arXiv subjects

Xinyu Zhao

Publications and source records attributed to Xinyu Zhao.

At least 55 records · Page 3Linked to original sources

arXiv2025

Transferring Expert Cognitive Models to Social Robots via Agentic Concept Bottleneck Models

Successful group meetings, such as those implemented in group behavioral-change programs, work meetings, and other social contexts, must promote individual goal setting and execution while strengthening the social relationships within the group. Consequently, an ideal facilitator must be sensitive to the subtle dynamics of disengagement, difficulties with individual goal setting and execution, and interpersonal difficulties that signal a need for intervention. The challenges and cognitive load experienced by facilitators create a critical gap for an embodied technology that can interpret social exchanges while remaining aware of the needs of the individuals in the group and providing transparent recommendations that go beyond powerful but "black box" foundation models (FMs) that identify social cues. We address this important demand with a social robot co-facilitator that analyzes multimodal meeting data and provides discreet cues to the facilitator. The robot's reasoning is powered by an agentic concept bottleneck model (CBM), which makes decisions based on human-interpretable concepts like participant engagement and sentiments, ensuring transparency and trustworthiness. Our core contribution is a transfer learning framework that distills the broad social understanding of an FM into our specialized and transparent CBM. This concept-driven system significantly outperforms direct zero-shot FMs in predicting the need for intervention and enables real-time human correction of its reasoning. Critically, we demonstrate robust knowledge transfer: the model generalizes across different groups and successfully transfers the expertise of senior human facilitators to improve the performance of novices. By transferring an expert's cognitive model into an interpretable robotic partner, our work provides a powerful blueprint for augmenting human capabilities in complex social domains.

cs.CL↗

arXiv2025

Learning to Refine with Fine-Grained Natural Language Feedback

Recent work has explored the capability of large language models (LLMs) to identify and correct errors in LLM-generated responses. These refinement approaches frequently evaluate what sizes of models are able to do refinement for what problems, but less attention is paid to what effective feedback for refinement looks like. In this work, we propose looking at refinement with feedback as a composition of three distinct LLM competencies: (1) detection of bad generations; (2) fine-grained natural language critique generation; (3) refining with fine-grained feedback. The first step can be implemented with a high-performing discriminative model and steps 2 and 3 can be implemented either via prompted or fine-tuned LLMs. A key property of the proposed Detect, Critique, Refine ("DCR") method is that the step 2 critique model can give fine-grained feedback about errors, made possible by offloading the discrimination to a separate model in step 1. We show that models of different capabilities benefit from refining with DCR on the task of improving factual consistency of document grounded summaries. Overall, DCR consistently outperforms existing end-to-end refinement approaches and current trained models not fine-tuned for factuality critiquing.

cs.CL↗

arXiv2025

Understanding Synthetic Context Extension via Retrieval Heads

Long-context LLMs are increasingly in demand for applications such as retrieval-augmented generation. To defray the cost of pretraining LLMs over long contexts, recent work takes an approach of synthetic context extension: fine-tuning LLMs with synthetically generated long-context data in a post-training stage. However, it remains unclear how and why this synthetic context extension imparts abilities for downstream long-context tasks. In this paper, we investigate fine-tuning on synthetic data for three long-context tasks that require retrieval and reasoning. We vary the realism of "needle" concepts to be retrieved and diversity of the surrounding "haystack" context, from using LLMs to construct synthetic documents to using templated relations and creating symbolic datasets. We find that models trained on synthetic data fall short of the real data, but surprisingly, the mismatch can be interpreted and even predicted in terms of a special set of attention heads that are responsible for retrieval over long context, retrieval heads (Wu et al., 2024). The retrieval heads learned on synthetic data have high overlap with retrieval heads learned on real data, and there is a strong correlation between the recall of heads learned and the downstream performance of a model. Furthermore, with attention knockout and activation patching, we mechanistically show that retrieval heads are necessary and explain model performance, although they are not totally sufficient. Our results shed light on how to interpret synthetic data fine-tuning performance and how to approach creating better data for learning real-world capabilities over long contexts.

cs.CL↗

arXiv2025

To CoT or not to CoT? Chain-of-thought helps mainly on math and symbolic reasoning

