arXiv subjects

Xingqi Zhang

Publications and source records attributed to Xingqi Zhang.

At least 37 records · Page 2Linked to original sources

arXiv2025

Secure Wireless Communications via Frequency Diverse Arrays

A novel frequency diverse array (FDA)-assisted secure transmission framework is proposed, which leverages additional frequency offsets to enhance physical layer security. Specifically, an FDA-assisted wiretap channel is considered, where the transmit beamforming and frequency offsets at each antenna are jointly optimized. A novel alternating optimization-based method is introduced to address the non-convex problem of secure transmission, focusing on minimizing transmit power and maximizing the secrecy rate. Numerical results are provided to demonstrate the superiority of the FDA-based framework compared to systems employing traditional phased array antennas in secure transmission.

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arXiv2025

Performance Analysis of Physical Layer Security: From Far-Field to Near-Field

The secrecy performance in both near-field and far-field communications is analyzed using two fundamental metrics: the secrecy capacity under a power constraint and the minimum power requirement to achieve a specified secrecy rate target. 1) For the secrecy capacity, a closed-form expression is derived under a discrete-time memoryless setup. This expression is further analyzed under several far-field and near-field channel models, and the capacity scaling law is revealed by assuming an infinitely large transmit array and an infinitely high power. A novel concept of "depth of insecurity" is proposed to evaluate the secrecy performance achieved by near-field beamfocusing. It is demonstrated that increasing the number of transmit antennas reduces this depth and thus improves the secrecy performance. 2) Regarding the minimum required power, a closed-form expression is derived and analyzed within far-field and near-field scenarios. Asymptotic analyses are performed by setting the number of transmit antennas to infinity to unveil the power scaling law. Numerical results are provided to demonstrate that: i) compared to far-field communications, near-field communications expand the areas where secure transmission is feasible, specifically when the eavesdropper is located in the same direction as the intended receiver; ii) as the number of transmit antennas increases, neither the secrecy capacity nor the minimum required power scales or vanishes unboundedly, adhering to the principle of energy conservation.

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arXiv2025

Diversity and Multiplexing for Continuous Aperture Array (CAPA)-Based Communications

A general fading model for multipath channels between two non-parallel continuous-aperture arrays (CAPAs) is proposed. Building on this model, the performance of diversity and multiplexing achieved by CAPAs over fading channels is analyzed. i) For multiple-input single-output (MISO) and single-input multiple-output (SIMO) channels, Landau's eigenvalue theorem is applied to analyze the autocorrelation of the spatial response. Closed-form expressions are derived for the outage probability (OP) and ergodic channel capacity (ECC). Asymptotic analyses in the high signal-to-noise ratio (SNR) regime are conducted to reveal the maximal achievable diversity and multiplexing gains. The diversity-multiplexing trade-off (DMT) is characterized, along with the array gain within the DMT framework. ii) For multiple-input multiple-output (MIMO) channels, a wavenumber-domain-based transmission framework is proposed to leverage the spatial degrees of freedom offered by CAPAs. Asymptotic approximations for the OP and ECC are derived, and the DMT is explored. The performance of CAPAs is further compared with that of conventional spatially-discrete arrays (SPDAs). Analytical and numerical results demonstrate that: i) CAPAs achieve a lower OP and higher ECC than SPDAs; ii) CAPAs achieve the same DMT as SPDAs with antenna spacing no larger than half a wavelength while attaining a higher array gain; and iii) CAPAs outperform SPDAs with antenna spacing greater than half a wavelength in terms of DMT.

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arXiv2025

A Concise Tutorial for Analyzing Electromagnetic Degrees of Freedom for Continuous-Aperture Array (CAPA) Systems

A concise tutorial is provided for analysis of the spatial degrees of freedom (DoFs) in continuous-aperture array (CAPA)-based continuous electromagnetic (EM) channels. First, a simplified spatial model is introduced using the Fresnel approximation. By leveraging this model and Landau's theorem, a closed-form expression for the spatial DoFs is derived. The results show that the number of DoFs is proportional to the transmit and receive aperture sizes and inversely proportional to the propagation distance. Numerical results are presented to illustrate the properties of EM DoFs in CAPA-based channels.

