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Xiuze Zhou

Publications and source records attributed to Xiuze Zhou.

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Federated Nested Learning: Collaborative Training of Self-Referential Memories for Test-Time Adaptation

We rethink Federated Learning (FL) from a nested learning perspective, framing the core challenge as how to collaboratively learn optimization rules, not just static models, to tackle Non-IID client data. To address this, we propose Federated Nested Learning (FedNL), a novel framework that reformulates FL as a three-level nested optimization system. FedNL embeds Titans-based linear attention into FL, enabling clients to perform lightweight, zero-shot test-time adaptation by treating a delta rule as an online gradient step. Experiments on Non-IID MMLU and long-context benchmarks show that FedNL achieves competitive performance in short-context reasoning, enhances the performance of long-context retrieval and streaming Cross-Entropy, and maintains constant inference memory.

cs.LG

Dynamic Expert Specialization: Towards Catastrophic Forgetting-Free Multi-Domain MoE Adaptation

Mixture-of-Experts (MoE) models offer immense capacity via sparsely gated expert subnetworks, yet adapting them to multiple domains without catastrophic forgetting remains an open challenge. Existing approaches either incur prohibitive computation, suffer cross-domain interference, or require separate runs per domain. We propose DES-MoE, a dynamic expert specialization framework for multi-domain adaptation of Mixture-of-Experts models. DES-MoE addresses catastrophic forgetting through three innovations: (1) an adaptive router balancing pre-trained knowledge retention and task-specific updates via distillation, (2) real-time expert-domain correlation mapping to isolate domain-specific gradients, and (3) a three-phase adaptive fine-tuning schedule that progressively freezes non-specialized parameters. Evaluated on six domains (math, code, law, etc.), DES-MoE matches single-domain ESFT performance while training one unified model, reduces forgetting by 89% compared to full fine-tuning as domains scale from 2 to 6, and achieves 68% faster convergence than conventional methods. Our work establishes dynamic expert isolation as a scalable paradigm for multi-task MoE adaptation.

cs.LG

A Survey on Data Security in Large Language Models

Large Language Models (LLMs), now a foundation in advancing natural language processing, power applications such as text generation, machine translation, and conversational systems. Despite their transformative potential, these models inherently rely on massive amounts of training data, often collected from diverse and uncurated sources, which exposes them to serious data security risks. Harmful or malicious data can compromise model behavior, leading to issues such as toxic output, hallucinations, and vulnerabilities to threats such as prompt injection or data poisoning. As LLMs continue to be integrated into critical real-world systems, understanding and addressing these data-centric security risks is imperative to safeguard user trust and system reliability. This survey offers a comprehensive overview of the main data security risks facing LLMs and reviews current defense strategies, including adversarial training, RLHF, and data augmentation. Additionally, we categorize and analyze relevant datasets used for assessing robustness and security across different domains, providing guidance for future research. Finally, we highlight key research directions that focus on secure model updates, explainability-driven defenses, and effective governance frameworks, aiming to promote the safe and responsible development of LLM technology. This work aims to inform researchers, practitioners, and policymakers, driving progress toward data security in LLMs.

cs.CR

Decoding Knowledge Attribution in Mixture-of-Experts: A Framework of Basic-Refinement Collaboration and Efficiency Analysis

The interpretability of Mixture-of-Experts (MoE) models, especially those with heterogeneous designs, remains underexplored. Existing attribution methods for dense models fail to capture dynamic routing-expert interactions in sparse MoE architectures. To address this issue, we propose a cross-level attribution algorithm to analyze sparse MoE architectures (Qwen 1.5-MoE, OLMoE, Mixtral-8x7B) against dense models (Qwen 1.5-7B, Llama-7B, Mistral-7B). Results show MoE models achieve 37% higher per-layer efficiency via a "mid-activation, late-amplification" pattern: early layers screen experts, while late layers refine knowledge collaboratively. Ablation studies reveal a "basic-refinement" framework--shared experts handle general tasks (entity recognition), while routed experts specialize in domain-specific processing (geographic attributes). Semantic-driven routing is evidenced by strong correlations between attention heads and experts (r=0.68), enabling task-aware coordination. Notably, architectural depth dictates robustness: deep Qwen 1.5-MoE mitigates expert failures (e.g., 43% MRR drop in geographic tasks when blocking top-10 experts) through shared expert redundancy, whereas shallow OLMoE suffers severe degradation (76% drop). Task sensitivity further guides design: core-sensitive tasks (geography) require concentrated expertise, while distributed-tolerant tasks (object attributes) leverage broader participation. These insights advance MoE interpretability, offering principles to balance efficiency, specialization, and robustness.

