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Xiaokang Zhou

Publications and source records attributed to Xiaokang Zhou.

11 recordsLinked to original sources

Checkerboard: Closed-Form and Data-Independent Trigger Design for Clean-Label Backdoor Attacks

Backdoor attacks threaten the deep-learning supply chain by poisoning a small fraction of the training data so that a model behaves normally on clean inputs but maps triggered inputs to an attacker-chosen class. Clean-label backdoor attacks are especially difficult to audit because poisoned examples preserve their semantic labels. Yet existing clean-label attacks often require surrogate model training, auxiliary data access, or iterative optimization. In this paper, we present \emph{Checkerboard}, a clean-label backdoor attack with closed-form, data-independent trigger design. We formulate trigger design through an input-space Fisher-separability objective and, under a ridge four-neighbor local-smoothness prior for natural images, obtain the pixel-wise checkerboard as a closed-form maximizer of the resulting design proxy without data access, model training, or optimization. Across four benchmark datasets, Checkerboard outperforms the evaluated norm-bounded clean-label attacks and achieves state-of-the-art performance under low global poisoning rates. For example, on CIFAR-10, under a trigger perturbation of $10/255$, poisoning 20 training samples achieves $95.72\%$ Attack Success Rate (ASR). On IN-100, a global poisoning rate of only $0.4\%$ yields over $83\%$ ASR without degrading clean accuracy. The proposed attack also remains effective against state-of-the-art backdoor defenses and shows resistance to adaptive defenses under simple modification.

cs.CR

Diversity Matters: Distributional Feature Coverage Sample Selection for Data-Efficient Backdoor Attacks

Backdoor attacks compromise training data so that a model retains clean accuracy but predicts an attacker-chosen target on triggered inputs. At very low poisoning rates, only a few samples convey the trigger--target association, making poison-sample selection critical. Existing methods typically rank candidates using per-sample scores, which can select redundant samples from similar semantic regions, and many require task-specific surrogate training. We propose Distributional Feature Coverage Sample Selection (DFCS), a training-free, trigger-agnostic method that clusters fixed pretrained features into one region per poisoning slot and selects the centroid-nearest sample from each region. A local first-order analysis relates this allocation to feature-coverage and representative-mass terms. Across BadNets and Blended attacks on CIFAR-10, Tiny-ImageNet, and Imagenette, DFCS achieves the highest mean attack success rate among seven selectors in all six dataset--attack settings, averaging $96.30\%$ and exceeding the strongest comparator in each setting by 4.60 percentage points on average while preserving clean accuracy. These results support distributional feature coverage as an effective selection principle for low-budget dirty-label backdoor attacks.

cs.CR

LLMs Capture Emotion Labels, Not Emotion Uncertainty: Distributional Analysis and Calibration of Human-LLM Judgment Gaps

Human annotators frequently disagree on emotion labels, yet most evaluations of Large Language Model (LLM) emotion annotation collapse these judgments into a single gold standard, discarding the distributional information that disagreement encodes. We ask whether LLMs capture the structure of this disagreement, not just majority labels, by comparing emotion judgment distributions between human annotators and four zero-shot LLMs, plus a fine-tuned RoBERTa baseline, across two complementary benchmarks: GoEmotions and EmoBank, totaling 640,000 LLM responses. Zero-shot models diverge substantially from human distributions, and in-domain fine-tuning, not model scale, is required to close the gap. We formalize a lexical-grounding gradient through a quantitative transparency score that predicts per-category human--LLM agreement: LLMs reliably capture emotions with explicit lexical markers but systematically fail on pragmatically complex emotions requiring contextual inference, a pattern that replicates across both categorical and continuous emotion frameworks. We further propose three lightweight post-hoc calibration methods that reduce the distributional gap by up to 14\%, and provide actionable guidelines for when LLM emotion annotations can, and cannot, substitute for human labeling.