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arXiv2025

Electromagnetic Channel Statistics for Continuous-Aperture Array (CAPA) Systems

The channel statistics of a continuous-aperture array (CAPA)-based channel are analyzed using its continuous electromagnetic (EM) properties. The received signal-to-noise ratio (SNR) is discussed under isotropic scattering conditions. Using Landau's theorem, the eigenvalues of the autocorrelation of the EM fading channel are shown to exhibit a step-like behavior. Building on this, closed-form expressions for the probability distribution of the SNR and the average channel capacity are derived. Numerical results are provided to validate the accuracy of the derivations.

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arXiv2025

Continuous-Aperture Array (CAPA)-Based Wireless Communications: Capacity Characterization

The capacity limits of continuous-aperture array (CAPA)-based wireless communications are characterized. To this end, an analytically tractable transmission framework is established for both uplink and downlink CAPA systems. Based on this framework, closed-form expressions for the single-user channel capacity are derived. The results are further extended to a multiuser case by characterizing the capacity limits of a two-user channel and proposing the associated capacity-achieving decoding and encoding schemes. In the uplink case, the capacity-achieving detectors and sum-rate capacity are derived, and the capacity region is characterized. In the downlink case, the uplink-downlink duality is established by deriving the uplink-to-downlink and downlink-to-uplink transformations under the same power constraint, based on which the optimal source current distributions and the achieved sum-rate capacity and capacity region are characterized. For comparison, the uplink and downlink sum-rates achieved by the linear zero-forcing scheme are also analyzed. To gain further insights, several case studies are presented by specializing the derived results into various array structures, including the planar CAPA, linear CAPA, and planar spatially discrete array (SPDA). Numerical results are provided to reveal that the channel capacity achieved by CAPAs converges towards a finite upper bound as the aperture size increases; and CAPAs offer superior capacity over the conventional SPDAs.

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arXiv2025

Reducing Simulation Effort for RIS Optimization using an Efficient Far-Field Approximation

Optimization of Reconfigurable Intelligent Surfaces (RIS) via a previously introduced method is effective, but time-consuming, because multiport impedance or scatter matrices are required for each transmitter and receiver position, which generally must be obtained through full-wave simulation. Herein, a simple and efficient far-field approximation is introduced, to extrapolate scatter matrices for arbitrary receiver and transmitter positions from only a single simulation while still maintaining high accuracy suitable for optimization purposes. This is demonstrated through comparisons of the optimized capacitance values and further supported by empirical measurements.

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arXiv2025

Performance Analysis of Holographic MIMO Based Integrated Sensing and Communications

A holographic multiple-input multiple-output (MIMO)-based integrated sensing and communications (ISAC) framework is proposed for both downlink and uplink scenarios. The spatial correlation is incorporated into the communication channel modeling, while a spherical wave-based model is used to characterize the sensing link. By considering both instantaneous and statistical channel state information, closed-form expressions are derived for sensing rates (SRs), communication rates (CRs), and outage probabilities under various ISAC designs. This enables an investigation into the theoretical performance limits of the proposed holographic MIMO-based ISAC (HISAC) framework. Further insights are gained by examining the high signal-to-noise ratio (SNR) slopes and diversity orders. Specifically: i) for the downlink case, a sensing-centric (S-C) design and a communications-centric (C-C) design are investigated using different beamforming strategies, and a Pareto optimal design is proposed to characterize the attainable SR-CR region; ii) for the uplink case, the S-C design and the C-C design differ in the interference cancellation order between the communication and sensing signals, with the rate region obtained through a time-sharing strategy. Numerical results are provided to demonstrate that HISAC systems outperform both conventional MIMO-based ISAC systems and holographic MIMO-based frequency-division sensing and communications systems, underscoring the superior performance of the HISAC framework.

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arXiv2024

Movable Antenna Aided Physical Layer Security with No Eavesdropper CSI

A novel movable antenna (MA)-aided secure transmission framework is proposed to enhance the secrecy transmission rate without relying on the eavesdropper's channel state information. Within this framework, a joint beamforming and jamming scheme is proposed, where the power of the confidential signal is minimized by optimizing the positions of the MAs, and the residual power is used to jam the eavesdropper. An efficient gradient-based method is employed to solve this non-convex problem. Numerical results are provided to demonstrate the superiority of the MA-based framework over systems using traditional fixed-position antennas in secure transmission.

