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Xiaoli Li

Publications and source records attributed to Xiaoli Li.

At least 55 records · Page 3Linked to original sources

UniFault: A Fault Diagnosis Foundation Model from Bearing Data

Machine fault diagnosis (FD) is a critical task for predictive maintenance, enabling early fault detection and preventing unexpected failures. Despite its importance, existing FD models are operation-specific with limited generalization across diverse datasets. Foundation models (FM) have demonstrated remarkable potential in both visual and language domains, achieving impressive generalization capabilities even with minimal data through few-shot or zero-shot learning. However, translating these advances to FD presents unique hurdles. Unlike the large-scale, cohesive datasets available for images and text, FD datasets are typically smaller and more heterogeneous, with significant variations in sampling frequencies and the number of channels across different systems and applications. This heterogeneity complicates the design of a universal architecture capable of effectively processing such diverse data while maintaining robust feature extraction and learning capabilities. In this paper, we introduce UniFault, a foundation model for fault diagnosis that systematically addresses these issues. Specifically, the model incorporates a comprehensive data harmonization pipeline featuring two key innovations. First, a unification scheme transforms multivariate inputs into standardized univariate sequences. Second, a novel cross-domain temporal fusion strategy mitigates distribution shifts and enriches sample diversity and count, improving the model generalization across varying conditions. UniFault is pretrained on over 6.9 million samples spanning diverse FD datasets, enabling superior few-shot performance. Extensive experiments on real-world FD datasets demonstrate that UniFault achieves state-of-the-art performance, setting a new benchmark for fault diagnosis models and paving the way for more scalable and robust predictive maintenance solutions.

cs.LG↗

Diversified and Adaptive Negative Sampling on Knowledge Graphs

In knowledge graph embedding, aside from positive triplets (ie: facts in the knowledge graph), the negative triplets used for training also have a direct influence on the model performance. In reality, since knowledge graphs are sparse and incomplete, negative triplets often lack explicit labels, and thus they are often obtained from various sampling strategies (eg: randomly replacing an entity in a positive triplet). An ideal sampled negative triplet should be informative enough to help the model train better. However, existing methods often ignore diversity and adaptiveness in their sampling process, which harms the informativeness of negative triplets. As such, we propose a generative adversarial approach called Diversified and Adaptive Negative Sampling DANS on knowledge graphs. DANS is equipped with a two-way generator that generates more diverse negative triplets through two pathways, and an adaptive mechanism that produces more fine-grained examples by localizing the global generator for different entities and relations. On the one hand, the two-way generator increase the overall informativeness with more diverse negative examples; on the other hand, the adaptive mechanism increases the individual sample-wise informativeness with more fine-grained sampling. Finally, we evaluate the performance of DANS on three benchmark knowledge graphs to demonstrate its effectiveness through quantitative and qualitative experiments.

cs.AI↗

On the Influence of Shape, Texture and Color for Learning Semantic Segmentation

Recent research has investigated the shape and texture biases of pre-trained deep neural networks (DNNs) in image classification. Those works test how much a trained DNN relies on specific image cues like texture. The present study shifts the focus to understanding the cue influence during training, analyzing what DNNs can learn from shape, texture, and color cues in absence of the others; investigating their individual and combined influence on the learning success. We analyze these cue influences at multiple levels by decomposing datasets into cue-specific versions. Addressing semantic segmentation, we learn the given task from these reduced cue datasets, creating cue experts. Early fusion of cues is performed by constructing appropriate datasets. This is complemented by a late fusion of experts which allows us to study cue influence location-dependent on pixel level. Experiments on Cityscapes, PASCAL Context, and a synthetic CARLA dataset show that while no single cue dominates, the shape + color expert predominantly improves the prediction of small objects and border pixels. The cue performance order is consistent for the tested convolutional and transformer architecture, indicating similar cue extraction capabilities, although pre-trained transformers are said to be more biased towards shape than convolutional neural networks.

