arXiv subjects

Xinping Guan

Publications and source records attributed to Xinping Guan.

At least 55 records · Page 3Linked to original sources

arXiv2022

Distributed Online Generalized Nash Equilibrium Tracking for Prosumer Energy Trading Games

With the proliferation of distributed generations, traditional passive consumers in distribution networks are evolving into "prosumers", which can both produce and consume energy. Energy trading with the main grid or between prosumers is inevitable if the energy surplus and shortage exist. To this end, this paper investigates the peer-to-peer (P2P) energy trading market, which is formulated as a generalized Nash game. We first prove the existence and uniqueness of the generalized Nash equilibrium (GNE). Then, an distributed online algorithm is proposed to track the GNE in the time-varying environment. Its regret is proved to be bounded by a sublinear function of learning time, which indicates that the online algorithm has an acceptable accuracy in practice. Finally, numerical results with six microgrids validate the performance of the algorithm.

math.OC↗

arXiv2022

Topology Inference for Network Systems: Causality Perspective and Non-asymptotic Performance

Topology inference for network systems (NSs) plays a crucial role in many areas. This paper advocates a causality-based method based on noisy observations from a single trajectory of a NS, which is represented by the state-space model with general directed topology. Specifically, we first prove its close relationships with the ideal Granger estimator for multiple trajectories and the traditional ordinary least squares (OLS) estimator for a single trajectory. Along with this line, we analyze the non-asymptotic inference performance of the proposed method by taking the OLS estimator as a reference, covering both asymptotically and marginally stable systems. The derived convergence rates and accuracy results suggest the proposed method has better performance in addressing potentially correlated observations and achieves zero inference error asymptotically. Besides, an online/recursive version of our method is established for efficient computation or time-varying cases. Extensions on NSs with nonlinear dynamics are also discussed. Comprehensive tests corroborate the theoretical findings and comparisons with other algorithms highlight the superiority of the proposed method.

eess.SP↗

arXiv2022

Inferring Topology of Networked Dynamical Systems by Active Excitations

Topology inference for networked dynamical systems (NDSs) has received considerable attention in recent years. The majority of pioneering works have dealt with inferring the topology from abundant observations of NDSs, so as to approximate the real one asymptotically. Leveraging the characteristic that NDSs will react to various disturbances and the disturbance's influence will consistently spread, this paper focuses on inferring the topology by a few active excitations. The key challenge is to distinguish different influences of system noises and excitations from the exhibited state deviations, where the influences will decay with time and the exciatation cannot be arbitrarily large. To practice, we propose a one-shot excitation based inference method to infer $h$-hop neighbors of a node. The excitation conditions for accurate one-hop neighbor inference are first derived with probability guarantees. Then, we extend the results to $h$-hop neighbor inference and multiple excitations cases, providing the explicit relationships between the inference accuracy and excitation magnitude. Specifically, the excitation based inference method is not only suitable for scenarios where abundant observations are unavailable, but also can be leveraged as auxiliary means to improve the accuracy of existing methods. Simulations are conducted to verify the analytical results.

cs.MA↗

arXiv2022

Intelligent Physical Attack Against Mobile Robots With Obstacle-Avoidance

The security issue of mobile robots has attracted considerable attention in recent years. In this paper, we propose an intelligent physical attack to trap mobile robots into a preset position by learning the obstacle-avoidance mechanism from external observation. The salient novelty of our work lies in revealing the possibility that physical-based attacks with intelligent and advanced design can present real threats, while without prior knowledge of the system dynamics or access to the internal system. This kind of attack cannot be handled by countermeasures in traditional cyberspace security. To practice, the cornerstone of the proposed attack is to actively explore the complex interaction characteristic of the victim robot with the environment, and learn the obstacle-avoidance knowledge exhibited in the limited observations of its behaviors. Then, we propose shortest-path and hands-off attack algorithms to find efficient attack paths from the tremendous motion space, achieving the driving-to-trap goal with low costs in terms of path length and activity period, respectively. The convergence of the algorithms is proved and the attack performance bounds are further derived. Extensive simulations and real-life experiments illustrate the effectiveness of the proposed attack, beckoning future investigation for the new physical threats and defense on robotic systems.

