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Xin Guan

Publications and source records attributed to Xin Guan.

At least 55 records · Page 3Linked to original sources

Bias Amplification: Large Language Models as Increasingly Biased Media

Model collapse, a phenomenon characterized by performance degradation due to iterative training on synthetic data, has been widely studied. However, its implications for bias amplification, the progressive intensification of pre-existing societal biases in Large Language Models (LLMs), remain significantly underexplored, despite the growing influence of LLMs in shaping online discourse. In this paper, we introduce a open, generational, and long-context benchmark specifically designed to measure political bias amplification in LLMs, leveraging sentence continuation tasks derived from a comprehensive dataset of U.S. political news. Our empirical study using GPT-2 reveals consistent and substantial political bias intensification (e.g., right-leaning amplification) over iterative synthetic training cycles. We evaluate three mitigation strategies, Overfitting, Preservation, and Accumulation, and demonstrate that bias amplification persists independently of model collapse, even when the latter is effectively controlled. Furthermore, we propose a mechanistic analysis approach that identifies neurons correlated with specific phenomena during inference through regression and statistical tests. This analysis uncovers largely distinct neuron populations driving bias amplification and model collapse, underscoring fundamentally different underlying mechanisms. Finally, we supplement our empirical findings with theoretical intuition that explains the separate origins of these phenomena, guiding targeted strategies for bias mitigation.

cs.AI↗

The Chinese pulsar timing array data release I. Polarimetry for 56 millisecond pulsars

We present polarization pulse profiles for 56 millisecond pulsars (MSPs) monitored by the Chinese Pulsar Timing Array (CPTA) collaboration using the Five-hundred-meter Aperture Spherical radio Telescope (FAST). The observations centered at 1.25 GHz with a raw bandwidth of 500 MHz. Due to the high sensitivity ($\sim$16 K/Jy) of the FAST telescope and our long integration time, the high signal-to-noise ratio polarization profiles show features hardly detected before. Among 56 pulsars, the polarization profiles of PSRs J0406$+$3039, J1327$+$3423, and J2022$+$2534 were not previously reported. 80\% of MSPs in the sample show weak components below 3\% of peak flux, 25\% of pulsars show interpulse-like structures, and most pulsars show linear polarization position angle jumps. Six pulsars seem to be emitting for full rotation phase, with another thirteen pulsars being good candidates for such a 360$^\circ$ radiator. We find that the distribution of the polarization percentage in our sample is compatible with the normal pulsar distribution. Our detailed evaluation of the MSP polarization properties suggests that the wave propagation effects in the pulsar magnetosphere are important in shaping the MSP polarization pulse profiles.

astro-ph.HE↗

Discovery of a high-velocity cloud of the Milky Way as a potential dark galaxy

High-velocity clouds (HVCs) are composed of neutral hydrogen (HI) moving at velocities that deviate from the general rotational motion of the Milky Way. Currently, the origins of the HVCs remain poorly known due to the difficulty in determining their distance and the lack of any other suitable identification. Here we report the detection of a compact gas clump in HVC AC-I, which displays characteristics typical of a disk galaxy, named AC G185.0-11.5, using the HI observations. We estimated the distance of AC G185.0-11.5 to be about 277.7 kpc using the Baryonic Tully-Fisher relation and constrained its HI gas mass to be between 3.0*10^7 and 4.7*10^8 solar masses. The distance determination indicates that the HVC AC-I hosting AC G185.0-11.5 is an extragalactic object in the Local Group. The absence of molecular gas and an optical counterpart for AC G185.0-11.5 implies that it may be a rare dark galaxy.

astro-ph.GA↗

Three-Loop QCD corrections to the production of a Higgs boson and a Jet

We compute three-loop QCD corrections to the scattering amplitude of a Higgs boson and three partons interfered with its tree level counterpart. Specifically, we derive our results in the generalized leading color limit. Our results are represented in terms of so-called multiple polylogarithms and thus ready for use in phenomenological predictions. We provide the three-loop amplitudes necessary to compute the production cross section of a Higgs boson and a hadronic jet at hadron colliders and the decay probability of a Higgs boson to three hadronic jets at lepton colliders.

