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Xiaoming Zhai

Publications and source records attributed to Xiaoming Zhai.

At least 55 records · Page 3Linked to original sources

Self-Regularization with Sparse Autoencoders for Controllable LLM-based Classification

Modern text classification methods heavily rely on contextual embeddings from large language models (LLMs). Compared to human-engineered features, these embeddings provide automatic and effective representations for classification model training. However, they also introduce a challenge: we lose the ability to manually remove unintended features, such as sensitive or task-irrelevant features, to guarantee regulatory compliance or improve the generalizability of classification models. This limitation arises because LLM embeddings are opaque and difficult to interpret. In this paper, we propose a novel framework to identify and regularize unintended features in the LLM latent space. Specifically, we first pre-train a sparse autoencoder (SAE) to extract interpretable features from LLM latent spaces. To ensure the SAE can capture task-specific features, we further fine-tune it on task-specific datasets. In training the classification model, we propose a simple and effective regularizer, by minimizing the similarity between the classifier weights and the identified unintended feature, to remove the impact of these unintended features on classification. We evaluate the proposed framework on three real-world tasks, including toxic chat detection, reward modeling, and disease diagnosis. Results show that the proposed self-regularization framework can improve the classifier's generalizability by regularizing those features that are not semantically correlated to the task. This work pioneers controllable text classification on LLM latent spaces by leveraging interpreted features to address generalizability, fairness, and privacy challenges. The code and data are publicly available at https://github.com/JacksonWuxs/Controllable_LLM_Classifier.

cs.CL↗

Efficient Multi-Task Inferencing with a Shared Backbone and Lightweight Task-Specific Adapters for Automatic Scoring

The integration of Artificial Intelligence (AI) in education requires scalable and efficient frameworks that balance performance, adaptability, and cost. This paper addresses these needs by proposing a shared backbone model architecture enhanced with lightweight LoRA adapters for task-specific fine-tuning, targeting the automated scoring of student responses across 27 mutually exclusive tasks. By achieving competitive performance (average QWK of 0.848 compared to 0.888 for fully fine-tuned models) while reducing GPU memory consumption by 60% and inference latency by 40%, the framework demonstrates significant efficiency gains. This approach aligns with the workshop's focus on improving language models for educational tasks, creating responsible innovations for cost-sensitive deployment, and supporting educators by streamlining assessment workflows. The findings underscore the potential of scalable AI to enhance learning outcomes while maintaining fairness and transparency in automated scoring systems.

cs.CL↗

Using Large Language Models to Assess Teachers' Pedagogical Content Knowledge

Assessing teachers' pedagogical content knowledge (PCK) through performance-based tasks is both time and effort-consuming. While large language models (LLMs) offer new opportunities for efficient automatic scoring, little is known about whether LLMs introduce construct-irrelevant variance (CIV) in ways similar to or different from traditional machine learning (ML) and human raters. This study examines three sources of CIV -- scenario variability, rater severity, and rater sensitivity to scenario -- in the context of video-based constructed-response tasks targeting two PCK sub-constructs: analyzing student thinking and evaluating teacher responsiveness. Using generalized linear mixed models (GLMMs), we compared variance components and rater-level scoring patterns across three scoring sources: human raters, supervised ML, and LLM. Results indicate that scenario-level variance was minimal across tasks, while rater-related factors contributed substantially to CIV, especially in the more interpretive Task II. The ML model was the most severe and least sensitive rater, whereas the LLM was the most lenient. These findings suggest that the LLM contributes to scoring efficiency while also introducing CIV as human raters do, yet with varying levels of contribution compared to supervised ML. Implications for rater training, automated scoring design, and future research on model interpretability are discussed.

cs.AI↗

Understanding University Students' Use of Generative AI: The Roles of Demographics and Personality Traits

The use of generative AI (GAI) among university students is rapidly increasing, yet empirical research on students' GAI use and the factors influencing it remains limited. To address this gap, we surveyed 363 undergraduate and graduate students in the United States, examining their GAI usage and how it relates to demographic variables and personality traits based on the Big Five model (i.e., extraversion, agreeableness, conscientiousness, and emotional stability, and intellect/imagination). Our findings reveal: (a) Students in higher academic years are more inclined to use GAI and prefer it over traditional resources. (b) Non-native English speakers use and adopt GAI more readily than native speakers. (c) Compared to White, Asian students report higher GAI usage, perceive greater academic benefits, and express a stronger preference for it. Similarly, Black students report a more positive impact of GAI on their academic performance. Personality traits also play a significant role in shaping perceptions and usage of GAI. After controlling demographic factors, we found that personality still significantly predicts GAI use and attitudes: (a) Students with higher conscientiousness use GAI less. (b) Students who are higher in agreeableness perceive a less positive impact of GAI on academic performance and express more ethical concerns about using it for academic work. (c) Students with higher emotional stability report a more positive impact of GAI on learning and fewer concerns about its academic use. (d) Students with higher extraversion show a stronger preference for GAI over traditional resources. (e) Students with higher intellect/imagination tend to prefer traditional resources. These insights highlight the need for universities to provide personalized guidance to ensure students use GAI effectively, ethically, and equitably in their academic pursuits.