Chain-of-thought (CoT) via prompting is the de facto method for eliciting reasoning capabilities from large language models (LLMs). But for what kinds of tasks is this extra ``thinking'' really helpful? To analyze this, we conducted a quantitative meta-analysis covering over 100 papers using CoT and ran our own evaluations of 20 datasets across 14 models. Our results show that CoT gives strong performance benefits primarily on tasks involving math or logic, with much smaller gains on other types of tasks. On MMLU, directly generating the answer without CoT leads to almost identical accuracy as CoT unless the question or model's response contains an equals sign, indicating symbolic operations and reasoning. Following this finding, we analyze the behavior of CoT on these problems by separating planning and execution and comparing against tool-augmented LLMs. Much of CoT's gain comes from improving symbolic execution, but it underperforms relative to using a symbolic solver. Our results indicate that CoT can be applied selectively, maintaining performance while saving inference costs. Furthermore, they suggest a need to move beyond prompt-based CoT to new paradigms that better leverage intermediate computation across the whole range of LLM applications.

cs.CL↗

arXiv2025

SAFE: Self-Adjustment Federated Learning Framework for Remote Sensing Collaborative Perception

The rapid increase in remote sensing satellites has led to the emergence of distributed space-based observation systems. However, existing distributed remote sensing models often rely on centralized training, resulting in data leakage, communication overhead, and reduced accuracy due to data distribution discrepancies across platforms. To address these challenges, we propose the \textit{Self-Adjustment FEderated Learning} (SAFE) framework, which innovatively leverages federated learning to enhance collaborative sensing in remote sensing scenarios. SAFE introduces four key strategies: (1) \textit{Class Rectification Optimization}, which autonomously addresses class imbalance under unknown local and global distributions. (2) \textit{Feature Alignment Update}, which mitigates Non-IID data issues via locally controlled EMA updates. (3) \textit{Dual-Factor Modulation Rheostat}, which dynamically balances optimization effects during training. (4) \textit{Adaptive Context Enhancement}, which is designed to improve model performance by dynamically refining foreground regions, ensuring computational efficiency with accuracy improvement across distributed satellites. Experiments on real-world image classification and object segmentation datasets validate the effectiveness and reliability of the SAFE framework in complex remote sensing scenarios.

cs.LG↗

arXiv2025

GuideLLM: Exploring LLM-Guided Conversation with Applications in Autobiography Interviewing

Although Large Language Models (LLMs) succeed in human-guided conversations such as instruction following and question answering, the potential of LLM-guided conversations-where LLMs direct the discourse and steer the conversation's objectives-remains under-explored. In this study, we first characterize LLM-guided conversation into three fundamental components: (i) Goal Navigation; (ii) Context Management; (iii) Empathetic Engagement, and propose GuideLLM as an installation. We then implement an interviewing environment for the evaluation of LLM-guided conversation. Specifically, various topics are involved in this environment for comprehensive interviewing evaluation, resulting in around 1.4k turns of utterances, 184k tokens, and over 200 events mentioned during the interviewing for each chatbot evaluation. We compare GuideLLM with 6 state-of-the-art LLMs such as GPT-4o and Llama-3-70b-Instruct, from the perspective of interviewing quality, and autobiography generation quality. For automatic evaluation, we derive user proxies from multiple autobiographies and employ LLM-as-a-judge to score LLM behaviors. We further conduct a human-involved experiment by employing 45 human participants to chat with GuideLLM and baselines. We then collect human feedback, preferences, and ratings regarding the qualities of conversation and autobiography. Experimental results indicate that GuideLLM significantly outperforms baseline LLMs in automatic evaluation and achieves consistent leading performances in human ratings.

cs.CL↗

arXiv2025

BrainMAP: Learning Multiple Activation Pathways in Brain Networks

Functional Magnetic Resonance Image (fMRI) is commonly employed to study human brain activity, since it offers insight into the relationship between functional fluctuations and human behavior. To enhance analysis and comprehension of brain activity, Graph Neural Networks (GNNs) have been widely applied to the analysis of functional connectivities (FC) derived from fMRI data, due to their ability to capture the synergistic interactions among brain regions. However, in the human brain, performing complex tasks typically involves the activation of certain pathways, which could be represented as paths across graphs. As such, conventional GNNs struggle to learn from these pathways due to the long-range dependencies of multiple pathways. To address these challenges, we introduce a novel framework BrainMAP to learn Multiple Activation Pathways in Brain networks. BrainMAP leverages sequential models to identify long-range correlations among sequentialized brain regions and incorporates an aggregation module based on Mixture of Experts (MoE) to learn from multiple pathways. Our comprehensive experiments highlight BrainMAP's superior performance. Furthermore, our framework enables explanatory analyses of crucial brain regions involved in tasks. Our code is provided at https://github.com/LzyFischer/Graph-Mamba.

