arXiv subjects

Xidong Mu

Publications and source records attributed to Xidong Mu.

At least 127 records · Page 7Linked to original sources

arXiv2022

Cluster-Free NOMA Communications Towards Next Generation Multiple Access

A generalized downlink multi-antenna non-orthogonal multiple access (NOMA) transmission framework is proposed with the novel concept of cluster-free successive interference cancellation (SIC). In contrast to conventional NOMA approaches, where SIC is successively carried out within the same cluster, the key idea is that the SIC can be flexibly implemented between any arbitrary users to achieve efficient interference elimination. Based on the proposed framework, a sum rate maximization problem is formulated for jointly optimizing the transmit beamforming and the SIC operations between users, subject to the SIC decoding conditions and users' minimal data rate requirements. To tackle this highly-coupled mixed-integer nonlinear programming problem, an alternating direction method of multipliers-successive convex approximation (ADMM-SCA) algorithm is developed. The original problem is first reformulated into a tractable biconvex augmented Lagrangian (AL) problem by handling the non-convex terms via SCA. Then, this AL problem is decomposed into two subproblems that are iteratively solved by the ADMM to obtain the stationary solution. Moreover, to reduce the computational complexity and alleviate the parameter initialization sensitivity of ADMM-SCA, a Matching-SCA algorithm is proposed. The intractable binary SIC operations are solved through an extended many-to-many matching, which is jointly combined with an SCA process to optimize the transmit beamforming. The proposed Matching-SCA can converge to an enhanced exchange-stable matching that guarantees the local optimality. Numerical results demonstrate that: i) the proposed Matching-SCA algorithm achieves comparable performance and a faster convergence compared to ADMM-SCA; ii) the proposed generalized framework realizes scenario-adaptive communications and outperforms traditional multi-antenna NOMA approaches in various communication regimes.

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arXiv2022

Exploiting Sensing Signal in ISAC: A NOMA Inspired Scheme

A non-orthogonal multiple access (NOMA)-inspired integrated sensing and communication (ISAC) framework is proposed, where a dual-functional base station (BS) transmits the composite communication and sensing signals. In contrast to treating the sensing signal as a harmful interference to communication, in this work, multiple beams of the sensing signal are exploited to convey extra information streams based on the concept of NOMA. Then, each communication user detects the extra information streams and the existing legacy information streams with the aid of successive interference cancellation (SIC). Based on the proposed framework, a multiple-objective optimization problem (MOOP) is formulated to characterize the trade-off between the communication throughput and sensing beampattern accuracy. For the general multiple-user scenario, the formulated MOOP is firstly converted to a single-objective optimization problem via the e-constraint method. Then, a double-layer block coordinate descent (BCD) algorithm is proposed by employing fractional programming and successive convex approximation to find a high-quality sub-optimal solution. For the special single-user scenario, the globally optimal solution can be obtained by transforming the MOOP into a convex quadratic semidefinite program. Moreover, it is rigorously proved that 1) in the multiple-user scenario, the proposed NOMA-inspired ISAC framework always outperforms the state-of-the-art sensing-interference-cancellation (SenIC) ISAC frameworks by further exploiting sensing signals for delivering extra information streams; 2) in the special single-user scenario, the proposed NOMA-inspired ISAC framework achieves the same performance as the existing SenIC ISAC frameworks, which reveals that the coordination of sensing interference is not necessarily required in this case. Numerical results verify the theoretical results.

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arXiv2022

Joint Location and Beamforming Design for STAR-RIS Assisted NOMA Systems

Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted non-orthogonal multiple access (NOMA) communication systems are investigated in its vicinity, where a STAR-RIS is deployed within a predefined region for establishing communication links for users. Both beamformer-based NOMA and cluster-based NOMA schemes are employed at the multi-antenna base station (BS). For each scheme, the STAR-RIS deployment location, the passive transmitting and reflecting beamforming (BF) of the STAR-RIS, and the active BF at the BS are jointly optimized for maximizing the weighted sum-rate (WSR) of users. To solve the resultant non-convex problems, an alternating optimization (AO) algorithm is proposed, where successive convex approximation (SCA) and semi-definite programming (SDP) methods are invoked for iteratively addressing the non-convexity of each sub-problem. Numerical results reveal that 1) the WSR performance can be significantly enhanced by optimizing the specific deployment location of the STAR-RIS; 2) both beamformer-based and cluster-based NOMA prefer asymmetric STAR-RIS deployment.

