SearcharxivSearch

arXiv subjects

Xiaolin Zheng

Publications and source records attributed to Xiaolin Zheng.

At least 19 recordsLinked to original sources

A statistical understanding of oxygen vacancies in distorted high-entropy oxides

High-entropy perovskite oxides have emerged as promising electrode materials for solid oxide electrolyzers. However, their compositional complexity makes the formation of oxygen vacancies, which influence properties such as oxygen ionic conductivity and thermal expansion, challenging to predict. Here, we experimentally measure changes in oxygen vacancy concentration for fourteen perovskite oxides with high and low-entropy A-site compositions, finding a dependence on cation size variance in addition to divalent cation fraction. Atomistic simulations using a machine-learned universal interatomic potential reveal cation size mismatches broaden a distribution of vacancy formation energies, shown through statistical thermodynamics to shift bulk formation thermodynamics. Treating oxygen vacancies statistically enables accurate predictions of oxygen vacancy formation compared to traditional models. Practically, increasing the size variance between A-site cations reduces the temperature sensitivity of oxygen vacancy concentrations, making it key for tuning critical properties. More broadly, this study demonstrates statistical treatment of oxygen vacancies is essential for understanding high-entropy perovskite oxides.

cond-mat.mtrl-sci

COMPASS: Cognitive MCTS-Guided Process Alignment for Safe Search Agents

LLM-powered search agents enable multi-step reasoning and tool use. However, these capabilities introduce retrieval-induced safety degradation, as harmful intents may decompose into seemingly innocuous sub-queries that lead to unsafe outcomes. Existing alignment methods struggle to capture sparse safety signals and fail to supervise diverse violations across multi-step interactions. We propose COMPASS, a Cognitive MCTS-Guided Process Alignment framework designed to achieve robust safety alignment throughout the agent workflow while preserving general utility. COMPASS integrates cognitive tree exploration (CTE) to efficiently synthesize stealthy attack trajectories, and introspective step-wise alignment (ISA) to isolate risky intermediate actions for fine-grained process supervision. Empirical results show that COMPASS achieves a favorable safety-utility trade-off while requiring substantially less training data.

cs.AI

An item is worth one token in Multimodal Large Language Models-based Sequential Recommendation

Sequential recommendations (SR) predict users' future interactions based on their historical behavior. The rise of Large Language Models (LLMs) has brought powerful generative and reasoning capabilities, significantly enhancing SR performance, while Multimodal LLMs (MLLMs) further extend this by introducing data like images and interactive relationships. However, critical issues remain, i.e., (a) Suboptimal item representations caused by lengthy and redundant descriptions, leading to inefficiencies in both training and inference; (b) Modality-related cognitive bias, as LLMs are predominantly pretrained on textual data, limiting their ability to effectively integrate and utilize non-textual modalities; (c) Weakening sequential perception in long interaction sequences, where attention mechanisms struggle to capture earlier interactions, hindering the modeling of long-range dependencies. To address these issues, we propose Speeder, an efficient MLLM-based paradigm for SR featuring three key innovations: 1) Multimodal Representation Compression (MRC), which condenses item attributes into concise yet informative tokens, reducing redundancy and computational cost; 2) Modality-aware Progressive Optimization (MPO), enabling gradual learning of multimodal representations; 3) Sequential Position Awareness Enhancement (SPAE), improving the LLM's capability to capture both relative and absolute sequential dependencies in long interaction sequences. Extensive experiments on real-world datasets demonstrate the effectiveness and efficiency of Speeder. Speeder increases training speed to 250% of the original while reducing inference time to 25% on the Amazon dataset.

cs.IR

Generalizable Multimodal Large Language Model Editing via Invariant Trajectory Learning

