arXiv subjects

Xin-She Yang

Publications and source records attributed to Xin-She Yang.

At least 19 recordsLinked to original sources

arXiv2026

Analysis of Parameter Settings for the Bat Algorithm Using Variance Evolution

Parameter settings in evolutionary algorithms and metaheuristics are important because such parameter values can influence the performance of algorithms under evaluation. For a given algorithm, there are many different numerical experiments to show that the algorithm can work well in practice; however, in most cases there is no theoretical analysis of parameter settings. In this work, we show that theoretical analysis using the theory of dynamical systems and evolution of population variance can give some good results in terms of parameter ranges for the bat algorithm. We also show that results from numerical experiments are consistent with theoretical bounds. Such analyses can provide good insights from different perspectives about the algorithmic characteristics such as variance evolution, transition between exploration and exploitation as well as convergence behaviour.

cs.NE↗

arXiv2025

DFRC Systems Co-existing in Licensed Spectrum: Cognitive Beamforming Designs

This paper introduces a dual-function radar-communication (DFRC) system with cognitive radio capability to tackle the spectral scarcity problem in wireless communications. Particularly, a cognitive DFRC system operates on a spectrum owned by a primary system to simultaneously perform data communication and target tracking with the condition that its interference to the primary users (PUs) is below a certain threshold. To achieve this, an optimization problem is formulated to jointly design the beamforming vectors for both the radar and communication functions in such a way that the mean square error (MSE) of the beam pattern between the designed and desired waveforms is minimized. The optimization problem has the following three constraints: i) the signal-to-interference-plus-noise ratio (SINR) at each data communication user is above a predetermined level; ii) the per-antenna transmit power is maintained at a given level; iii) the interference imposed on each PU is below a certain threshold. Both the semidefinite relaxation and nature-inspired firefly algorithms are proposed in order to search for the optimal solutions to the optimization problem. The simulation results indicate that our proposed algorithms can enable the DFRC system to protect the PUs while simultaneously performing its communication and radar functions.

cs.IT↗

arXiv2025

Parameter Tuning of the Firefly Algorithm by Three Tuning Methods: Standard Monte Carlo, Quasi-Monte Carlo and Latin Hypercube Sampling Methods

There are many different nature-inspired algorithms in the literature, and almost all such algorithms have algorithm-dependent parameters that need to be tuned. The proper setting and parameter tuning should be carried out to maximize the performance of the algorithm under consideration. This work is the extension of the recent work on parameter tuning by Joy et al. (2024) presented at the International Conference on Computational Science (ICCS 2024), and the Firefly Algorithm (FA) is tuned using three different methods: the Monte Carlo method, the Quasi-Monte Carlo method and the Latin Hypercube Sampling. The FA with the tuned parameters is then used to solve a set of six different optimization problems, and the possible effect of parameter setting on the quality of the optimal solutions is analyzed. Rigorous statistical hypothesis tests have been carried out, including Student's t-tests, F-tests, non-parametric Friedman tests and ANOVA. Results show that the performance of the FA is not influenced by the tuning methods used. In addition, the tuned parameter values are largely independent of the tuning methods used. This indicates that the FA can be flexible and equally effective in solving optimization problems, and any of the three tuning methods can be used to tune its parameters effectively.

stat.CO↗

arXiv2024

Firefly Algorithm for Movable Antenna Arrays

This letter addresses a multivariate optimization problem for linear movable antenna arrays (MAAs). Particularly, the position and beamforming vectors of the under-investigated MAA are optimized simultaneously to maximize the minimum beamforming gain across several intended directions, while ensuring interference levels at various unintended directions remain below specified thresholds. To this end, a swarm-intelligence-based firefly algorithm (FA) is introduced to acquire an effective solution to the optimization problem. Simulation results reveal the superior performance of the proposed FA approach compared to the state-of-the-art approach employing alternating optimization and successive convex approximation. This is attributed to the FA's effectiveness in handling non-convex multivariate and multimodal optimization problems without resorting approximations.

cs.IT↗

arXiv2024

A Generalized Evolutionary Metaheuristic (GEM) Algorithm for Engineering Optimization