cs.CL

A Survey on Privacy Risks and Protection in Large Language Models

Although Large Language Models (LLMs) have become increasingly integral to diverse applications, their capabilities raise significant privacy concerns. This survey offers a comprehensive overview of privacy risks associated with LLMs and examines current solutions to mitigate these challenges. First, we analyze privacy leakage and attacks in LLMs, focusing on how these models unintentionally expose sensitive information through techniques such as model inversion, training data extraction, and membership inference. We investigate the mechanisms of privacy leakage, including the unauthorized extraction of training data and the potential exploitation of these vulnerabilities by malicious actors. Next, we review existing privacy protection against such risks, such as inference detection, federated learning, backdoor mitigation, and confidential computing, and assess their effectiveness in preventing privacy leakage. Furthermore, we highlight key practical challenges and propose future research directions to develop secure and privacy-preserving LLMs, emphasizing privacy risk assessment, secure knowledge transfer between models, and interdisciplinary frameworks for privacy governance. Ultimately, this survey aims to establish a roadmap for addressing escalating privacy challenges in the LLMs domain.

cs.CR

Semantic Integrity Matters: Benchmarking and Preserving High-Density Reasoning in KV Cache Compression

While Key-Value (KV) cache compression is essential for efficient LLM inference, current evaluations disproportionately focus on sparse retrieval tasks, potentially masking the degradation of High-Density Reasoning where Chain-of-Thought (CoT) coherence is critical. We introduce KVFundaBench to systematically evaluate this gap, revealing a sharp dichotomy: while retrieval tasks remain robust, reasoning tasks exhibit severe Task-Dependent Degradation under aggressive compression due to disrupted CoT links. Extending our analysis to the DeepSeek-R1 model, we uncover that its specialized attention patterns offer unique insights into the fragility of reasoning chains. Guided by these findings -- specifically the necessity of preserving few-shot examples as indivisible Semantic Units -- we propose ShotKV. This approach explicitly separates prefill and decoding phases to prioritize semantic integrity. Empirical results demonstrate that ShotKV achieves 9%-18% accuracy improvements on long-context generation tasks and effectively generalizes to document QA, all while delivering an 11% latency reduction compared to full cache inference.

cs.CL

Multi-view Hypergraph-based Contrastive Learning Model for Cold-Start Micro-video Recommendation

With the widespread use of mobile devices and the rapid growth of micro-video platforms such as TikTok and Kwai, the demand for personalized micro-video recommendation systems has significantly increased. Micro-videos typically contain diverse information, such as textual metadata, visual cues (e.g., cover images), and dynamic video content, significantly affecting user interaction and engagement patterns. However, most existing approaches often suffer from the problem of over-smoothing, which limits their ability to capture comprehensive interaction information effectively. Additionally, cold-start scenarios present ongoing challenges due to sparse interaction data and the underutilization of available interaction signals. To address these issues, we propose a Multi-view Hypergraph-based Contrastive learning model for cold-start micro-video Recommendation (MHCR). MHCR introduces a multi-view multimodal feature extraction layer to capture interaction signals from various perspectives and incorporates multi-view self-supervised learning tasks to provide additional supervisory signals. Through extensive experiments on two real-world datasets, we show that MHCR significantly outperforms existing video recommendation models and effectively mitigates cold-start challenges. Our code is available at https://github.com/sisuolv/MHCR.

cs.MM

Integrating Stock Features and Global Information via Large Language Models for Enhanced Stock Return Prediction

The remarkable achievements and rapid advancements of Large Language Models (LLMs) such as ChatGPT and GPT-4 have showcased their immense potential in quantitative investment. Traders can effectively leverage these LLMs to analyze financial news and predict stock returns accurately. However, integrating LLMs into existing quantitative models presents two primary challenges: the insufficient utilization of semantic information embedded within LLMs and the difficulties in aligning the latent information within LLMs with pre-existing quantitative stock features. We propose a novel framework consisting of two components to surmount these challenges. The first component, the Local-Global (LG) model, introduces three distinct strategies for modeling global information. These approaches are grounded respectively on stock features, the capabilities of LLMs, and a hybrid method combining the two paradigms. The second component, Self-Correlated Reinforcement Learning (SCRL), focuses on aligning the embeddings of financial news generated by LLMs with stock features within the same semantic space. By implementing our framework, we have demonstrated superior performance in Rank Information Coefficient and returns, particularly compared to models relying only on stock features in the China A-share market.

cs.CL