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Xiuqiang He

Publications and source records attributed to Xiuqiang He.

At least 19 recordsLinked to original sources

Inherit4Rec: Parameter Inheritance for Efficient Scaling of Recommendation Models

Scaling model capacity has emerged as an effective approach to overcoming performance bottlenecks in industrial recommender systems. However, repeatedly training new models from scratch requires large amounts of data and substantial training resources. Parameter inheritance provides a promising route for both dense model growth and sparse conversion, yet existing methods for LLMs are primarily designed for static corpora and can suffer sharp performance drops under dynamically evolving recommendation data. To address these challenges, we propose Inherit4Rec, a parameter-inheritance framework that supports both Dense-to-Dense (D2D) growth and Dense-to-Sparse (D2S) conversion. Inherit4Rec-D2D combines hybrid growth with asymmetric training to preserve the forward function at expansion and maintain update continuity. Inherit4Rec-D2S constructs SMoE networks through co-activation-aware partitioning with a load-balancing loss, preserving dense-model capabilities while promoting balanced expert activation. Experiments on KuaiRand-1K and an industrial short-video recommendation dataset show that both transformations consistently outperform the SOTA inheritance baselines across all prediction objectives. These results demonstrate the effectiveness of Inherit4Rec for continual capacity expansion and computation-efficient sparse conversion in industrial recommender systems.

cs.IR↗

Towards a Unified Framework of Optimal Input-Side Dimensional Configuration for Deep CTR Prediction

Deep click-through rate (CTR) prediction has achieved substantial success through increasingly expressive feature interaction architectures. However, predictive performance also depends on how input-side information is configured before interaction modeling. Existing studies have shown that selecting informative samples, features, or embedding units can improve prediction accuracy. Nevertheless, they primarily optimize these selection mechanisms independently along a single input-side dimension, overlooking their shared basic form and the inherent dependencies across input levels, thereby limiting the effectiveness of input-side dimensional configuration. To address this issue, we propose OptIDC, a unified framework for Optimal Input-side Dimensional Configuration in deep CTR prediction. OptIDC jointly learns sample, feature, and embedding-unit level configurations within a unified framework by integrating their corresponding selection mechanisms. To explicitly coordinate selection decisions across different levels, OptIDC further introduces a selection-weighted Optimal Transport mechanism that aligns coarse- and fine-grained selections via transport over finite measures, thereby alleviating cross-level selection conflicts while preserving the semantics of each input level. Moreover, OptIDC is model-agnostic and can be seamlessly integrated into existing CTR models. Extensive experiments on four real-world benchmark datasets demonstrate that OptIDC consistently achieves higher AUC than existing input-side selection methods, validating the effectiveness of unified input-side dimensional configuration.

cs.IR↗

From Item Scores to Semantic Tokens: Test-Time Collaborative Adaptation for Generative Recommendation

Generative recommenders using semantic identifiers predict items through successive token decisions, but beam search may irreversibly prune promising item paths. This limitation is particularly consequential when a few recent interactions signal an emerging interest while earlier behavior favors established preferences. Yet an independently trained discriminative recommender may rank the same items highly from the same interaction history. Such complementary scores are available at test time, offering a way to adapt a frozen generator without retraining either model. The challenge is to use these scores before pruning: combining completed recommendation lists cannot alter earlier beam decisions, while scores over complete items cannot directly inform choices among semantic prefixes shared by multiple items. We propose \textbf{T}est-Time \textbf{C}ollaborative \textbf{B}eam \textbf{S}earch \textbf{A}daptation (\textbf{TCBSA}), a training-free method that incorporates collaborative information into semantic decoding. TCBSA transforms discriminative score margins into potentials over shared semantic edges and uses a confidence gate to regulate their contributions to cumulative path scores before beam selection. We establish a sufficient condition for target prefix survival under global beam competition and bound score perturbations under low discriminative confidence. Full-catalog experiments show consistent improvements over strong baselines across datasets and different generative and discriminative recommenders. Analyses of emerging interests and decoding behavior demonstrate gains in recommendation accuracy and target path survival, while targeted interventions support the contribution of shared prefix corrections. TCBSA also offers a favorable balance between recommendation accuracy and inference latency compared with simply widening the native beam.

