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Xiaonan Lu

Publications and source records attributed to Xiaonan Lu.

At least 19 recordsLinked to original sources

An Integrated EMT Small-Signal Stability Analysis Tool for Power Systems with High Inverter-Based Resource Penetration

The ongoing replacement of synchronous generation by inverter-based resources (IBRs) introduces fast converter control dynamics whose characteristic frequencies extend beyond the classical electromechanical band. Conventional small-signal stability tools are commonly formulated in the phasor domain, representing electrical quantities as slowly varying phasors at the fundamental frequency, and therefore cannot resolve the sub-synchronous and converter-driven dynamics that increasingly arise in operation. Electromagnetic Transient (EMT) modeling captures these dynamics, but established EMT simulators produce time-domain waveforms rather than the modal indicators (eigenvalues, damping ratios, and participation factors) needed to assess stability risk. This paper presents EMT-SSA, an integrated tool suite for EMT-level small-signal analysis of IBR-rich power systems. From a standard PSS/E system snapshot (.raw/.dyr), it converts the model into an EMT representation with enhanced fidelity, solves an extended power flow for the steady-state equilibrium points of both the network and the device controllers, and linearizes a full-order EMT model to form the system state matrix, from which it produces eigenvalues, oscillation modes, and participation factor analysis results over a device library spanning synchronous generators, grid-following and grid-forming inverters, transmission lines, and loads. The EMT-SSA tool suite identifies poorly damped or unstable modes and attributes them to specific devices. The tool is demonstrated on the Kundur two-area system, with its modal results benchmarked against PSS/E NEVA.

eess.SY

Expanding the Transient Stability Region of Attraction of Networked Grid-Interactive Inverters: A Probabilistic Active Learning Framework

The continuous integration of inverter-based resources makes transient stability analysis increasingly important for power system modernization, in light of the intricate dynamics arising from large-scale inverter deployment. However, analytical transient stability analysis methods consistently yield overly conservative stability boundary estimates, which constrain grid dispatch and operational flexibility. Although recent neural Lyapunov methods attempt to enlarge these stability boundaries to obtain less conservative estimates, they remain trapped within restricted domains due to the out-of-distribution problem. To break this bottleneck, this paper proposes a probabilistic active learning framework. Starting from a deterministic inner stability region certified by neural Lyapunov functions, the framework constructs a Gaussian process surrogate and deploys an uncertainty-guided frontier search. By intelligently coupling electromagnetic transient simulations with active boundary exploration, the algorithm systematically drives the estimated stability boundary outward. Comprehensive evaluations across multi-machine grid-forming benchmarks demonstrate that the proposed framework substantially reduces estimation conservatism. Across test systems ranging up to four interconnected grid-forming inverters, the methodology achieves up to a $20$-fold volumetric enlargement of the certified stability region over classical baselines, while requiring at most 220 time-domain simulation queries per system, far fewer than the 1,600 queries that exhaustive EMT evaluation demands even for the simplest single-inverter benchmark.

eess.SY

Lipschitz-Enforced Machine Learning Framework for Accelerating Transient Stability Analysis of Networked Grid-Interactive Inverters

The growing penetration of grid-connected inverters renders Transient Stability Analysis (TSA) increasingly challenging in modern power systems. Existing TSA methodologies encounter an intrinsic trade-off between accuracy and scalability when dealing with these networked inverter-based resources (IBRs). To bridge this gap, this paper proposes a Lipschitz-enforced machine learning framework that leverages Lipschitz continuity to restructure the transient stability certification mechanism. By replacing computationally intensive verification procedures with a deterministic and efficient algebraic check, the proposed method enables rigorous stability guarantees for complex multi-inverter systems, effectively bypassing the complexity limits of traditional analytical approximations. Validated on networked Grid-Forming (GFM) inverter systems, the proposed framework accelerates the training process by over 5 times compared to existing methods. Notably, the proposed framework substantially outperforms traditional transient stability analysis approaches (e.g., Linear Matrix Inequality and Sum-of-Squares methods) by capturing up to 30\% larger Regions of Attraction (ROA), effectively shattering the conservativeness bottleneck that has long constrained traditional analytical tools. This advancement provides a scalable and theoretically rigorous solution for the TSA of networked IBRs in modern power grids.

eess.SY

The Labyrinth and the Thread: Rethinking Regularizations in Sequential Knowledge Editing for Large Language Models

