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Xidong Mu

Publications and source records attributed to Xidong Mu.

At least 55 records · Page 3Linked to original sources

Movable-Element STARS-Aided Secure Communications

A novel movable-element (ME) enabled simultaneously transmitting and reflecting surface (ME-STARS)-aided secure communication system is investigated. Against the full-space eavesdropping, MEs are deployed at the STARS for enhancing the physical layer security by exploiting higher spatial degrees of freedom. Specifically, a sum secrecy rate maximization problem is formulated, which jointly optimizes the passive beamforming and the MEs positions at the ME-STARS, as well as the active beamforming at the base station. To solve the resultant non-convex optimization problem involving highly-coupled variables, an alternating optimization-based iterative algorithm is developed, decomposing the original problem into three subproblems. In particular, for the MEs position optimization subproblem, a gradient ascent algorithm is employed to iteratively refine the MEs' locations within the confined region. Moreover, the the active and passive beamforming subproblems are solved by employing successive convex approximation. Numerical results unveil that: 1) ME-STARS significantly improves the secrecy performance compared to the conventional STARS with fixed-position elements; and 2) The secrecy rate achieved by the ME-STARS gets saturated within limited movable region size.

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Pinching-Antenna-based Communications: Spectral Efficiency Analysis and Deployment Strategies

A multiple-waveguide pinching-antenna (PA)-based multi-user communication system is investigated. With a given number of PAs, two deployment strategies are considered, namely the centralized PA deployment, where all PAs are switched between waveguides to serve users in a time-division manner to avail of beamforming gain, and the distributed PA deployment, where a single PA is deployed on each waveguide to simultaneously serve multiple users by leveraging the multiplexing gain. The spectral efficiency (SE) achieved by each deployment strategy is analyzed: i) For the centralized deployment, the positioning strategy of PAs on each waveguide is determined first with the aim of maximizing the channel gain of the corresponding nearest served user. Based on this, the corresponding system SE is derived. ii) For the distributed deployment, the system SE under the maximum ratio transmission (MRT) is first obtained. To obtain an analytically tractable form, the stationary phase method is utilized to approximate the system SE. The approximation result reveals that the average inter-user interference can be negligible with a large waveguide spacing and thus the simple MRT is appealing for PA-based multi-user communications. Furthermore, the system SEs achieved by the two strategies are compared in both the high and low signal-to-noise ratio (SNR) regimes. Our analysis suggests that at high SNRs, the distributed deployment is superior to achieve the maximal system SE, while the centralized deployment is more suitable for the low-SNR regime. Finally, the theoretical analysis is verified through simulations.

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Pinching-Antenna Systems (PASS) Meet Multiple Access: NOMA or OMA?

A fundamental two-user PASS-based communication system is considered under three MA schemes, namely non-orthogonal multiple access (NOMA), frequency division multiple access (FDMA), and time division multiple access (TDMA). For each MA scheme, a pinching beamforming optimization problem is formulated to minimize the required transmit power for satisfying users' rate requirements. For NOMA and FDMA, a two-stage algorithm is proposed, where the locations of PAs are derived sequentially by using the successive convex approximation (SCA) method and fine-turning phase adjustment. For TDMA, by leveraging the time-switching feature of PASS, the optimal pinching beamforming of each time slot is derived to maximize the served user channel gain. Numerical results are provided to show that: 1) PASS can achieve a significant performance gain over conventional antenna systems, and 2) NOMA consistently outperforms FDMA, while TDMA provides superior performance than NOMA for symmetric user rate requirements.

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Modeling and Beamforming Optimization for Pinching-Antenna Systems

The Pinching-Antenna SyStem (PASS) is a revolutionary flexible antenna technology designed to enhance wireless communication by establishing strong line-of-sight (LoS) links, reducing free-space path loss and enabling antenna array reconfigurability. PASS uses dielectric waveguides with low propagation loss for signal transmission, radiating via a passive pinching antenna, which is a small dielectric element applied to the waveguide. This paper first proposes a physics-based hardware model for PASS, where the pinching antenna is modeled as an open-ended directional coupler, and the electromagnetic field behavior is analyzed using coupled-mode theory. A simplified signal model characterizes the coupling effect between multiple antennas on the same waveguide. Based on this, two power models are proposed: equal power and proportional power models. Additionally, a transmit power minimization problem is formulated/studied for the joint optimization of transmit and pinching beamforming under both continuous and discrete pinching antenna activations. Two algorithms are proposed to solve this multimodal optimization problem: the penalty-based alternating optimization algorithm and a low-complexity zero-forcing (ZF)-based algorithm. Numerical results show that 1) the ZF-based low-complexity algorithm performs similarly to the penalty-based algorithm, 2) PASS reduces transmit power by over 95% compared to conventional and massive MIMO, 3) discrete activation causes minimal performance loss but requires a dense antenna set to match continuous activation, and 4) the proportional power model yields performance comparable to the equal power model.