cs.CL

Robust Low-Rank Sparse Framework for Video-Based Affective Computing

Video-based Affective Computing (VAC), vital for emotion analysis and human-computer interaction, suffers from model instability and representational degradation due to complex emotional dynamics. Since the meaning of different emotional fluctuations may differ under different emotional contexts, the core limitation is the lack of a hierarchical structural mechanism to disentangle distinct affective components, i.e., emotional bases (the long-term emotional tone), and transient fluctuations (the short-term emotional fluctuations). To address this, we propose the Low-Rank Sparse Emotion Understanding Framework (LSEF), a unified model grounded in the Low-Rank Sparse Principle, which theoretically reframes affective dynamics as a hierarchical low-rank sparse compositional process. LSEF employs three plug-and-play modules, i.e., the Stability Encoding Module (SEM) captures low-rank emotional bases; the Dynamic Decoupling Module (DDM) isolates sparse transient signals; and the Consistency Integration Module (CIM) reconstructs multi-scale stability and reactivity coherence. This framework is optimized by a Rank Aware Optimization (RAO) strategy that adaptively balances gradient smoothness and sensitivity. Extensive experiments across multiple datasets confirm that LSEF significantly enhances robustness and dynamic discrimination, which further validates the effectiveness and generality of hierarchical low-rank sparse modeling for understanding affective dynamics.

cs.CV

Multi-Stage Evolutionary Model Merging with Meta Data Driven Curriculum Learning for Sentiment-Specialized Large Language Modeling

The emergence of large language models (LLMs) has significantly transformed natural language processing (NLP), enabling more generalized models to perform various tasks with minimal training. However, traditional sentiment analysis methods, which focus on individual tasks such as sentiment classification or aspect-based analysis, are not practical for real-world applications that usually require handling multiple tasks. While offering flexibility, LLMs in sentiment-specific tasks often fall short of the required accuracy. Techniques like fine-tuning and evolutionary model merging help integrate models into a unified framework, which can improve the learning performance while reducing computational costs. The use of task meta-data and curriculum learning to optimize learning processes remains underexplored, while sentiment analysis is a critical task in NLP that requires high accuracy and scalability across multiple subtasks. In this study, we propose a hybrid learning model called Multi-stage Evolutionary Model Merging with Meta data driven Curriculum Learning (MEM-MCL), to enhance the sentiment analysis in large language modeling. In particular, expert models are created through instruction tuning for specific sentiment tasks and then merged using evolutionary algorithms to form a unified model. The merging process is optimized with weak data to enhance performance across tasks. The curriculum learning is incorporated to provide a learning sequence based on task difficulty, improving knowledge extraction from LLMs. Experiment results demonstrate that the proposed MEM-MCL model outperforms conventional LLMs in a majority of sentiment analysis tasks, achieving superior results across various subtasks.

cs.CL

CIEGAD: Cluster-Conditioned Interpolative and Extrapolative Framework for Geometry-Aware and Domain-Aligned Data Augmentation

In practical deep learning deployment, the scarcity of data and the imbalance of label distributions often lead to semantically uncovered regions within the real-world data distribution, hindering model training and causing misclassification near class boundaries as well as unstable behaviors in peripheral areas. Although recent large language models (LLMs) show promise for data augmentation, an integrated framework that simultaneously achieves directional control of generation, domain alignment, and quality control has not yet been fully established. To address these challenges, we propose a Cluster-conditioned Interpolative and Extrapolative framework for Geometry-Aware and Domain-aligned data augmentation (CIEGAD), which systematically complements both in-distribution and out-of-distribution semantically uncovered regions. CIEGAD constructs domain profiles through cluster conditioning, allocates generation with a hierarchical frequency-geometric allocation integrating class frequency and geometric indicators, and finely controls generation directions via the coexistence of interpolative and extrapolative synthesis. It further performs quality control through geometry-constrained filtering combined with an LLM-as-a-Judge mechanism. Experiments on multiple classification tasks demonstrate that CIEGAD effectively extends the periphery of real-world data distributions while maintaining high alignment between generated and real-world data as well as semantic diversity. In particular, for long-tailed and multi-class classification tasks, CIEGAD consistently improves F1 and recall, validating the triple harmony of distributional consistency, diversity, and quality. These results indicate that CIEGAD serves as a practically oriented data augmentation framework that complements underrepresented regions while preserving alignment with real-world data.