cs.CV↗

Learning More with Less: A Generalizable, Self-Supervised Framework for Privacy-Preserving Capacity Estimation with EV Charging Data

Accurate battery capacity estimation is key to alleviating consumer concerns about battery performance and reliability of electric vehicles (EVs). However, practical data limitations imposed by stringent privacy regulations and labeled data shortages hamper the development of generalizable capacity estimation models that remain robust to real-world data distribution shifts. While self-supervised learning can leverage unlabeled data, existing techniques are not particularly designed to learn effectively from challenging field data -- let alone from privacy-friendly data, which are often less feature-rich and noisier. In this work, we propose a first-of-its-kind capacity estimation model based on self-supervised pre-training, developed on a large-scale dataset of privacy-friendly charging data snippets from real-world EV operations. Our pre-training framework, snippet similarity-weighted masked input reconstruction, is designed to learn rich, generalizable representations even from less feature-rich and fragmented privacy-friendly data. Our key innovation lies in harnessing contrastive learning to first capture high-level similarities among fragmented snippets that otherwise lack meaningful context. With our snippet-wise contrastive learning and subsequent similarity-weighted masked reconstruction, we are able to learn rich representations of both granular charging patterns within individual snippets and high-level associative relationships across different snippets. Bolstered by this rich representation learning, our model consistently outperforms state-of-the-art baselines, achieving 31.9% lower test error than the best-performing benchmark, even under challenging domain-shifted settings affected by both manufacturer and age-induced distribution shifts. Source code is available at https://github.com/en-research/GenEVBattery.

cs.LG↗

Learnable Game-theoretic Policy Optimization for Data-centric Self-explanation Rationalization

Rationalization, a data-centric framework, aims to build self-explanatory models to explain the prediction outcome by generating a subset of human-intelligible pieces of the input data. It involves a cooperative game model where a generator generates the most human-intelligible parts of the input (i.e., rationales), followed by a predictor that makes predictions based on these generated rationales. Conventional rationalization methods typically impose constraints via regularization terms to calibrate or penalize undesired generation. However, these methods are suffering from a problem called mode collapse, in which the predictor produces correct predictions yet the generator consistently outputs rationales with collapsed patterns. Moreover, existing studies are typically designed separately for specific collapsed patterns, lacking a unified consideration. In this paper, we systematically revisit cooperative rationalization from a novel game-theoretic perspective and identify the fundamental cause of this problem: the generator no longer tends to explore new strategies to uncover informative rationales, ultimately leading the system to converge to a suboptimal game equilibrium (correct predictions v.s collapsed rationales). To solve this problem, we then propose a novel approach, Game-theoretic Policy Optimization oriented RATionalization (PORAT), which progressively introduces policy interventions to address the game equilibrium in the cooperative game process, thereby guiding the model toward a more optimal solution state. We theoretically analyse the cause of such a suboptimal equilibrium and prove the feasibility of the proposed method. Furthermore, we validate our method on nine widely used real-world datasets and two synthetic settings, where PORAT achieves up to 8.1% performance improvements over existing state-of-the-art methods.

cs.AI↗

Graph Generation Powered with LLMs for Boosting Multivariate Time-Series Representation Learning

Sourced from multiple sensors and organized chronologically, Multivariate Time-Series (MTS) data involves crucial spatial-temporal dependencies. To capture these dependencies, Graph Neural Networks (GNNs) have emerged as powerful tools. As explicit graphs are not inherent to MTS data, graph generation becomes a critical first step in adapting GNNs to this domain. However, existing approaches often rely solely on the data itself for MTS graph generation, leaving them vulnerable to biases from small training datasets. This limitation hampers their ability to construct effective graphs, undermining the accurate modeling of underlying dependencies in MTS data and reducing GNN performance in this field. To address this challenge, we propose a novel framework, K-Link, leveraging the extensive universal knowledge encoded in Large Language Models (LLMs) to reduce biases for powered MTS graph generation. To harness the knowledge within LLMs, such as physical principles, we design and extract a \textit{Knowledge-Link graph} that captures universal knowledge of sensors and their linkage. To empower MTS graph generation with the knowledge-link graph, we further introduce a graph alignment module that transfers universal knowledge from the knowledge-link graph to the graph generated from MTS data. This enhances the MTS graph quality, ensuring effective representation learning for MTS data. Extensive experiments demonstrate the efficacy of K-Link for superior performance on various MTS tasks.