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arXiv2022

NOMA for Integrating Sensing and Communications towards 6G: A Multiple Access Perspective

This article focuses on the development of integrated sensing and communications (ISAC) from a multiple access (MA) perspective, where the idea of non-orthogonal multiple access (NOMA) is exploited for harmoniously accommodating the sensing and communication functionalities. We first reveal that the developing trend of ISAC is from \emph{orthogonality} to \emph{non-orthogonality}, and introduce the fundamental models of the downlink and uplink ISAC while identifying the design challenges from the MA perspective. (1) For the downlink ISAC, we propose two novel designs, namely \emph{NOMA-empowered} downlink ISAC and \emph{NOMA-inspired} downlink ISAC to effectively coordinate the inter-user interference and the sensing-to-communication interference, respectively. (2) For the uplink ISAC, we first propose a \emph{pure-NOMA-based} uplink ISAC design, where a fixed communication-to-sensing successive interference cancellation order is employed for distinguishing the mixed sensing-communication signal received over the fully shared radio resources. Then, we propose a general \emph{semi-NOMA-based} uplink ISAC design, which includes the conventional orthogonal multiple access-based and pure-NOMA-based uplink ISAC as special cases, thus being capable of providing flexible resource allocation strategies between sensing and communication. Along each proposed NOMA-ISAC design, numerical results are provided for showing the superiority over conventional ISAC designs.

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arXiv2022

GraSens: A Gabor Residual Anti-aliasing Sensing Framework for Action Recognition using WiFi

WiFi-based human action recognition (HAR) has been regarded as a promising solution in applications such as smart living and remote monitoring due to the pervasive and unobtrusive nature of WiFi signals. However, the efficacy of WiFi signals is prone to be influenced by the change in the ambient environment and varies over different sub-carriers. To remedy this issue, we propose an end-to-end Gabor residual anti-aliasing sensing network (GraSens) to directly recognize the actions using the WiFi signals from the wireless devices in diverse scenarios. In particular, a new Gabor residual block is designed to address the impact of the changing surrounding environment with a focus on learning reliable and robust temporal-frequency representations of WiFi signals. In each block, the Gabor layer is integrated with the anti-aliasing layer in a residual manner to gain the shift-invariant features. Furthermore, fractal temporal and frequency self-attention are proposed in a joint effort to explicitly concentrate on the efficacy of WiFi signals and thus enhance the quality of output features scattered in different subcarriers. Experimental results throughout our wireless-vision action recognition dataset (WVAR) and three public datasets demonstrate that our proposed GraSens scheme outperforms state-of-the-art methods with respect to recognition accuracy.

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arXiv2022

Hybrid Reinforcement Learning for STAR-RISs: A Coupled Phase-Shift Model Based Beamformer

A simultaneous transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted multi-user downlink multiple-input single-output (MISO) communication system is investigated. In contrast to the existing ideal STAR-RIS model assuming an independent transmission and reflection phase-shift control, a practical coupled phase-shift model is considered. Then, a joint active and passive beamforming optimization problem is formulated for minimizing the long-term transmission power consumption, subject to the coupled phase-shift constraint and the minimum data rate constraint. Despite the coupled nature of the phase-shift model, the formulated problem is solved by invoking a hybrid continuous and discrete phase-shift control policy. Inspired by this observation, a pair of hybrid reinforcement learning (RL) algorithms, namely the hybrid deep deterministic policy gradient (hybrid DDPG) algorithm and the joint DDPG & deep-Q network (DDPG-DQN) based algorithm are proposed. The hybrid DDPG algorithm controls the associated high-dimensional continuous and discrete actions by relying on the hybrid action mapping. By contrast, the joint DDPG-DQN algorithm constructs two Markov decision processes (MDPs) relying on an inner and an outer environment, thereby amalgamating the two agents to accomplish a joint hybrid control. Simulation results demonstrate that the STAR-RIS has superiority over other conventional RISs in terms of its energy consumption. Furthermore, both the proposed algorithms outperform the baseline DDPG algorithm, and the joint DDPG-DQN algorithm achieves a superior performance, albeit at an increased computational complexity.