Sequential editing of structured knowledge in large language models allows targeted factual updates without retraining, yet existing methods often rely on complex regularization or constraint mechanisms whose necessity remains unclear. In this work, we systematically investigate the mechanisms underlying effective and stable sequential editing. Specifically, we first analyze the empirical success of AlphaEdit and establish, via a rigorous optimization analysis, the formal equivalence between one-time and sequential editing. Building on this insight, we generalize the equivalence to a broader class of editing objectives, demonstrating that stability emerges naturally from properly accounting for accumulated editing constraints, rather than from specialized regularization or null-space operations. We empirically confirm that many commonly used regularization strategies are unnecessary for reliable sequential updates. Furthermore, we extend our framework to handle conflicting edits, ensuring robust and consistent behavior under contradictory updates. Ultimately, our work provides Ariadne's thread through the labyrinth of sequential editing, charting a path toward simpler, more interpretable, and dependable knowledge updates. Our code is available at https://github.com/Wangzzzzzzzz/OTE-SE-Alignment.

cs.CL

Characteristic Root Analysis and Regularization for Linear Time Series Forecasting

Time series forecasting remains a critical challenge across numerous domains, yet the effectiveness of complex models often varies unpredictably across datasets. Recent studies highlight the surprising competitiveness of simple linear models, suggesting that their robustness and interpretability warrant deeper theoretical investigation. This paper presents a systematic study of linear models for time series forecasting, with a focus on the role of characteristic roots in temporal dynamics. We begin by analyzing the noise-free setting, where we show that characteristic roots govern long-term behavior and explain how design choices such as instance normalization and channel independence affect model capabilities. We then extend our analysis to the noisy regime, revealing that models tend to produce spurious roots. This leads to the identification of a key data-scaling property: mitigating the influence of noise requires disproportionately large training data, highlighting the need for structural regularization. To address these challenges, we propose two complementary strategies for robust root restructuring. The first uses rank reduction techniques, including \textbf{Reduced-Rank Regression (RRR)} and \textbf{Direct Weight Rank Reduction (DWRR)}, to recover the low-dimensional latent dynamics. The second, a novel adaptive method called \textbf{Root Purge}, encourages the model to learn a noise-suppressing null space during training. Extensive experiments on standard benchmarks demonstrate the effectiveness of both approaches, validating our theoretical insights and achieving state-of-the-art results in several settings. Our findings underscore the potential of integrating classical theories for linear systems with modern learning techniques to build robust, interpretable, and data-efficient forecasting models. The code is publicly available at: https://github.com/Wangzzzzzzzz/RootPurge.

cs.LG

Discovering Unknown Inverter Governing Equations via Physics-Informed Sparse Machine Learning

Discovering the unknown governing equations of grid-connected inverters from external measurements holds significant attraction for analyzing modern inverter-intensive power systems. However, existing methods struggle to balance the identification of unmodeled nonlinearities with the preservation of physical consistency. To address this, this paper proposes a Physics-Informed Sparse Machine Learning (PISML) framework. The architecture integrates a sparse symbolic backbone to capture dominant model skeletons with a neural residual branch that compensates for complex nonlinear control logic. Meanwhile, a Jacobian-regularized physics-informed training mechanism is introduced to enforce multi-scale consistency including large/small-scale behaviors. Furthermore, by performing symbolic regression on the neural residual branch, PISML achieves a tractable mapping from black-box data to explicit control equations. Experimental results on a high-fidelity Hardware-in-the-Loop platform demonstrate the framework's superior performance. It not only achieves high-resolution identification by reducing error by over 340 times compared to baselines but also realizes the compression of heavy neural networks into compact explicit forms. This restores analytical tractability for rigorous stability analysis and reduces computational complexity by orders of magnitude. It also provides a unified pathway to convert structurally inaccessible devices into explicit mathematical models, enabling stability analysis of power systems with unknown inverter governing equations.

eess.SY

Latent-Feature-Informed Neural ODE Modeling for Lightweight Stability Evaluation of Black-box Grid-Tied Inverters