cs.AI↗

Temporal Source Recovery for Time-Series Source-Free Unsupervised Domain Adaptation

Time-Series (TS) data has grown in importance with the rise of Internet of Things devices like sensors, but its labeling remains costly and complex. While Unsupervised Domain Adaptation (UDAs) offers an effective solution, growing data privacy concerns have led to the development of Source-Free UDA (SFUDAs), enabling model adaptation to target domains without accessing source data. Despite their potential, applying existing SFUDAs to TS data is challenging due to the difficulty of transferring temporal dependencies, an essential characteristic of TS data, particularly in the absence of source samples. Although prior works attempt to address this by specific source pretraining designs, such requirements are often impractical, as source data owners cannot be expected to adhere to particular pretraining schemes. To address this, we propose Temporal Source Recovery (TemSR), a framework that leverages the intrinsic properties of TS data to generate a source-like domain and recover source temporal dependencies. With this domain, TemSR enables dependency transfer to the target domain without accessing source data or relying on source-specific designs, thereby facilitating effective and practical TS-SFUDA. TemSR features a masking recovery optimization process to generate a source-like distribution with restored temporal dependencies. This distribution is further refined through local context-aware regularization to preserve local dependencies, and anchor-based recovery diversity maximization to promote distributional diversity. Together, these components enable effective temporal dependency recovery and facilitate transfer across domains using standard UDA techniques. Extensive experiments across multiple TS tasks demonstrate the effectiveness of TemSR, which even surpasses existing TS-SFUDA methods that require source-specific designs.

cs.LG↗

Deep Domain Adaptation for Turbofan Engine Remaining Useful Life Prediction: Methodologies, Evaluation and Future Trends

Remaining Useful Life (RUL) prediction for turbofan engines plays a vital role in predictive maintenance, ensuring operational safety and efficiency in aviation. Although data-driven approaches using machine learning and deep learning have shown potential, they face challenges such as limited data and distribution shifts caused by varying operating conditions. Domain Adaptation (DA) has emerged as a promising solution, enabling knowledge transfer from source domains with abundant data to target domains with scarce data while mitigating distributional shifts. Given the unique properties of turbofan engines, such as complex operating conditions, high-dimensional sensor data, and slower-changing signals, it is essential to conduct a focused review of DA techniques specifically tailored to turbofan engines. To address this need, this paper provides a comprehensive review of DA solutions for turbofan engine RUL prediction, analyzing key methodologies, challenges, and recent advancements. A novel taxonomy tailored to turbofan engines is introduced, organizing approaches into methodology-based (how DA is applied), alignment-based (where distributional shifts occur due to operational variations), and problem-based (why certain adaptations are needed to address specific challenges). This taxonomy offers a multidimensional view that goes beyond traditional classifications by accounting for the distinctive characteristics of turbofan engine data and the standard process of applying DA techniques to this area. Additionally, we evaluate selected DA techniques on turbofan engine datasets, providing practical insights for practitioners and identifying key challenges. Future research directions are identified to guide the development of more effective DA techniques, advancing the state of RUL prediction for turbofan engines.

cs.LG↗

Making high-order asymptotics practical: correcting goodness-of-fit test for astronomical count data