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arXiv2022

Joint Radar and Multicast-Unicast Communication: A NOMA Aided Framework

The novel concept of non-orthogonal multiple access (NOMA) aided joint radar and multicast-unicast communication (Rad-MU-Com) is investigated. Employing the same spectrum resource, a multi-input-multi-output (MIMO) dual-functional radar-communication (DFRC) base station detects the radar-centric user (R-user), while transmitting mixed multicast-unicast messages both to the R-user and to the communication-centric user (C-user). In particular, the multicast information is intended for both the R- and C-users, whereas the unicast information is only intended for the C-user. More explicitly, NOMA is employed to facilitate this double spectrum sharing, where the multicast and unicast signals are superimposed in the power domain and the superimposed communication signals are also exploited as radar probing waveforms. A beamformer-based NOMA-aided joint Rad-MU-Com framework is proposed for the system having a single R-user and a single C-user. Based on this framework, the unicast rate maximization problem is formulated by optimizing the beamformers employed, while satisfying the rate requirement of multicast and the predefined accuracy of the radar beam pattern. The resultant non-convex optimization problem is solved by a penalty-based iterative algorithm to find a high-quality near-optimal solution. Finally, our numerical results reveal that significant performance gains can be achieved by the proposed scheme over the benchmark schemes.

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arXiv2022

Queue-Aware STAR-RIS Assisted NOMA Communication Systems

In this paper, the queue-aware simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) assisted non-orthogonal multiple access (NOMA) communication system is investigated to ensure the system stability, where the long-term stability-oriented problem is reformulated to maximize the per-slot queue-weighted sum rate (QWSR) of users based on the Lyapunov drift theory. By jointly optimizing the NOMA decoding order, the active beamforming coefficients at the BS, and the passive transmission and reflection coefficients at the STAR-RIS, three STAR-RIS operating protocols are considered, namely energy splitting (ES), mode switching (MS), and time switching (TS). For ES, the blocked coordinate descent and the successive convex approximation methods are invoked to handle the highly-coupled and non-convex problem. For MS, the proposed algorithm is further extended to a penalty-based two-loop algorithm to solve the binary amplitude constrained problem. For TS, the formulated problem is decomposed into two subproblems, each of which can be solved in a similar manner to ES. Simulation results show that: i) our proposed STAR-RIS assisted NOMA communication achieves better performance than the conventional schemes; ii) the reformulated QWSR maximization problem confirms the system stability; and iii) TS achieves superior performance with respect to both the QWSR and the average queue length.

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arXiv2022

NOMA-Aided Joint Radar and Multicast-Unicast Communication Systems

The novel concept of non-orthogonal multiple access (NOMA) aided joint radar and multicast-unicast communication (Rad-MU-Com) is investigated. Employing the same spectrum resource, a multi-input-multi-output (MIMO) dual-functional radar-communication (DFRC) base station detects the radar-centric users (R-user), while transmitting mixed multicast-unicast messages both to the R-user and to the communication-centric user (C-user). In particular, the multicast information is intended for both the R- and C-users, whereas the unicast information is only intended for the C-user. More explicitly, NOMA is employed to facilitate this double spectrum sharing, where the multicast and unicast signals are superimposed in the power domain and the superimposed communication signals are also exploited as radar probing waveforms. First, a beamformer-based NOMA-aided joint Rad-MU-Com framework is proposed for the system having a single R-user and a single C-user. Based on this framework, the unicast rate maximization problem is formulated by optimizing the beamformers employed, while satisfying the rate requirement of multicast and the predefined accuracy of the radar beam pattern. The resultant non-convex optimization problem is solved by a penalty-based iterative algorithm to find a high-quality near-optimal solution. Next, the system is extended to the scenario of multiple pairs of R- and C-users, where a cluster-based NOMA-aided joint Rad-MU-Com framework is proposed. A joint beamformer design and power allocation optimization problem is formulated for the maximization of the sum of the unicast rate at each C-user, subject to the constraints on both the minimum multicast rate for each R&C pair and on accuracy of the radar beam pattern for detecting multiple R-users. The resultant joint optimization problem is efficiently solved by another penalty-based iterative algorithm developed.