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STARS-assisted Near-field ISAC: Sensor Deployment and Beamforming Design

A simultaneously transmitting and reflecting surface (STARS) assisted near-field (NF) integrated sensing and communication (ISAC) framework is proposed, where the radio sensors are installed on the STARS to directly conduct the distance-domain sensing by exploiting the characteristic spherical wavefront. A new squared position error bound (SPEB) expression is derived to reveal the dependence on beamforming (BF) design and sensor deployment. To balance the trade-off between the SPEB and the sensor deployment cost, a cost function minimization problem, a cost function minimization problem is formulated to jointly optimize the sensor deployment, the active and passive BF, subject to communication and power consumption constraints. For the sensor deployment optimization, a joint sensor deployment algorithm is proposed by invoking the successive convex approximation. Under a specific relationship between the sensor numbers and BF design, we derive the optimal sensor interval in a closed-form expression. For the joint BF optimization, a penalty-based method is invoked. Simulation results validated that the derived SPEB expression is close to the exact SPEB, which reveals the Fisher information Matrix of position estimation in NF can be approximated as a diagonal matrix. Furthermore, the proposed algorithms achieve the best SPEB performance than the benchmark schemes accompanying the lowest deployment cost.

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The Impact of Uniform Circular Array on Near-field ISAC

A novel uniform circular array (UCA) based near-field (NF) integrated sensing and communication (ISAC) framework is proposed, where the Cylindrical coordinate is invoked to evaluate the joint positioning performance. The joint squared position error bound (SPEB) of the sensing target (ST) is derived for the coplanar and non-coplanar cases. For the coplanar case, where the ST is located in the coplanar region of the UCA, the approximate Cram{é}r-Rao bound (CRB) expressions for the separate angle and distance estimation are given by exploiting the uniform spherical wavefront model. A SPEB minimization problem is formulated with the constraints of communication requirement and power budget, where the closed-form solution to minimize the CRB of the angle is derived. Inspired by the close-form expression, a low complexity vector-based quadratic transformation (VQF) algorithm is proposed by invoking the Rayleigh quotient. For the non-coplanar case, where the ST is located beyond the coplanar region of the UCA, the separate CRBs over three-dimensional coordinates and the joint SPEB approximations are derived. To minimize the SPEB performance, the semi-definite relaxation (SDR) method and extended low-complexity VQF algorithm are proposed. Numerical results validated that i) the Fisher Information Matrix about angle and distance in NF propagation can be approximated as a diagonal matrix with the trinity loss; ii) Compared with the uniform planar array, the UCA achieve better positioning performance when ST located in the coplanar of the antenna array; and iii) the proposed VQF algorithms reach higher solution precision than conventional SDR algorithm with much less computation complexity.

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Movable-Element STARS-Assisted Near-Field Wideband Communications

A novel movable-element simultaneously transmitting and reflecting surface (ME-STARS)-assisted near-field wideband communication framework is proposed. In particular, the position of each STARS element can be adjusted to combat the significant wideband beam squint issue in the near field instead of using costly true-time delay components. Four practical ME-STARS element movement modes are proposed, namely region-based (RB), horizontal-based (HB), vertical-based (VB), and diagonal-based (DB) modes. Based on this, a near-field wideband multi-user downlink communication scenario is considered, where a sum rate maximization problem is formulated by jointly optimizing the base station (BS) precoding, ME-STARS beamforming, and element positions. To solve this intractable problem, a two-layer algorithm is developed. For the inner layer, the block coordinate descent optimization framework is utilized to solve the BS precoding and ME-STARS beamforming in an iterative manner. For the outer layer, the particle swarm optimization-based heuristic search method is employed to determine the desired element positions. Numerical results show that:1) the ME-STARSs can effectively address the beam squint for near-field wideband communications compared to conventional STARSs with fixed element positions; 2) the RB mode achieves the most efficient beam squint effect mitigation, while the DB mode achieves the best trade-off between performance gain and hardware overhead; and 3) an increase in the number of ME-STARS elements or BS subcarriers substantially improves the system performance.