The C statistic is a widely used likelihood-ratio statistic for model fitting and goodness-of-fit assessments with Poisson data in high-energy physics and astrophysics. Although it enjoys convenient asymptotic properties, the statistic is routinely applied in cases where its nominal null distribution relies on unwarranted assumptions. Because researchers do not typically carry out robustness checks, their scientific findings are left vulnerable to misleading significance calculations. With an emphasis on low-count scenarios, we present a comprehensive study of the theoretical properties of C statistics and related goodness-of-fit algorithms. We focus on common ``plug-in'' algorithms where moments of C are obtained by assuming the true parameter equals its estimate. To correct such methods, we provide a suite of new principled user-friendly algorithms and well-calibrated p-values that are ready for immediate deployment in the (astro)physics data-analysis pipeline. Using both theoretical and numerical results, we show (a) standard $χ^2$-based goodness-of-fit assessments are invalid in low-count settings, (b) naive methods (e.g., vanilla bootstrap) result in biased null distributions, and (c) the corrected Z-test based on conditioning and high-order asymptotics gives the best precision with low computational cost. We illustrate our methods via a suite of simulations and applied astrophysical analyses. An open-source Python package is provided in a GitHub repository.

stat.ME↗

FusionAdapter for Few-Shot Relation Learning in Multimodal Knowledge Graphs

Multimodal Knowledge Graphs (MMKGs) incorporate various modalities, including text and images, to enhance entity and relation representations. Notably, different modalities for the same entity often present complementary and diverse information. However, existing MMKG methods primarily align modalities into a shared space, which tends to overlook the distinct contributions of specific modalities, limiting their performance particularly in low-resource settings. To address this challenge, we propose FusionAdapter for the learning of few-shot relationships (FSRL) in MMKG. FusionAdapter introduces (1) an adapter module that enables efficient adaptation of each modality to unseen relations and (2) a fusion strategy that integrates multimodal entity representations while preserving diverse modality-specific characteristics. By effectively adapting and fusing information from diverse modalities, FusionAdapter improves generalization to novel relations with minimal supervision. Extensive experiments on two benchmark MMKG datasets demonstrate that FusionAdapter achieves superior performance over state-of-the-art methods.

cs.AI↗

Atomic Fact Decomposition Helps Attributed Question Answering

Attributed Question Answering (AQA) aims to provide both a trustworthy answer and a reliable attribution report for a given question. Retrieval is a widely adopted approach, including two general paradigms: Retrieval-Then-Read (RTR) and post-hoc retrieval. Recently, Large Language Models (LLMs) have shown remarkable proficiency, prompting growing interest in AQA among researchers. However, RTR-based AQA often suffers from irrelevant knowledge and rapidly changing information, even when LLMs are adopted, while post-hoc retrieval-based AQA struggles with comprehending long-form answers with complex logic, and precisely identifying the content needing revision and preserving the original intent. To tackle these problems, this paper proposes an Atomic fact decomposition-based Retrieval and Editing (ARE) framework, which decomposes the generated long-form answers into molecular clauses and atomic facts by the instruction-tuned LLMs. Notably, the instruction-tuned LLMs are fine-tuned using a well-constructed dataset, generated from large scale Knowledge Graphs (KGs). This process involves extracting one-hop neighbors from a given set of entities and transforming the result into coherent long-form text. Subsequently, ARE leverages a search engine to retrieve evidences related to atomic facts, inputting these evidences into an LLM-based verifier to determine whether the facts require expansion for re-retrieval or editing. Furthermore, the edited facts are backtracked into the original answer, with evidence aggregated based on the relationship between molecular clauses and atomic facts. Extensive evaluations demonstrate the superior performance of our proposed method over the state-of-the-arts on several datasets, with an additionally proposed new metric $Attr_{p}$ for evaluating the precision of evidence attribution.

cs.CL↗

Knowledge-Guided Biomarker Identification for Label-Free Single-Cell RNA-Seq Data: A Reinforcement Learning Perspective