Many optimization problems in engineering and industrial design applications can be formulated as optimization problems with highly nonlinear objectives, subject to multiple complex constraints. Solving such optimization problems requires sophisticated algorithms and optimization techniques. A major trend in recent years is the use of nature-inspired metaheustic algorithms (NIMA). Despite the popularity of nature-inspired metaheuristic algorithms, there are still some challenging issues and open problems to be resolved. Two main issues related to current NIMAs are: there are over 540 algorithms in the literature, and there is no unified framework to understand the search mechanisms of different algorithms. Therefore, this paper attempts to analyse some similarities and differences among different algorithms and then presents a generalized evolutionary metaheuristic (GEM) in an attempt to unify some of the existing algorithms. After a brief discussion of some insights into nature-inspired algorithms and some open problems, we propose a generalized evolutionary metaheuristic algorithm to unify more than 20 different algorithms so as to understand their main steps and search mechanisms. We then test the unified GEM using 15 test benchmarks to validate its performance. Finally, further research topics are briefly discussed.

cs.NE↗

arXiv2024

Parameter Tuning of the Firefly Algorithm by Standard Monte Carlo and Quasi-Monte Carlo Methods

Almost all optimization algorithms have algorithm-dependent parameters, and the setting of such parameter values can significantly influence the behavior of the algorithm under consideration. Thus, proper parameter tuning should be carried out to ensure that the algorithm used for optimization performs well and is sufficiently robust for solving different types of optimization problems. In this study, the Firefly Algorithm (FA) is used to evaluate the influence of its parameter values on its efficiency. Parameter values are randomly initialized using both the standard Monte Carlo method and the Quasi Monte-Carlo method. The values are then used for tuning the FA. Two benchmark functions and a spring design problem are used to test the robustness of the tuned FA. From the preliminary findings, it can be deduced that both the Monte Carlo method and Quasi-Monte Carlo method produce similar results in terms of optimal fitness values. Numerical experiments using the two different methods on both benchmark functions and the spring design problem showed no major variations in the final fitness values, irrespective of the different sample values selected during the simulations. This insensitivity indicates the robustness of the FA.

cs.NE↗

arXiv2023

Generalized Firefly Algorithm for Optimal Transmit Beamforming

This paper proposes a generalized Firefly Algorithm (FA) to solve an optimization framework having objective function and constraints as multivariate functions of independent optimization variables. Four representative examples of how the proposed generalized FA can be adopted to solve downlink beamforming problems are shown for a classic transmit beamforming, cognitive beamforming, reconfigurable-intelligent-surfaces-aided (RIS-aided) transmit beamforming, and RIS-aided wireless power transfer (WPT). Complexity analyzes indicate that in large-antenna regimes the proposed FA approaches require less computational complexity than their corresponding interior point methods (IPMs) do, yet demand a higher complexity than the iterative and the successive convex approximation (SCA) approaches do. Simulation results reveal that the proposed FA attains the same global optimal solution as that of the IPM for an optimization problem in cognitive beamforming. On the other hand, the proposed FA approaches outperform the iterative, IPM and SCA in terms of obtaining better solution for optimization problems, respectively, for a classic transmit beamforming, RIS-aided transmit beamforming and RIS-aided WPT.

cs.IT↗

arXiv2023

Nature-Inspired Algorithms in Optimization: Introduction, Hybridization and Insights

Many problems in science and engineering are optimization problems, which may require sophisticated optimization techniques to solve. Nature-inspired algorithms are a class of metaheuristic algorithms for optimization, and some algorithms or variants are often developed by hybridization. Benchmarking is also important in evaluating the performance of optimization algorithms. This chapter focuses on the overview of optimization, nature-inspired algorithms and the role of hybridization. We will also highlight some issues with hybridization of algorithms.

cs.NE↗

arXiv2023

Ten New Benchmarks for Optimization

Benchmarks are used for testing new optimization algorithms and their variants to evaluate their performance. Most existing benchmarks are smooth functions. This chapter introduces ten new benchmarks with different properties, including noise, discontinuity, parameter estimation and unknown paths.

math.OC↗

arXiv2023

Review of Parameter Tuning Methods for Nature-Inspired Algorithms

Almost all optimization algorithms have algorithm-dependent parameters, and the setting of such parameter values can largely influence the behaviour of the algorithm under consideration. Thus, proper parameter tuning should be carried out to ensure the algorithm used for optimization may perform well and can be sufficiently robust for solving different types of optimization problems. This chapter reviews some of the main methods for parameter tuning and then highlights the important issues concerning the latest development in parameter tuning. A few open problems are also discussed with some recommendations for future research.