cs.IR↗

Decentralized Stability Certificates for Interoperability in Power-Electronics-Dominated Power Systems

The rapid integration of power electronics converters has fundamentally altered the power grid's dynamic landscape, making modularity of operation and interoperability of heterogeneous devices two critical hurdles for power system reliability. In control language, these challenges can be paraphrased as decentralized certificates on the input/output behavior of every device, assured by local control, so that stability and guaranteed performance of the interconnected system emerge. For the power system application, such certificates should eventually be part of the rule book, the so-called grid code, and thus be generic and minimally restrictive for the control architecture of each device. Classical system-theoretic angles of attack to these questions go back to dissipativity concepts, which have historically been co-developed in automatic control, circuit theory, and power systems. Since standard dissipativity (e.g., passivity or small gain) criteria fall short in terms of conservatism, a range of more flexible and advanced tools have been developed to assure less conservative decentralized certificates guaranteeing stability under interconnection as well as dynamic performance following a disturbance. In this article, we review a range of methods that have been put forward to tackle these questions, compare and validate them, and point towards practically relevant research gaps which are amenable to control-theoretic approaches. Moreover, we provide a tutorial exposition of practically relevant power systems/electronics issues accessible to control engineers.

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Comparison of Current-Limiting Strategies for Grid-Forming Converters Under Grid Faults

This paper investigates the performance of three state-of-the-art current-limiting strategies for grid-forming (GFM) converters under grid faults. These highly effective strategies include virtual admittance control, virtual admittance control enhanced with virtual power feedback, and the recently developed cross-forming control. The performance comparison addresses two crucial requirements for GFM converters under grid faults, namely transient stability and reactive current injection. The comparison indicates that the virtual admittance control enhanced with virtual power feedback shows the most promising transient stability performance, while the cross-forming control exhibits superior reactive current injection performance. Thus, individual benefits of each strategy can be obtained by properly combining them.

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Quantifying Grid-Forming Behavior: Bridging Device-level Dynamics and System-Level Strength

Grid-forming (GFM) technology is widely regarded as a promising solution for future power systems dominated by power electronics. However, a universally accepted definition of GFM behavior and precise method for its quantification remain elusive. Moreover, the impact of GFM converter on system stability is not precisely quantified, creating a significant disconnect between device and system levels. To address these gaps from a small-signal perspective, at the device level, the paper introduces a novel metric, the Forming Index (FI) to quantify a converter's response to grid voltage fluctuations. Rather than enumerating various control architectures, the FI provides a metric for the converter's GFM ability by quantifying its sensitivity to grid variations. At the system level, a new quantitative measure of system strength that captures the multi-bus voltage stiffness is proposed, which quantifies the voltage and phase angle responses of multiple buses to current or power disturbances. The paper further extends and defines this concept to grid strength and bus strength to identify weak areas within the system. Finally, the device and system levels are bridged by formally proving that GFM converters enhance system strength. The proposed framework provides a unified benchmark for GFM converter design, optimal placement, and system stability assessment.

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When Memory Takes Gradients: Collaborative Vector Memory for Agentic Recommender Systems

Agentic recommender systems ground each decision of a large language model (LLM) in a persistent memory of the user, and in existing agents that memory is text: a narrative written and maintained by further LLM calls. Text limits this memory in two ways. It is updated one rewrite at a time, so exploiting the full interaction history is prohibitively expensive; and collaborative evidence, graded similarity over an entire catalog, does not survive translation into sentences. We propose CoVeMem (Collaborative Vector Memory), which vectorizes the collaborative core of the agent's memory. Frozen LightGCN user and item states form the memory bank; at each decision, the candidate set itself retrieves the most relevant historical states, which enter the LLM's context as soft tokens alongside a light textual profile. Contrastive alignment to item-semantic anchors, followed by listwise co-training with masked candidates, teaches the model to read these states and to rank through them; a pointwise yes/no readout scores each candidate. Across four instruction-grounded recommendation benchmarks, CoVeMem matches or exceeds the strongest collaborative text-memory agent on 19 of 20 metric cells while requiring zero additional LLM calls for memory maintenance beyond the shared static profile, against per-interaction calls for text memory. The memory now takes gradients: the full interaction history, out of reach for text, becomes available as training data for what the agent remembers and for how it reads what it remembers.