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Pinching-Antenna Systems (PASS)-enabled Secure Wireless Communications

A novel pinching-antenna systems (PASS)-enabled secure wireless communication framework is proposed. By dynamically adjusting the positions of dielectric particles, namely pinching antennas (PAs), along the waveguides, PASS introduces a novel concept of pinching beamforming to enhance the performance of physical layer security. A fundamental PASS-enabled secure communication system is considered with one legitimate user and one eavesdropper. Both single-waveguide and multiple-waveguide scenarios are studied. 1) For the single-waveguide scenario, the secrecy rate (SR) maximization is formulated to optimize the pinching beamforming. A PA-wise successive tuning (PAST) algorithm is proposed, which ensures constructive signal superposition at the legitimate user while inducing a destructive legitimate signal at the eavesdropper. 2) For the multiple-waveguide scenario, artificial noise (AN) is employed to further improve secrecy performance. A pair of practical transmission architectures are developed: waveguide division (WD) and waveguide multiplexing (WM). The key difference lies in whether each waveguide carries a single type of signal or a mixture of signals with baseband beamforming. For the SR maximization problem under the WD case, a two-stage algorithm is developed, where the pinching beamforming is designed with the PAST algorithm and the baseband power allocation among AN and legitimate signals is solved using successive convex approximation (SCA). For the WM case, an alternating optimization algorithm is developed, where the baseband beamforming is optimized with SCA and the pinching beamforming is designed employing particle swarm optimization.

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Integrated Sensing and Communications for Pinching-Antenna Systems (PASS)

An integrated sensing and communication (ISAC) design for pinching antenna systems (PASS) is proposed, where the pinching antennas are deployed to establish reliable line-of-sight communication and sensing links. More particularly, a separated ISAC design is proposed for the two-waveguide PASS, where one waveguide is used to emit the information-bearing signals for ISAC transmission while the other waveguide is used to receive the reflected echo signals. Based on this framework, a penalty-based alternating optimization algorithm is proposed to maximize the illumination power as well as ensure the communication quality-of-service requirement. Numerical results demonstrate that the proposed PASS-ISAC scheme outperforms the conventional antenna scheme.

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Spectral Efficiency Analysis of Near-Field Holographic MIMO over Ricean Fading Channels

With the denser distribution of antenna elements, stronger mutual coupling effects would kick in among antenna elements, which would eventually affect the communication performance. Meanwhile, as the holographic array usually has large physical size, the possibility of near-field communication increases. This paper investigates a near-field multi-user downlink HMIMO system and characterizes the spectral efficiency (SE) under the mutual coupling effect over Ricean fading channels. Both perfect and imperfect channel state information (CSI) scenarios are considered. (i) For the perfect CSI case, the mutual coupling and radiation efficiency model are first established. Then, the closed-form SE is derived under maximum ratio transmission (MRT). By comparing the SE between the cases with and without mutual coupling, it is unveiled that the system SE with mutual coupling might outperform that without mutual coupling in the low transmit power regime for a given aperture size. Moreover, it is also unveiled that the inter-user interference cannot be eliminated unless the physical size of the array increases to infinity. Fortunately, the additional distance term in the near-field channel can be exploited for the inter-user interference mitigation, especially for the worst case, where the users' angular positions overlap to a great extent. (ii) For the imperfect CSI case, the channel estimation error is considered for the derivation of the closed-form SE under MRT. It shows that in the low transmit power regime, the system SE can be enhanced by increasing the pilot power and the antenna element density, the latter of which will lead to severe mutual coupling. In the high transmit power regime, increasing the pilot power has a limited effect on improving the system SE. However, increasing the antenna element density remains highly beneficial for enhancing the system SE.

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Continuous Aperture Array (CAPA)-Based Multi-Group Multicast Communications