Gene panel selection aims to identify the most informative genomic biomarkers in label-free genomic datasets. Traditional approaches, which rely on domain expertise, embedded machine learning models, or heuristic-based iterative optimization, often introduce biases and inefficiencies, potentially obscuring critical biological signals. To address these challenges, we present an iterative gene panel selection strategy that harnesses ensemble knowledge from existing gene selection algorithms to establish preliminary boundaries or prior knowledge, which guide the initial search space. Subsequently, we incorporate reinforcement learning through a reward function shaped by expert behavior, enabling dynamic refinement and targeted selection of gene panels. This integration mitigates biases stemming from initial boundaries while capitalizing on RL's stochastic adaptability. Comprehensive comparative experiments, case studies, and downstream analyses demonstrate the effectiveness of our method, highlighting its improved precision and efficiency for label-free biomarker discovery. Our results underscore the potential of this approach to advance single-cell genomics data analysis.

q-bio.GN↗

Memorization $\neq$ Understanding: Do Large Language Models Have the Ability of Scenario Cognition?

Driven by vast and diverse textual data, large language models (LLMs) have demonstrated impressive performance across numerous natural language processing (NLP) tasks. Yet, a critical question persists: does their generalization arise from mere memorization of training data or from deep semantic understanding? To investigate this, we propose a bi-perspective evaluation framework to assess LLMs' scenario cognition - the ability to link semantic scenario elements with their arguments in context. Specifically, we introduce a novel scenario-based dataset comprising diverse textual descriptions of fictional facts, annotated with scenario elements. LLMs are evaluated through their capacity to answer scenario-related questions (model output perspective) and via probing their internal representations for encoded scenario elements-argument associations (internal representation perspective). Our experiments reveal that current LLMs predominantly rely on superficial memorization, failing to achieve robust semantic scenario cognition, even in simple cases. These findings expose critical limitations in LLMs' semantic understanding and offer cognitive insights for advancing their capabilities.

cs.CL↗

Explaining Black-box Language Models with Knowledge Probing Systems: A Post-hoc Explanation Perspective

Pre-trained Language Models (PLMs) are trained on large amounts of unlabeled data, yet they exhibit remarkable reasoning skills. However, the trustworthiness challenges posed by these black-box models have become increasingly evident in recent years. To alleviate this problem, this paper proposes a novel Knowledge-guided Probing approach called KnowProb in a post-hoc explanation way, which aims to probe whether black-box PLMs understand implicit knowledge beyond the given text, rather than focusing only on the surface level content of the text. We provide six potential explanations derived from the underlying content of the given text, including three knowledge-based understanding and three association-based reasoning. In experiments, we validate that current small-scale (or large-scale) PLMs only learn a single distribution of representation, and still face significant challenges in capturing the hidden knowledge behind a given text. Furthermore, we demonstrate that our proposed approach is effective for identifying the limitations of existing black-box models from multiple probing perspectives, which facilitates researchers to promote the study of detecting black-box models in an explainable way.

cs.CL↗

Error estimates of linear decoupled structure-preserving incremental viscosity splitting methods for the Cahn--Hilliard--Navier--Stokes system

We propose first- and second-order time discretization schemes for the coupled Cahn--Hilliard--Navier--Stokes model, leveraging the incremental viscosity splitting (IVS) method. The schemes combine the scalar auxiliary variable method and the zero-energy-contribution approach, resulting in a linear, decoupled numerical framework. At each time step, they only require to solve a sequence of constant-coefficient equations, along with a linear equation with one unknown, making the algorithms computationally efficient and easy to implement. In addition, the proposed schemes are proven to be uniquely solvable, mass-conserving, and unconditional energy dissipation. Most importantly, leveraging the mathematical induction method and the regularity properties of the Stokes equation, we perform a rigorous error analysis for the first-order scheme in multiple space dimensions, establishing an unconditional and optimal convergence rate for all relevant variables under different norms. A user-defined, time-dependent parameter plays an important role in the error analysis of the proposed structure-preserving IVS methods. Ample numerical examples are carried out to verify the theoretical findings and to demonstrate the accuracy, effectiveness and efficiency of the proposed schemes.