cs.IR↗

Retrieve-then-Adapt: Retrieval-Augmented Test-Time Adaptation for Sequential Recommendation

The sequential recommendation (SR) task aims to predict the next item based on users' historical interaction sequences. Typically trained on historical data, SR models often struggle to adapt to real-time preference shifts during inference due to challenges posed by distributional divergence and parameterized constraints. Existing approaches to address this issue include test-time training, test-time augmentation, and retrieval-augmented fine-tuning. However, these methods either introduce significant computational overhead, rely on random augmentation strategies, or require a carefully designed two-stage training paradigm. In this paper, we argue that the key to effective test-time adaptation lies in achieving both effective augmentation and efficient adaptation. To this end, we propose Retrieve-then-Adapt (ReAd), a novel framework that dynamically adapts a deployed SR model to the test distribution through retrieved user preference signals. Specifically, given a trained SR model, ReAd first retrieves collaboratively similar items for a test user from a constructed collaborative memory database. A lightweight retrieval learning module then integrates these items into an informative augmentation embedding that captures both collaborative signals and prediction-refinement cues. Finally, the initial SR prediction is refined via a fusion mechanism that incorporates this embedding. Extensive experiments across five benchmark datasets demonstrate that ReAd consistently outperforms existing SR methods.

cs.IR↗

DeepResearch-9K: A Challenging Benchmark Dataset of Deep-Research Agent

Deep-research agents are capable of executing multi-step web exploration, targeted retrieval, and sophisticated question answering. Despite their powerful capabilities, deep-research agents face two critical bottlenecks: (1) the lack of large-scale, challenging datasets with real-world difficulty, and (2) the absence of accessible, open-source frameworks for data synthesis and agent training. To bridge these gaps, we first construct DeepResearch-9K, a large-scale challenging dataset specifically designed for deep-research scenarios built from open-source multi-hop question-answering (QA) datasets via a low-cost autonomous pipeline. Notably, it consists of (1) 9000 questions spanning three difficulty levels from L1 to L3 (2) high-quality search trajectories with reasoning chains from Tongyi-DeepResearch-30B-A3B, a state-of-the-art deep-research agent, and (3) verifiable answers. Furthermore, we develop an open-source training framework DeepResearch-R1 that supports (1) multi-turn web interactions, (2) different reinforcement learning (RL) approaches, and (3) different reward models such as rule-based outcome reward and LLM-as-judge feedback. Finally, empirical results demonstrate that agents trained on DeepResearch-9K under our DeepResearch-R1 achieve state-of-the-art results on challenging deep-research benchmarks. We release the DeepResearch-9K dataset on https://huggingface.co/datasets/artillerywu/DeepResearch-9K and the code of DeepResearch-R1 on https://github.com/Applied-Machine-Learning-Lab/DeepResearch-R1.

cs.AI↗

Decentralized Parametric Stability Certificates for Grid-Forming Converter Control

We propose a decentralized framework to analytically guarantee the small-signal stability of future power systems with grid-forming converters. Our approach leverages dynamic loop-shifting techniques to compensate for the lack of passivity in the network dynamics and establishes decentralized parametric stability certificates, depending on the local device-level controls and incorporating the effects of the network. By following practical tuning rules, we are able to ensure plug-and-play operation without centralized coordination. Unlike prior works, our approach accommodates coupled frequency and voltage dynamics, incorporates network dynamics, and does not rely on specific network configurations or operating points, offering a general and scalable solution for the integration of power-electronics-based devices into future power systems. We validate our theoretical stability results through numerical case studies in a high-fidelity simulation model.

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Fighting Numerical Hallucinations via Data-centric Compilation for Online Financial QA

Large Language Models (LLMs) have significantly advanced online data services, particularly in the domain of financial question answering (FinQA). However, such systems remain susceptible to numerical reasoning hallucinations, which critically undermine reliability in high-stakes financial applications. Although retrieval-augmented generation (RAG) has been widely adopted to ground responses in external knowledge, it introduces three persistent challenges: noise sensitivity, calculation fragility, and an auditability crisis. Existing model-centric approaches, which primarily focus on optimizing either the retriever or generator in isolation, still struggle to address these issues in an integrated manner. In this work, we pioneer a data-centric paradigm and propose a novel framework, the Data-centric Reasoning Compiler (DCRC). The framework operates through three cohesive phases: (1) adversarial data construction, which synthesizes training examples with controlled noise to teach robustness; (2) multi-stage training that cultivates a Data-centric Structuring Agent (DSA) capable of explicit evidence auditing and program synthesis; and (3) a compile-and-execute inference process, where the DSA transforms user queries and retrieved documents into verifiable, executable reasoning programs. This data-driven framework ensures faithful numerical reasoning by design. We conduct extensive experiments on established offline benchmarks and further validate our framework through deployment in a real-world online financial QA system.