cs.AI↗

arXiv2023

A Rank-One Optimization Framework and Its Applications to Transmit Beamforming

This paper proposes an elegant optimization framework consisting of a mix of linear-matrix-inequality and second-order-cone constraints. The proposed framework generalizes the semidefinite relaxation (SDR) enabled solution to the typical transmit beamforming problems presented in the form of quadratically constrained quadratic programs (QCQPs) in the literature. It is proved that the optimization problems subsumed under the framework always admit a rank-one optimal solution when they are feasible and their optimal solutions are not trivial. This finding indicates that the relaxation is tight as the optimal solution of the original beamforming QCQP can be straightforwardly obtained from that of the SDR counterpart without any loss of optimality. Four representative examples of transmit beamforming, i.e., transmit beamforming with perfect channel state information (CSI), transmit beamforming with imperfect CSI, chance-constraint approach for imperfect CSI, and reconfigurable-intelligent-surface (RIS) aided beamforming, are shown to demonstrate how the proposed optimization framework can be realized in deriving the SDR counterparts for different beamforming designs.

cs.IT↗

arXiv2021

A Nature-Inspired Feature Selection Approach based on Hypercomplex Information

Feature selection for a given model can be transformed into an optimization task. The essential idea behind it is to find the most suitable subset of features according to some criterion. Nature-inspired optimization can mitigate this problem by producing compelling yet straightforward solutions when dealing with complicated fitness functions. Additionally, new mathematical representations, such as quaternions and octonions, are being used to handle higher-dimensional spaces. In this context, we are introducing a meta-heuristic optimization framework in a hypercomplex-based feature selection, where hypercomplex numbers are mapped to real-valued solutions and then transferred onto a boolean hypercube by a sigmoid function. The intended hypercomplex feature selection is tested for several meta-heuristic algorithms and hypercomplex representations, achieving results comparable to some state-of-the-art approaches. The good results achieved by the proposed approach make it a promising tool amongst feature selection research.

cs.NE↗

arXiv2020

COEBA: A Coevolutionary Bat Algorithm for Discrete Evolutionary Multitasking

Multitasking optimization is an emerging research field which has attracted lot of attention in the scientific community. The main purpose of this paradigm is how to solve multiple optimization problems or tasks simultaneously by conducting a single search process. The main catalyst for reaching this objective is to exploit possible synergies and complementarities among the tasks to be optimized, helping each other by virtue of the transfer of knowledge among them (thereby being referred to as Transfer Optimization). In this context, Evolutionary Multitasking addresses Transfer Optimization problems by resorting to concepts from Evolutionary Computation for simultaneous solving the tasks at hand. This work contributes to this trend by proposing a novel algorithmic scheme for dealing with multitasking environments. The proposed approach, coined as Coevolutionary Bat Algorithm, finds its inspiration in concepts from both co-evolutionary strategies and the metaheuristic Bat Algorithm. We compare the performance of our proposed method with that of its Multifactorial Evolutionary Algorithm counterpart over 15 different multitasking setups, composed by eight reference instances of the discrete Traveling Salesman Problem. The experimentation and results stemming therefrom support the main hypothesis of this study: the proposed Coevolutionary Bat Algorithm is a promising meta-heuristic for solving Evolutionary Multitasking scenarios.

cs.NE↗

arXiv2020

Influence of Initialization on the Performance of Metaheuristic Optimizers

All metaheuristic optimization algorithms require some initialization, and the initialization for such optimizers is usually carried out randomly. However, initialization can have some significant influence on the performance of such algorithms. This paper presents a systematic comparison of 22 different initialization methods on the convergence and accuracy of five optimizers: differential evolution (DE), particle swarm optimization (PSO), cuckoo search (CS), artificial bee colony (ABC) algorithm and genetic algorithm (GA). We have used 19 different test functions with different properties and modalities to compare the possible effects of initialization, population sizes and the numbers of iterations. Rigorous statistical ranking tests indicate that 43.37\% of the functions using the DE algorithm show significant differences for different initialization methods, while 73.68\% of the functions using both PSO and CS algorithms are significantly affected by different initialization methods. The simulations show that DE is less sensitive to initialization, while both PSO and CS are more sensitive to initialization. In addition, under the condition of the same maximum number of function evaluations (FEs), the population size can also have a strong effect. Particle swarm optimization usually requires a larger population, while the cuckoo search needs only a small population size. Differential evolution depends more heavily on the number of iterations, a relatively small population with more iterations can lead to better results. Furthermore, ABC is more sensitive to initialization, while such initialization has little effect on GA. Some probability distributions such as the beta distribution, exponential distribution and Rayleigh distribution can usually lead to better performance. The implications of this study and further research topics are also discussed in detail.