cs.RO↗

arXiv2022

SVR-based Observer Design for Unknown Linear Systems: Complexity and Performance

In this paper we consider estimating the system parameters and designing stable observer for unknown noisy linear time-invariant (LTI) systems. We propose a Support Vector Regression (SVR) based estimator to provide adjustable asymmetric error interval for estimations. This estimator is capable to trade-off bias-variance of the estimation error by tuning parameter $γ> 0$ in the loss function. This method enjoys the same sample complexity of $\mathcal{O}(1/\sqrt{N})$ as the Ordinary Least Square (OLS) based methods but achieves a $\mathcal{O}(1/(γ+1))$ smaller variance. Then, a stable observer gain design procedure based on the estimations is proposed. The observation performance bound based on the estimations is evaluated by the mean square observation error, which is shown to be adjustable by tuning the parameter $γ$, thus achieving higher scalability than the OLS methods. The advantages of the estimation error bias-variance trade-off for observer design are also demonstrated through matrix spectrum and observation performance optimality analysis. Extensive simulation validations are conducted to verify the computed estimation error and performance optimality with different $γ$ and noise settings. The variances of the estimation error and the fluctuations in performance are smaller with a properly-designed parameter $γ$ compared with the OLS methods.

eess.SY↗

arXiv2022

I Can Read Your Mind: Control Mechanism Secrecy of Networked Dynamical Systems under Inference Attacks

Recent years have witnessed the fast advance of security research for networked dynamical system (NDS). Considering the latest inference attacks that enable stealthy and precise attacks into NDSs with observation-based learning, this article focuses on a new security aspect, i.e., how to protect control mechanism secrets from inference attacks, including state information, interaction structure and control laws. We call this security property as control mechanism secrecy, which provides protection of the vulnerabilities in the control process and fills the defense gap that traditional cyber security cannot handle. Since the knowledge of control mechanism defines the capabilities to implement attacks, ensuring control mechanism secrecy needs to go beyond the conventional data privacy to cover both transmissible data and intrinsic models in NDSs. The prime goal of this article is to summarize recent results of both inference attacks on control mechanism secrets and countermeasures. We first introduce the basic inference attack methods on the state and structure of NDSs, respectively, along with their inference performance bounds. Then, the corresponding countermeasures and performance metrics are given to illustrate how to preserve the control mechanism secrecy. Necessary conditions are derived to guide the secrecy design. Finally, thorough discussions on the control laws and open issues are presented, beckoning future investigation on reliable countermeasure design and tradeoffs between the secrecy and control performance.

eess.SY↗

arXiv2022

Local Topology Inference of Mobile Robotic Networks under Formation Control

The interaction topology is critical for efficient cooperation of mobile robotic networks (MRNs). We focus on the local topology inference problem of MRNs under formation control, where an inference robot with limited observation range can manoeuvre among the formation robots. This problem faces new challenges brought by the highly coupled influence of unobservable formation robots, inaccessible formation inputs, and unknown interaction range. The novel idea here is to advocate a range-shrink strategy to perfectly avoid the influence of unobservable robots while filtering the input. To that end, we develop consecutive algorithms to determine a feasible constant robot subset from the changing robot set within the observation range, and estimate the formation input and the interaction range. Then, an ordinary least squares based local topology estimator is designed with the previously inferred information. Resorting to the concentration measure, we prove the convergence rate and accuracy of the proposed estimator, taking the estimation errors of previous steps into account. Extensions on nonidentical observation slots and more complicated scenarios are also analyzed. Comprehensive simulation tests and method comparisons corroborate the theoretical findings.

eess.SY↗

arXiv2022

Stochastic Gradient-based Fast Distributed Multi-Energy Management for an Industrial Park with Temporally-Coupled Constraints

Contemporary industrial parks are challenged by the growing concerns about high cost and low efficiency of energy supply. Moreover, in the case of uncertain supply/demand, how to mobilize delay-tolerant elastic loads and compensate real-time inelastic loads to match multi-energy generation/storage and minimize energy cost is a key issue. Since energy management is hardly to be implemented offline without knowing statistical information of random variables, this paper presents a systematic online energy cost minimization framework to fulfill the complementary utilization of multi-energy with time-varying generation, demand and price. Specifically to achieve charging/discharging constraints due to storage and short-term energy balancing, a fast distributed algorithm based on stochastic gradient with two-timescale implementation is proposed to ensure online implementation. To reduce the peak loads, an incentive mechanism is implemented by estimating users' willingness to shift. Analytical results on parameter setting are also given to guarantee feasibility and optimality of the proposed design. Numerical results show that when the bid-ask spread of electricity is small enough, the proposed algorithm can achieve the close-to-optimal cost asymptotically.