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Less Is More: Elevating RAG via Performance-Driven Context Compression

Retrieval-Augmented Generation (RAG) has emerged as a promising paradigm for improving the timeliness of knowledge updates and the factual accuracy of large language models. However, incorporating a large volume of retrieved documents significantly increases input length, leading to prohibitive computational costs. Existing compression approaches often compromise task performance, primarily due to their reliance on predefined heuristics. These heuristics fail to ensure that the compressed context is conducive to the generation tasks. To address these limitations, we propose CORE-RAG, a novel framework for context compression in RAG systems. CORE eliminates reliance on proxy heuristics through a performance-driven learning framework, which directy utilizes task performance as a feedback signal to iteratively refine the compressor policy. Prior to this optimization process, we incorporate a knowledge distillation phase to initialize the compressor with a robust policy. Extensive experiments demonstrate the superiority of our approach. At a high compression ratio of 3%, CORE not only avoids performance degradation but also improves the average Exact Match (EM) score by 3.3 points compared to using full documents. Our code is available at https://github.com/ziqiangcui/CORE-RAG-ICML26.

cs.CL↗

Looking Farther with Confidence: Uncertainty-Guided Future Learning for Sequential Recommendation

Sequential recommendation effectively models dynamic user interests but continues to face challenges related to data sparsity. While self-supervised learning has alleviated this issue to some extent, most existing methods focus exclusively on immediate next-item prediction during training, thereby neglecting the rich information embedded in longer-term future interactions. Although a few studies have explored the utilization of future data, existing attempts typically apply future supervision signals with uniform intensity across all samples, which may lead to suboptimal solutions. In this paper, we propose an adaptive future learning framework, UFRec, which encourages the model to look further ahead when it is confident in the current state, while focusing on the immediate task when it is uncertain. Specifically, UFRec incorporates an Uncertainty-Guided Future Supervision module that dynamically modulates the weight of multi-step future supervision based on the model's confidence in the primary next-item prediction task. Furthermore, we complement step-wise future supervision with a Future-Aware Contrastive Learning module that treats the future trajectory as a holistic entity. Notably, both auxiliary modules are utilized exclusively during training and incur no inference overhead. Extensive experiments on four benchmark datasets demonstrate that our method significantly outperforms state-of-the-art approaches by effectively leveraging future data.

cs.IR↗

Quantifying Grid-Forming Behavior: Bridging Device-Level Dynamics and System-Level Strength

Grid-forming (GFM) technology is widely regarded as a promising solution for future power systems dominated by power electronics. However, a precise method for quantifying GFM converter behavior and a universally accepted GFM definition remain elusive. Moreover, the impact of GFM on system stability is not precisely quantified, creating a significant disconnect between device and system levels. To address these gaps from a small-signal perspective, at the device level, we introduce a novel metric, the Forming Index (FI) to quantify a converter's response to grid voltage fluctuations. Rather than enumerating various control architectures, the FI provides a metric for the converter's GFM ability by quantifying its sensitivity to grid variations. At the system level, we propose a new quantitative measure of system strength that captures the multi-bus voltage stiffness, which quantifies the voltage and phase angle responses of multiple buses to current or power disturbances. We further extend and define this concept to grid strength and bus strength to identify weak areas within the system. Finally, we bridge the device and system levels by formally proving that GFM converters enhance system strength. Our proposed framework provides a unified benchmark for GFM converter design, optimal placement, and system stability assessment.

eess.SY↗

Equilibrium-Free Contraction Stability Analysis for Grid-Forming Converter-Based Microgrids

