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Xiaoqing Zheng

Publications and source records attributed to Xiaoqing Zheng.

At least 55 records · Page 3Linked to original sources

Enhancing the Capability and Robustness of Large Language Models through Reinforcement Learning-Driven Query Refinement

The capacity of large language models (LLMs) to generate honest, harmless, and helpful responses heavily relies on the quality of user prompts. However, these prompts often tend to be brief and vague, thereby significantly limiting the full potential of LLMs. Moreover, harmful prompts can be meticulously crafted and manipulated by adversaries to jailbreak LLMs, inducing them to produce potentially toxic content. To enhance the capabilities of LLMs while maintaining strong robustness against harmful jailbreak inputs, this study proposes a transferable and pluggable framework that refines user prompts before they are input into LLMs. This strategy improves the quality of the queries, empowering LLMs to generate more truthful, benign and useful responses. Specifically, a lightweight query refinement model is introduced and trained using a specially designed reinforcement learning approach that incorporates multiple objectives to enhance particular capabilities of LLMs. Extensive experiments demonstrate that the refinement model not only improves the quality of responses but also strengthens their robustness against jailbreak attacks. Code is available at: https://github.com/Huangzisu/query-refinement .

cs.CL↗

Tell Me What You Don't Know: Enhancing Refusal Capabilities of Role-Playing Agents via Representation Space Analysis and Editing

Role-Playing Agents (RPAs) have shown remarkable performance in various applications, yet they often struggle to recognize and appropriately respond to hard queries that conflict with their role-play knowledge. To investigate RPAs' performance when faced with different types of conflicting requests, we develop an evaluation benchmark that includes contextual knowledge conflicting requests, parametric knowledge conflicting requests, and non-conflicting requests to assess RPAs' ability to identify conflicts and refuse to answer appropriately without over-refusing. Through extensive evaluation, we find that most RPAs behave significant performance gaps toward different conflict requests. To elucidate the reasons, we conduct an in-depth representation-level analysis of RPAs under various conflict scenarios. Our findings reveal the existence of rejection regions and direct response regions within the model's forwarding representation, and thus influence the RPA's final response behavior. Therefore, we introduce a lightweight representation editing approach that conveniently shifts conflicting requests to the rejection region, thereby enhancing the model's refusal accuracy. The experimental results validate the effectiveness of our editing method, improving RPAs' refusal ability of conflicting requests while maintaining their general role-playing capabilities.

cs.AI↗

Dendritic Localized Learning: Toward Biologically Plausible Algorithm

Backpropagation is the foundational algorithm for training neural networks and a key driver of deep learning's success. However, its biological plausibility has been challenged due to three primary limitations: weight symmetry, reliance on global error signals, and the dual-phase nature of training, as highlighted by the existing literature. Although various alternative learning approaches have been proposed to address these issues, most either fail to satisfy all three criteria simultaneously or yield suboptimal results. Inspired by the dynamics and plasticity of pyramidal neurons, we propose Dendritic Localized Learning (DLL), a novel learning algorithm designed to overcome these challenges. Extensive empirical experiments demonstrate that DLL satisfies all three criteria of biological plausibility while achieving state-of-the-art performance among algorithms that meet these requirements. Furthermore, DLL exhibits strong generalization across a range of architectures, including MLPs, CNNs, and RNNs. These results, benchmarked against existing biologically plausible learning algorithms, offer valuable empirical insights for future research. We hope this study can inspire the development of new biologically plausible algorithms for training multilayer networks and advancing progress in both neuroscience and machine learning. Our code is available at https://github.com/Lvchangze/Dendritic-Localized-Learning.

cs.NE↗

Progressive Mastery: Customized Curriculum Learning with Guided Prompting for Mathematical Reasoning

