arXiv subjects

Xing Xie

Publications and source records attributed to Xing Xie.

At least 91 records · Page 5Linked to original sources

arXiv2024

Imprecise Label Learning: A Unified Framework for Learning with Various Imprecise Label Configurations

Learning with reduced labeling standards, such as noisy label, partial label, and multiple label candidates, which we generically refer to as \textit{imprecise} labels, is a commonplace challenge in machine learning tasks. Previous methods tend to propose specific designs for every emerging imprecise label configuration, which is usually unsustainable when multiple configurations of imprecision coexist. In this paper, we introduce imprecise label learning (ILL), a framework for the unification of learning with various imprecise label configurations. ILL leverages expectation-maximization (EM) for modeling the imprecise label information, treating the precise labels as latent variables.Instead of approximating the correct labels for training, it considers the entire distribution of all possible labeling entailed by the imprecise information. We demonstrate that ILL can seamlessly adapt to partial label learning, semi-supervised learning, noisy label learning, and, more importantly, a mixture of these settings. Notably, ILL surpasses the existing specified techniques for handling imprecise labels, marking the first unified framework with robust and effective performance across various challenging settings. We hope our work will inspire further research on this topic, unleashing the full potential of ILL in wider scenarios where precise labels are expensive and complicated to obtain.

cs.LG↗

arXiv2024

On Catastrophic Inheritance of Large Foundation Models

Large foundation models (LFMs) are claiming incredible performances. Yet great concerns have been raised about their mythic and uninterpreted potentials not only in machine learning, but also in various other disciplines. In this position paper, we propose to identify a neglected issue deeply rooted in LFMs: Catastrophic Inheritance, describing the weaknesses and limitations inherited from biased large-scale pre-training data to behaviors of LFMs on the downstream tasks, including samples that are corrupted, long-tailed, noisy, out-of-distributed, to name a few. Such inheritance can potentially cause catastrophes to downstream applications, such as bias, lack of generalization, deteriorated performance, security vulnerability, privacy leakage, and value misalignment. We discuss the challenges behind this issue and propose UIM, a framework to Understand the catastrophic inheritance of LFMs from both pre-training and downstream adaptation, Interpret the implications of catastrophic inheritance on downstream tasks, and how to Mitigate it. UIM aims to unite both the machine learning and social sciences communities for more responsible and promising AI development and deployment.

cs.LG↗

arXiv2024

Embedding an Ethical Mind: Aligning Text-to-Image Synthesis via Lightweight Value Optimization

Recent advancements in diffusion models trained on large-scale data have enabled the generation of indistinguishable human-level images, yet they often produce harmful content misaligned with human values, e.g., social bias, and offensive content. Despite extensive research on Large Language Models (LLMs), the challenge of Text-to-Image (T2I) model alignment remains largely unexplored. Addressing this problem, we propose LiVO (Lightweight Value Optimization), a novel lightweight method for aligning T2I models with human values. LiVO only optimizes a plug-and-play value encoder to integrate a specified value principle with the input prompt, allowing the control of generated images over both semantics and values. Specifically, we design a diffusion model-tailored preference optimization loss, which theoretically approximates the Bradley-Terry model used in LLM alignment but provides a more flexible trade-off between image quality and value conformity. To optimize the value encoder, we also develop a framework to automatically construct a text-image preference dataset of 86k (prompt, aligned image, violating image, value principle) samples. Without updating most model parameters and through adaptive value selection from the input prompt, LiVO significantly reduces harmful outputs and achieves faster convergence, surpassing several strong baselines and taking an initial step towards ethically aligned T2I models.

