensitive to prompt. Therefore, we introduce a novel concept named knowledge boundary to encompass both prompt-agnostic and prompt-sensitive knowledge within language models. Knowledge boundary avoids prompt sensitivity in language model evaluations, rendering them more dependable and robust. To explore the knowledge boundary for a given model, we propose projected gradient descent method with semantic constraints, a new algorithm designed to identify the optimal prompt for each piece of knowledge. Experiments demonstrate a superior performance of our algorithm in computing the knowledge boundary compared to existing methods. Furthermore, we evaluate the ability of multiple language models in several domains with knowledge boundary.

cs.CL↗

arXiv2024

Selecting Large Language Model to Fine-tune via Rectified Scaling Law

The ever-growing ecosystem of LLMs has posed a challenge in selecting the most appropriate pre-trained model to fine-tune amidst a sea of options. Given constrained resources, fine-tuning all models and making selections afterward is unrealistic. In this work, we formulate this resource-constrained selection task into predicting fine-tuning performance and illustrate its natural connection with Scaling Law. Unlike pre-training, we find that the fine-tuning scaling curve includes not just the well-known "power phase" but also the previously unobserved "pre-power phase". We also explain why existing Scaling Law fails to capture this phase transition phenomenon both theoretically and empirically. To address this, we introduce the concept of "pre-learned data size" into our Rectified Scaling Law, which overcomes theoretical limitations and fits experimental results much better. By leveraging our law, we propose a novel LLM selection algorithm that selects the near-optimal model with hundreds of times less resource consumption, while other methods may provide negatively correlated selection. The project page is available at rectified-scaling-law.github.io.

cs.LG↗

arXiv2024

WaterPool: A Watermark Mitigating Trade-offs among Imperceptibility, Efficacy and Robustness

With the increasing use of large language models (LLMs) in daily life, concerns have emerged regarding their potential misuse and societal impact. Watermarking is proposed to trace the usage of specific models by injecting patterns into their generated texts. An ideal watermark should produce outputs that are nearly indistinguishable from those of the original LLM (imperceptibility), while ensuring a high detection rate (efficacy), even when the text is partially altered (robustness). Despite many methods having been proposed, none have simultaneously achieved all three properties, revealing an inherent trade-off. This paper utilizes a key-centered scheme to unify existing watermarking techniques by decomposing a watermark into two distinct modules: a key module and a mark module. Through this decomposition, we demonstrate for the first time that the key module significantly contributes to the trade-off issues observed in prior methods. Specifically, this reflects the conflict between the scale of the key sampling space during generation and the complexity of key restoration during detection. To this end, we introduce \textbf{WaterPool}, a simple yet effective key module that preserves a complete key sampling space required by imperceptibility while utilizing semantics-based search to improve the key restoration process. WaterPool can integrate with most watermarks, acting as a plug-in. Our experiments with three well-known watermarking techniques show that WaterPool significantly enhances their performance, achieving near-optimal imperceptibility and markedly improving efficacy and robustness (+12.73\% for KGW, +20.27\% for EXP, +7.27\% for ITS).

cs.CR↗