Large Language Models (LLMs) have achieved remarkable performance across various reasoning tasks, yet post-training is constrained by inefficient sample utilization and inflexible difficulty samples processing. To address these limitations, we propose Customized Curriculum Learning (CCL), a novel framework with two key innovations. First, we introduce model-adaptive difficulty definition that customizes curriculum datasets based on each model's individual capabilities rather than using predefined difficulty metrics. Second, we develop "Guided Prompting," which dynamically reduces sample difficulty through strategic hints, enabling effective utilization of challenging samples that would otherwise degrade performance. Comprehensive experiments on supervised fine-tuning and reinforcement learning demonstrate that CCL significantly outperforms uniform training approaches across five mathematical reasoning benchmarks, confirming its effectiveness across both paradigms in enhancing sample utilization and model performance.

cs.CL↗

Improving Continual Pre-training Through Seamless Data Packing

Continual pre-training has demonstrated significant potential in enhancing model performance, particularly in domain-specific scenarios. The most common approach for packing data before continual pre-training involves concatenating input texts and splitting them into fixed-length sequences. While straightforward and efficient, this method often leads to excessive truncation and context discontinuity, which can hinder model performance. To address these issues, we explore the potential of data engineering to enhance continual pre-training, particularly its impact on model performance and efficiency. We propose Seamless Packing (SP), a novel data packing strategy aimed at preserving contextual information more effectively and enhancing model performance. Our approach employs a sliding window technique in the first stage that synchronizes overlapping tokens across consecutive sequences, ensuring better continuity and contextual coherence. In the second stage, we adopt a First-Fit-Decreasing algorithm to pack shorter texts into bins slightly larger than the target sequence length, thereby minimizing padding and truncation. Empirical evaluations across various model architectures and corpus domains demonstrate the effectiveness of our method, outperforming baseline method in 99% of all settings. Code is available at https://github.com/Infernus-WIND/Seamless-Packing.

cs.CL↗

ECC-SNN: Cost-Effective Edge-Cloud Collaboration for Spiking Neural Networks

Most edge-cloud collaboration frameworks rely on the substantial computational and storage capabilities of cloud-based artificial neural networks (ANNs). However, this reliance results in significant communication overhead between edge devices and the cloud and high computational energy consumption, especially when applied to resource-constrained edge devices. To address these challenges, we propose ECC-SNN, a novel edge-cloud collaboration framework incorporating energy-efficient spiking neural networks (SNNs) to offload more computational workload from the cloud to the edge, thereby improving cost-effectiveness and reducing reliance on the cloud. ECC-SNN employs a joint training approach that integrates ANN and SNN models, enabling edge devices to leverage knowledge from cloud models for enhanced performance while reducing energy consumption and processing latency. Furthermore, ECC-SNN features an on-device incremental learning algorithm that enables edge models to continuously adapt to dynamic environments, reducing the communication overhead and resource consumption associated with frequent cloud update requests. Extensive experimental results on four datasets demonstrate that ECC-SNN improves accuracy by 4.15%, reduces average energy consumption by 79.4%, and lowers average processing latency by 39.1%.

cs.DC↗

Chain-of-Model Learning for Language Model

In this paper, we propose a novel learning paradigm, termed Chain-of-Model (CoM), which incorporates the causal relationship into the hidden states of each layer as a chain style, thereby introducing great scaling efficiency in model training and inference flexibility in deployment. We introduce the concept of Chain-of-Representation (CoR), which formulates the hidden states at each layer as a combination of multiple sub-representations (i.e., chains) at the hidden dimension level. In each layer, each chain from the output representations can only view all of its preceding chains in the input representations. Consequently, the model built upon CoM framework can progressively scale up the model size by increasing the chains based on the previous models (i.e., chains), and offer multiple sub-models at varying sizes for elastic inference by using different chain numbers. Based on this principle, we devise Chain-of-Language-Model (CoLM), which incorporates the idea of CoM into each layer of Transformer architecture. Based on CoLM, we further introduce CoLM-Air by introducing a KV sharing mechanism, that computes all keys and values within the first chain and then shares across all chains. This design demonstrates additional extensibility, such as enabling seamless LM switching, prefilling acceleration and so on. Experimental results demonstrate our CoLM family can achieve comparable performance to the standard Transformer, while simultaneously enabling greater flexiblity, such as progressive scaling to improve training efficiency and offer multiple varying model sizes for elastic inference, paving a a new way toward building language models. Our code will be released in the future at: https://github.com/microsoft/CoLM.