cs.CV↗

arXiv2024

TrustLLM: Trustworthiness in Large Language Models

Large language models (LLMs), exemplified by ChatGPT, have gained considerable attention for their excellent natural language processing capabilities. Nonetheless, these LLMs present many challenges, particularly in the realm of trustworthiness. Therefore, ensuring the trustworthiness of LLMs emerges as an important topic. This paper introduces TrustLLM, a comprehensive study of trustworthiness in LLMs, including principles for different dimensions of trustworthiness, established benchmark, evaluation, and analysis of trustworthiness for mainstream LLMs, and discussion of open challenges and future directions. Specifically, we first propose a set of principles for trustworthy LLMs that span eight different dimensions. Based on these principles, we further establish a benchmark across six dimensions including truthfulness, safety, fairness, robustness, privacy, and machine ethics. We then present a study evaluating 16 mainstream LLMs in TrustLLM, consisting of over 30 datasets. Our findings firstly show that in general trustworthiness and utility (i.e., functional effectiveness) are positively related. Secondly, our observations reveal that proprietary LLMs generally outperform most open-source counterparts in terms of trustworthiness, raising concerns about the potential risks of widely accessible open-source LLMs. However, a few open-source LLMs come very close to proprietary ones. Thirdly, it is important to note that some LLMs may be overly calibrated towards exhibiting trustworthiness, to the extent that they compromise their utility by mistakenly treating benign prompts as harmful and consequently not responding. Finally, we emphasize the importance of ensuring transparency not only in the models themselves but also in the technologies that underpin trustworthiness. Knowing the specific trustworthy technologies that have been employed is crucial for analyzing their effectiveness.

cs.CL↗

arXiv2024

Negating Negatives: Alignment with Human Negative Samples via Distributional Dispreference Optimization

Large language models (LLMs) have revolutionized the role of AI, yet pose potential social risks. To steer LLMs towards human preference, alignment technologies have been introduced and gained increasing attention. Nevertheless, existing methods heavily rely on high-quality positive-negative training pairs, suffering from noisy positive responses that are barely distinguishable from negative ones. Given recent LLMs' proficiency in generating helpful responses, this work pivots towards a new research question: can we achieve alignment using solely human-annotated negative samples, preserving helpfulness while reducing harmfulness? For this purpose, we propose Distributional Dispreference Optimization (D$^2$O), which maximizes the discrepancy between dispreferred responses and the generated non-negative ones. In this way, D$^2$O effectively eschews harmful information without incorporating noisy positive samples, while avoiding collapse using self-generated responses as anchors. We demonstrate that D$^2$O can be regarded as learning a distributional preference model reflecting human dispreference against negative responses, which is theoretically an upper bound of the instance-level DPO. Extensive experiments manifest that our method achieves comparable generation quality and surpasses the latest strong baselines in producing less harmful and more informative responses with better training stability and faster convergence.

cs.CL↗

arXiv2024

Elephant in the Room: Unveiling the Impact of Reward Model Quality in Alignment

The demand for regulating potentially risky behaviors of large language models (LLMs) has ignited research on alignment methods. Since LLM alignment heavily relies on reward models for optimization or evaluation, neglecting the quality of reward models may cause unreliable results or even misalignment. Despite the vital role reward models play in alignment, previous works have consistently overlooked their performance and used off-the-shelf reward models arbitrarily without verification, rendering the reward model ``\emph{an elephant in the room}''. To this end, this work first investigates the quality of the widely-used preference dataset, HH-RLHF, and curates a clean version, CHH-RLHF. Based on CHH-RLHF, we benchmark the accuracy of a broad range of reward models used in previous alignment works, unveiling the unreliability of using them both for optimization and evaluation. Furthermore, we systematically study the impact of reward model quality on alignment performance in three reward utilization paradigms. Extensive experiments reveal that better reward models perform as better human preference proxies. This work aims to awaken people to notice this huge elephant in alignment research. We call attention to the following issues: (1) The reward model needs to be rigorously evaluated, whether for alignment optimization or evaluation. (2) Considering the role of reward models, research efforts should not only concentrate on alignment algorithm, but also on developing more reliable human proxy.