cs.AI↗

arXiv2024

Model-GLUE: Democratized LLM Scaling for A Large Model Zoo in the Wild

As Large Language Models (LLMs) excel across tasks and specialized domains, scaling LLMs based on existing models has garnered significant attention, which faces the challenge of decreasing performance when combining disparate models. Various techniques have been proposed for the aggregation of pre-trained LLMs, including model merging, Mixture-of-Experts, and stacking. Despite their merits, a comprehensive comparison and synergistic application of them to a diverse model zoo is yet to be adequately addressed. In light of this research gap, this paper introduces Model-GLUE, a holistic LLM scaling guideline. First, our work starts with a benchmarking of existing LLM scaling techniques, especially selective merging, and variants of mixture. Utilizing the insights from the benchmark results, we formulate an optimal strategy for the selection and aggregation of a heterogeneous model zoo characterizing different architectures and initialization.Our methodology involves the clustering of mergeable models and optimal merging strategy selection, and the integration of clusters through a model mixture. Finally, evidenced by our experiments on a diverse Llama-2-based model zoo, Model-GLUE shows an average performance enhancement of 5.61%, achieved without additional training. Codes are available at: https://github.com/Model-GLUE/Model-GLUE.

cs.LG↗

arXiv2024

Analyticity and Stable Computation of Dirichlet-Neumann Operators for Laplace's Equation under Quasiperiodic Boundary Conditions in Two and Three Dimensions

Dirichlet-Neumann Operators (DNOs) are important to the formulation, analysis, and simulation of many crucial models found in engineering and the sciences. For instance, these operators permit moving-boundary problems, such as the classical water wave problem (free-surface ideal fluid flow under the influence of gravity and capillarity), to be restated in terms of interfacial quantities, which not only eliminates the boundary tracking problem, but also reduces the problem dimension. While these DNOs have been the object of much recent study regarding their numerical simulation and rigorous analysis, they have yet to be examined in the setting of laterally quasiperiodic boundary conditions. The purpose of this contribution is to begin this investigation with a particular eye towards the problem of more realistically simulating two and three dimensional surface water waves. Here we not only carefully define the DNO with respect to these boundary conditions for Laplace's equation, but we also show the rigorous analyticity of these operators with respect to sufficiently smooth boundary perturbations. These theoretical developments suggest a novel algorithm for the stable and high-order simulation of the DNO, which we implement and extensively test.

math.NA↗

arXiv2024

On the inviscid instability of the 2D Taylor-Green vortex

We consider Euler flows on two-dimensional (2D) periodic domain and are interested in the stability, both linear and nonlinear, of a simple equilibrium given by the 2D Taylor-Green vortex. As the first main result, numerical evidence is provided for the fact that such flows possess unstable eigenvalues embedded in the band of the essential spectrum of the linearized operator. However, the unstable eigenfunction is discontinuous at the hyperbolic stagnation points of the base flow and its regularity is consistent with the prediction of Lin (2004). This eigenfunction gives rise to an exponential transient growth with the rate given by the real part of the eigenvalue followed by passage to a nonlinear instability. As the second main result, we illustrate a fundamentally different, non-modal, growth mechanism involving a continuous family of uncorrelated functions, instead of an eigenfunction of the linearized operator. Constructed by solving a suitable PDE optimization problem, the resulting flows saturate the known estimates on the growth of the semigroup related to the essential spectrum of the linearized Euler operator as the numerical resolution is refined. These findings are contrasted with the results of earlier studies of a similar problem conducted in a slightly viscous setting where only the modal growth of instabilities was observed. This highlights the special stability properties of equilibria in inviscid flows.

physics.flu-dyn↗

arXiv2024

AI-Gadget Kit: Integrating Swarm User Interfaces with LLM-driven Agents for Rich Tabletop Game Applications

