Searcharxiv⌕ Search

arXiv subjects

Xin Wan

Publications and source records attributed to Xin Wan.

At least 37 records · Page 2Linked to original sources

Iwasawa Main Conjecture for Supersingular Elliptic Curves and BSD conjecture

In this paper we prove the $\pm$-main conjecture of Iwasawa theory formulated by Kobayashi for elliptic curves with supersingular reduction at an odd prime $p$ such that $a_p=0$, using a key new observation that it can be reduced to another Iwasawa-Greenberg main conjecture, which is more accessible and proved here as a first step. Then we develop some generalized $\pm$ local theory and deduce the main conjecture. The argument uses in an essential way the recent study on explicit reciprocity law for Beilinson-Flach elements by Kings-Loeffler-Zerbes. We also prove as corollaries the $p$-part of the BSD formula at supersingular primes when the analytic rank is $0$ or $1$. The main result enables us to present in the Appendix a number of explicit infinite families of elliptic curves without complex multiplications for which we can now prove the full Birch-Swinnerton-Dyer conjecture. No such infinite families of curves without complex multiplication were known previously.

math.NT↗

MammothModa: Multi-Modal Large Language Model

In this report, we introduce MammothModa, yet another multi-modal large language model (MLLM) designed to achieve state-of-the-art performance starting from an elementary baseline. We focus on three key design insights: (i) Integrating Visual Capabilities while Maintaining Complex Language Understanding: In addition to the vision encoder, we incorporated the Visual Attention Experts into the LLM to enhance its visual capabilities. (ii) Extending Context Window for High-Resolution and Long-Duration Visual Feature: We explore the Visual Merger Module to effectively reduce the token number of high-resolution images and incorporated frame position ids to avoid position interpolation. (iii) High-Quality Bilingual Datasets: We meticulously curated and filtered a high-quality bilingual multimodal dataset to reduce visual hallucinations. With above recipe we build MammothModa that consistently outperforms the state-of-the-art models, e.g., LLaVA-series, across main real-world visual language benchmarks without bells and whistles.

cs.CV↗

Quantifying Price Improvement in Order Flow Auctions

This work introduces a framework for evaluating onchain order flow auctions (OFAs), emphasizing the metric of price improvement. Utilizing a set of open-source tools, our methodology systematically attributes price improvements to specific modifiable inputs of the system such as routing efficiency, gas optimization, and priority fee settings. When applied to leading Ethereum-based trading interfaces such as 1Inch and Uniswap, the results reveal that auction-enhanced interfaces can provide statistically significant improvements in trading outcomes, averaging 4-5 basis points in our sample. We further identify the sources of such price improvements to be added liquidity for large swaps. This research lays a foundation for future innovations in blockchain based trading platforms.

q-fin.TR↗

Don't Let MEV Slip: The Costs of Swapping on the Uniswap Protocol

We present the first in-depth empirical characterization of the costs of trading on a decentralized exchange (DEX). Using quoted prices from the Uniswap Labs interface for two pools -- USDC-ETH (5bps) and PEPE-ETH (30bps) -- we evaluate the efficiency of trading on DEXs. Our main tool is slippage -- the difference between the realized execution price of a trade, and its quoted price -- which we breakdown into its benign and adversarial components. We also present an alternative way to quantify and identify slippage due to adversarial reordering of transactions, which we call reordering slippage, that does not require quoted prices or mempool data to calculate. We find that the composition of transaction costs varies tremendously with the trade's characteristics. Specifically, while for small swaps, gas costs dominate costs, for large swaps price-impact and slippage account for the majority of it. Moreover, when trading PEPE, a popular 'memecoin', the probability of adversarial slippage is about 80% higher than when trading a mature asset like USDC. Overall, our results provide preliminary evidence that DEXs offer a compelling trust-less alternative to centralized exchanges for trading digital assets.

cs.CR↗

FLAIR: A Metric for Liquidity Provider Competitiveness in Automated Market Makers