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arXiv2024

Channel Capacity of Near-Field Line-of-Sight Multiuser Communications

The channel capacity of near-field (NF) communications is characterized by considering three types of line-of-sight multiuser channels: i) multiple access channel (MAC), ii) broadcast channel (BC), and iii) multicast channel (MC). For NF MAC and BC, closed-form expressions are derived for the sum-rate capacity as well as the capacity region under a two-user scenario. These results are further extended to scenarios with an arbitrary number of users. For NF MC, closed-form expressions are derived for the two-user channel capacity and the capacity upper bound with more users. Further insights are gleaned by exploring special cases, including scenarios with infinitely large array apertures, co-directional users, and linear arrays. For comparison, the MAC and BC sum-rates achieved by typical linear combiners and precoders are also analyzed. Theoretical and numerical results are presented and compared with far-field communications to demonstrate that: i) the NF capacity of these three channels converges to finite values rather than growing unboundedly as the number of array elements increases; ii) the capacity of the MAC and BC with co-directional users can be improved by using the additional range dimensions in NF channels to reduce inter-user interference (IUI); and iii) the MC capacity benefits less from the NF effect compared to the MAC and BC, as multicasting is less sensitive to IUI.

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arXiv2024

Validating Convex Optimization of Reconfigurable Intelligent Surfaces via Measurements

Reconfigurable Intelligent Surfaces (RISs) can be designed in various ways. A previously proposed semidefinite relaxation-based optimization method for maximizing power transfer efficiency showed promise, but earlier results were only theoretical. This paper evaluates a small RIS at 3.55GHz, the center of the 5G band "n78", for practical verification of this method. The presented results not only empirically confirm the desired performance of the optimized RIS, but also affirm the optimality of the resulting reactance values. Additionally, this paper discusses several practical aspects of RIS design and measurement, such as the operation of varactor diodes and time gating to omit the direct line-of-sight (LOS) path.

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arXiv2024

Downlink and Uplink NOMA-ISAC with Signal Alignment

Integrated Sensing and Communications (ISAC) surpasses the conventional frequency-division sensing and communications (FDSAC) in terms of spectrum, energy, and hardware efficiency, with potential for greater enhancement through integration of non-orthogonal multiple access (NOMA). Leveraging these advantages, a multiple-input multiple-output NOMA-ISAC framework is proposed in this paper, in which the technique of signal alignment is adopted. The performance of the proposed framework for both downlink and uplink is analyzed. 1) The downlink ISAC is investigated under three different precoding designs: a sensing-centric (S-C) design, a communications-centric (C-C) design, and a Pareto optimal design. 2) For the uplink case, two scenarios are investigated: a S-C design and a C-C design, which vary based on the order of interference cancellation between the communication and sensing signals. In each of these scenarios, key performance metrics including sensing rate (SR), communication rate (CR), and outage probability are investigated. For a deeper understanding, the asymptotic performance of the system in the high signal-to-noise ratio (SNR) region is also explored, with a focus on the high-SNR slope and diversity order. Finally, the SR-CR rate regions achieved by ISAC and FDSAC are studied. Numerical results reveal that in both downlink and uplink cases, ISAC outperforms FDSAC in terms of sensing and communications performance and is capable of achieving a broader rate region, clearly showcasing its superiority.

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arXiv2024

On the Performance of Continuous Aperture Array (CAPA)-Based Wireless Communications

The performance of continuous aperture array (CAPA)-based wireless communications is analyzed in an uplink scenario. An analytical framework is proposed to characterize uplink CAPA-based transmission using electromagnetic field theories. On this basis, new expressions are derived for the channel capacity in a single-user scenario and the sum-rate capacity in a multiuser scenario, along with the capacity-achieving decoding schemes. These findings are proved to differ greatly from those established for conventional spatially discrete (SPD) arrays. Numerical results are provided to demonstrate that CAPA offers significant capacity gains compared to the SPD array.

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arXiv2024

Aperture Selection for CAP Arrays (CAPAs)

The concept of aperture selection is proposed for continuous aperture array (CAPA)-based communications. The achieved performance is analyzed in an uplink scenario by considering both line-of-sight (LoS) and non-line-of-sight (NLoS) scenarios. In the LoS scenario, the optimal selection strategy is demonstrated to follow the nearest neighbor criterion, and the resulting signal-to-noise ratio (SNR) is analyzed. In the NLoS scenario, the achieved outage probability along with the diversity order is revealed. Numerical results are provided to demonstrate that aperture selection effectively maintains satisfactory performance by leveraging selection diversity while simultaneously reducing the implementation complexity of CAPAs.