cs.LG

A Near-Optimal Category Information Sampling in RFID Systems

In many RFID-enabled applications, objects are classified into different categories, and the information associated with each object's category (called category information) is written into the attached tag, allowing the reader to access it later. The category information sampling in such RFID systems, which is to randomly choose (sample) a few tags from each category and collect their category information, is fundamental for providing real-time monitoring and analysis in RFID. However, to the best of our knowledge, two technical challenges, i.e., how to guarantee a minimized execution time and reduce collection failure caused by missing tags, remain unsolved for this problem. In this paper, we address these two limitations by considering how to use the shortest possible time to sample a different number of random tags from each category and collect their category information sequentially in small batches. In particular, we first obtain a lower bound on the execution time of any protocol that can solve this problem. Then, we present a near-OPTimal Category information sampling protocol (OPT-C) that solves the problem with an execution time close to the lower bound. Finally, extensive simulation results demonstrate the superiority of OPT-C over existing protocols, while real-world experiments validate the practicality of OPT-C.

cs.NI

Inputs for the $γ$ measurements from BESIII

The CKM angle $γ$ is important for testing the unitarity of the CKM matrix and searching for new physics. $γ$ can be extracted by the interference between $b\to u$ and $b\to c$ in the B factory such as LHCb and Belle-II. Determining $γ$ also needs strong parameter information from the charm factory, such as the BESIII experiment. With quantum-correlated data samples collected at BESIII, the $γ$ uncertainties from the charm sector can be highly suppressed.

hep-ex

Weighted Sum-Rate Maximization for Rate-Splitting Multiple Access Based Multi-antenna Broadcast Channel with Confidential Messages

In this paper, we take all users' secrecy rate requirements into consideration and propose a rate-splitting multiple access (RSMA)-based secure beamforming approach to maximize the weighted sum-rate (WSR), where multi-user interference (MUI) is partially decoded and partially treated as noise. User messages are split and encoded into common and private streams. Each user not only decodes the common stream and the intended private stream, but also eavesdrops other users' private streams. To solve the introduced non-convex security constraints in the formulated problem, a successive convex approximation (SCA)-based approach is first proposed to maximize the instantaneous WSR under perfect channel state information at the transmitter (CSIT). When only imperfect CSIT is available, to ensure robustness, a weighted ergodic sum-rate maximization problem is formulated. Then, a joint weighted minimum mean square error and SCA-based alternating optimization algorithm is proposed to optimize the precoder. Numerical results demonstrate that, compared with baseline schemes, the performance advantage of the proposed RSMA-based secure beamforming design has been shown in terms of WSR and robustness to channel errors while ensuring all users' security requirements thanks to its powerful interference management capability.

cs.IT

Time-triggered Federated Learning over Wireless Networks

The newly emerging federated learning (FL) framework offers a new way to train machine learning models in a privacy-preserving manner. However, traditional FL algorithms are based on an event-triggered aggregation, which suffers from stragglers and communication overhead issues. To address these issues, in this paper, we present a time-triggered FL algorithm (TT-Fed) over wireless networks, which is a generalized form of classic synchronous and asynchronous FL. Taking the constrained resource and unreliable nature of wireless communication into account, we jointly study the user selection and bandwidth optimization problem to minimize the FL training loss. To solve this joint optimization problem, we provide a thorough convergence analysis for TT-Fed. Based on the obtained analytical convergence upper bound, the optimization problem is decomposed into tractable sub-problems with respect to each global aggregation round, and finally solved by our proposed online search algorithm. Simulation results show that compared to asynchronous FL (FedAsync) and FL with asynchronous user tiers (FedAT) benchmarks, our proposed TT-Fed algorithm improves the converged test accuracy by up to 12.5% and 5%, respectively, under highly imbalanced and non-IID data, while substantially reducing the communication overhead.

cs.LG

Weighted Sum-Rate Maximization for Rate-Splitting Multiple Access Based Secure Communication

As investigations on physical layer security evolve from point-to-point systems to multi-user scenarios, multi-user interference (MUI) is introduced and becomes an unavoidable issue. Different from treating MUI totally as noise in conventional secure communications, in this paper, we propose a rate-splitting multiple access (RSMA)-based secure beamforming design, where user messages are split and encoded into common and private streams. Each user not only decodes the common stream and the intended private stream, but also tries to eavesdrop the private streams of other users. We formulate a weighted sum-rate (WSR) maximization problem subject to the secrecy rate requirements of all users. To tackle the non-convexity of the formulated problem, a successive convex approximation (SCA)-based approach is adopted to convert the original non-convex and intractable problem into a low-complexity suboptimal iterative algorithm. Numerical results demonstrate that the proposed secure beamforming scheme outperforms the conventional multi-user linear precoding (MULP) technique in terms of the WSR performance while ensuring user secrecy rate requirements.

cs.IT