cs.CY↗

Artificial Intelligence Bias on English Language Learners in Automatic Scoring

This study investigated potential scoring biases and disparities toward English Language Learners (ELLs) when using automatic scoring systems for middle school students' written responses to science assessments. We specifically focus on examining how unbalanced training data with ELLs contributes to scoring bias and disparities. We fine-tuned BERT with four datasets: responses from (1) ELLs, (2) non-ELLs, (3) a mixed dataset reflecting the real-world proportion of ELLs and non-ELLs (unbalanced), and (4) a balanced mixed dataset with equal representation of both groups. The study analyzed 21 assessment items: 10 items with about 30,000 ELL responses, five items with about 1,000 ELL responses, and six items with about 200 ELL responses. Scoring accuracy (Acc) was calculated and compared to identify bias using Friedman tests. We measured the Mean Score Gaps (MSGs) between ELLs and non-ELLs and then calculated the differences in MSGs generated through both the human and AI models to identify the scoring disparities. We found that no AI bias and distorted disparities between ELLs and non-ELLs were found when the training dataset was large enough (ELL = 30,000 and ELL = 1,000), but concerns could exist if the sample size is limited (ELL = 200).

cs.CL↗

Usable XAI: 10 Strategies Towards Exploiting Explainability in the LLM Era

Explainable AI (XAI) refers to techniques that provide human-understandable insights into the workings of AI models. Recently, the focus of XAI is being extended toward explaining Large Language Models (LLMs). This extension calls for a significant transformation in the XAI methodologies for two reasons. First, many existing XAI methods cannot be directly applied to LLMs due to their complexity and advanced capabilities. Second, as LLMs are increasingly deployed in diverse applications, the role of XAI shifts from merely opening the ``black box'' to actively enhancing the productivity and applicability of LLMs in real-world settings. Meanwhile, the conversation and generation abilities of LLMs can reciprocally enhance XAI. Therefore, in this paper, we introduce Usable XAI in the context of LLMs by analyzing (1) how XAI can explain and improve LLM-based AI systems and (2) how XAI techniques can be improved by using LLMs. We introduce 10 strategies, introducing the key techniques for each and discussing their associated challenges. We also provide case studies to demonstrate how to obtain and leverage explanations. The code used in this paper can be found at: https://github.com/JacksonWuxs/UsableXAI_LLM.

cs.LG↗

Privacy-Preserved Automated Scoring using Federated Learning for Educational Research

Data privacy remains a critical concern in educational research, requiring strict adherence to ethical standards and regulatory protocols. While traditional approaches rely on anonymization and centralized data collection, they often expose raw student data to security vulnerabilities and impose substantial logistical overhead. In this study, we propose a federated learning (FL) framework for automated scoring of educational assessments that eliminates the need to share sensitive data across institutions. Our approach leverages parameter-efficient fine-tuning of large language models (LLMs) with Low-Rank Adaptation (LoRA), enabling each client (school) to train locally while sharing only optimized model updates. To address data heterogeneity, we implement an adaptive weighted aggregation strategy that considers both client performance and data volume. We benchmark our model against two state-of-the-art FL methods and a centralized learning baseline using NGSS-aligned multi-label science assessment data from nine middle schools. Results show that our model achieves the highest accuracy (94.5%) among FL approaches, and performs within 0.5-1.0 percentage points of the centralized model on these metrics. Additionally, it achieves comparable rubric-level scoring accuracy, with only a 1.3% difference in rubric match and a lower score deviation (MAE), highlighting its effectiveness in preserving both prediction quality and interpretability.

cs.LG↗

Exploring Communication Strategies for Collaborative LLM Agents in Mathematical Problem-Solving