Stability evaluation of black-box grid-tied inverters is vital for grid reliability, yet identification techniques are both data-hungry and blocked by proprietary internals. {To solve this, this letter proposes a latent-feature-informed neural ordinary differential equation (LFI-NODE) modeling method that can achieve lightweight stability evaluation directly from trajectory data.} LFI-NODE parameterizes the entire system ODE with a single continuous-time neural network, allowing each new sample to refine a unified global model. It faithfully captures nonlinear large-signal dynamics to preserve uniform predictive accuracy as the inverter transitions between operating points. Meanwhile, latent perturbation features distilled from every trajectory steer the learning process and concurrently reveal the small-signal eigenstructure essential for rigorous stability analysis. Validated on a grid-forming inverter, {The LFI-NODE requires one to two orders of magnitude fewer training samples compared with traditional methods, collected from short time-domain trajectories instead of extensive frequency-domain measurements.} {Furthermore, the LFI-NODE requires only 48 short transients to achieve a trajectory prediction error at the hundredth level and an eigenvalue estimation error at the tenth level, outperforming benchmark methods by one to two orders of magnitude.} This makes LFI-NODE a practical and lightweight approach for achieving high-fidelity stability assessment of complex black-box power-electronic systems.

eess.SY

Towards Informatics-Driven Design of Nuclear Waste Forms

Informatics-driven approaches, such as machine learning and sequential experimental design, have shown the potential to drastically impact next-generation materials discovery and design. In this perspective, we present a few guiding principles for applying informatics-based methods towards the design of novel nuclear waste forms. We advocate for adopting a system design approach, and describe the effective usage of data-driven methods in every stage of such a design process. We demonstrate how this approach can optimally leverage physics-based simulations, machine learning surrogates, and experimental synthesis and characterization, within a feedback-driven closed-loop sequential learning framework. We discuss the importance of incorporating domain knowledge into the representation of materials, the construction and curation of datasets, the development of predictive property models, and the design and execution of experiments. We illustrate the application of this approach by successfully designing and validating Na- and Nd-containing phosphate-based ceramic waste forms. Finally, we discuss open challenges in such informatics-driven workflows and present an outlook for their widespread application for the cleanup of nuclear wastes.

cond-mat.mtrl-sci

Evaluation of GlassNet for physics-informed machine learning of glass stability and glass-forming ability

Glasses form the basis of many modern applications and also hold great potential for future medical and environmental applications. However, their structural complexity and large composition space make design and optimization challenging for certain applications. Of particular importance for glass processing is an estimate of a given composition's glass-forming ability (GFA). However, there remain many open questions regarding the physical mechanisms of glass formation, especially in oxide glasses. It is apparent that a proxy for GFA would be highly useful in glass processing and design, but identifying such a surrogate property has proven itself to be difficult. Here, we explore the application of an open-source pre-trained NN model, GlassNet, that can predict the characteristic temperatures necessary to compute glass stability (GS) and assess the feasibility of using these physics-informed ML (PIML)-predicted GS parameters to estimate GFA. In doing so, we track the uncertainties at each step of the computation - from the original ML prediction errors, to the compounding of errors during GS estimation, and finally to the final estimation of GFA. While GlassNet exhibits reasonable accuracy on all individual properties, we observe a large compounding of error in the combination of these individual predictions for the prediction of GS, finding that random forest models offer similar accuracy to GlassNet. We also breakdown the ML performance on different glass families and find that the error in GS prediction is correlated with the error in crystallization peak temperature prediction. Lastly, we utilize this finding to assess the relationship between top-performing GS parameters and GFA for two ternary glass systems: sodium borosilicate and sodium iron phosphate glasses. We conclude that to obtain true ML predictive capability of GFA, significantly more data needs to be collected.

cond-mat.mtrl-sci

Resilience-Assuring Hydrogen-Powered Microgrids

Green hydrogen has shown great potential to power microgrids as a primary source, yet the operation methodology under extreme events is still an open area. To fill this gap, this letter establishes an operational optimization strategy towards resilient hydrogen-powered microgrids, where the frequency and voltage regulation characteristics of hydrogen sources under advanced controls are accurately represented by piecewise linear constraints. The results show that the new operation approach can output a safety-assured operation plan with rational power change distribution and reduced frequency and voltage variation.

eess.SY

Viewpoint Integration and Registration with Vision Language Foundation Model for Image Change Understanding