A continuous aperture array (CAPA)-based multi-group multicast communication system is investigated. An integral-based CAPA multi-group multicast beamforming design is formulated for the maximization of the system energy efficiency (EE), subject to a minimum multicast SE constraint of each user group and a total transmit power constraint. To address this non-econvex fractional programming problem, the Dinkelbach's method is employed. Within the Dinkelbach's framework, the non-convex group-wise multicast spectral efficiency (SE) constraint is first equivalently transformed into a tractable form with auxiliary variables. Then, an efficient block coordinate descent (BCD)-based algorithm is developed to solve the reformulated problem. The CAPA beamforming design subproblem can be optimally solved via the Lagrangian dual method and the calculus of variations (CoV) theory. It reveals that the optimal CAPA beamformer should be a combination of all the groups' user channels. To further reduce the computational complexity, a low-complexity zero-forcing (ZF)-based approach is proposed. The closed-form ZF CAPA beamformer is derived using each group's most representative user channel to mitigate the inter-group interference while ensuring the intra-group multicast performance. Then, the beamforming design subproblem in the BCD-based algorithm becomes a convex power allocation subproblem, which can be efficiently solved. Numerical results demonstrate that 1) the CAPA can significantly improve the EE compared to conventional spatially discrete arrays (SPDAs); 2) due to the enhanced spatial resolutions, increasing the aperture size of CAPA is not always beneficial for EE enhancement in multicast scenarios; and 3) wider user distributions of each group cause a significant EE degradation of CAPA compared to SPDA.

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Continuous Aperture Array (CAPA)-Based Secure Wireless Communications

A continuous aperture array (CAPA)-based secure communication system is investigated, where a base station equipped with a CAPA transmits signals to a legitimate user under the existence of an eavesdropper. For improving the secrecy performance, the artificial noise (AN) is employed at the BS for the jamming purpose. We aim at maximizing the secrecy rate by jointly optimizing the information-bearing and AN source current patterns, subject to the maximum transmit power constraint. To solve the resultant non-convex integral-based functional programming problem, a channel subspace-based approach is first proposed via exploiting the result that the optimal current patterns always lie within the subspace spanned by all users' channel responses. Then, the intractable CAPA continuous source current pattern design problem with an infinite number of optimization variables is equivalently transformed into the channel-subspace weighting factor optimization problem with a finite number of optimization variables. A penalty-based successive convex approximation method is developed for iteratively optimizing the finite-size weighting vectors. To further reduce the computational complexity, we propose a two-stage source current patterns design scheme. Specifically, the information-bearing and AN patterns are first designed using the maximal ration transmission and zero-forcing transmission, respectively. Then, the remaining power allocation is addressed via the one-dimensional search method. Numerical results unveil that 1) the CAPA brings in significant secrecy rate gain compared to the conventional discrete multiple-input multiple-output; 2) the proposed channel subspace-based algorithm outperforms the conventional Fourier-based approach, while sustaining much lower computational complexity; and 3) the two-stage ZF-MRT approach has negligible performance loss for the large transmit power regime.

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CAPA: Continuous-Aperture Arrays for Revolutionizing 6G Wireless Communications

In this paper, a novel continuous-aperture array (CAPA)-based wireless communication architecture is proposed, which relies on an electrically large aperture with a continuous current distribution. First, an existing prototype of CAPA is reviewed, followed by the potential benefits and key motivations for employing CAPAs in wireless communications. Then, three practical hardware implementation approaches for CAPAs are introduced based on electronic, optical, and acoustic materials. Furthermore, several beamforming approaches are proposed to optimize the continuous current distributions of CAPAs, which are fundamentally different from those used for conventional spatially discrete arrays (SPDAs). Numerical results are provided to demonstrate their key features in low complexity and near-optimality. Based on these proposed approaches, the performance gains of CAPAs over SPDAs are revealed in terms of channel capacity as well as diversity-multiplexing gains. Finally, several open research problems in CAPA are highlighted.

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Two-Timescale Joint Transmit and Pinching Beamforming for Pinching-Antenna Systems

Pinching antenna systems (PASS) have been proposed as a revolutionary flexible antenna technology which facilitates line-of-sight links via numerous low-cost pinching antennas with adjustable activation positions over waveguides. This letter proposes a two-timescale joint transmit and pinching beamforming design for the maximization of sum rate of a PASS-based downlink multi-user multiple input single output system. A primal dual decomposition method is developed to decouple the two-timescale problem into two sub-problems: 1) A Karush-Kuhn-Tucker-guided dual learning-based approach is proposed to solve the short-term transmit beamforming design sub-problem; 2) The long-term pinching beamforming design sub-problem is tackled by adopting a stochastic successive convex approximation method. Simulation results demonstrate that the proposed two-timescale algorithm achieves a significant performance gain compared to other baselines.

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Movable-Element RIS-Aided Wireless Communications: An Element-Wise Position Optimization Approach

A point-to-point movable element (ME) enabled reconfigurable intelligent surface (ME-RIS) communication system is investigated, where each element position can be flexibly adjusted to create favorable channel conditions. For maximizing the communication rate, an efficient ME position optimization approach is proposed. Specifically, by characterizing the cascaded channel power gain in an element-wise manner, the position of each ME is iteratively updated by invoking the successive convex approximation method. Numerical results unveil that 1) the proposed element-wise ME position optimization algorithm outperforms the gradient descent algorithm; and 2) the ME-RIS significantly improves the communication rate compared to the conventional RIS with fixed-position elements.