eess.SY↗

arXiv2022

Industrial Scene Text Detection with Refined Feature-attentive Network

Detecting the marking characters of industrial metal parts remains challenging due to low visual contrast, uneven illumination, corroded character structures, and cluttered background of metal part images. Affected by these factors, bounding boxes generated by most existing methods locate low-contrast text areas inaccurately. In this paper, we propose a refined feature-attentive network (RFN) to solve the inaccurate localization problem. Specifically, we design a parallel feature integration mechanism to construct an adaptive feature representation from multi-resolution features, which enhances the perception of multi-scale texts at each scale-specific level to generate a high-quality attention map. Then, an attentive refinement network is developed by the attention map to rectify the location deviation of candidate boxes. In addition, a re-scoring mechanism is designed to select text boxes with the best rectified location. Moreover, we construct two industrial scene text datasets, including a total of 102156 images and 1948809 text instances with various character structures and metal parts. Extensive experiments on our dataset and four public datasets demonstrate that our proposed method achieves the state-of-the-art performance.

cs.CV↗

arXiv2022

Bidirectional Pricing and Demand Response for Nanogrids with HVAC Systems

Owing to the fluctuant renewable generation and power demand, the energy surplus or deficit in each nanogrid is embodied differently across time. To stimulate local renewable energy consumption and minimize the long-term energy cost, some issues still remain to be explored: when and how the energy demand and bidirectional trading prices are scheduled considering personal comfort preferences and environmental factors. For this purpose, the demand response and two-way pricing problems concurrently for nanogrids and a public monitoring entity (PME) are studied with exploiting the large potential thermal elastic ability of heating, ventilation and air-conditioning (HVAC) units. Different from nanogrids, in terms of minimizing time-average costs, PME aims to set reasonable prices and optimize profits by trading with nanogrids and the main grid bi-directionally. In particular, such bilevel energy management problem is formulated as a stochastic form in a long-term horizon. Since there are uncertain system parameters, time-coupled queue constraints and the interplay of bilevel decision-making, it is challenging to solve the formulated problems. To this end, we derive a form of relaxation based on Lyapunov optimization technique to make the energy management problem tractable without forecasting the related system parameters. The transaction between nanogrids and PME is captured by a one-leader and multi-follower Stackelberg game framework. Then, theoretical analysis of the existence and uniqueness of Stackelberg equilibrium (SE) is developed based on the proposed game property. Following that, we devise an optimization algorithm to reach the SE with less information exchange. Numerical experiments validate the effectiveness of the proposed approach.

cs.GT↗

arXiv2022

Multi-level Coordinated Energy Management for Energy Hub in Hybrid Markets with Distributionally Robust Scheduling

Maintaining energy balance and economical operation is significant for multi-energy systems such as the energy hub. However, it is usually challenged by the frequently changing and unpredictable uncertainties at different timescales. Under this scope, this paper investigates the coordinated energy management problem for day-ahead and intra-day conditions considering uncertainties of source-load and market prices concurrently. Note that the precise knowledge of distributions about uncertainties may be unaccessible before the decision-making in day-ahead phase. A two-stage chance-constrained model based on distributionally robust approach with ambiguous moment information is proposed to immunize scheduling strategies against the worst-case probability distributions. The first stage is dedicated to obtaining more energy arbitrage and operation flexibility by optimizing bidding strategies in day-ahead power, natural gas and carbon markets. The second stage focuses on the optimization of worst-case expected operation cost. It provides a robust energy equipment and load scheduling strategy for the reference of subsequent intra-day arrangements. With respect to different variations of electrical and thermal components, an intra-day two-timescale coordination is implemented step by step. The energy scheduling is re-dispatched circularly to minimize the operation and penalty costs. The possible energy imbalance is also compensated by this way. As the energy management program is nonlinear, chance-constrained and multi-stage, linearization and dual transformation techniques are designed to enhance tractability of programs. Experimental results show that the developed multi-level framework results in a carbon emission decrease of 37%, and reduces energy cost averagely 3% compared with corresponding contrasting cases. The obtained strategy validates a good tradeoff between robustness and optimality.

cs.CE↗

arXiv2022

Asynchronous Decentralized Federated Learning for Collaborative Fault Diagnosis of PV Stations