Knowledge editing emerges as a crucial technique for efficiently correcting incorrect or outdated knowledge in large language models (LLM). Existing editing methods rely on a rigid mapping from parameter or module modifications to output, which causes the generalization limitation in Multimodal LLM (MLLM). In this paper, we reformulate MLLM editing as an out-of-distribution (OOD) generalization problem, where the goal is to discern semantic shift with factual shift and thus achieve robust editing among diverse cross-modal prompting. The key challenge of this OOD problem lies in identifying invariant causal trajectories that generalize accurately while suppressing spurious correlations. To address it, we propose ODEdit, a plug-and-play invariant learning based framework that optimizes the tripartite OOD risk objective to simultaneously enhance editing reliability, locality, and generality.We further introduce an edit trajectory invariant learning method, which integrates a total variation penalty into the risk minimization objective to stabilize edit trajectories against environmental variations. Theoretical analysis and extensive experiments demonstrate the effectiveness of ODEdit.

cs.LG

Potent but Stealthy: Rethink Profile Pollution against Sequential Recommendation via Bi-level Constrained Reinforcement Paradigm

Sequential Recommenders, which exploit dynamic user intents through interaction sequences, is vulnerable to adversarial attacks. While existing attacks primarily rely on data poisoning, they require large-scale user access or fake profiles thus lacking practicality. In this paper, we focus on the Profile Pollution Attack that subtly contaminates partial user interactions to induce targeted mispredictions. Previous PPA methods suffer from two limitations, i.e., i) over-reliance on sequence horizon impact restricts fine-grained perturbations on item transitions, and ii) holistic modifications cause detectable distribution shifts. To address these challenges, we propose a constrained reinforcement driven attack CREAT that synergizes a bi-level optimization framework with multi-reward reinforcement learning to balance adversarial efficacy and stealthiness. We first develop a Pattern Balanced Rewarding Policy, which integrates pattern inversion rewards to invert critical patterns and distribution consistency rewards to minimize detectable shifts via unbalanced co-optimal transport. Then we employ a Constrained Group Relative Reinforcement Learning paradigm, enabling step-wise perturbations through dynamic barrier constraints and group-shared experience replay, achieving targeted pollution with minimal detectability. Extensive experiments demonstrate the effectiveness of CREAT.

cs.LG

TermGPT: Multi-Level Contrastive Fine-Tuning for Terminology Adaptation in Legal and Financial Domain

Large language models (LLMs) have demonstrated impressive performance in text generation tasks; however, their embedding spaces often suffer from the isotropy problem, resulting in poor discrimination of domain-specific terminology, particularly in legal and financial contexts. This weakness in terminology-level representation can severely hinder downstream tasks such as legal judgment prediction or financial risk analysis, where subtle semantic distinctions are critical. To address this problem, we propose TermGPT, a multi-level contrastive fine-tuning framework designed for terminology adaptation. We first construct a sentence graph to capture semantic and structural relations, and generate semantically consistent yet discriminative positive and negative samples based on contextual and topological cues. We then devise a multi-level contrastive learning approach at both the sentence and token levels, enhancing global contextual understanding and fine-grained terminology discrimination. To support robust evaluation, we construct the first financial terminology dataset derived from official regulatory documents. Experiments show that TermGPT outperforms existing baselines in term discrimination tasks within the finance and legal domains.

cs.CL

FOCoOp: Enhancing Out-of-Distribution Robustness in Federated Prompt Learning for Vision-Language Models

Federated prompt learning (FPL) for vision-language models is a powerful approach to collaboratively adapt models across distributed clients while preserving data privacy. However, existing FPL approaches suffer from a trade-off between performance and robustness, particularly in out-of-distribution (OOD) shifts, limiting their reliability in real-world scenarios. The inherent in-distribution (ID) data heterogeneity among different clients makes it more challenging to maintain this trade-off. To fill this gap, we introduce a Federated OOD-aware Context Optimization (FOCoOp) framework, which captures diverse distributions among clients using ID global prompts, local prompts, and OOD prompts. Specifically, FOCoOp leverages three sets of prompts to create both class-level and distribution-level separations, which adapt to OOD shifts through bi-level distributionally robust optimization. Additionally, FOCoOp improves the discrimination consistency among clients, i.e., calibrating global prompts, seemingly OOD prompts, and OOD prompts by semi-unbalanced optimal transport. The extensive experiments on real-world datasets demonstrate that FOCoOp effectively captures decentralized heterogeneous distributions and enhances robustness of different OOD shifts. The project is available at GitHub.