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arXiv2022

Evolution of NOMA Toward Next Generation Multiple Access (NGMA) for 6G

Due to the explosive growth in the number of wireless devices and diverse wireless services, such as virtual/augmented reality and Internet-of-Everything, next generation wireless networks face unprecedented challenges caused by heterogeneous data traffic, massive connectivity, and ultra-high bandwidth efficiency and ultra-low latency requirements. To address these challenges, advanced multiple access schemes are expected to be developed, namely next generation multiple access (NGMA), which are capable of supporting massive numbers of users in a more resource- and complexity-efficient manner than existing multiple access schemes. As the research on NGMA is in a very early stage, in this paper, we explore the evolution of NGMA with a particular focus on non-orthogonal multiple access (NOMA), i.e., the transition from NOMA to NGMA. In particular, we first review the fundamental capacity limits of NOMA, elaborate on the new requirements for NGMA, and discuss several possible candidate techniques. Moreover, given the high compatibility and flexibility of NOMA, we provide an overview of current research efforts on multi-antenna techniques for NOMA, promising future application scenarios of NOMA, and the interplay between NOMA and other emerging physical layer techniques. Furthermore, we discuss advanced mathematical tools for facilitating the design of NOMA communication systems, including conventional optimization approaches and new machine learning techniques. Next, we propose a unified framework for NGMA based on multiple antennas and NOMA, where both downlink and uplink transmissions are considered, thus setting the foundation for this emerging research area. Finally, several practical implementation challenges for NGMA are highlighted as motivation for future work.

cs.IT↗

arXiv2022

NOMA Empowered Integrated Sensing and Communication

A non-orthogonal multiple access (NOMA) empowered integrated sensing and communication (ISAC) framework is investigated. A dual-functional base station serves multiple communication users employing NOMA, while the superimposed NOMA communication signal is simultaneously exploited for target sensing. A beamforming design problem is formulated to maximize the weighted sum of the communication throughput and the effective sensing power. To solve this problem, an efficient double-layer penalty-based algorithm is proposed by invoking successive convex approximation. Numerical results show that the proposed NOMA-ISAC outperforms the conventional ISAC in the underloaded regime experiencing highly correlated channels and in the overloaded regime.

cs.IT↗

arXiv2021

NOMA Inspired Interference Cancellation for Integrated Sensing and Communication

A non-orthogonal multiple access (NOMA) inspired integrated sensing and communication (ISAC) system is investigated. A dual-functional base station (BS) serves multiple communication users while sensing multiple targets, by transmitting the non-orthogonal superposition of the communication and sensing signals. A NOMA inspired interference cancellation scheme is proposed, where part of the dedicated sensing signal is treated as the virtual communication signals to be mitigated at each communication user via successive interference cancellation (SIC). Based on this framework, the transmitted communication and sensing signals are jointly optimized to match the desired sensing beampattern, while satisfying the minimum rate requirement and the SIC condition at the communication users. Then, the formulated non-convex optimization problem is solved by invoking the successive convex approximation (SCA) to obtain a near-optimal solution. The numerical results show the proposed NOMA-inspired ISAC system can achieve better performance than the conventional ISAC system and comparable performance to the ideal ISAC system where all sensing interference is assumed to be removed unconditionally.