hep-ph↗

Quantum transport in SnTe nanowire devices

We report on a variety of quantum transport experiments in SnTe nanowire devices. Research on these particular nanowire devices is relevant because of their topological properties and their potential to distinguish surface states owing to their high surface-to-volume ratio that suppresses the bulk contribution to the conductance. We observe a low-resistance and a high-resistance regime. The highly resistive devices display semiconducting and quantum dot behavior caused by microscopic differences in the fabrication, while devices with low resistance show partial superconductivity when in a hybrid superconductor-nanowire configuration or Fabry-Pérot oscillations. The latter suggests quantum interference in a ballistic transport channel, attributed to the 2D surface states in SnTe. The wide variety of quantum transport phenomena demonstrate SnTe nanowires as a promising platform for diverse follow-up experiments and novel device architectures, including the exploration of topological superconductivity and the development of low-energy spintronic devices.

cond-mat.mes-hall↗

Change-plane analysis in functional response quantile regression

Change-plane analysis is a pivotal tool for identifying subgroups within a heterogeneous population, yet it presents challenges when applied to functional data. In this paper, we consider a change-plane model within the framework of functional response quantile regression, capable of identifying and testing subgroups in non-Gaussian functional responses with scalar predictors. The proposed model naturally extends the change-plane method to account for the heterogeneity in functional data. To detect the existence of subgroups, we develop a weighted average of the squared score test statistic, which has a closed form and thereby reduces the computational stress. An alternating direction method of multipliers algorithm is formulated to estimate the functional coefficients and the grouping parameters. We establish the asymptotic theory for the estimates based on the reproducing kernel Hilbert space and derive the asymptotic distributions of the proposed test statistic under both null and alternative hypotheses. Simulation studies are conducted to evaluate the performance of the proposed approach in subgroup identification and hypothesis test. The proposed methods are also applied to two datasets, one from a study on China stocks and another from the COVID-19 pandemic.

stat.ME↗

Subgroup learning in functional regression models under the RKHS framework

Motivated by the inherent heterogeneity observed in many functional or imaging datasets, this paper focuses on subgroup learning in functional or image responses. While change-plane analysis has demonstrated empirical success in practice, the existing methodology is confined to scalar or longitudinal data. In this paper, we propose a novel framework for estimation, identifying, and testing the existence of subgroups in the functional or image response through the change-plane method. The asymptotic theories of the functional parameters are established based on the vector-valued Reproducing Kernel Hilbert Space (RKHS), and the asymptotic properties of the change-plane estimators are derived by a smoothing method since the objective function is nonconvex concerning the change-plane. A novel test statistic is proposed for testing the existence of subgroups, and its asymptotic properties are established under both the null hypothesis and local alternative hypotheses. Numerical studies have been conducted to elucidate the finite-sample performance of the proposed estimation and testing algorithms. Furthermore, an empirical application to the COVID-19 dataset is presented for comprehensive illustration.

stat.ME↗

HyPA-RAG: A Hybrid Parameter Adaptive Retrieval-Augmented Generation System for AI Legal and Policy Applications

Large Language Models (LLMs) face limitations in AI legal and policy applications due to outdated knowledge, hallucinations, and poor reasoning in complex contexts. Retrieval-Augmented Generation (RAG) systems address these issues by incorporating external knowledge, but suffer from retrieval errors, ineffective context integration, and high operational costs. This paper presents the Hybrid Parameter-Adaptive RAG (HyPA-RAG) system, designed for the AI legal domain, with NYC Local Law 144 (LL144) as the test case. HyPA-RAG integrates a query complexity classifier for adaptive parameter tuning, a hybrid retrieval approach combining dense, sparse, and knowledge graph methods, and a comprehensive evaluation framework with tailored question types and metrics. Testing on LL144 demonstrates that HyPA-RAG enhances retrieval accuracy, response fidelity, and contextual precision, offering a robust and adaptable solution for high-stakes legal and policy applications.

cs.IR↗

From Text to Emoji: How PEFT-Driven Personality Manipulation Unleashes the Emoji Potential in LLMs

The manipulation of the personality traits of large language models (LLMs) has emerged as a key area of research. Methods like prompt-based In-Context Knowledge Editing (IKE) and gradient-based Model Editor Networks (MEND) have been explored but show irregularity and variability; IKE depends on the prompt, leading to variability and sensitivity, while MEND yields inconsistent and gibberish outputs. To address this, we employed Opinion QA Based Parameter-Efficient Fine-Tuning (PEFT), specifically Quantized Low-Rank Adaptation (QLoRA), to manipulate the Big Five personality traits: Openness, Conscientiousness, Extraversion, Agreeableness, and Neuroticism. After PEFT, models such as Mistral-7B-Instruct and LLaMA-2-7B-chat showed a latent behaviour by generating emojis for certain traits, despite no emojis being present in the PEFT data. For instance, LLaMA-2-7B-chat generated emojis in 99.5\% of extraversion-related test instances, while Mistral-7B-Instruct did so in 92.5\% of openness-related test instances. ICL Explainability analysis indicated that the LLMs used emojis intentionally to express these traits. Mechanistic Interpretability analysis showed that this latent behaviour of LLMs could be traced to specific neurons that became activated or amplified after PEFT. This paper provides a number of novel contributions. First, introducing an Opinion QA dataset for PEFT-driven personality manipulation; second, developing metric models to benchmark LLM personality traits; third, demonstrating PEFT's superiority over IKE in personality manipulation; and finally, analysing and validating emoji usage through explainability methods such as Mechanistic Interpretability and In-context learning Explainability methods.