This paper aims to enhance the understanding of liquidity provider (LP) returns in automated market makers (AMMs). LPs face market risk as well as adverse selection due to risky asset holdings in the pool that they provide liquidity to and the informational asymmetry between informed traders (arbitrageurs) and AMMs. Loss-versus-rebalancing (LVR) quantifies the adverse selection cost (Milionis et al., 2022a), and is a popular metric to evaluate the flow toxicity to an AMM. However, individual LP returns are critically affected by another factor orthogonal to the above: the competitiveness among LPs. This work introduces a novel metric for LP competitiveness, called FLAIR (short for fee liquidity-adjusted instantaneous returns), that aims to supplement LVR in assessments of LP performance to capture the dynamic behavior of LPs in a pool. Our metric reflects the characteristics of fee return-on-capital, and differentiates active liquidity provisioning strategies in AMMs. To illustrate how both flow toxicity, accounting for the sophistication of the counterparty of LPs, as well as LP competitiveness, accounting for the sophistication of the competition among LPs, affect individual LP returns, we propose a quadrant interpretation where all of these characteristics may be readily visualized. We examine LP competitiveness in an ex-post fashion, and show example cases in all of which our metric confirms the expected nuances and intuition of competitiveness among LPs. FLAIR has particular merit in empirical analyses, and is able to better inform practical assessments of AMM pools.

q-fin.PM↗

Competing ferromagnetic superconducting states in europium-based iron pnictides

In europium-based iron pnictides superconducting Fe-planes can be influenced by a Zeeman field originated from the neighboring Eu-planes. The field tends to induce spin-density waves with a ferromagnetic average which coexists with the superconducting order by forming complementary patterns of the superconducting and magnetic order parameters in a Fulde-Ferrell-Larkin-Ovchinnikov phase and a two-dimensional textured-superconducting phase. The hard gap around the Fermi energy disappears in these fragile inhomogeneous superconducting states, which features, instead, V-shaped spin-resolved local density of states. The inhomogeneous states are also competing with either a homogeneous superconducting or a homogeneous ferromagnetic state, manifesting the intertwining influences of the magnetic orders in Fe and Eu planes, the spin-density wave band structure, and the superconducting pairing order.

cond-mat.supr-con↗

The Iwasawa Main Conjecture for universal families of modular motives

Let $p$ be an odd prime. We prove the cyclotomic Iwasawa Main Conjecture of K.Kato for the motive attached to an eigencuspform $f\in S_{k}(Γ_{0}(N))$ with arbitrary reduction type at $p$ under mild assumptions on the residual Galois representation $\barρ_{f}$. Under the same hypotheses, we also prove the generalized Iwasawa Main Conjecture for $p$-adic families of modular forms. The Iwasawa Main Conjecture for $f$ is deduced by a limit argument involving fundamental lines from a universal Iwasawa Main Conjecture over the universal deformation space of $\barρ_{f}$, which itself follows from the cyclotomic Iwasawa Main Conjecture for crystalline eigencuspforms and hence from results on the Iwasawa-Greenberg Main Conjecture for Rankin-Selberg products. The main novel ingredients in our proof are as follows: a new way to study the arithmetic of the Fourier-Jacobi coefficients of Eisenstein series for the group $\operatorname{U}(3,1)$, an explicit description of the exponential map in a well-chosen family with prescribed ramification to obtain integral comparisons of various $p$-adic $L$-functions and Selmer modules, Iwasawa theory for the universal zeta elements constructed by K.Nakamura, descent techniques for fundamental lines over the universal regular ring underlying the universal deformation space and ramification properties of the latter over the former.

math.NT↗

Anyonic braiding via quench dynamics in fractional quantum Hall liquids

In a Laughlin fractional quantum Hall state, one- and two-quasihole states can be obtained by diagonalizing the many-body Hamiltonian with a trapping potential or, for larger systems, from the linear combination of the edge Jack polynomials. The quasihole states live entirely in the subspace of the lowest-energy branch in the energy spectrum with a fixed number of orbits, or a hard-wall confinement. The reduction in the Hilbert space dimension facilitates the study of time evolution of the quasihole states after, say, the removal of the trapping potential. We explore the quench dynamics under a harmonic external potential, which rotates the quasiholes in the droplet, and discuss the effect of long-range interaction and more realistic confinement. Accurate evaluation of the mutual statistics phase of anyons for a wide range of anyon separation can be achieved from the Berry-phase calculation.