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arXiv2021

STAR-RISs: A Correlated T&R Phase-Shift Model and Practical Phase-Shift Configuration Strategies

A correlated transmission and reflection (T&R) phase-shift model is proposed for passive lossless simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs). A STAR-RIS-aided two-user downlink communication system is investigated for both orthogonal multiple access (OMA) and non-orthogonal multiple access (NOMA). To evaluate the impact of the correlated T&R phase-shift model on the communication performance, three phase-shift configuration strategies are developed, namely the primary-secondary phase-shift configuration (PS-PSC), the diversity preserving phase-shift configuration (DP-PSC), and the T/R-group phase-shift configuration (TR-PSC) strategies. Furthermore, we derive the outage probabilities for the three proposed phase-shift configuration strategies as well as for those of the random phase-shift configuration and the independent phase-shift model, which constitute performance lower and upper bounds, respectively. Then, the diversity order of each strategy is investigated based on the obtained analytical results. It is shown that the proposed DP-PSC strategy achieves full diversity order simultaneously for users located on both sides of the STAR-RIS. Moreover, power scaling laws are derived for the three proposed strategies and for the random phase-shift configuration. Numerical simulations reveal a performance gain if the users on both sides of the STAR-RIS are served by NOMA instead of OMA. Moreover, it is shown that the proposed DP-PSC strategy yields the same diversity order as achieved by STAR-RISs under the independent phase-shift model and a comparable power scaling law with only 4 dB reduction in received power.

cs.IT↗

arXiv2021

Resource Allocation in STAR-RIS-Aided Networks: OMA and NOMA

Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) is a promising technology to achieve full-space coverage. This paper investigates the resource allocation problem in a STAR-RIS-assisted multi-carrier communication network. To maximize the system sum-rate, a joint optimization problem for orthogonal multiple access (OMA) is first formulated, which is a mixed-integer non-linear programming problem. To solve this challenging problem, we first propose a channel assignment scheme utilizing matching theory and then invoke the alternating optimization-based method to optimize the resource allocation policy and beamforming vectors iteratively. Furthermore, the sum-rate maximization problem for non-orthogonal multiple access (NOMA) is investigated. To efficiently solve it, we first propose a location-based matching algorithm to determine the sub-channel assignment, where a transmitted user and a reflected user are grouped on a sub-channel. Then, a three-step approach is proposed, where the decoding orders, beamforming-coefficient vectors, and power allocation are optimized by employing semidefinite programming, convex upper bound approximation, and geometry programming, respectively. Numerical results unveil that: 1) For OMA, a general design that includes same-side user-pairing for channel assignment is preferable, while for NOMA, the proposed transmission-and-reflection scheme can achieve near-optimal performance. 2) The STAR-RIS-aided NOMA network significantly outperforms the networks employing conventional RISs and OMA.

cs.IT↗

arXiv2021

Graph-Embedded Multi-Agent Learning for Smart Reconfigurable THz MIMO-NOMA Networks

With the accelerated development of immersive applications and the explosive increment of internet-of-things (IoT) terminals, 6G would introduce terahertz (THz) massive multiple-input multiple-output non-orthogonal multiple access (MIMO-NOMA) technologies to meet the ultra-high-speed transmission and massive connectivity requirements. Nevertheless, the unreliability of THz transmissions and the extreme heterogeneity of device requirements pose critical challenges for practical applications. To address these challenges, we propose a novel smart reconfigurable THz MIMO-NOMA framework, which can realize customizable and intelligent communications by flexibly and coordinately reconfiguring hybrid beams through the cooperation between access points (APs) and reconfigurable intelligent surfaces (RISs). The optimization problem is formulated as a decentralized partially-observable Markov decision process (Dec-POMDP) to maximize the network energy efficiency, while guaranteeing the diversified users' performance, via a joint RIS element selection, coordinated discrete phase-shift control, and power allocation strategy. To solve the above non-convex, strongly coupled, and highly complex mixed integer nonlinear programming (MINLP) problem, we propose a novel multi-agent deep reinforcement learning (MADRL) algorithm, namely graph-embedded value-decomposition actor-critic (GE-VDAC), that embeds the interaction information of agents, and learns a locally optimal solution through a distributed policy. Numerical results demonstrate that the proposed algorithm achieves highly customized communications and outperforms traditional MADRL algorithms.