Recently, the development of pre-trained vision language foundation models (VLFMs) has led to remarkable performance in many tasks. However, these models tend to have strong single-image understanding capability but lack the ability to understand multiple images. Therefore, they cannot be directly applied to cope with image change understanding (ICU), which requires models to capture actual changes between multiple images and describe them in language. In this paper, we discover that existing VLFMs perform poorly when applied directly to ICU because of the following problems: (1) VLFMs generally learn the global representation of a single image, while ICU requires capturing nuances between multiple images. (2) The ICU performance of VLFMs is significantly affected by viewpoint variations, which is caused by the altered relationships between objects when viewpoint changes. To address these problems, we propose a Viewpoint Integration and Registration method. Concretely, we introduce a fused adapter image encoder that fine-tunes pre-trained encoders by inserting designed trainable adapters and fused adapters, to effectively capture nuances between image pairs. Additionally, a viewpoint registration flow and a semantic emphasizing module are designed to reduce the performance degradation caused by viewpoint variations in the visual and semantic space, respectively. Experimental results on CLEVR-Change and Spot-the-Diff demonstrate that our method achieves state-of-the-art performance in all metrics.

cs.CV

RSGPT: A Remote Sensing Vision Language Model and Benchmark

The emergence of large-scale large language models, with GPT-4 as a prominent example, has significantly propelled the rapid advancement of artificial general intelligence and sparked the revolution of Artificial Intelligence 2.0. In the realm of remote sensing (RS), there is a growing interest in developing large vision language models (VLMs) specifically tailored for data analysis in this domain. However, current research predominantly revolves around visual recognition tasks, lacking comprehensive, large-scale image-text datasets that are aligned and suitable for training large VLMs, which poses significant challenges to effectively training such models for RS applications. In computer vision, recent research has demonstrated that fine-tuning large vision language models on small-scale, high-quality datasets can yield impressive performance in visual and language understanding. These results are comparable to state-of-the-art VLMs trained from scratch on massive amounts of data, such as GPT-4. Inspired by this captivating idea, in this work, we build a high-quality Remote Sensing Image Captioning dataset (RSICap) that facilitates the development of large VLMs in the RS field. Unlike previous RS datasets that either employ model-generated captions or short descriptions, RSICap comprises 2,585 human-annotated captions with rich and high-quality information. This dataset offers detailed descriptions for each image, encompassing scene descriptions (e.g., residential area, airport, or farmland) as well as object information (e.g., color, shape, quantity, absolute position, etc). To facilitate the evaluation of VLMs in the field of RS, we also provide a benchmark evaluation dataset called RSIEval. This dataset consists of human-annotated captions and visual question-answer pairs, allowing for a comprehensive assessment of VLMs in the context of RS.

cs.CV

Adaptive robust predictive control with sample-based persistent excitation

We propose a robust adaptive Model Predictive Control (MPC) strategy with online set-based estimation for constrained linear systems with unknown parameters and bounded disturbances. A sample-based test applied to predicted trajectories is used to ensure convergence of parameter estimates by enforcing a persistence of excitation condition on the closed loop system. The control law robustly satisfies constraints and has guarantees of feasibility and input-to-state stability. Convergence of parameter set estimates to the actual system parameter vector is guaranteed under conditions on reachability and tightness of disturbance bounds.

math.OC

Robust adaptive model predictive control with persistent excitation conditions

For constrained linear systems with bounded disturbances and parametric uncertainty, we propose a robust adaptive model predictive control strategy with online parameter estimation. Constraints enforcing persistently exciting closed loop control actions are introduced for a set-membership parameter identification scheme. The algorithm requires the online solution of a convex program, satisfies constraints robustly, and ensures recursive feasibility and input-to-state stability. Almost sure convergence to the actual system parameters is demonstrated under assumptions on stabilizability, reachability, and tight disturbance bounds.

math.OC

Breaking Immutable: Information-Coupled Prototype Elaboration for Few-Shot Object Detection

Few-shot object detection, expecting detectors to detect novel classes with a few instances, has made conspicuous progress. However, the prototypes extracted by existing meta-learning based methods still suffer from insufficient representative information and lack awareness of query images, which cannot be adaptively tailored to different query images. Firstly, only the support images are involved for extracting prototypes, resulting in scarce perceptual information of query images. Secondly, all pixels of all support images are treated equally when aggregating features into prototype vectors, thus the salient objects are overwhelmed by the cluttered background. In this paper, we propose an Information-Coupled Prototype Elaboration (ICPE) method to generate specific and representative prototypes for each query image. Concretely, a conditional information coupling module is introduced to couple information from the query branch to the support branch, strengthening the query-perceptual information in support features. Besides, we design a prototype dynamic aggregation module that dynamically adjusts intra-image and inter-image aggregation weights to highlight the salient information useful for detecting query images. Experimental results on both Pascal VOC and MS COCO demonstrate that our method achieves state-of-the-art performance in almost all settings.