cs.CL↗

Blade: A package for block-triangular form improved Feynman integrals decomposition

In this article, we present the package {\tt Blade} as the first implementation of the block-triangular form improved Feynman integral reduction method. The block-triangular form has orders of magnitude fewer equations compared to the plain integration-by-parts system, allowing for strictly block-by-block solutions. This results in faster evaluations and reduced resource consumption. We elucidate the algorithms involved in obtaining the block-triangular form along with their implementations. Additionally, we introduce novel algorithms for finding the canonical form and symmetry relations of Feynman integrals, as well as for performing spanning-sector reduction. Our benchmarks for various state-of-the-art problems demonstrate that {\tt Blade} is remarkably competitive among existing reduction tools. Furthermore, the {\tt Blade} package offers several distinctive features, including support for complex kinematic variables or masses, user-defined Feynman prescriptions for each propagator, and general integrands.

hep-ph↗

SAGED: A Holistic Bias-Benchmarking Pipeline for Language Models with Customisable Fairness Calibration

The development of unbiased large language models is widely recognized as crucial, yet existing benchmarks fall short in detecting biases due to limited scope, contamination, and lack of a fairness baseline. SAGED(bias) is the first holistic benchmarking pipeline to address these problems. The pipeline encompasses five core stages: scraping materials, assembling benchmarks, generating responses, extracting numeric features, and diagnosing with disparity metrics. SAGED includes metrics for max disparity, such as impact ratio, and bias concentration, such as Max Z-scores. Noticing that metric tool bias and contextual bias in prompts can distort evaluation, SAGED implements counterfactual branching and baseline calibration for mitigation. For demonstration, we use SAGED on G20 Countries with popular 8b-level models including Gemma2, Llama3.1, Mistral, and Qwen2. With sentiment analysis, we find that while Mistral and Qwen2 show lower max disparity and higher bias concentration than Gemma2 and Llama3.1, all models are notably biased against countries like Russia and (except for Qwen2) China. With further experiments to have models role-playing U.S. presidents, we see bias amplifies and shifts in heterogeneous directions. Moreover, we see Qwen2 and Mistral not engage in role-playing, while Llama3.1 and Gemma2 role-play Trump notably more intensively than Biden and Harris, indicating role-playing performance bias in these models.

cs.CL↗

Understanding the anisotropic growth of VS grown PbSnTe nanowires

PbSnTe is a topological crystalline insulator (TCI), which holds promise for scattering-free transport channels and fault-tolerant quantum computing. As the topologically non-trivial states live on the surface, the nanowire geometry, with a high surface-to-volume ratio, is ideal for probing these states. The controlled growth of PbSnTe nanowires using molecular beam epitaxy has been shown before, but an understanding of the anisotropic growth and the resulting morphology is lacking. Here, based on experimental observations, we develop a model that describes the evolution of NW morphology as a function of growth time. It is found that the anisotropic morphology can be described by a combination of direct impingement, mask diffusion and facet diffusion which results in a transition from a Te-limited growth regime to a group IV-limited growth regime. This growth model allows us to design more targeted experiments which could lead to a higher flexibility in device design.

cond-mat.mtrl-sci↗

Assessing Bias in Metric Models for LLM Open-Ended Generation Bias Benchmarks

Open-generation bias benchmarks evaluate social biases in Large Language Models (LLMs) by analyzing their outputs. However, the classifiers used in analysis often have inherent biases, leading to unfair conclusions. This study examines such biases in open-generation benchmarks like BOLD and SAGED. Using the MGSD dataset, we conduct two experiments. The first uses counterfactuals to measure prediction variations across demographic groups by altering stereotype-related prefixes. The second applies explainability tools (SHAP) to validate that the observed biases stem from these counterfactuals. Results reveal unequal treatment of demographic descriptors, calling for more robust bias metric models.