Large Language Model (LLM) agents are increasingly utilized in AI-aided education to support tutoring and learning. Effective communication strategies among LLM agents improve collaborative problem-solving efficiency and facilitate cost-effective adoption in education. However, little research has systematically evaluated the impact of different communication strategies on agents' problem-solving. Our study examines four communication modes, \textit{teacher-student interaction}, \textit{peer-to-peer collaboration}, \textit{reciprocal peer teaching}, and \textit{critical debate}, in a dual-agent, chat-based mathematical problem-solving environment using the OpenAI GPT-4o model. Evaluated on the MATH dataset, our results show that dual-agent setups outperform single agents, with \textit{peer-to-peer collaboration} achieving the highest accuracy. Dialogue acts like statements, acknowledgment, and hints play a key role in collaborative problem-solving. While multi-agent frameworks enhance computational tasks, effective communication strategies are essential for tackling complex problems in AI education.

cs.HC↗

A Multi-Agent Framework Integrating Large Language Models and Generative AI for Accelerated Metamaterial Design

Metamaterials, renowned for their exceptional mechanical, electromagnetic, and thermal properties, hold transformative potential across diverse applications, yet their design remains constrained by labor-intensive trial-and-error methods and limited data interoperability. Here, we introduce CrossMatAgent -- a novel multi-agent framework that synergistically integrates large language models with state-of-the-art generative AI to revolutionize metamaterial design. By orchestrating a hierarchical team of agents -- each specializing in tasks such as pattern analysis, architectural synthesis, prompt engineering, and supervisory feedback -- our system leverages the multimodal reasoning of GPT-4o alongside the generative precision of DALL-E 3 and a fine-tuned Stable Diffusion XL model. This integrated approach automates data augmentation, enhances design fidelity, and produces simulation- and 3D printing-ready metamaterial patterns. Comprehensive evaluations, including CLIP-based alignment, SHAP interpretability analyses, and mechanical simulations under varied load conditions, demonstrate the framework's ability to generate diverse, reproducible, and application-ready designs. CrossMatAgent thus establishes a scalable, AI-driven paradigm that bridges the gap between conceptual innovation and practical realization, paving the way for accelerated metamaterial development.

cond-mat.mtrl-sci↗

Advancing Education through Tutoring Systems: A Systematic Literature Review

This study systematically reviews the transformative role of Tutoring Systems, encompassing Intelligent Tutoring Systems (ITS) and Robot Tutoring Systems (RTS), in addressing global educational challenges through advanced technologies. As many students struggle with proficiency in core academic areas, Tutoring Systems emerge as promising solutions to bridge learning gaps by delivering personalized and adaptive instruction. ITS leverages artificial intelligence (AI) models, such as Bayesian Knowledge Tracing and Large Language Models, to provide precise cognitive support, while RTS enhances social and emotional engagement through human-like interactions. This systematic review, adhering to the PRISMA framework, analyzed 86 representative studies. We evaluated the pedagogical and technological advancements, engagement strategies, and ethical considerations surrounding these systems. Based on these parameters, Latent Class Analysis was conducted and identified three distinct categories: computer-based ITS, robot-based RTS, and multimodal systems integrating various interaction modes. The findings reveal significant advancements in AI techniques that enhance adaptability, engagement, and learning outcomes. However, challenges such as ethical concerns, scalability issues, and gaps in cognitive adaptability persist. The study highlights the complementary strengths of ITS and RTS, proposing integrated hybrid solutions to maximize educational benefits. Future research should focus on bridging gaps in scalability, addressing ethical considerations comprehensively, and advancing AI models to support diverse educational needs.

cs.CY↗

Efficient Multi-Task Inferencing: Model Merging with Gromov-Wasserstein Feature Alignment

Automatic scoring of student responses enhances efficiency in education, but deploying a separate neural network for each task increases storage demands, maintenance efforts, and redundant computations. To address these challenges, this paper introduces the Gromov-Wasserstein Scoring Model Merging (GW-SMM) method, which merges models based on feature distribution similarities measured via the Gromov-Wasserstein distance. Our approach begins by extracting features from student responses using individual models, capturing both item-specific context and unique learned representations. The Gromov-Wasserstein distance then quantifies the similarity between these feature distributions, identifying the most compatible models for merging. Models exhibiting the smallest pairwise distances, typically in pairs or trios, are merged by combining only the shared layers preceding the classification head. This strategy results in a unified feature extractor while preserving separate classification heads for item-specific scoring. We validated our approach against human expert knowledge and a GPT-o1-based merging method. GW-SMM consistently outperformed both, achieving a higher micro F1 score, macro F1 score, exact match accuracy, and per-label accuracy. The improvements in micro F1 and per-label accuracy were statistically significant compared to GPT-o1-based merging (p=0.04, p=0.01). Additionally, GW-SMM reduced storage requirements by half without compromising much accuracy, demonstrating its computational efficiency alongside reliable scoring performance.