Due to the different losses caused by various photovoltaic (PV) array faults, accurate diagnosis of fault types is becoming increasingly important. Compared with a single one, multiple PV stations collect sufficient fault samples, but their data is not allowed to be shared directly due to potential conflicts of interest. Therefore, federated learning can be exploited to train a collaborative fault diagnosis model. However, the modeling efficiency is seriously affected by the model update mechanism since each PV station has a different computing capability and amount of data. Moreover, for the safe and stable operation of the PV system, the robustness of collaborative modeling must be guaranteed rather than simply being processed on a central server. To address these challenges, a novel asynchronous decentralized federated learning (ADFL) framework is proposed. Each PV station not only trains its local model but also participates in collaborative fault diagnosis by exchanging model parameters to improve the generalization without losing accuracy. The global model is aggregated distributedly to avoid central node failure. By designing the asynchronous update scheme, the communication overhead and training time are greatly reduced. Both the experiments and numerical simulations are carried out to verify the effectiveness of the proposed method.

cs.LG↗

arXiv2022

Joint Offloading Decision and Resource Allocation for Vehicular Fog-Edge Computing Networks: A Contract-Stackelberg Approach

With the popularity of mobile devices and development of computationally intensive applications, researchers are focusing on offloading computation to Mobile Edge Computing (MEC) server due to its high computational efficiency and low communication delay. As the computing resources of an MEC server are limited, vehicles in the urban area who have abundant idle resources should be fully utilized. However, offloading computing tasks to vehicles faces many challenging issues. In this paper, we introduce a vehicular fog-edge computing paradigm and formulate it as a multi-stage Stackelberg game to deal with these issues. Specifically, vehicles are not obligated to share resources, let alone disclose their private information (e.g., stay time and the amount of resources). Therefore, in the first stage, we design a contract-based incentive mechanism to motivate vehicles to contribute their idle resources. Next, due to the complicated interactions among vehicles, road-side unit (RSU), MEC server and mobile device users, it is challenging to coordinate the resources of all parties and design a transaction mechanism to make all entities benefit. In the second and third stages, based on Stackelberg game, we develop pricing strategies that maximize the utilities of all parties. The analytical forms of optimal strategies for each stage are given. Simulation results demonstrate the effectiveness of our proposed incentive mechanism, reveal the trends of energy consumption and offloading decisions of users with various parameters, and present the performance comparison between our framework and existing MEC offloading paradigm in vehicular networks.

cs.DC↗

arXiv2022

Energy Management Based on Multi-Agent Deep Reinforcement Learning for A Multi-Energy Industrial Park

Owing to large industrial energy consumption, industrial production has brought a huge burden to the grid in terms of renewable energy access and power supply. Due to the coupling of multiple energy sources and the uncertainty of renewable energy and demand, centralized methods require large calculation and coordination overhead. Thus, this paper proposes a multi-energy management framework achieved by decentralized execution and centralized training for an industrial park. The energy management problem is formulated as a partially-observable Markov decision process, which is intractable by dynamic programming due to the lack of the prior knowledge of the underlying stochastic process. The objective is to minimize long-term energy costs while ensuring the demand of users. To solve this issue and improve the calculation speed, a novel multi-agent deep reinforcement learning algorithm is proposed, which contains the following key points: counterfactual baseline for facilitating contributing agents to learn better policies, soft actor-critic for improving robustness and exploring optimal solutions. A novel reward is designed by Lagrange multiplier method to ensure the capacity constraints of energy storage. In addition, considering that the increase in the number of agents leads to performance degradation due to large observation spaces, an attention mechanism is introduced to enhance the stability of policy and enable agents to focus on important energy-related information, which improves the exploration efficiency of soft actor-critic. Numerical results based on actual data verify the performance of the proposed algorithm with high scalability, indicating that the industrial park can minimize energy costs under different demands.

eess.SY↗

arXiv2021

Distributed Urban Freeway Traffic Optimization Considering Congestion Propagation