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Joint Semantic Transmission and Resource Allocation for Intelligent Computation Task Offloading in MEC Systems

Mobile edge computing (MEC) enables the provision of high-reliability and low-latency applications by offering computation and storage resources in close proximity to end-users. Different from traditional computation task offloading in MEC systems, the large data volume and complex task computation of artificial intelligence involved intelligent computation task offloading have increased greatly. To address this challenge, we propose a MEC system for multiple base stations and multiple terminals, which exploits semantic transmission and early exit of inference. Based on this, we investigate a joint semantic transmission and resource allocation problem for maximizing system reward combined with analysis of semantic transmission and intelligent computation process. To solve the formulated problem, we decompose it into communication resource allocation subproblem, semantic transmission subproblem, and computation capacity allocation subproblem. Then, we use 3D matching and convex optimization method to solve subproblems based on the block coordinate descent (BCD) framework. The optimized feasible solutions are derived from an efficient BCD based joint semantic transmission and resource allocation algorithm in MEC systems. Our simulation demonstrates that: 1) The proposed algorithm significantly improves the delay performance for MEC systems compared with benchmarks; 2) The design of transmission mode and early exit of inference greatly increases system reward during offloading; and 3) Our proposed system achieves efficient utilization of resources from the perspective of system reward in the intelligent scenario.

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RIS-enabled Multi-user M-QAM Uplink NOMA Systems: Design, Analysis, and Optimization

Non-orthogonal multiple access (NOMA) is widely recognized for enhancing the energy and spectral efficiency through effective radio resource sharing. However, uplink NOMA systems face greater challenges than their downlink counterparts, as their bit error rate (BER) performance is hindered by an inherent error floor due to error propagation caused by imperfect successive interference cancellation (SIC). This paper investigates BER performance improvements enabled by reconfigurable intelligent surfaces (RISs) in multi-user uplink NOMA transmission. Specifically, we propose a novel RIS-assisted uplink NOMA design, where the RIS phase shifts are optimized to enhance the received signal amplitudes while mitigating the phase rotations induced by the channel. To achieve this, we first develop an accurate channel model for the effective user channels, which facilitates our BER analysis. We then introduce a channel alignment scheme for a two-user scenario, enabling efficient SIC-based detection and deriving closed-form BER expressions. We further extend the analysis to a generalized setup with an arbitrary number of users and modulation orders for quadrature amplitude modulation signaling. Using the derived BER expressions, we develop an optimized uplink NOMA power allocation (PA) scheme that minimizes the average BER while satisfying the user transmit power constraints. It will be shown that the proposed NOMA detection scheme, in conjunction with the optimized PA strategy, eliminate SIC error floors at the base station. The theoretical BER expressions are validated using simulations, which confirms the effectiveness of the proposed design in eliminating BER floors.

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Waveguide Division Multiple Access for Pinching-Antenna Systems (PASS)

A novel concept of waveguide division multiple access (WDMA) is proposed for multi-user pinching-antenna systems (PASS). The key principle of WDMA is to allocate each user with a dedicated waveguide, which is regarded as a new type of radio resources, so as to facilitate multi-user communications. By adjusting the activation positions of pinching antennas (PAs) over each waveguide, the pinching beamforming can be exploited for intended user signal enhancement and inter-user interference mitigation. Considering both ideal continuous and practical discrete PA position activation schemes, a joint power allocation and pinching beamforming optimization problem is formulated for the maximization of the sum rate. An alternating optimization-based algorithm is developed to address the formulated nonconvex problem. For solving the power allocation subproblem, the successive convex approximation method is invoked. For the pinching beamforming design subproblem, a penalty-based gradient ascent algorithm is first developed for the continuous PA activation case. Then, for the discrete PA activation case, a matching theory-based algorithm is proposed to achieve the near-optimal performance but with a low complexity. Numerical results unveil that: 1) For both continuous and discrete activation cases, PASS can achieve a significant performance gain over conventional fixed-position antenna systems; 2) the proposed WDMA can effectively underpin multi-user communications with the near orthogonality in free space achieved by the pinching beamforming; and 3) the performance gap between the discrete and continuous activation cases can be significantly alleviated with practically feasible numbers of PA candidate positions.

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