cs.CL↗

Unveiling Scoring Processes: Dissecting the Differences between LLMs and Human Graders in Automatic Scoring

Large language models (LLMs) have demonstrated strong potential in performing automatic scoring for constructed response assessments. While constructed responses graded by humans are usually based on given grading rubrics, the methods by which LLMs assign scores remain largely unclear. It is also uncertain how closely AI's scoring process mirrors that of humans or if it adheres to the same grading criteria. To address this gap, this paper uncovers the grading rubrics that LLMs used to score students' written responses to science tasks and their alignment with human scores. We also examine whether enhancing the alignments can improve scoring accuracy. Specifically, we prompt LLMs to generate analytic rubrics that they use to assign scores and study the alignment gap with human grading rubrics. Based on a series of experiments with various configurations of LLM settings, we reveal a notable alignment gap between human and LLM graders. While LLMs can adapt quickly to scoring tasks, they often resort to shortcuts, bypassing deeper logical reasoning expected in human grading. We found that incorporating high-quality analytical rubrics designed to reflect human grading logic can mitigate this gap and enhance LLMs' scoring accuracy. These results underscore the need for a nuanced approach when applying LLMs in science education and highlight the importance of aligning LLM outputs with human expectations to ensure efficient and accurate automatic scoring.

cs.CL↗

Interpreting and Steering LLMs with Mutual Information-based Explanations on Sparse Autoencoders

Large language models (LLMs) excel at handling human queries, but they can occasionally generate flawed or unexpected responses. Understanding their internal states is crucial for understanding their successes, diagnosing their failures, and refining their capabilities. Although sparse autoencoders (SAEs) have shown promise for interpreting LLM internal representations, limited research has explored how to better explain SAE features, i.e., understanding the semantic meaning of features learned by SAE. Our theoretical analysis reveals that existing explanation methods suffer from the frequency bias issue, where they emphasize linguistic patterns over semantic concepts, while the latter is more critical to steer LLM behaviors. To address this, we propose using a fixed vocabulary set for feature interpretations and designing a mutual information-based objective, aiming to better capture the semantic meaning behind these features. We further propose two runtime steering strategies that adjust the learned feature activations based on their corresponding explanations. Empirical results show that, compared to baselines, our method provides more discourse-level explanations and effectively steers LLM behaviors to defend against jailbreak attacks. These findings highlight the value of explanations for steering LLM behaviors in downstream applications. We will release our code and data once accepted.

cs.CL↗

AI Gender Bias, Disparities, and Fairness: Does Training Data Matter?

This study delves into the pervasive issue of gender issues in artificial intelligence (AI), specifically within automatic scoring systems for student-written responses. The primary objective is to investigate the presence of gender biases, disparities, and fairness in generally targeted training samples with mixed-gender datasets in AI scoring outcomes. Utilizing a fine-tuned version of BERT and GPT-3.5, this research analyzes more than 1000 human-graded student responses from male and female participants across six assessment items. The study employs three distinct techniques for bias analysis: Scoring accuracy difference to evaluate bias, mean score gaps by gender (MSG) to evaluate disparity, and Equalized Odds (EO) to evaluate fairness. The results indicate that scoring accuracy for mixed-trained models shows an insignificant difference from either male- or female-trained models, suggesting no significant scoring bias. Consistently with both BERT and GPT-3.5, we found that mixed-trained models generated fewer MSG and non-disparate predictions compared to humans. In contrast, compared to humans, gender-specifically trained models yielded larger MSG, indicating that unbalanced training data may create algorithmic models to enlarge gender disparities. The EO analysis suggests that mixed-trained models generated more fairness outcomes compared with gender-specifically trained models. Collectively, the findings suggest that gender-unbalanced data do not necessarily generate scoring bias but can enlarge gender disparities and reduce scoring fairness.

cs.CY↗

Fine-tuning ChatGPT for Automatic Scoring of Written Scientific Explanations in Chinese