While Swarm User Interfaces (SUIs) have succeeded in enriching tangible interaction experiences, their limitations in autonomous action planning have hindered the potential for personalized and dynamic interaction generation in tabletop games. Based on the AI-Gadget Kit we developed, this paper explores how to integrate LLM-driven agents within tabletop games to enable SUIs to execute complex interaction tasks. After defining the design space of this kit, we elucidate the method for designing agents that can extend the meta-actions of SUIs to complex motion planning. Furthermore, we introduce an add-on prompt method that simplifies the design process for four interaction behaviors and four interaction relationships in tabletop games. Lastly, we present several application scenarios that illustrate the potential of AI-Gadget Kit to construct personalized interaction in SUI tabletop games. We expect to use our work as a case study to inspire research on multi-agent-driven SUI for other scenarios with complex interaction tasks.

cs.HC↗

arXiv2024

SDoH-GPT: Using Large Language Models to Extract Social Determinants of Health (SDoH)

Extracting social determinants of health (SDoH) from unstructured medical notes depends heavily on labor-intensive annotations, which are typically task-specific, hampering reusability and limiting sharing. In this study we introduced SDoH-GPT, a simple and effective few-shot Large Language Model (LLM) method leveraging contrastive examples and concise instructions to extract SDoH without relying on extensive medical annotations or costly human intervention. It achieved tenfold and twentyfold reductions in time and cost respectively, and superior consistency with human annotators measured by Cohen's kappa of up to 0.92. The innovative combination of SDoH-GPT and XGBoost leverages the strengths of both, ensuring high accuracy and computational efficiency while consistently maintaining 0.90+ AUROC scores. Testing across three distinct datasets has confirmed its robustness and accuracy. This study highlights the potential of leveraging LLMs to revolutionize medical note classification, demonstrating their capability to achieve highly accurate classifications with significantly reduced time and cost.

cs.CL↗

arXiv2024

GraphRCG: Self-Conditioned Graph Generation

Graph generation generally aims to create new graphs that closely align with a specific graph distribution. Existing works often implicitly capture this distribution through the optimization of generators, potentially overlooking the intricacies of the distribution itself. Furthermore, these approaches generally neglect the insights offered by the learned distribution for graph generation. In contrast, in this work, we propose a novel self-conditioned graph generation framework designed to explicitly model graph distributions and employ these distributions to guide the generation process. We first perform self-conditioned modeling to capture the graph distributions by transforming each graph sample into a low-dimensional representation and optimizing a representation generator to create new representations reflective of the learned distribution. Subsequently, we leverage these bootstrapped representations as self-conditioned guidance for the generation process, thereby facilitating the generation of graphs that more accurately reflect the learned distributions. We conduct extensive experiments on generic and molecular graph datasets across various fields. Our framework demonstrates superior performance over existing state-of-the-art graph generation methods in terms of graph quality and fidelity to training data.

cs.LG↗

arXiv2024

DLO: Dynamic Layer Operation for Efficient Vertical Scaling of LLMs

In this paper, we introduce Dynamic Layer Operations (DLO), a novel approach for vertically scaling transformer-based Large Language Models (LLMs) by dynamically expanding, activating, or skipping layers using a sophisticated routing policy based on layerwise feature similarity. Unlike traditional Mixture-of-Experts (MoE) methods that focus on extending the model width, our approach targets model depth, addressing the redundancy observed across layer representations for various input samples. Our framework is integrated with the Supervised Fine-Tuning (SFT) stage, eliminating the need for resource-intensive Continual Pre-Training (CPT). Experimental results demonstrate that DLO not only outperforms the original unscaled models but also achieves comparable results to densely expanded models with significantly improved efficiency. Our work offers a promising direction for building efficient yet powerful LLMs. We will release our implementation and model weights upon acceptance.

cs.LG↗

arXiv2024

$\texttt{MoE-RBench}$: Towards Building Reliable Language Models with Sparse Mixture-of-Experts

Mixture-of-Experts (MoE) has gained increasing popularity as a promising framework for scaling up large language models (LLMs). However, the reliability assessment of MoE lags behind its surging applications. Moreover, when transferred to new domains such as in fine-tuning MoE models sometimes underperform their dense counterparts. Motivated by the research gap and counter-intuitive phenomenon, we propose $\texttt{MoE-RBench}$, the first comprehensive assessment of SMoE reliability from three aspects: $\textit{(i)}$ safety and hallucination, $\textit{(ii)}$ resilience to adversarial attacks, and $\textit{(iii)}$ out-of-distribution robustness. Extensive models and datasets are tested to compare the MoE to dense networks from these reliability dimensions. Our empirical observations suggest that with appropriate hyperparameters, training recipes, and inference techniques, we can build the MoE model more reliably than the dense LLM. In particular, we find that the robustness of SMoE is sensitive to the basic training settings. We hope that this study can provide deeper insights into how to adapt the pre-trained MoE model to other tasks with higher-generation security, quality, and stability. Codes are available at https://github.com/UNITES-Lab/MoE-RBench

cs.LG↗

arXiv2024

Hierarchical Multi-label Classification for Fine-level Event Extraction from Aviation Accident Reports