Effective traffic optimization strategies can improve the performance of transportation networks significantly. Most exiting works develop traffic optimization strategies depending on the local traffic states of congested road segments, where the congestion propagation is neglected. This paper proposes a novel distributed traffic optimization method for urban freeways considering the potential congested road segments, which are called potential-homogeneous-area. The proposed approach is based on the intuition that the evolution of congestion may affect the neighbor segments due to the mobility of traffic flow. We identify potential-homogeneous-area by applying our proposed temporal-spatial lambda-connectedness method using historical traffic data. Further, global dynamic capacity constraint of this area is integrated with cell transmission model (CTM) in the traffic optimization problem. To reduce computational complexity and improve scalability, we propose a fully distributed algorithm to solve the problem, which is based on the partial augmented Lagrangian and dual-consensus alternating direction method of multipliers (ADMM). By this means, distributed coordination of ramp metering and variable speed limit control is achieved. We prove that the proposed algorithm converges to the optimal solution so long as the traffic optimization objective is convex. The performance of the proposed method is evaluated by macroscopic simulation using real data of Shanghai, China.

eess.SY↗

arXiv2021

Sneak Attack against Mobile Robotic Networks under Formation Control

The security of mobile robotic networks (MRNs) has been an active research topic in recent years. This paper demonstrates that the observable interaction process of MRNs under formation control will present increasingly severe threats. Specifically, we find that an external attack robot, who has only partial observation over MRNs while not knowing the system dynamics or access, can learn the interaction rules from observations and utilize them to replace a target robot, destroying the cooperation performance of MRNs. We call this novel attack as sneak, which endows the attacker with the intelligence of learning knowledge and is hard to be tackled by traditional defense techniques. The key insight is to separately reveal the internal interaction structure within robots and the external interaction mechanism with the environment, from the coupled state evolution influenced by the model-unknown rules and unobservable part of the MRN. To address this issue, we first provide general interaction process modeling and prove the learnability of the interaction rules. Then, with the learned rules, we design an Evaluate-Cut-Restore (ECR) attack strategy considering the partial interaction structure and geometric pattern. We also establish the sufficient conditions for a successful sneak with maximum control impacts over the MRN. Extensive simulations illustrate the feasibility and effectiveness of the proposed attack.

eess.SY↗

arXiv2021

Disturbance-resilient Distributed Resource Allocation over Stochastic Networks using Uncoordinated Stepsizes

This paper studies distributed resource allocation problem in multi-agent systems, where all the agents cooperatively minimize the sum of their cost functions with global resource constraints over stochastic communication networks. This problem arises from many practical domains such as economic dispatch in smart grid, task assignment, and power allocation in robotic control. Most of existing works cannot converge to the optimal solution if states deviate from feasible region due to disturbance caused by environmental noise, misoperation, malicious attack, etc. To solve this problem, we propose a distributed deviation-tracking resource allocation algorithm and prove that it linearly converges to the optimal solution with constant stepsizes. We further explore its resilience properties of the proposed algorithm. Most importantly, the algorithm still converges to the optimal solution under the disturbance injection and random communication failure. In order to improve the convergence rate, the optimal stepsizes for the fastest convergence rate are established. We also prove the algorithm converges linearly to the optimal solution in mean square even with uncoordinated stepsizes, i.e., agents are allowed to employ different stepsizes. Simulations are provided to verify the theoretical results.

math.OC↗

arXiv2020

Energy Trading in Microgrids for Synergies among Electricity, Hydrogen and Heat Networks

The emerging paradigm of interconnected microgrids advocates energy trading or sharing among multiple microgrids. It helps make full use of the temporal availability of energy and diversity in operational costs when meeting various energy loads. However, energy trading might not completely absorb excess renewable energy. A multi-energy management framework including fuel cell vehicles, energy storage, combined heat and power system, and renewable energy is proposed, and the characteristics and scheduling arrangements of fuel cell vehicles are considered to further improve the local absorption of the renewable energy and enhance the economic benefits of microgrids. While intensive research has been conducted on energy scheduling and trading problem, a fundamental question still remains unanswered on microgrid economics. Namely, due to multi-energy coupling, stochastic renewable energy generation and demands, when and how a microgrid should schedule and trade energy with others, which maximizes its long-term benefit. This paper designs a joint energy scheduling and trading algorithm based on Lyapunov optimization and a double-auction mechanism. Its purpose is to determine the valuations of energy in the auction, optimally schedule energy distribution, and strategically purchase and sell energy with the current electricity prices. Simulations based on real data show that each individual microgrid, under the management of the proposed algorithm, can achieve a time-averaged profit that is arbitrarily close to an optimum value, while avoiding compromising its own comfort.

eess.SY↗