math.NA↗

Prompting Large Language Models with Partial Knowledge for Answering Questions with Unseen Entities

Retrieval-Augmented Generation (RAG) shows impressive performance by supplementing and substituting parametric knowledge in Large Language Models (LLMs). Retrieved knowledge can be divided into three types: explicit answer evidence, implicit answer clue, and insufficient answer context which can be further categorized into totally irrelevant and partially relevant information. Effectively utilizing partially relevant knowledge remains a key challenge for RAG systems, especially in incomplete knowledge base retrieval. Contrary to the conventional view, we propose a new perspective: LLMs can be awakened via partially relevant knowledge already embedded in LLMs. To comprehensively investigate this phenomenon, the triplets located in the gold reasoning path and their variants are used to construct partially relevant knowledge by removing the path that contains the answer. We provide theoretical analysis of the awakening effect in LLMs and support our hypothesis with experiments on two Knowledge Graphs (KGs) Question Answering (QA) datasets. Furthermore, we present a new task, Unseen Entity KGQA, simulating real-world challenges where entity linking fails due to KG incompleteness. Our awakening-based approach demonstrates greater efficacy in practical applications, outperforms traditional methods that rely on embedding-based similarity which are prone to returning noisy information.

cs.CL↗

Finding the Sweet Spot: Preference Data Construction for Scaling Preference Optimization

Iterative data generation and model retraining are widely used to align large language models (LLMs). It typically involves a policy model to generate on-policy responses and a reward model to guide training data selection. Direct Preference Optimization (DPO) further enhances this process by constructing preference pairs of chosen and rejected responses. In this work, we aim to \emph{scale up} the number of on-policy samples via repeated random sampling to improve alignment performance. Conventional practice selects the sample with the highest reward as chosen and the lowest as rejected for DPO. However, our experiments reveal that this strategy leads to a \emph{decline} in performance as the sample size increases. To address this, we investigate preference data construction through the lens of underlying normal distribution of sample rewards. We categorize the reward space into seven representative points and systematically explore all 21 ($C_7^2$) pairwise combinations. Through evaluations on four models using AlpacaEval 2, we find that selecting the rejected response at reward position $μ- 2σ$ rather than the minimum reward, is crucial for optimal performance. We finally introduce a scalable preference data construction strategy that consistently enhances model performance as the sample scale increases.

cs.CL↗

Temporal Restoration and Spatial Rewiring for Source-Free Multivariate Time Series Domain Adaptation

Source-Free Domain Adaptation (SFDA) aims to adapt a pre-trained model from an annotated source domain to an unlabelled target domain without accessing the source data, thereby preserving data privacy. While existing SFDA methods have proven effective in reducing reliance on source data, they struggle to perform well on multivariate time series (MTS) due to their failure to consider the intrinsic spatial correlations inherent in MTS data. These spatial correlations are crucial for accurately representing MTS data and preserving invariant information across domains. To address this challenge, we propose Temporal Restoration and Spatial Rewiring (TERSE), a novel and concise SFDA method tailored for MTS data. Specifically, TERSE comprises a customized spatial-temporal feature encoder designed to capture the underlying spatial-temporal characteristics, coupled with both temporal restoration and spatial rewiring tasks to reinstate latent representations of the temporally masked time series and the spatially masked correlated structures. During the target adaptation phase, the target encoder is guided to produce spatially and temporally consistent features with the source domain by leveraging the source pre-trained temporal restoration and spatial rewiring networks. Therefore, TERSE can effectively model and transfer spatial-temporal dependencies across domains, facilitating implicit feature alignment. In addition, as the first approach to simultaneously consider spatial-temporal consistency in MTS-SFDA, TERSE can also be integrated as a versatile plug-and-play module into established SFDA methods. Extensive experiments on three real-world time series datasets demonstrate the effectiveness and versatility of our approach.

cs.LG↗