arXiv subjects

Xichao Zhan

Publications and source records attributed to Xichao Zhan.

6 recordsLinked to original sources

arXiv2023

Machine-learning-aided Massive Hybrid Analog and Digital MIMO DOA Estimation for Future Wireless Networks

Due to a high spatial angle resolution and low circuit cost of massive hybrid analog and digital (HAD) multiple-input multiple-output (MIMO), it is viewed as a valuable green communication technology for future wireless networks. Combining a massive HAD-MIMO with direction of arrival (DOA) will provide a high-precision even ultra-high-precision DOA measurement performance approaching the fully-digital (FD) MIMO. However, phase ambiguity is a challenge issue for a massive HAD-MIMO DOA estimation. In this paper, we review three aspects: detection, estimation, and Cramer-Rao lower bound (CRLB) with low-resolution ADCs at receiver. First, a multi-layer-neural-network (MLNN) detector is proposed to infer the existence of passive emitters. Then, a two-layer HAD (TLHAD) MIMO structure is proposed to eliminate phase ambiguity using only one-snapshot. Simulation results show that the proposed MLNN detector is much better than both the existing generalized likelihood ratio test (GRLT) and the ratio of maximum eigen-value (Max-EV) to minimum eigen-value (R-MaxEV-MinEV) in terms of detection probability. Additionally, the proposed TLHAD structure can achieve the corresponding CRLB using single snapshot.

cs.IT↗

arXiv2023

Two Rapid Power Iterative DOA Estimators for UAV Emitter Using Massive/Ultra-massive Receive Array

To provide rapid direction finding (DF) for unmanned aerial vehicle (UAV) emitter in future wireless networks, a low-complexity direction of arrival (DOA) estimation architecture for massive multiple input multiple output (MIMO) receiver arrays is constructed. In this paper, we propose two strategies to address the extremely high complexity caused by eigenvalue decomposition of the received signal covariance matrix. Firstly, a rapid power-iterative rotational invariance (RPI-RI) method is proposed, which adopts the signal subspace generated by power iteration to gets the final direction estimation through rotational invariance between subarrays. RPI-RI makes a significant complexity reduction at the cost of a substantial performance loss. In order to further reduce the complexity and provide a good directional measurement result, a rapid power-iterative Polynomial rooting (RPI-PR) method is proposed, which utilizes the noise subspace combined with polynomial solution method to get the optimal direction estimation. In addition, the influence of initial vector selection on convergence in the power iteration is analyzed, especially when the initial vector is orthogonal to the incident wave. Simulation results show that the two proposed methods outperform the conventional DOA estimation methods in terms of computational complexity. In particular, the RPIPR method achieves more than two orders of magnitude lower complexity than conventional methods and achieves performance close to CRLB. Moreover, it is verified that the initial vector and the relative error have a significant impact on the performance of the computational complexity.

cs.IT↗

arXiv2023

Deep-learning-aided Low-complexity DOA Estimators for Ultra-Massive MIMO Overlapped Receive Array

Massive multiple input multiple output(MIMO)-based fully-digital receive antenna arrays bring huge amount of complexity to both traditional direction of arrival(DOA) estimation algorithms and neural network training, which is difficult to satisfy high-precision and low-latency applications in future wireless communications. To address this challenge, two estimators called OPSC and OSAP-CBAM-CNN are proposed in this paper. The computational complexity of the traditional DOA algorithm is first considered to be reduced by dividing the total set of antennas into multiple overlapped subarrays uniformly, each subarray crosses each other proportionally and performs DOA estimation to generate coarse angles, and all angles are coherently combined to get the better estimation, the final DOA estimation can given by maximum likelihood alternating projection(ML-AP) in a very small range, which has a better performance than the direct partitioning of subarrays. To further reduce the complexity of traditional estimation algorithms, deep neural networks(DNN) are utilized to offline train the relationship between the received signal covariance matrix and the estimated angles. Due to the high complexity of the training network based on large-scale arrays, in the OSAP-CBAM-CNN method, the complex network is divided into several smaller networks based on the overlapped subarray to give rough DOA estimations, followed by coherent combining and AP algorithm to get the final DOA estimation. Simulation results show that as the number of antennas goes to large-scale, the proposed methods can achieve a remarkable complexity reduction over conventional ML-AP algorithm.