cs.CL↗

SpikeCLIP: A Contrastive Language-Image Pretrained Spiking Neural Network

Spiking Neural Networks (SNNs) have emerged as a promising alternative to conventional Artificial Neural Networks (ANNs), demonstrating comparable performance in both visual and linguistic tasks while offering the advantage of improved energy efficiency. Despite these advancements, the integration of linguistic and visual features into a unified representation through spike trains poses a significant challenge, and the application of SNNs to multimodal scenarios remains largely unexplored. This paper presents SpikeCLIP, a novel framework designed to bridge the modality gap in spike-based computation. Our approach employs a two-step recipe: an ``alignment pre-training'' to align features across modalities, followed by a ``dual-loss fine-tuning'' to refine the model's performance. Extensive experiments reveal that SNNs achieve results on par with ANNs while substantially reducing energy consumption across various datasets commonly used for multimodal model evaluation. Furthermore, SpikeCLIP maintains robust image classification capabilities, even when dealing with classes that fall outside predefined categories. This study marks a significant advancement in the development of energy-efficient and biologically plausible multimodal learning systems. Our code is available at https://github.com/Lvchangze/SpikeCLIP.

cs.NE↗

Layer-Specific Scaling of Positional Encodings for Superior Long-Context Modeling

Although large language models (LLMs) have achieved significant progress in handling long-context inputs, they still suffer from the ``lost-in-the-middle'' problem, where crucial information in the middle of the context is often underrepresented or lost. Our extensive experiments reveal that this issue may arise from the rapid long-term decay in Rotary Position Embedding (RoPE). To address this problem, we propose a layer-specific positional encoding scaling method that assigns distinct scaling factors to each layer, slowing down the decay rate caused by RoPE to make the model pay more attention to the middle context. A specially designed genetic algorithm is employed to efficiently select the optimal scaling factors for each layer by incorporating Bezier curves to reduce the search space. Through comprehensive experimentation, we demonstrate that our method significantly alleviates the ``lost-in-the-middle'' problem. Our approach results in an average accuracy improvement of up to 20% on the Key-Value Retrieval dataset. Furthermore, we show that layer-specific interpolation, as opposed to uniform interpolation across all layers, enhances the model's extrapolation capabilities when combined with PI and Dynamic-NTK positional encoding schemes.

cs.CL↗

Revisiting Jailbreaking for Large Language Models: A Representation Engineering Perspective

The recent surge in jailbreaking attacks has revealed significant vulnerabilities in Large Language Models (LLMs) when exposed to malicious inputs. While various defense strategies have been proposed to mitigate these threats, there has been limited research into the underlying mechanisms that make LLMs vulnerable to such attacks. In this study, we suggest that the self-safeguarding capability of LLMs is linked to specific activity patterns within their representation space. Although these patterns have little impact on the semantic content of the generated text, they play a crucial role in shaping LLM behavior under jailbreaking attacks. Our findings demonstrate that these patterns can be detected with just a few pairs of contrastive queries. Extensive experimentation shows that the robustness of LLMs against jailbreaking can be manipulated by weakening or strengthening these patterns. Further visual analysis provides additional evidence for our conclusions, providing new insights into the jailbreaking phenomenon. These findings highlight the importance of addressing the potential misuse of open-source LLMs within the community.

cs.CL↗

Advancing Spiking Neural Networks for Sequential Modeling with Central Pattern Generators