The development of explanations for scientific phenomena is essential in science assessment, but scoring student-written explanations remains challenging and resource-intensive. Large language models (LLMs) have shown promise in addressing this issue, particularly in alphabetic languages like English. However, their applicability to logographic languages is less explored. This study investigates the potential of fine-tuning ChatGPT, a leading LLM, to automatically score scientific explanations written in Chinese. Student responses to seven scientific explanation tasks were collected and automatically scored, with scoring accuracy examined in relation to reasoning complexity using the Kendall correlation. A qualitative analysis explored how linguistic features influenced scoring accuracy. The results show that domain-specific adaptation enables ChatGPT to score Chinese scientific explanations with accuracy. However, scoring accuracy correlates with reasoning complexity: a negative correlation for lower-level responses and a positive one for higher-level responses. The model overrates complex reasoning in low-level responses with intricate sentence structures and underrates high-level responses using concise causal reasoning. These correlations stem from linguistic features--simplicity and clarity enhance accuracy for lower-level responses, while comprehensiveness improves accuracy for higher-level ones. Simpler, shorter responses tend to score more accurately at lower levels, whereas longer, information-rich responses yield better accuracy at higher levels. These findings demonstrate the effectiveness of LLMs in automatic scoring within a Chinese context and emphasize the importance of linguistic features and reasoning complexity in fine-tuning scoring models for educational assessments.

cs.AI↗

Human-Centered Design for AI-based Automatically Generated Assessment Reports: A Systematic Review

This paper provides a comprehensive review of the design and implementation of automatically generated assessment reports (AutoRs) for formative use in K-12 Science, Technology, Engineering, and Mathematics (STEM) classrooms. With the increasing adoption of technology-enhanced assessments, there is a critical need for human-computer interactive tools that efficiently support the interpretation and application of assessment data by teachers. AutoRs are designed to provide synthesized, interpretable, and actionable insights into students' performance, learning progress, and areas for improvement. Guided by cognitive load theory, this study emphasizes the importance of reducing teachers' cognitive demands through user-centered and intuitive designs. It highlights the potential of diverse information presentation formats such as text, visual aids, and plots and advanced functionalities such as live and interactive features to enhance usability. However, the findings also reveal that many existing AutoRs fail to fully utilize these approaches, leading to high initial cognitive demands and limited engagement. This paper proposes a conceptual framework to inform the design, implementation, and evaluation of AutoRs, balancing the trade-offs between usability and functionality. The framework aims to address challenges in engaging teachers with technology-enhanced assessment results, facilitating data-driven decision-making, and providing personalized feedback to improve the teaching and learning process.

cs.HC↗

Can OpenAI o1 outperform humans in higher-order cognitive thinking?

This study evaluates the performance of OpenAI's o1-preview model in higher-order cognitive domains, including critical thinking, systematic thinking, computational thinking, data literacy, creative thinking, logical reasoning, and scientific reasoning. Using established benchmarks, we compared the o1-preview models's performance to human participants from diverse educational levels. o1-preview achieved a mean score of 24.33 on the Ennis-Weir Critical Thinking Essay Test (EWCTET), surpassing undergraduate (13.8) and postgraduate (18.39) participants (z = 1.60 and 0.90, respectively). In systematic thinking, it scored 46.1, SD = 4.12 on the Lake Urmia Vignette, significantly outperforming the human mean (20.08, SD = 8.13, z = 3.20). For data literacy, o1-preview scored 8.60, SD = 0.70 on Merk et al.'s "Use Data" dimension, compared to the human post-test mean of 4.17, SD = 2.02 (z = 2.19). On creative thinking tasks, the model achieved originality scores of 2.98, SD = 0.73, higher than the human mean of 1.74 (z = 0.71). In logical reasoning (LogiQA), it outperformed humans with average 90%, SD = 10% accuracy versus 86%, SD = 6.5% (z = 0.62). For scientific reasoning, it achieved near-perfect performance (mean = 0.99, SD = 0.12) on the TOSLS,, exceeding the highest human scores of 0.85, SD = 0.13 (z = 1.78). While o1-preview excelled in structured tasks, it showed limitations in problem-solving and adaptive reasoning. These results demonstrate the potential of AI to complement education in structured assessments but highlight the need for ethical oversight and refinement for broader applications.

cs.CY↗

Foundation Models for Low-Resource Language Education (Vision Paper)

Recent studies show that large language models (LLMs) are powerful tools for working with natural language, bringing advances in many areas of computational linguistics. However, these models face challenges when applied to low-resource languages due to limited training data and difficulty in understanding cultural nuances. Research is now focusing on multilingual models to improve LLM performance for these languages. Education in these languages also struggles with a lack of resources and qualified teachers, particularly in underdeveloped regions. Here, LLMs can be transformative, supporting innovative methods like community-driven learning and digital platforms. This paper discusses how LLMs could enhance education for low-resource languages, emphasizing practical applications and benefits.

cs.CL↗