cs.CL↗

Some notes on the $k$-means clustering for missing data

The classical $k$-means clustering requires a complete data matrix without missing entries. As a natural extension of the $k$-means clustering for missing data, the $k$-POD clustering has been proposed, which ignores the missing entries in the $k$-means clustering. This paper shows the inconsistency of the $k$-POD clustering even under the missing completely at random mechanism. More specifically, the expected loss of the $k$-POD clustering can be represented as the weighted sum of the expected $k$-means losses with parts of variables. Thus, the $k$-POD clustering converges to the different clustering from the $k$-means clustering as the sample size goes to infinity. This result indicates that although the $k$-means clustering works well, the $k$-POD clustering may fail to capture the hidden cluster structure. On the other hand, for high-dimensional data, the $k$-POD clustering could be a suitable choice when the missing rate in each variable is low.

math.ST↗

JobFair: A Framework for Benchmarking Gender Hiring Bias in Large Language Models

The use of Large Language Models (LLMs) in hiring has led to legislative actions to protect vulnerable demographic groups. This paper presents a novel framework for benchmarking hierarchical gender hiring bias in Large Language Models (LLMs) for resume scoring, revealing significant issues of reverse gender hiring bias and overdebiasing. Our contributions are fourfold: Firstly, we introduce a new construct grounded in labour economics, legal principles, and critiques of current bias benchmarks: hiring bias can be categorized into two types: Level bias (difference in the average outcomes between demographic counterfactual groups) and Spread bias (difference in the variance of outcomes between demographic counterfactual groups); Level bias can be further subdivided into statistical bias (i.e. changing with non-demographic content) and taste-based bias (i.e. consistent regardless of non-demographic content). Secondly, the framework includes rigorous statistical and computational hiring bias metrics, such as Rank After Scoring (RAS), Rank-based Impact Ratio, Permutation Test, and Fixed Effects Model. Thirdly, we analyze gender hiring biases in ten state-of-the-art LLMs. Seven out of ten LLMs show significant biases against males in at least one industry. An industry-effect regression reveals that the healthcare industry is the most biased against males. Moreover, we found that the bias performance remains invariant with resume content for eight out of ten LLMs. This indicates that the bias performance measured in this paper might apply to other resume datasets with different resume qualities. Fourthly, we provide a user-friendly demo and resume dataset to support the adoption and practical use of the framework, which can be generalized to other social traits and tasks.

cs.CL↗

Splitting amplitudes at N$^3$LO in QCD

In the limit where partons become collinear to each other, scattering amplitudes factorize into a product of universal, process-independent building blocks and scattering amplitudes involving fewer partons. We compute these universal building blocks -- known as splitting amplitudes -- for two collinear QCD partons up to third loop order in QCD. Our results describe arbitrary time-like splitting processes. Due to the violation of strict collinear factorization in space-like splitting processes, we specifically present space-like splitting amplitudes for three-parton QCD scattering amplitudes at third loop order. To achieve our results, we perform a collinear expansion of three-loop scattering amplitudes using a new expansion-by-subgraph technology, which is based on the method of regions.

hep-ph↗

Heavy-quark pair production at lepton colliders at NNNLO in QCD

We compute the total cross-section and invariant mass distribution for heavy-quark pair production in $e^+e^-$ annihilation at the next-to-next-to-next-to-leading order in QCD. The obtained results are expressed as piecewise functions defined by several deeply expanded power series, facilitating a rapid numerical evaluation. Utilizing top-pair production at a collision energy of 500 GeV as a benchmark, we observe a correction of approximately $0.1\%$ for the total cross-section and around $10\%$ for the majority of the invariant mass distribution range. These results play a crucial role in significantly reducing theoretical uncertainty: the scale dependence has been diminished to $0.06\%$ for the total cross-section and to $5\%$ for the invariant mass distribution. This reduction of uncertainty meets the stringent requirements of future lepton colliders.

hep-ph↗

A high-precision result for a full-color three-loop three-point form factor in ${\cal N}=4$ SYM

We perform a high-precision computation of the three-loop three-point form factor of the stress-tensor supermultiplet in ${\cal N}=4$ SYM. Both the leading-color and non-leading-color form factors are expanded in terms of simple integrals. We compute the complete set of integrals at a special kinematic point with very high precision using $\mathtt{AMFlow}$. The high-precision leading-color result enables us to obtain the analytic form of a numerical constant in the three-loop BDS ansatz, which is previously known only numerically. The high-precision values of the non-leading-color finite remainder as well as all integrals are also presented, which can be valuable for future use.

hep-th↗