cs.CV

Semantic Segmentation for Point Cloud Scenes via Dilated Graph Feature Aggregation and Pyramid Decoders

Semantic segmentation of point clouds generates comprehensive understanding of scenes through densely predicting the category for each point. Due to the unicity of receptive field, semantic segmentation of point clouds remains challenging for the expression of multi-receptive field features, which brings about the misclassification of instances with similar spatial structures. In this paper, we propose a graph convolutional network DGFA-Net rooted in dilated graph feature aggregation (DGFA), guided by multi-basis aggregation loss (MALoss) calculated through Pyramid Decoders. To configure multi-receptive field features, DGFA which takes the proposed dilated graph convolution (DGConv) as its basic building block, is designed to aggregate multi-scale feature representation by capturing dilated graphs with various receptive regions. By simultaneously considering penalizing the receptive field information with point sets of different resolutions as calculation bases, we introduce Pyramid Decoders driven by MALoss for the diversity of receptive field bases. Combining these two aspects, DGFA-Net significantly improves the segmentation performance of instances with similar spatial structures. Experiments on S3DIS, ShapeNetPart and Toronto-3D show that DGFA-Net outperforms the baseline approach, achieving a new state-of-the-art segmentation performance.

cs.CV

Bidirectional Feature Globalization for Few-shot Semantic Segmentation of 3D Point Cloud Scenes

Few-shot segmentation of point cloud remains a challenging task, as there is no effective way to convert local point cloud information to global representation, which hinders the generalization ability of point features. In this study, we propose a bidirectional feature globalization (BFG) approach, which leverages the similarity measurement between point features and prototype vectors to embed global perception to local point features in a bidirectional fashion. With point-to-prototype globalization (Po2PrG), BFG aggregates local point features to prototypes according to similarity weights from dense point features to sparse prototypes. With prototype-to-point globalization (Pr2PoG), the global perception is embedded to local point features based on similarity weights from sparse prototypes to dense point features. The sparse prototypes of each class embedded with global perception are summarized to a single prototype for few-shot 3D segmentation based on the metric learning framework. Extensive experiments on S3DIS and ScanNet demonstrate that BFG significantly outperforms the state-of-the-art methods.

cs.CV

Beyond single receptive field: A receptive field fusion-and-stratification network for airborne laser scanning point cloud classification

The classification of airborne laser scanning (ALS) point clouds is a critical task of remote sensing and photogrammetry fields. Although recent deep learning-based methods have achieved satisfactory performance, they have ignored the unicity of the receptive field, which makes the ALS point cloud classification remain challenging for the distinguishment of the areas with complex structures and extreme scale variations. In this article, for the objective of configuring multi-receptive field features, we propose a novel receptive field fusion-and-stratification network (RFFS-Net). With a novel dilated graph convolution (DGConv) and its extension annular dilated convolution (ADConv) as basic building blocks, the receptive field fusion process is implemented with the dilated and annular graph fusion (DAGFusion) module, which obtains multi-receptive field feature representation through capturing dilated and annular graphs with various receptive regions. The stratification of the receptive fields with point sets of different resolutions as the calculation bases is performed with Multi-level Decoders nested in RFFS-Net and driven by the multi-level receptive field aggregation loss (MRFALoss) to drive the network to learn in the direction of the supervision labels with different resolutions. With receptive field fusion-and-stratification, RFFS-Net is more adaptable to the classification of regions with complex structures and extreme scale variations in large-scale ALS point clouds. Evaluated on the ISPRS Vaihingen 3D dataset, our RFFS-Net significantly outperforms the baseline approach by 5.3% on mF1 and 5.4% on mIoU, accomplishing an overall accuracy of 82.1%, an mF1 of 71.6%, and an mIoU of 58.2%. Furthermore, experiments on the LASDU dataset and the 2019 IEEE-GRSS Data Fusion Contest dataset show that RFFS-Net achieves a new state-of-the-art classification performance.

cs.CV