cs.CV

Distilling Transitional Pattern to Large Language Models for Multimodal Session-based Recommendation

Session-based recommendation (SBR) predicts the next item based on anonymous sessions. Traditional SBR explores user intents based on ID collaborations or auxiliary content. To further alleviate data sparsity and cold-start issues, recent Multimodal SBR (MSBR) methods utilize simplistic pre-trained models for modality learning but have limitations in semantic richness. Considering semantic reasoning abilities of Large Language Models (LLM), we focus on the LLM-enhanced MSBR scenario in this paper, which leverages LLM cognition for comprehensive multimodal representation generation, to enhance downstream MSBR. Tackling this problem faces two challenges: i) how to obtain LLM cognition on both transitional patterns and inherent multimodal knowledge, ii) how to align both features into one unified LLM, minimize discrepancy while maximizing representation utility. To this end, we propose a multimodal LLM-enhanced framework TPAD, which extends a distillation paradigm to decouple and align transitional patterns for promoting MSBR. TPAD establishes parallel Knowledge-MLLM and Transfer-MLLM, where the former interprets item knowledge-reflected features and the latter extracts transition-aware features underneath sessions. A transitional pattern alignment module harnessing mutual information estimation theory unites two MLLMs, alleviating distribution discrepancy and distilling transitional patterns into modal representations. Extensive experiments on real-world datasets demonstrate the effectiveness of our framework.

cs.IR

Reproducibility Companion Paper: Making Users Indistinguishable: Attribute-wise Unlearning in Recommender Systems

In this paper, we reproduce the experimental results presented in our previous work titled "Making Users Indistinguishable: Attribute-wise Unlearning in Recommender Systems," which was published in the proceedings of the 31st ACM International Conference on Multimedia. This paper aims to validate the effectiveness of our proposed method and help others reproduce our experimental results. We provide detailed descriptions of our preprocessed datasets, source code structure, configuration file settings, experimental environment, and reproduced experimental results.

cs.IR

Reproducibility Companion Paper:In-processing User Constrained Dominant Sets for User-Oriented Fairness in Recommender Systems

In this paper, we reproduce experimental results presented in our earlier work titled "In-processing User Constrained Dominant Sets for User-Oriented Fairness in Recommender Systems" that was presented in the proceeding of the 31st ACM International Conference on Multimedia.This work aims to verify the effectiveness of our previously proposed method and provide guidance for reproducibility. We present detailed descriptions of our preprocessed datasets, the structure of our source code, configuration file settings, experimental environment, and the reproduced experimental results.

cs.IR

LoGoFair: Post-Processing for Local and Global Fairness in Federated Learning

Federated learning (FL) has garnered considerable interest for its capability to learn from decentralized data sources. Given the increasing application of FL in decision-making scenarios, addressing fairness issues across different sensitive groups (e.g., female, male) in FL is crucial. Current research often focuses on facilitating fairness at each client's data (local fairness) or within the entire dataset across all clients (global fairness). However, existing approaches that focus exclusively on either local or global fairness fail to address two key challenges: (\textbf{CH1}) Under statistical heterogeneity, global fairness does not imply local fairness, and vice versa. (\textbf{CH2}) Achieving fairness under model-agnostic setting. To tackle the aforementioned challenges, this paper proposes a novel post-processing framework for achieving both Local and Global Fairness in the FL context, namely LoGoFair. To address CH1, LoGoFair endeavors to seek the Bayes optimal classifier under local and global fairness constraints, which strikes the optimal accuracy-fairness balance in the probabilistic sense. To address CH2, LoGoFair employs a model-agnostic federated post-processing procedure that enables clients to collaboratively optimize global fairness while ensuring local fairness, thereby achieving the optimal fair classifier within FL. Experimental results on three real-world datasets further illustrate the effectiveness of the proposed LoGoFair framework.