cond-mat.str-el↗

Iwasawa Main Conjecture for Rankin-Selberg $p$-adic $L$-functions: Non-Ordinary Case

In this paper we prove that the $p$-adic $L$-function that interpolates the Rankin-Selberg product of a general weight two modular form which is unramified and non-ordinary at $p$, and an ordinary CM form of higher weight contains the characteristic ideal of the corresponding Selmer group. This is one divisibility of the Iwasawa-Greenberg main conjecture for the $p$-adic $L$-function. This generalizes an earlier work of the author to the non-ordinary case. The result of this paper plays a crucial role in the proof of Iwasawa main conjecture and refined Birch-Swinnerton-Dyer formula for supersingular elliptic curves.

math.NT↗

Iwasawa-Greenberg main conjecture for non-ordinary modular forms and Eisenstein congruences on $\mathrm{GU}(3,1)$

In this paper we prove one side divisibility of the Iwasawa-Greenberg main conjecture for Rankin-Selberg product of a weight two cusp form and an ordinary CM form of higher weight, using congruences between Klingen Eisenstein series and cusp forms on $\mathrm{GU}(3,1)$, generalizing earlier result of the third-named author to allow non-ordinary cusp forms. The main result is a key input in the third author's proof for Kobayashi's $\pm$-main conjecture for supersingular elliptic curves. The new ingredient here is developing a semi-ordinary Hida theory along an appropriate smaller weight space, and a study of the semi-ordinary Eisenstein family.

math.NT↗

Effect of surface disorder on the chiral surface states of a three-dimensional quantum Hall system

We investigate the effect of surface disorder on the chiral surface states of a three-dimensional quantum Hall system. Utilizing a transfer-matrix method, we find that the localization length of the surface state along the magnetic field decreases with the surface disorder strength in the weak disorder regime, but increases anomalously in the strong disorder regime. In the strong disorder regime, the surface states mainly locate at the first inward layer to avoid the strong disorder in the outmost layer. The anomalous increase of the localization length can be explained by an effective model, which maps the strong disorder on the surface layer to the weak disorder on the first inward layer. Our work demonstrates that surface disorder can be an effective way to control the transport behavior of the surface states along the magnetic field. We also investigate the effect of surface disorder on the full distribution of conductances P(g) of the surface states in the quasi-one-dimensional (1D) regime for various surface disorder strengths. In particular, we find that P(g) is Gaussian in the quasi-1D metal regime and log-normal in the quasi-1D insulator regime. In the crossover regime, P(g) exhibits highly nontrivial forms, whose shapes coincide with the results obtained from the Dorokhov-Mello-Pereyra-Kumar equation of a weakly disordered quasi-1D wire in the absence of time-reversal symmetry. Our results suggest that P(g) is fully determined by the average conductance, independent of the details of the system, in agreement with the single-parameter scaling hypothesis.

cond-mat.mes-hall↗

Thouless conductances of a three-dimensional quantum Hall system

We investigate the longitudinal conductance of a disordered three-dimensional (3D) quantum Hall system within a tight-binding lattice model using numerical Thouless conductance calculations. For the bulk, we confirm that the mobility edges are independent of the propagating directions in this anisotropic system. As disorder increases, the conductance peak of the lowest subband in the horizontal direction floats to the central subband as in the two-dimensional (2D) case, while there is no clear evidence of floating in the vertical direction. We thus conclude that for extended states, the longitudinal conductance in the vertical direction behaves like a quasi-one-dimensional (1D) normal metal, while the longitudinal conductance in the horizontal direction is controlled by layered conducting states stacked coherently. Inside the quantum Hall gap, we study the novel 2D chiral surface states at the sidewalls of the sample. We demonstrate the crossover of the surface states between the quasi-1D metal and insulator regimes, which can be achieved by modifying the interlayer hopping strength and the disorder strength in the model. The typical behaviors of the Thouless conductance and the wave functions of the surface states in these two regimes are investigated. Finally, in order to predict the regime of the surface states for arbitrary parameters, we determine an explicit relationship between the localization length of surface states and the microscopic parameters of the model.