Spiking neural networks (SNNs) represent a promising approach to developing artificial neural networks that are both energy-efficient and biologically plausible. However, applying SNNs to sequential tasks, such as text classification and time-series forecasting, has been hindered by the challenge of creating an effective and hardware-friendly spike-form positional encoding (PE) strategy. Drawing inspiration from the central pattern generators (CPGs) in the human brain, which produce rhythmic patterned outputs without requiring rhythmic inputs, we propose a novel PE technique for SNNs, termed CPG-PE. We demonstrate that the commonly used sinusoidal PE is mathematically a specific solution to the membrane potential dynamics of a particular CPG. Moreover, extensive experiments across various domains, including time-series forecasting, natural language processing, and image classification, show that SNNs with CPG-PE outperform their conventional counterparts. Additionally, we perform analysis experiments to elucidate the mechanism through which SNNs encode positional information and to explore the function of CPGs in the human brain. This investigation may offer valuable insights into the fundamental principles of neural computation. Our code is available at https://github.com/microsoft/SeqSNN.

cs.NE↗

Dual Advancement of Representation Learning and Clustering for Sparse and Noisy Images

Sparse and noisy images (SNIs), like those in spatial gene expression data, pose significant challenges for effective representation learning and clustering, which are essential for thorough data analysis and interpretation. In response to these challenges, we propose Dual Advancement of Representation Learning and Clustering (DARLC), an innovative framework that leverages contrastive learning to enhance the representations derived from masked image modeling. Simultaneously, DARLC integrates cluster assignments in a cohesive, end-to-end approach. This integrated clustering strategy addresses the "class collision problem" inherent in contrastive learning, thus improving the quality of the resulting representations. To generate more plausible positive views for contrastive learning, we employ a graph attention network-based technique that produces denoised images as augmented data. As such, our framework offers a comprehensive approach that improves the learning of representations by enhancing their local perceptibility, distinctiveness, and the understanding of relational semantics. Furthermore, we utilize a Student's t mixture model to achieve more robust and adaptable clustering of SNIs. Extensive experiments, conducted across 12 different types of datasets consisting of SNIs, demonstrate that DARLC surpasses the state-of-the-art methods in both image clustering and generating image representations that accurately capture gene interactions. Code is available at https://github.com/zipging/DARLC.

cs.CV↗

Aligning Large Language Models with Human Preferences through Representation Engineering

Aligning large language models (LLMs) with human preferences is crucial for enhancing their utility in terms of helpfulness, truthfulness, safety, harmlessness, and interestingness. Existing methods for achieving this alignment often involves employing reinforcement learning from human feedback (RLHF) to fine-tune LLMs based on human labels assessing the relative quality of model responses. Nevertheless, RLHF is susceptible to instability during fine-tuning and presents challenges in implementation.Drawing inspiration from the emerging field of representation engineering (RepE), this study aims to identify relevant representations for high-level human preferences embedded in patterns of activity within an LLM, and achieve precise control of model behavior by transforming its representations. This novel approach, denoted as Representation Alignment from Human Feedback (RAHF), proves to be effective, computationally efficient, and easy to implement.Extensive experiments demonstrate the efficacy of RAHF in not only capturing but also manipulating representations to align with a broad spectrum of human preferences or values, rather than being confined to a singular concept or function (e.g. honesty or bias). RAHF's versatility in accommodating diverse human preferences shows its potential for advancing LLM performance.

cs.CL↗

Searching for Best Practices in Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) techniques have proven to be effective in integrating up-to-date information, mitigating hallucinations, and enhancing response quality, particularly in specialized domains. While many RAG approaches have been proposed to enhance large language models through query-dependent retrievals, these approaches still suffer from their complex implementation and prolonged response times. Typically, a RAG workflow involves multiple processing steps, each of which can be executed in various ways. Here, we investigate existing RAG approaches and their potential combinations to identify optimal RAG practices. Through extensive experiments, we suggest several strategies for deploying RAG that balance both performance and efficiency. Moreover, we demonstrate that multimodal retrieval techniques can significantly enhance question-answering capabilities about visual inputs and accelerate the generation of multimodal content using a "retrieval as generation" strategy.