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arXiv2022

Two Low-complexity DOA Estimators for Massive/Ultra-massive MIMO Receive Array

Eigen-decomposition-based direction finding methods of using large-scale/ultra-large-scale fully-digital receive antenna arrays lead to a high or ultra-high complexity. To address the complexity dilemma, in this paper, three low-complexity estimators are proposed: partitioned subarray auto-correlation combining (PSAC), partitioned subarray cross-correlation combining (PSCC) and power iteration max correlation successive convex approximation (PI-Max-CSCA). Compared with the conventional no-partitioned direction finding method like root multiple signal classification (Root-MUSIC), in the PSAC method, the total set of antennas are equally partitioned into subsets of antennas, called subarrays, each subarray performs independent DOA estimation, and all DOA estimates are coherently combined to give the final estimation. For a better performance, the cross-correlation among sub-arrays is further exploited in the PSCC method to achieve the near-Cramer-Rao lower bound (CRLB) performance with the help of auto-correlation. To further reduce the complexity, in the PI-Max-CSCA method, using a fraction of all subarrays to make an initial coarse direction measurement (ICDM), the power iterative method is adopted to compute the more precise steering vector (SV) by exploiting the total array, and a more accurate DOA value is found using ICDM and SV through the maximum correlation method solved by successive convex approximation. Simulation results show that as the number of antennas goes to large-scale, the proposed three methods can achieve a dramatic complexity reduction over conventional Root-MUISC. Particularly, the PSCC and PI-Max-CSCA can reach the CRLB while the PSAC shows a substantial performance loss.

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arXiv2022

Rapid Phase Ambiguity Elimination Methods for DOA Estimator via Hybrid Massive MIMO Receive Array

For a sub-connected hybrid multiple-input multiple-output (MIMO) receiver with $K$ subarrays and $N$ antennas, there exists a challenging problem of how to rapidly remove phase ambiguity in only single time-slot. First, a DOA estimator of maximizing received power (Max-RP) is proposed to find the maximum value of $K$-subarray output powers, where each subarray is in charge of one sector, and the center angle of the sector corresponding to the maximum output is the estimated true DOA. To make an enhancement on precision, Max-RP plus quadratic interpolation (Max-RP-QI) method is designed. In the proposed Max-RP-QI, a quadratic interpolation scheme is adopted to interpolate the three DOA values corresponding to the largest three receive powers of Max-RP. Finally, to achieve the CRLB, a Root-MUSIC plus Max-RP-QI scheme is developed. Simulation results show that the proposed three methods eliminate the phase ambiguity during one time-slot and also show low-computational-complexities. In particular, the proposed Root-MUSIC plus Max-RP-QI scheme can reach the CRLB, and the proposed Max-RP and Max-RP-QI are still some performance losses $2dB\thicksim4dB$ compared to the CRLB.

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arXiv2021

High-performance Passive Eigen-model-based Detectors of Single Emitter Using Massive MIMO Receivers

For a passive direction of arrival (DoA) measurement system using massive multiple input multiple output (MIMO), it is mandatory to infer whether the emitter exists or not before performing DOA estimation operation. Inspired by the detection idea from radio detection and ranging (radar), three high-performance detectors are proposed to infer the existence of single passive emitter from the eigen-space of sample covariance matrix of receive signal vector. The test statistic (TS) of the first method is defined as the ratio of maximum eigen-value (Max-EV) to minimum eigen-value (R-MaxEV-MinEV) while that of the second one is defined as the ratio of Max-EV to noise variance (R-MaxEV-NV). The TS of the third method is the mean of maximum eigen-value (EV) and minimum EV(M-MaxEV-MinEV). Their closed-form expressions are presented and the corresponding detection performance is given. Simulation results show that the proposed M-MaxEV-MinEV and R-MaxEV-NV methods can approximately achieve the same detection performance that is better than the traditional generalized likelihood ratio test method with false alarm probability being less than 0.3.

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