cs.CL↗

arXiv2024

Research on the Spatial Data Intelligent Foundation Model

This report focuses on spatial data intelligent large models, delving into the principles, methods, and cutting-edge applications of these models. It provides an in-depth discussion on the definition, development history, current status, and trends of spatial data intelligent large models, as well as the challenges they face. The report systematically elucidates the key technologies of spatial data intelligent large models and their applications in urban environments, aerospace remote sensing, geography, transportation, and other scenarios. Additionally, it summarizes the latest application cases of spatial data intelligent large models in themes such as urban development, multimodal systems, remote sensing, smart transportation, and resource environments. Finally, the report concludes with an overview and outlook on the development prospects of spatial data intelligent large models.

cs.AI↗

arXiv2024

PromptBench: A Unified Library for Evaluation of Large Language Models

The evaluation of large language models (LLMs) is crucial to assess their performance and mitigate potential security risks. In this paper, we introduce PromptBench, a unified library to evaluate LLMs. It consists of several key components that are easily used and extended by researchers: prompt construction, prompt engineering, dataset and model loading, adversarial prompt attack, dynamic evaluation protocols, and analysis tools. PromptBench is designed to be an open, general, and flexible codebase for research purposes that can facilitate original study in creating new benchmarks, deploying downstream applications, and designing new evaluation protocols. The code is available at: https://github.com/microsoft/promptbench and will be continuously supported.

cs.AI↗

arXiv2024

Aligning Large Language Models for Controllable Recommendations

Inspired by the exceptional general intelligence of Large Language Models (LLMs), researchers have begun to explore their application in pioneering the next generation of recommender systems - systems that are conversational, explainable, and controllable. However, existing literature primarily concentrates on integrating domain-specific knowledge into LLMs to enhance accuracy, often neglecting the ability to follow instructions. To address this gap, we initially introduce a collection of supervised learning tasks, augmented with labels derived from a conventional recommender model, aimed at explicitly improving LLMs' proficiency in adhering to recommendation-specific instructions. Subsequently, we develop a reinforcement learning-based alignment procedure to further strengthen LLMs' aptitude in responding to users' intentions and mitigating formatting errors. Through extensive experiments on two real-world datasets, our method markedly advances the capability of LLMs to comply with instructions within recommender systems, while sustaining a high level of accuracy performance.

cs.IR↗

arXiv2024

IRGen: Generative Modeling for Image Retrieval

While generative modeling has become prevalent across numerous research fields, its integration into the realm of image retrieval remains largely unexplored and underjustified. In this paper, we present a novel methodology, reframing image retrieval as a variant of generative modeling and employing a sequence-to-sequence model. This approach is harmoniously aligned with the current trend towards unification in research, presenting a cohesive framework that allows for end-to-end differentiable searching. This, in turn, facilitates superior performance via direct optimization techniques. The development of our model, dubbed IRGen, addresses the critical technical challenge of converting an image into a concise sequence of semantic units, which is pivotal for enabling efficient and effective search. Extensive experiments demonstrate that our model achieves state-of-the-art performance on three widely-used image retrieval benchmarks as well as two million-scale datasets, yielding significant improvement compared to prior competitive retrieval methods. In addition, the notable surge in precision scores facilitated by generative modeling presents the potential to bypass the reranking phase, which is traditionally indispensable in practical retrieval workflows.

cs.CV↗

arXiv2024

PromptRobust: Towards Evaluating the Robustness of Large Language Models on Adversarial Prompts

The increasing reliance on Large Language Models (LLMs) across academia and industry necessitates a comprehensive understanding of their robustness to prompts. In response to this vital need, we introduce PromptRobust, a robustness benchmark designed to measure LLMs' resilience to adversarial prompts. This study uses a plethora of adversarial textual attacks targeting prompts across multiple levels: character, word, sentence, and semantic. The adversarial prompts, crafted to mimic plausible user errors like typos or synonyms, aim to evaluate how slight deviations can affect LLM outcomes while maintaining semantic integrity. These prompts are then employed in diverse tasks including sentiment analysis, natural language inference, reading comprehension, machine translation, and math problem-solving. Our study generates 4,788 adversarial prompts, meticulously evaluated over 8 tasks and 13 datasets. Our findings demonstrate that contemporary LLMs are not robust to adversarial prompts. Furthermore, we present a comprehensive analysis to understand the mystery behind prompt robustness and its transferability. We then offer insightful robustness analysis and pragmatic recommendations for prompt composition, beneficial to both researchers and everyday users.