A large volume of accident reports is recorded in the aviation domain, which greatly values improving aviation safety. To better use those reports, we need to understand the most important events or impact factors according to the accident reports. However, the increasing number of accident reports requires large efforts from domain experts to label those reports. In order to make the labeling process more efficient, many researchers have started developing algorithms to identify the underlying events from accident reports automatically. This article argues that we can identify the events more accurately by leveraging the event taxonomy. More specifically, we consider the problem a hierarchical classification task where we first identify the coarse-level information and then predict the fine-level information. We achieve this hierarchical classification process by incorporating a novel hierarchical attention module into BERT. To further utilize the information from event taxonomy, we regularize the proposed model according to the relationship and distribution among labels. The effectiveness of our framework is evaluated with the data collected by National Transportation Safety Board (NTSB). It has been shown that fine-level prediction accuracy is highly improved, and the regularization term can be beneficial to the rare event identification problem.

cs.AI↗

arXiv2024

Systematic search for singularities in 3D Euler flows

We consider the question whether starting from a smooth initial condition 3D inviscid Euler flows on a periodic domain $\mathbb{T}^3$ may develop singularities in a finite time. Our point of departure is the well-known result by Kato (1972), which asserts the local existence of classical solutions to the Euler system in the Sobolev space $H^m(\mathbb{T}^3)$ for $m > 5/2$. Thus, potential formation of a singularity must be accompanied by an unbounded growth of the $H^m$ norm of the velocity field as the singularity time is approached. We perform a systematic search for "extreme" Euler flows that may realize such a scenario by formulating and solving a PDE-constrained optimization problem where the $H^3$ norm of the solution at a certain fixed time $T > 0$ is maximized with respect to the initial data subject to suitable normalization constraints. This problem is solved using a state-of-the-art Riemannian conjugate gradient method where the gradient is obtained from solutions of an adjoint system. Computations performed with increasing numerical resolutions demonstrate that, as asserted by the theorem of Kato (1972), when the optimization time window $[0, T]$ is sufficiently short, the $H^3$ norm remains bounded in the extreme flows found by solving the optimization problem, which indicates that the Euler system is well-posed on this "short" time interval. On the other hand, when the window $[0, T]$ is long, possibly longer than the time of the local existence asserted by Kato's theorem, then the $H^3$ norm of the extreme flows diverges upon resolution refinement, which indicates a possible singularity formulation on this "long" time interval. The extreme flow obtained on the long time window has the form of two colliding vortex rings and is characterized by certain symmetries. In particular, the region of the flow in which a singularity might occur is nearly axisymmetric.

physics.flu-dyn↗

arXiv2024

Enhancing Essay Scoring with Adversarial Weights Perturbation and Metric-specific AttentionPooling

The objective of this study is to improve automated feedback tools designed for English Language Learners (ELLs) through the utilization of data science techniques encompassing machine learning, natural language processing, and educational data analytics. Automated essay scoring (AES) research has made strides in evaluating written essays, but it often overlooks the specific needs of English Language Learners (ELLs) in language development. This study explores the application of BERT-related techniques to enhance the assessment of ELLs' writing proficiency within AES. To address the specific needs of ELLs, we propose the use of DeBERTa, a state-of-the-art neural language model, for improving automated feedback tools. DeBERTa, pretrained on large text corpora using self-supervised learning, learns universal language representations adaptable to various natural language understanding tasks. The model incorporates several innovative techniques, including adversarial training through Adversarial Weights Perturbation (AWP) and Metric-specific AttentionPooling (6 kinds of AP) for each label in the competition. The primary focus of this research is to investigate the impact of hyperparameters, particularly the adversarial learning rate, on the performance of the model. By fine-tuning the hyperparameter tuning process, including the influence of 6AP and AWP, the resulting models can provide more accurate evaluations of language proficiency and support tailored learning tasks for ELLs. This work has the potential to significantly benefit ELLs by improving their English language proficiency and facilitating their educational journey.

cs.CL↗