cs.CL↗

Spiking Convolutional Neural Networks for Text Classification

Spiking neural networks (SNNs) offer a promising pathway to implement deep neural networks (DNNs) in a more energy-efficient manner since their neurons are sparsely activated and inferences are event-driven. However, there have been very few works that have demonstrated the efficacy of SNNs in language tasks partially because it is non-trivial to represent words in the forms of spikes and to deal with variable-length texts by SNNs. This work presents a "conversion + fine-tuning" two-step method for training SNNs for text classification and proposes a simple but effective way to encode pre-trained word embeddings as spike trains. We show empirically that after fine-tuning with surrogate gradients, the converted SNNs achieve comparable results to their DNN counterparts with much less energy consumption across multiple datasets for both English and Chinese. We also show that such SNNs are more robust to adversarial attacks than DNNs.

cs.NE↗

Towards Biologically Plausible Computing: A Comprehensive Comparison

Backpropagation is a cornerstone algorithm in training neural networks for supervised learning, which uses a gradient descent method to update network weights by minimizing the discrepancy between actual and desired outputs. Despite its pivotal role in propelling deep learning advancements, the biological plausibility of backpropagation is questioned due to its requirements for weight symmetry, global error computation, and dual-phase training. To address this long-standing challenge, many studies have endeavored to devise biologically plausible training algorithms. However, a fully biologically plausible algorithm for training multilayer neural networks remains elusive, and interpretations of biological plausibility vary among researchers. In this study, we establish criteria for biological plausibility that a desirable learning algorithm should meet. Using these criteria, we evaluate a range of existing algorithms considered to be biologically plausible, including Hebbian learning, spike-timing-dependent plasticity, feedback alignment, target propagation, predictive coding, forward-forward algorithm, perturbation learning, local losses, and energy-based learning. Additionally, we empirically evaluate these algorithms across diverse network architectures and datasets. We compare the feature representations learned by these algorithms with brain activity recorded by non-invasive devices under identical stimuli, aiming to identify which algorithm can most accurately replicate brain activity patterns. We are hopeful that this study could inspire the development of new biologically plausible algorithms for training multilayer networks, thereby fostering progress in both the fields of neuroscience and machine learning.

cs.NE↗

Promoting Data and Model Privacy in Federated Learning through Quantized LoRA

Conventional federated learning primarily aims to secure the privacy of data distributed across multiple edge devices, with the global model dispatched to edge devices for parameter updates during the learning process. However, the development of large language models (LLMs) requires substantial data and computational resources, rendering them valuable intellectual properties for their developers and owners. To establish a mechanism that protects both data and model privacy in a federated learning context, we introduce a method that just needs to distribute a quantized version of the model's parameters during training. This method enables accurate gradient estimations for parameter updates while preventing clients from accessing a model whose performance is comparable to the centrally hosted one. Moreover, we combine this quantization strategy with LoRA, a popular and parameter-efficient fine-tuning method, to significantly reduce communication costs in federated learning. The proposed framework, named \textsc{FedLPP}, successfully ensures both data and model privacy in the federated learning context. Additionally, the learned central model exhibits good generalization and can be trained in a resource-efficient manner.

cs.LG↗

Advancing Parameter Efficiency in Fine-tuning via Representation Editing

Parameter Efficient Fine-Tuning (PEFT) techniques have drawn significant attention due to their ability to yield competitive results while updating only a small portion of the adjustable parameters. However, existing PEFT methods pose challenges in hyperparameter selection, such as choosing the rank for LoRA or Adapter, or specifying the length of soft prompts. To address these challenges, we propose a novel fine-tuning approach for neural models, named Representation EDiting (RED), which modifies the representations generated at some layers through the application of scaling and biasing operations. While existing PEFT methods still demonstrate over-parameterization that could potentially undermine the generalization ability acquired from pre-training, RED can substantially reduce the number of trainable parameters by a factor of 25, 700 compared to full parameter fine-tuning and by a factor of 32 relative to LoRA. Remarkably, RED achieves results comparable or superior to both full parameter fine-tuning and other PEFT methods. Extensive experiments across various model architectures and scales, including RoBERTa, GPT-2, T5, and LLaMA-2, have demonstrated the effectiveness and efficiency of RED1, thereby positioning it as a promising PEFT strategy for large-scale neural models.

cs.LG↗