cs.CL↗

arXiv2024

CLAVE: An Adaptive Framework for Evaluating Values of LLM Generated Responses

The rapid progress in Large Language Models (LLMs) poses potential risks such as generating unethical content. Assessing LLMs' values can help expose their misalignment, but relies on reference-free evaluators, e.g., fine-tuned LLMs or close-source ones like GPT-4, to identify values reflected in generated responses. Nevertheless, these evaluators face two challenges in open-ended value evaluation: they should align with changing human value definitions with minimal annotation, against their own bias (adaptability), and detect varying value expressions and scenarios robustly (generalizability). To handle these challenges, we introduce CLAVE, a novel framework which integrates two complementary LLMs, a large one to extract high-level value concepts from a few human labels, leveraging its extensive knowledge and generalizability, and a smaller one fine-tuned on such concepts to better align with human value understanding. This dual-model approach enables calibration with any value systems using <100 human-labeled samples per value type. Then we present ValEval, a comprehensive dataset comprising 13k+ (text,value,label) tuples across diverse domains, covering three major value systems. We benchmark the capabilities of 12+ popular LLM evaluators and analyze their strengths and weaknesses. Our findings reveal that combining fine-tuned small models and prompt-based large ones serves as a superior balance in value evaluation.

cs.CL↗

arXiv2024

SpecFormer: Guarding Vision Transformer Robustness via Maximum Singular Value Penalization

Vision Transformers (ViTs) are increasingly used in computer vision due to their high performance, but their vulnerability to adversarial attacks is a concern. Existing methods lack a solid theoretical basis, focusing mainly on empirical training adjustments. This study introduces SpecFormer, tailored to fortify ViTs against adversarial attacks, with theoretical underpinnings. We establish local Lipschitz bounds for the self-attention layer and propose the Maximum Singular Value Penalization (MSVP) to precisely manage these bounds By incorporating MSVP into ViTs' attention layers, we enhance the model's robustness without compromising training efficiency. SpecFormer, the resulting model, outperforms other state-of-the-art models in defending against adversarial attacks, as proven by experiments on CIFAR and ImageNet datasets. Code is released at https://github.com/microsoft/robustlearn.

cs.CV↗

arXiv2024

RecExplainer: Aligning Large Language Models for Explaining Recommendation Models

Recommender systems are widely used in online services, with embedding-based models being particularly popular due to their expressiveness in representing complex signals. However, these models often function as a black box, making them less transparent and reliable for both users and developers. Recently, large language models (LLMs) have demonstrated remarkable intelligence in understanding, reasoning, and instruction following. This paper presents the initial exploration of using LLMs as surrogate models to explaining black-box recommender models. The primary concept involves training LLMs to comprehend and emulate the behavior of target recommender models. By leveraging LLMs' own extensive world knowledge and multi-step reasoning abilities, these aligned LLMs can serve as advanced surrogates, capable of reasoning about observations. Moreover, employing natural language as an interface allows for the creation of customizable explanations that can be adapted to individual user preferences. To facilitate an effective alignment, we introduce three methods: behavior alignment, intention alignment, and hybrid alignment. Behavior alignment operates in the language space, representing user preferences and item information as text to mimic the target model's behavior; intention alignment works in the latent space of the recommendation model, using user and item representations to understand the model's behavior; hybrid alignment combines both language and latent spaces. Comprehensive experiments conducted on three public datasets show that our approach yields promising results in understanding and mimicking target models, producing high-quality, high-fidelity, and distinct explanations. Our code is available at https://github.com/microsoft/RecAI.