cs.NE↗

arXiv2020

Neighborhood Information-based Probabilistic Algorithm for Network Disintegration

Many real-world applications can be modelled as complex networks, and such networks include the Internet, epidemic disease networks, transport networks, power grids, protein-folding structures and others. Network integrity and robustness are important to ensure that crucial networks are protected and undesired harmful networks can be dismantled. Network structure and integrity can be controlled by a set of key nodes, and to find the optimal combination of nodes in a network to ensure network structure and integrity can be an NP-complete problem. Despite extensive studies, existing methods have many limitations and there are still many unresolved problems. This paper presents a probabilistic approach based on neighborhood information and node importance, namely, neighborhood information-based probabilistic algorithm (NIPA). We also define a new centrality-based importance measure (IM), which combines the contribution ratios of the neighbor nodes of each target node and two-hop node information. Our proposed NIPA has been tested for different network benchmarks and compared with three other methods: optimal attack strategy (OAS), high betweenness first (HBF) and high degree first (HDF). Experiments suggest that the proposed NIPA is most effective among all four methods. In general, NIPA can identify the most crucial node combination with higher effectiveness, and the set of optimal key nodes found by our proposed NIPA is much smaller than that by heuristic centrality prediction. In addition, many previously neglected weakly connected nodes are identified, which become a crucial part of the newly identified optimal nodes. Thus, revised strategies for protection are recommended to ensure the safeguard of network integrity. Further key issues and future research topics are also discussed.

cs.SI↗

arXiv2020

Nature-Inspired Optimization Algorithms: Challenges and Open Problems

Many problems in science and engineering can be formulated as optimization problems, subject to complex nonlinear constraints. The solutions of highly nonlinear problems usually require sophisticated optimization algorithms, and traditional algorithms may struggle to deal with such problems. A current trend is to use nature-inspired algorithms due to their flexibility and effectiveness. However, there are some key issues concerning nature-inspired computation and swarm intelligence. This paper provides an in-depth review of some recent nature-inspired algorithms with the emphasis on their search mechanisms and mathematical foundations. Some challenging issues are identified and five open problems are highlighted, concerning the analysis of algorithmic convergence and stability, parameter tuning, mathematical framework, role of benchmarking and scalability. These problems are discussed with the directions for future research.

cs.NE↗

arXiv2019

Multi-Species Cuckoo Search Algorithm for Global Optimization

Many optimization problems in science and engineering are highly nonlinear, and thus require sophisticated optimization techniques to solve. Traditional techniques such as gradient-based algorithms are mostly local search methods, and often struggle to cope with such challenging optimization problems. Recent trends tend to use nature-inspired optimization algorithms. This work extends the standard cuckoo search (CS) by using the successful features of the cuckoo-host co-evolution with multiple interacting species, and the proposed multi-species cuckoo search (MSCS) intends to mimic the multiple species of cuckoos that compete for the survival of the fittest, and they co-evolve with host species with solution vectors being encoded as position vectors. The proposed algorithm is then validated by 15 benchmark functions as well as five nonlinear, multimodal design case studies in practical applications. Simulation results suggest that the proposed algorithm can be effective for finding optimal solutions and in this case all optimal solutions are achievable. The results for the test benchmarks are also compared with those obtained by other methods such as the standard cuckoo search and genetic algorithm, which demonstrated the efficiency of the present algorithm. Based on numerical experiments and case studies, we can conclude that the proposed algorithm can be more efficient in most cases, leading a potentially very effective tool for solving nonlinear optimization problems.

cs.NE↗

arXiv2019

The Global Convergence Analysis of the Bat Algorithm Using a Markovian Framework and Dynamical System Theory

The bat algorithm (BA) has been shown to be effective to solve a wider range of optimization problems. However, there is not much theoretical analysis concerning its convergence and stability. In order to prove the convergence of the bat algorithm, we have built a Markov model for the algorithm and proved that the state sequence of the bat population forms a finite homogeneous Markov chain, satisfying the global convergence criteria. Then, we prove that the bat algorithm can have global convergence. In addition, in order to enhance the convergence performance of the algorithm, we have designed an updated model using the dynamical system theory in terms of a dynamic matrix, and the parameter ranges for the algorithm stability are then obtained. We then use some benchmark functions to demonstrate that BA can indeed achieve global optimality efficiently for these functions.

math.OC↗