eess.SP↗

arXiv2021

Simultaneously Transmitting and Reflecting (STAR)-RISs: A Coupled Phase-Shift Model

A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided communication system is investigated, where an access point sends information to two users located on each side of the STAR-RIS. Different from current works assuming that the phase-shift coefficients for transmission and reflection can be independently adjusted, which is non-trivial to realize for purely passive STAR-RISs, a coupled transmission and reflection phase-shift model is considered. Based on this model, a power consumption minimization problem is formulated for both non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA). In particular, the amplitude and phase-shift coefficients for transmission and reflection are jointly optimized, subject to the rate constraints of the users. To solve this non-convex problem, an efficient element-wise alternating optimization algorithm is developed to find a high-quality suboptimal solution, whose complexity scales only linearly with the number of STAR elements. Finally, numerical results are provided for both NOMA and OMA to validate the effectiveness of the proposed algorithm by comparing its performance with that of STAR-RISs using the independent phase-shift model and conventional reflecting/transmitting-only RISs.

cs.IT↗

arXiv2021

Intelligent Reflecting Surface Enhanced Multi-UAV NOMA Networks

Intelligent reflecting surface (IRS) enhanced multi-unmanned aerial vehicle (UAV) non-orthogonal multiple access (NOMA) networks are investigated. A new transmission framework is proposed, where multiple UAV-mounted base stations employ NOMA to serve multiple groups of ground users with the aid of an IRS. The three-dimensional (3D) placement and transmit power of UAVs, the reflection matrix of the IRS, and the NOMA decoding orders among users are jointly optimized for maximization of the sum rate of considered networks. To tackle the formulated mixed-integer non-convex optimization problem with coupled variables, a block coordinate descent (BCD)-based iterative algorithm is developed. Specifically, the original problem is decomposed into three subproblems, which are alternatingly solved by exploiting the penalty method and the successive convex approximation technique. The proposed BCD-based algorithm is demonstrated to be able to obtain a stationary point of the original problem with polynomial time complexity. Numerical results show that: 1) the proposed NOMA-IRS scheme for multi-UAV networks achieves a higher sum rate compared to the benchmark schemes, i.e., orthogonal multiple access (OMA)-IRS and NOMA without IRS; 2) the use of IRS is capable of providing performance gain for multi-UAV networks by both enhancing channel qualities of UAVs to their served users and mitigating the inter-UAV interference; and 3) optimizing the UAV placement can make the sum rate gain brought by NOMA more distinct due to the flexible decoding order design.

cs.IT↗

arXiv2021

Reconfigurable Intelligent Surface (RIS) Aided Multi-User Networks: Interplay Between NOMA and RIS

This article focuses on the exploitation of reconfigurable intelligent surfaces (RISs) in multi-user networks employing orthogonal multiple access (OMA) or non-orthogonal multiple access (NOMA), with an emphasis on investigating the interplay between NOMA and RIS. Depending on whether the RIS reflection coefficients can be adjusted only once or multiple times during one transmission, we distinguish between static and dynamic RIS configurations. In particular, the capacity region of RIS aided single-antenna NOMA networks is characterized and compared with the OMA rate region from an information-theoretic perspective, revealing that the dynamic RIS configuration is capacity-achieving. Then, the impact of the RIS deployment location on the performance of different multiple access schemes is investigated, which reveals that asymmetric and symmetric deployment strategies are preferable for NOMA and OMA, respectively. Furthermore, for RIS aided multiple-antenna NOMA networks, three novel joint active and passive beamformer designs are proposed based on both beamformer based and cluster based strategies. Finally, open research problems for RIS-NOMA networks are highlighted.

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