cs.LG

Joint Similarity Item Exploration and Overlapped User Guidance for Multi-Modal Cross-Domain Recommendation

Cross-Domain Recommendation (CDR) has been widely investigated for solving long-standing data sparsity problem via knowledge sharing across domains. In this paper, we focus on the Multi-Modal Cross-Domain Recommendation (MMCDR) problem where different items have multi-modal information while few users are overlapped across domains. MMCDR is particularly challenging in two aspects: fully exploiting diverse multi-modal information within each domain and leveraging useful knowledge transfer across domains. However, previous methods fail to cluster items with similar characteristics while filtering out inherit noises within different modalities, hurdling the model performance. What is worse, conventional CDR models primarily rely on overlapped users for domain adaptation, making them ill-equipped to handle scenarios where the majority of users are non-overlapped. To fill this gap, we propose Joint Similarity Item Exploration and Overlapped User Guidance (SIEOUG) for solving the MMCDR problem. SIEOUG first proposes similarity item exploration module, which not only obtains pair-wise and group-wise item-item graph knowledge, but also reduces irrelevant noise for multi-modal modeling. Then SIEOUG proposes user-item collaborative filtering module to aggregate user/item embeddings with the attention mechanism for collaborative filtering. Finally SIEOUG proposes overlapped user guidance module with optimal user matching for knowledge sharing across domains. Our empirical study on Amazon dataset with several different tasks demonstrates that SIEOUG significantly outperforms the state-of-the-art models under the MMCDR setting.

cs.IR

Controllable Unlearning for Image-to-Image Generative Models via $\varepsilon$-Constrained Optimization

While generative models have made significant advancements in recent years, they also raise concerns such as privacy breaches and biases. Machine unlearning has emerged as a viable solution, aiming to remove specific training data, e.g., containing private information and bias, from models. In this paper, we study the machine unlearning problem in Image-to-Image (I2I) generative models. Previous studies mainly treat it as a single objective optimization problem, offering a solitary solution, thereby neglecting the varied user expectations towards the trade-off between complete unlearning and model utility. To address this issue, we propose a controllable unlearning framework that uses a control coefficient $\varepsilon$ to control the trade-off. We reformulate the I2I generative model unlearning problem into a $\varepsilon$-constrained optimization problem and solve it with a gradient-based method to find optimal solutions for unlearning boundaries. These boundaries define the valid range for the control coefficient. Within this range, every yielded solution is theoretically guaranteed with Pareto optimality. We also analyze the convergence rate of our framework under various control functions. Extensive experiments on two benchmark datasets across three mainstream I2I models demonstrate the effectiveness of our controllable unlearning framework.

cs.LG

WassFFed: Wasserstein Fair Federated Learning

Federated Learning (FL) employs a training approach to address scenarios where users' data cannot be shared across clients. Achieving fairness in FL is imperative since training data in FL is inherently geographically distributed among diverse user groups. Existing research on fairness predominantly assumes access to the entire training data, making direct transfer to FL challenging. However, the limited existing research on fairness in FL does not effectively address two key challenges, i.e., (CH1) Current methods fail to deal with the inconsistency between fair optimization results obtained with surrogate functions and fair classification results. (CH2) Directly aggregating local fair models does not always yield a globally fair model due to non Identical and Independent data Distributions (non-IID) among clients. To address these challenges, we propose a Wasserstein Fair Federated Learning framework, namely WassFFed. To tackle CH1, we ensure that the outputs of local models, rather than the loss calculated with surrogate functions or classification results with a threshold, remain independent of various user groups. To resolve CH2, we employ a Wasserstein barycenter calculation of all local models' outputs for each user group, bringing local model outputs closer to the global output distribution to ensure consistency between the global model and local models. We conduct extensive experiments on three real-world datasets, demonstrating that WassFFed outperforms existing approaches in striking a balance between accuracy and fairness.