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arXiv2024

On the Impact of Reactive Region on the Near-Field Channel Gain

The near-field channel gain is analyzed by considering both radiating and reactive components of the electromagnetic field. Novel expressions are derived for the channel gains of spatially-discrete (SPD) and continuous-aperture (CAP) arrays, which are more accurate than conventional results that neglect the reactive region. To gain further insights, asymptotic analyses are carried out in the large aperture size, based on which the impact of the reactive region is discussed. It is proved that for both SPD and CAP arrays, the impact of the reactive region on near-field channel gain is negligible, even as the array aperture size approaches infinity.

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arXiv2024

Modeling and Analysis of Near-Field ISAC

As the technical trends for the next-generation wireless network significantly extend the near-field region, a performance reevaluation of integrated sensing and communications (ISAC) with an appropriate channel model to account for the effects introduced by the near field becomes essential. In this paper, a near-field ISAC framework is proposed for both downlink and uplink scenarios based on an accurate channel model. A uniform planar array is equipped at a base station, where the impacts of the effective aperture and polarization of antennas are considered. For the downlink case, three distinct designs are studied: a communications-centric (C-C) design, a sensing-centric (S-C) design, and a Pareto optimal design. Regarding the uplink case, the C-C design, the S-C design and a time-sharing strategy are considered. Within each design, sensing rates (SRs) and communication rates (CRs) are derived. To gain further insights, high signal-to-noise ratio slopes and rate scaling laws concerning the number of antennas are examined. The attainable near-field SR-CR regions of ISAC and the baseline frequency-division S&C are also characterized. Numerical results reveal that, as the number of antennas in the array grows, the SRs and CRs under our accurate model converge to finite values, while those under conventional far- and near-field models exhibit unbounded growth, highlighting the importance of precisely modeling the channels for near-field ISAC.

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arXiv2023

Investigating Sparse Reconfigurable Intelligent Surfaces (SRIS) via Maximum Power Transfer Efficiency Method Based on Convex Relaxation

Reconfigurable intelligent surfaces (RISs) are widely considered to become an integral part of future wireless communication systems. Various methodologies exist to design such surfaces; however, most consider or require a very large number of tunable components. This not only raises system complexity, but also significantly increases power consumption. Sparse RISs (SRISs) consider using a smaller or even minimal number of tunable components to improve overall efficiency while maintaining sufficient RIS capability. The versatile semidefinite relaxation-based optimization method previously applied to transmit array antennas is adapted and applied accordingly, to evaluate the potential of different SRIS configurations. Because the relaxation is tight in all cases, the maximum possible performance is found reliably. Hence, with this approach, the trade-off between performance and sparseness of SRIS can be analyzed. Preliminary results show that even a much smaller number of reconfigurable elements, e.g. only 50%, can still have a significant impact.

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arXiv2023

Physics-Based Trajectory Design for Cellular-Connected UAV in Rainy Environments Based on Deep Reinforcement Learning

Cellular-connected unmanned aerial vehicles (UAVs) have gained increasing attention due to their potential to enhance conventional UAV capabilities by leveraging existing cellular infrastructure for reliable communications between UAVs and base stations. They have been used for various applications, including weather forecasting and search and rescue operations. However, under extreme weather conditions such as rainfall, it is challenging for the trajectory design of cellular UAVs, due to weak coverage regions in the sky, limitations of UAV flying time, and signal attenuation caused by raindrops. To this end, this paper proposes a physics-based trajectory design approach for cellular-connected UAVs in rainy environments. A physics-based electromagnetic simulator is utilized to take into account detailed environment information and the impact of rain on radio wave propagation. The trajectory optimization problem is formulated to jointly consider UAV flying time and signal-to-interference ratio, and is solved through a Markov decision process using deep reinforcement learning algorithms based on multi-step learning and double Q-learning. Optimal UAV trajectories are compared in examples with homogeneous atmosphere medium and rain medium. Additionally, a thorough study of varying weather conditions on trajectory design is provided, and the impact of weight coefficients in the problem formulation is discussed. The proposed approach has demonstrated great potential for UAV trajectory design under rainy weather conditions.

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