cs.IR↗

arXiv2024

CDEval: A Benchmark for Measuring the Cultural Dimensions of Large Language Models

As the scaling of Large Language Models (LLMs) has dramatically enhanced their capabilities, there has been a growing focus on the alignment problem to ensure their responsible and ethical use. While existing alignment efforts predominantly concentrate on universal values such as the HHH principle, the aspect of culture, which is inherently pluralistic and diverse, has not received adequate attention. This work introduces a new benchmark, CDEval, aimed at evaluating the cultural dimensions of LLMs. CDEval is constructed by incorporating both GPT-4's automated generation and human verification, covering six cultural dimensions across seven domains. Our comprehensive experiments provide intriguing insights into the culture of mainstream LLMs, highlighting both consistencies and variations across different dimensions and domains. The findings underscore the importance of integrating cultural considerations in LLM development, particularly for applications in diverse cultural settings. Through CDEval, we aim to broaden the horizon of LLM alignment research by including cultural dimensions, thus providing a more holistic framework for the future development and evaluation of LLMs. This benchmark serves as a valuable resource for cultural studies in LLMs, paving the way for more culturally aware and sensitive models.

cs.CL↗

arXiv2024

Can I understand what I create? Self-Knowledge Evaluation of Large Language Models

Large language models (LLMs) have achieved remarkable progress in linguistic tasks, necessitating robust evaluation frameworks to understand their capabilities and limitations. Inspired by Feynman's principle of understanding through creation, we introduce a self-knowledge evaluation framework that is easy to implement, evaluating models on their ability to comprehend and respond to self-generated questions. Our findings, based on testing multiple models across diverse tasks, reveal significant gaps in the model's self-knowledge ability. Further analysis indicates these gaps may be due to misalignment with human attention mechanisms. Additionally, fine-tuning on self-generated math task may enhance the model's math performance, highlighting the potential of the framework for efficient and insightful model evaluation and may also contribute to the improvement of LLMs.

cs.CL↗

arXiv2024

CompeteAI: Understanding the Competition Dynamics in Large Language Model-based Agents

Large language models (LLMs) have been widely used as agents to complete different tasks, such as personal assistance or event planning. While most of the work has focused on cooperation and collaboration between agents, little work explores competition, another important mechanism that promotes the development of society and economy. In this paper, we seek to examine the competition dynamics in LLM-based agents. We first propose a general framework for studying the competition between agents. Then, we implement a practical competitive environment using GPT-4 to simulate a virtual town with two types of agents, restaurant agents and customer agents. Specifically, the restaurant agents compete with each other to attract more customers, where competition encourages them to transform, such as cultivating new operating strategies. Simulation experiments reveal several interesting findings at the micro and macro levels, which align well with existing market and sociological theories. We hope that the framework and environment can be a promising testbed to study competition that fosters understanding of society. Code is available at: https://github.com/microsoft/competeai.

cs.AI↗

arXiv2024

The Good, The Bad, and Why: Unveiling Emotions in Generative AI

Emotion significantly impacts our daily behaviors and interactions. While recent generative AI models, such as large language models, have shown impressive performance in various tasks, it remains unclear whether they truly comprehend emotions. This paper aims to address this gap by incorporating psychological theories to gain a holistic understanding of emotions in generative AI models. Specifically, we propose three approaches: 1) EmotionPrompt to enhance AI model performance, 2) EmotionAttack to impair AI model performance, and 3) EmotionDecode to explain the effects of emotional stimuli, both benign and malignant. Through extensive experiments involving language and multi-modal models on semantic understanding, logical reasoning, and generation tasks, we demonstrate that both textual and visual EmotionPrompt can boost the performance of AI models while EmotionAttack can hinder it. Additionally, EmotionDecode reveals that AI models can comprehend emotional stimuli akin to the mechanism of dopamine in the human brain. Our work heralds a novel avenue for exploring psychology to enhance our understanding of generative AI models.

cs.AI↗