Renewable-driven microgrids dominated by grid-forming (GFM) converters are subject to persistent power fluctuations, making equilibrium-known stability assessments restrictive. This paper develops an equilibrium-free contraction stability method based on semi-contraction theory. By formulating the system in a symmetry-aware projected state space, the intrinsic rotational mode induced by uniform angle shifts is removed. A blockwise Jacobian decomposition is introduced to characterize the coupled active and reactive power dynamics, yielding a computable regional contraction condition. This condition is then converted into forward-invariant stability certificates that provide trajectory-level performance guarantees. For autonomous operation without disturbances, the method provides an equilibrium-free nonlinear stability characterization together with an estimation of the region of attraction (ROA). For non-autonomous operation under disturbances, it derives explicit bounds for quasi-steady tracking under slowly varying injections and for robustness under fast or composite disturbances. Case studies on a 9-bus system validate the proposed method.

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Decentralized Frequency-Domain Conditions for D-Stability with Application to DC Microgrids

This paper proposes a decentralized method for regional pole placement, or $\mathcal{D}$-stability, in linearized networked systems. Existing LMI-based methods are hindered by confidentiality concerns regarding proprietary subsystem models and the absence of communication infrastructures. To overcome these barriers, we map the target region $\mathcal{D}$ of pole placement to an auxiliary left-half plane and introduce positive functions to handle the resulting complex-coefficient dynamics. We prove that $\mathcal{D}$-stability is guaranteed via local frequency-domain criteria without requiring shared subsystem models or inter-subsystem communication. This method is then tailored to DC microgrids, where a loop transformation is utilized to reallocate the burden of stability certification, deriving a broadcastable grid code for decentralized parameter synthesis. Numerical examples verify the efficacy of the proposed method.

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FedMM: Federated Collaborative Signal Quantization for Multi-Market CTR Prediction

Online platforms such as Amazon and Netflix serve users across multiple countries and regions, underscoring the importance of multi-market recommendation (MMR). Most MMR methods adopt a pre-training and fine-tuning paradigm, in which a unified model is first trained on centralized, global data and subsequently adapted to specific markets. However, this approach ignores the privacy of market data. While traditional federated learning preserves privacy, it typically aims to obtain a global model by aggregating model parameters and does not account for significant market heterogeneity. Additionally, because ID spaces are disjoint across markets, embedding-based aggregation strategies become ineffective. To overcome these challenges, we propose a federated collaborative signal quantization (FedMM) method for multi-market click-through rate (CTR) prediction. Our core idea leverages a discrete codebook mechanism to achieve privacy-preserving transmission and align disjoint ID spaces. We further employ a hierarchical codebook structure to capture cross-market shared patterns and market-specific characteristics. Specifically, we deploy a residual quantized variational autoencoder (RQ-VAE) with a dual-layer codebook mechanism for each market to quantize collaborative embeddings. The first layer utilizes a global federated codebook, updated via aggregation to capture universally shared collaborative patterns, while the second layer maintains a local codebook to learn market-specific semantics. Finally, the learned discrete codes, which integrate both general and specific collaborative signals, are incorporated into downstream CTR models to enhance prediction accuracy across all markets. Extensive experiments on benchmark datasets demonstrate that FedMM significantly improves recommendation performance with privacy guarantees.

cs.IR↗

Frequency Security Assessment in Power Systems With High Penetration of Renewables Considering Spatio-Temporal Frequency Distribution

The increasing integration of renewable energy sources exacerbates the spatial and temporal differences in frequency across the power system, posing a serious challenge to the accurate and efficient assessment of system frequency security. To address this issue, a generic effective nodal frequency (ENF) model is first established to concisely characterize nodal frequency dynamics. This model is featured by the effective nodal inertia (ENI), damping, and primary regulation parameters, which retain only the dominant constant component governing nodal frequency dynamic performance. This model enables the tractable analytical formulation of nodal frequency trajectory and the key frequency security indicators. Quantitative analysis under the temporary power disturbance condition reveals that the ENI is the most influential parameter governing frequency security. Consequently, the critical nodal inertia for ensuring nodal frequency security is analytically derived. A system-level frequency security index based on the actual ENI and critical nodal inertia is proposed. On the basis of the proposed index, the system frequency security assessment is carried out with the procedure of ``offline calculation and online evaluation'', which is achieved using a lookup table approach and an interpolation method. Simulations on the modified IEEE 39-bus system verify the effectiveness of the proposed assessment method.

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