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Xiaoyin Xi

Publications and source records attributed to Xiaoyin Xi.

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Differential Parity: Relative Fairness Between Two Sets of Decisions

With AI systems widely applied to assist humans in decision-making processes such as talent hiring, school admission, and loan approval; there is an increasing need to ensure that the decisions made are fair. One major challenge for analyzing fairness in decisions is that the standards are highly subjective and contextual -- there is no consensus for what absolute fairness means for every scenario. That is not to say that different fairness standards often conflict with each other. To bypass this issue, this work aims to test relative fairness in decisions. That is, instead of defining what are ``absolutely'' fair decisions, we propose to test the relative fairness of one decision set against another with differential parity -- the difference between two sets of decisions should be independent of a certain sensitive attribute. This proposed notion of differential parity fairness has the following benefits: (1) it avoids the ambiguous and contradictory definition of what absolutely fair decisions are; (2) when a reference set (of ground truth or reliable fair decisions) is available, differential parity can serve as a new group fairness notion (similar to but different from separation and sufficiency); (3) even when no reference set is available, it reveals the relative preference or bias between different decision sets. One limitation for differential parity is that it requires the two sets of decisions under comparison to be made on the same data subjects. To overcome this limitation, we propose to utilize a machine learning model to bridge the gap between the two sets of decisions made on difference data and estimate the differential parity.

cs.LG

Story Point Estimation Using Large Language Models

This study investigates the use of large language models (LLMs) for story point estimation. Story points are unitless, project-specific effort estimates that help developers on the scrum team forecast which product backlog items they plan to complete in a sprint. To facilitate this process, machine learning models, especially deep neural networks, have been applied to predict the story points based on the title and description of each item. However, such machine learning models require sufficient amounts of training data (with ground truth story points annotated by human developers) from the same software project to achieve decent prediction performance. This motivated us to explore whether LLMs are capable of (RQ1) predicting story points without training data or (RQ2) with only a few training data points. Our empirical results with four LLMs on 16 software projects show that, without any training data (zero-shot prompting), LLMs can predict story points better than supervised deep learning models trained on 80% of the data. The prediction performance of LLMs can be further improved with a few training examples (few-shot prompting). In addition, a recent study explored the use of comparative judgments (between a given pair of items which one requires more effort to implement) instead of directly annotating the story points to reduce the cognitive burden on developers. Therefore, this study also explores (RQ3) whether comparative judgments are easier to predict than story points for LLMs and (RQ4) whether comparative judgments can serve as few-shot examples for LLMs to improve their predictions of story points. Empirical results suggest that it is not easier for LLMs to predict comparative judgments than to directly estimate the story points, but comparative judgments can serve as few-shot examples to improve the LLMs' prediction performance as well as the human-annotated story points.

cs.SE

Efficient Story Point Estimation With Comparative Learning

Story points are unitless, project-specific effort estimates that help developers plan their sprints. Traditionally, developers have collaboratively estimated story points using planning poker or other manual techniques. Machine learning can reduce this burden, but only with sufficient context from the historical decisions made by the project team. That is, state-of-the-art models, such as GPT2SP and FastText-SVM, only make accurate (within-project) predictions when they are trained on data from the same project. The goal of this study is to streamline story point estimation by evaluating a comparative learning-based framework for calibrating project-specific story point prediction models. Instead of assigning a specific story point value to every backlog item, developers are presented with pairs of items and asked to indicate which item requires more effort. Using these comparative judgments, a machine learning model was trained to predict the story point estimates. We empirically evaluated our technique using data from 23,313 manual estimates across 16 projects. The model trained on comparative judgments achieved, on average, a 0.34 Spearman's rank correlation coefficient between its predictions and the ground truth story points. This is similar to, if not better than, the performance of a state-of-the-art regression model trained on ground truth story points. Through human subject experiments, the advantages of comparative judgments were validated - higher confidence, lower annotation time, and comparable agreement were observed for comparative judgments compared to direct ratings. In summary, the proposed comparative learning approach is more efficient than regression-based approaches, given its better performance, lower required annotation time, and higher training data reliability.

cs.AI

Comparative Separation: Evaluating Separation on Comparative Judgment Test Data

This research seeks to benefit the software engineering society by proposing comparative separation, a novel group fairness notion to evaluate the fairness of machine learning software on comparative judgment test data. Fairness issues have attracted increasing attention since machine learning software is increasingly used for high-stakes and high-risk decisions. It is the responsibility of all software developers to make their software accountable by ensuring that the machine learning software do not perform differently on different sensitive groups -- satisfying the separation criterion. However, evaluation of separation requires ground truth labels for each test data point. This motivates our work on analyzing whether separation can be evaluated on comparative judgment test data. Instead of asking humans to provide the ratings or categorical labels on each test data point, comparative judgments are made between pairs of data points such as A is better than B. According to the law of comparative judgment, providing such comparative judgments yields a lower cognitive burden for humans than providing ratings or categorical labels. This work first defines the novel fairness notion comparative separation on comparative judgment test data, and the metrics to evaluate comparative separation. Then, both theoretically and empirically, we show that in binary classification problems, comparative separation is equivalent to separation. Lastly, we analyze the number of test data points and test data pairs required to achieve the same level of statistical power in the evaluation of separation and comparative separation, respectively. This work is the first to explore fairness evaluation on comparative judgment test data. It shows the feasibility and the practical benefits of using comparative judgment test data for model evaluations.

cs.SE

FairReweighing: Density Estimation-Based Reweighing Framework for Improving Separation in Fair Regression

There has been a prevalence of applying AI software in both high-stakes public-sector and industrial contexts. However, the lack of transparency has raised concerns about whether these data-informed AI software decisions secure fairness against people of all racial, gender, or age groups. Despite extensive research on emerging fairness-aware AI software, up to now most efforts to solve this issue have been dedicated to binary classification tasks. Fairness in regression is relatively underexplored. In this work, we adopted a mutual information-based metric to assess separation violations. The metric is also extended so that it can be directly applied to both classification and regression problems with both binary and continuous sensitive attributes. Inspired by the Reweighing algorithm in fair classification, we proposed a FairReweighing pre-processing algorithm based on density estimation to ensure that the learned model satisfies the separation criterion. Theoretically, we show that the proposed FairReweighing algorithm can guarantee separation in the training data under a data independence assumption. Empirically, on both synthetic and real-world data, we show that FairReweighing outperforms existing state-of-the-art regression fairness solutions in terms of improving separation while maintaining high accuracy.

cs.LG