cs.LG

Integration of Large Language Models and Federated Learning

As the parameter size of Large Language Models (LLMs) continues to expand, there is an urgent need to address the scarcity of high-quality data. In response, existing research has attempted to make a breakthrough by incorporating Federated Learning (FL) into LLMs. Conversely, considering the outstanding performance of LLMs in task generalization, researchers have also tried applying LLMs within FL to tackle challenges in relevant domains. The complementarity between LLMs and FL has already ignited widespread research interest. In this paper, we aim to deeply explore the integration of LLMs and FL. We propose a research framework, dividing the fusion of LLMs and FL into three parts: the combination of LLM sub-technologies with FL, the integration of FL sub-technologies with LLMs, and the overall merger of LLMs and FL. We first provide a comprehensive review of the current state of research in the domain of LLMs combined with FL, including their typical applications, integration advantages, challenges faced, and future directions for resolution. Subsequently, we discuss the practical applications of the combination of LLMs and FL in critical scenarios such as healthcare, finance, and education, and provide new perspectives and insights into future research directions for LLMs and FL.

cs.LG

Post-Training Attribute Unlearning in Recommender Systems

With the growing privacy concerns in recommender systems, recommendation unlearning is getting increasing attention. Existing studies predominantly use training data, i.e., model inputs, as unlearning target. However, attackers can extract private information from the model even if it has not been explicitly encountered during training. We name this unseen information as \textit{attribute} and treat it as unlearning target. To protect the sensitive attribute of users, Attribute Unlearning (AU) aims to make target attributes indistinguishable. In this paper, we focus on a strict but practical setting of AU, namely Post-Training Attribute Unlearning (PoT-AU), where unlearning can only be performed after the training of the recommendation model is completed. To address the PoT-AU problem in recommender systems, we propose a two-component loss function. The first component is distinguishability loss, where we design a distribution-based measurement to make attribute labels indistinguishable from attackers. We further extend this measurement to handle multi-class attribute cases with efficient computational overhead. The second component is regularization loss, where we explore a function-space measurement that effectively maintains recommendation performance compared to parameter-space regularization. We use stochastic gradient descent algorithm to optimize our proposed loss. Extensive experiments on four real-world datasets demonstrate the effectiveness of our proposed methods.

cs.IR

FOOGD: Federated Collaboration for Both Out-of-distribution Generalization and Detection

Federated learning (FL) is a promising machine learning paradigm that collaborates with client models to capture global knowledge. However, deploying FL models in real-world scenarios remains unreliable due to the coexistence of in-distribution data and unexpected out-of-distribution (OOD) data, such as covariate-shift and semantic-shift data. Current FL researches typically address either covariate-shift data through OOD generalization or semantic-shift data via OOD detection, overlooking the simultaneous occurrence of various OOD shifts. In this work, we propose FOOGD, a method that estimates the probability density of each client and obtains reliable global distribution as guidance for the subsequent FL process. Firstly, SM3D in FOOGD estimates score model for arbitrary distributions without prior constraints, and detects semantic-shift data powerfully. Then SAG in FOOGD provides invariant yet diverse knowledge for both local covariate-shift generalization and client performance generalization. In empirical validations, FOOGD significantly enjoys three main advantages: (1) reliably estimating non-normalized decentralized distributions, (2) detecting semantic shift data via score values, and (3) generalizing to covariate-shift data by regularizing feature extractor. The prejoct is open in https://github.com/XeniaLLL/FOOGD-main.git.

cs.LG

Protecting Split Learning by Potential Energy Loss

As a practical privacy-preserving learning method, split learning has drawn much attention in academia and industry. However, its security is constantly being questioned since the intermediate results are shared during training and inference. In this paper, we focus on the privacy leakage from the forward embeddings of split learning. Specifically, since the forward embeddings contain too much information about the label, the attacker can either use a few labeled samples to fine-tune the top model or perform unsupervised attacks such as clustering to infer the true labels from the forward embeddings. To prevent such kind of privacy leakage, we propose the potential energy loss to make the forward embeddings become more 'complicated', by pushing embeddings of the same class towards the decision boundary. Therefore, it is hard for the attacker to learn from the forward embeddings. Experiment results show that our method significantly lowers the performance of both fine-tuning attacks and clustering attacks.

cs.CR