cond-mat.dis-nn↗

Learning What a Machine Learns in a Many-Body Localization Transition

We employ a convolutional neural network to explore the distinct phases in random spin systems with the aim to understand the specific features that the neural network chooses to identify the phases. With the energy spectrum normalized to the bandwidth as the input data, we demonstrate that a network of the smallest nontrivial kernel width selects level spacing as the signature to distinguish the many-body localized phase from the thermal phase. We also study the performance of the neural network with an increased kernel width, based on which we find an alternative diagnostic to detect phases from the raw energy spectrum of such a disordered interacting system.

cond-mat.dis-nn↗

A Study of Geometry in Anisotropic Quantum Hall States by Principal Component Analysis

In the presence of mass anisotropy, anisotropic interaction, or in-plane magnetic field, quantum Hall droplets can exhibit shape deformation and internal geometrical degree of freedom. We characterize the geometry of quantum Hall states by principal component analysis, which is a statistical technique that emphasizes variation in a dataset. We first test the method in an integer quantum Hall droplet with dipole-dipole interaction in disk geometry. In the subsequent application to fractional quantum Hall systems with anisotropic Coulomb interaction in torus geometry, we demonstrate that the principal component analysis can quantify the metric degree of freedom and predict the collapse of a $ν= 1/3$ state. We also calculate the metric response to interaction anisotropy at filling fractions $ν= 1/5$ and $2/5$ and show that the response is roughly the same within the same Jain sequence, but can differ at large anisotropy for different sequences.

cond-mat.str-el↗

The Iwasawa Main Conjectures for ${\rm GL}_2$ and derivatives of $p$-adic $L$-functions

We prove under mild hypotheses the three-variable Iwasawa main conjecture for $p$-ordinary modular forms in the indefinite setting. Our result is in a setting complementary to that in the work of Skinner-Urban, and it has applications to Greenberg's nonvanishing conjecture for the first derivatives at the center of $p$-adic $L$-functions of cusp forms in Hida families with root number $-1$ and to Howard's horizontal nonvanishing conjecture.

math.NT↗

Iwasawa theory for $\mathrm{U}(r,s)$, Bloch-Kato conjecture and Functional Equation

In this paper we develop a new method to study Iwasawa theory and Eisenstein families for unitary groups $\mathrm{U}(r,s)$ of general signature over a totally real field $F$. As a consequence we prove that for a motive corresponding to a regular algebraic cuspidal automorphic representation $π$ on $\mathrm{U}(r,s)_{/F}$ which is ordinary at $p$, twisted by a Hecke character, if its Selmer group has rank $0$, then the corresponding central $L$-value is nonzero. This generalizes a result of Skinner-Urban in their ICM 2006 report in the special case when $F=\mathbb{Q}$ and the motive is conjugate self-dual. Along the way we also obtain $p$-adic functional equations for the corresponding $p$-adic $L$-functions and $p$-adic families of Klingen Eisenstein series. Our method does not involve computing Fourier-Jacobi coefficients (as opposed to previous work which only work in low rank cases, e.g. $\mathrm{U}(1,1)$, $\mathrm{U}(2,0)$ and $\mathrm{U}(1,0)$) whose automorphic interpretation is unclear in general.

math.NT↗

Iwasawa Main Conjecture for Rankin-Selberg p-adic L-functions

In this paper we prove that the p-adic L-function that interpolates the Rankin-Selberg product of a general modular form and a CM form of higher weight divides the characteristic ideal of the corresponding Selmer group. This is one divisibility of the Iwasawa main conjecture for the p-adic L-function. We prove this conjecture using the congruences between Klingen Eisensteinseries and cusp forms on the group GU(3; 1), following the strategy of a recent work of C. Skinner and E. Urban. This theorem can be used to deduce a converse of Gross-Zagier-Kolyvagin theorem and the precise BSD formula in the rank one case.

math.NT↗