arXiv subjects

Xiuzhen Ye

Publications and source records attributed to Xiuzhen Ye.

12 recordsLinked to original sources

arXiv2026

Koopman Modeling and Stabilization of Discrete-Time Nonlinear Control Systems: Bilinearity on a Reproducing Kernel Hilbert Space

Despite the popularity of Koopman modeling for nonlinear systems, in the presence of input variables, the evident nonexistence of a fully linear time-invariant model even in infinite dimensions makes Koopman-based control largely an open problem to date. Focusing on discrete-time systems in this paper, which eschews from using operator semigroup and infinitesimal generator notions, it is proven that nonlinear systems, if satisfying appropriate smoothness and regularity conditions, can be expressed exactly as bilinear dynamics, when the state variables and input variables are separately lifted into their reproducing kernel Hilbert spaces (RKHSs). To account for the knowledge of an equilibrium point at the origin, the RKHS is defined by a linear--radial product kernel, and hence the functions belonging to this RKHS are spanned by the multiplications of component functions and Sobolev functions. The stabilization problem, namely the determination of a feedback law that causes a Lyapunov function (expressed as a kernel sum-of-squares form) to decrease, is then posed as an infinite-dimensional optimization problem over state-dependent conditional probability measures over the input space, solved via a discretization scheme.

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arXiv2026

Dissipativity Analysis of Nonlinear Systems: A Linear--Radial Kernel-based Approach

Estimating the dissipativity of nonlinear systems from empirical data is useful for the analysis and control of nonlinear systems, especially when an accurate model is unavailable. Based on a Koopman operator model of the nonlinear system on a reproducing kernel Hilbert space (RKHS), the storage function and supply rate functions are expressed as kernel quadratic forms, through which the dissipative inequality is expressed as a linear operator inequality. The RKHS is specified by a linear--radial kernel, which inherently encode the information of equilibrium point, thus ensuring that all functions in the RKHS are locally at least linear around the origin and that kernel quadratic forms are locally at least quadratic, which expressively generalize conventional quadratic forms including sum-of-squares polynomials. Based on the kernel matrices of the sampled data, the dissipativity estimation can be posed as a finite-dimensional convex optimization problem, and a statistical learning bound can be derived on the kernel quadratic form for the probabilistic approximate correctness of dissipativity estimation.

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arXiv2026

Koopman-based Estimation of Lyapunov Functions: Theory on a Reproducing Kernel Hilbert Space

Koopman operator provides a general linear description of nonlinear systems, whose estimation from data (via extended dynamic mode decomposition) has been extensively studied. However, the elusiveness between the Koopman spectrum and the stability of equilibrium point poses a challenge to utilizing the Koopman operator for stability analysis, which further hinders the construction of a universal theory of Koopman-based control. In our prior work, we defined the Koopman operator on a reproducing kernel Hilbert space (RKHS) using a linear--radial product kernel, and proved that the Koopman spectrum is confined in the unit disk of the complex plane when the origin is an asymptotically stable equilibrium point. Building on this fundamental spectrum--stability relation, here we consider the problem of Koopman operator-based Lyapunov function estimation with a given decay rate function. The decay rate function and the Lyapunov function are both specified by positive operators on the RKHS and are related by an operator algebraic Lyapunov equation (ALE), whose solution exists uniquely. The error bound of such a Lyapunov function estimate, obtained via kernel extended dynamic mode decomposition (kEDMD), are established based on statistical learning theory and verified by a numerical study.

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arXiv2025

Koopman Operator for Stability Analysis: Theory with a Linear--Radial Product Reproducing Kernel

Koopman operator, as a fully linear representation of nonlinear dynamical systems, if well-defined on a reproducing kernel Hilbert space (RKHS), can be efficiently learned from data. For stability analysis and control-related problems, it is desired that the defining RKHS of the Koopman operator should account for both the stability of an equilibrium point (as a local property) and the regularity of the dynamics on the state space (as a global property). To this end, we show that by using the product kernel formed by the linear kernel and a Wendland radial kernel, the resulting RKHS is invariant under the action of Koopman operator (under certain smoothness conditions). Furthermore, when the equilibrium is asymptotically stable, the spectrum of Koopman operator is provably confined inside the unit circle, and escapes therefrom upon bifurcation. Thus, the learned Koopman operator with provable probabilistic error bound provides a stability certificate. In addition to numerical verification, we further discuss how such a fundamental spectrum--stability relation would be useful for Koopman-based control.

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arXiv2025

Technical Report for Dissipativity Learning in Reproducing Kernel Hilbert Space

This work presents a nonparametric framework for dissipativity learning in reproducing kernel Hilbert spaces, which enables data-driven certification of stability and performance properties for unknown nonlinear systems without requiring an explicit dynamic model. Dissipativity is a fundamental system property that generalizes Lyapunov stability, passivity, and finite L2 gain conditions through an energy balance inequality between a storage function and a supply rate. Unlike prior parametric formulations that approximate these functions using quadratic forms with fixed matrices, the proposed method represents them as Hilbert Schmidt operators acting on canonical kernel features, thereby capturing nonlinearities implicitly while preserving convexity and analytic tractability. The resulting operator optimization problem is formulated in the form of a one-class support vector machine and reduced, via the representer theorem, to a finite dimensional convex program expressed through kernel Gram matrices. Furthermore, statistical learning theory is applied to establish generalization guarantees, including confidence bounds on the dissipation rate and the L2 gain. Numerical results demonstrate that the proposed RKHS based dissipativity learning method effectively identifies nonlinear dissipative behavior directly from input output data, providing a powerful and interpretable framework for model free control analysis and synthesis.

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arXiv2025

EDMD-Based Robust Observer Synthesis for Nonlinear Systems

This paper presents a data-driven approach for designing state observers for continuous-time nonlinear systems, where an extended dynamic mode decomposition (EDMD) procedure is used to identify an approximate linear lifted model. Since such a model on a finite-dimensional space spanned by the dictionary functions has an inevitable mismatch, we first establish, based on our theory of reproducing kernel Hilbert space with a linear--radial kernel, that the nonlinear error magnitude in the approximate linear model is sectorially bounded by the lifted state. The sector bound comprises a deterministic part due to the finite dictionary and a stochastic part due to the random data samples, and the observer design needs to account for both of these errors in a robust formulation. Hence, the observer synthesis is performed using linear matrix inequalities (LMIs), specified by the desired exponential decay rate of the observation error (when the system is asymptotically stable) or the L2 gain from the modeling error to the observation error. Numerical studies demonstrate the effectiveness and flexibility of the proposed method. As such, this work entails an explicit elementary use of linear systems theory for nonlinear state observation in a Koopman operator-theoretic framework.

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arXiv2025

Process Resilience under Optimal Data Injection Attacks

In this paper, we study the resilience of process systems in an {\it information-theoretic framework}, from the perspective of an attacker capable of optimally constructing data injection attacks. The attack aims to distract the stationary distributions of process variables and stay stealthy, simultaneously. The problem is formulated as designing a multivariate Gaussian distribution to maximize the Kullback-Leibler divergence between the stationary distributions of states and state estimates under attacks and without attacks, while minimizing that between the distributions of sensor measurements. When the attacker has limited access to sensors, sparse attacks are proposed by incorporating a sparsity constraint. {We conduct theoretical analysis on the convexity of the attack construction problem and present a greedy algorithm, which enables systematic assessment of measurement vulnerability, thereby offering insights into the inherent resilience of process systems. We numerically evaluate the performance of proposed constructions on a two-reactor process.

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arXiv2025

Decentralized Stealth Attacks on Cyber-Physical Systems

Decentralized stealth attack constructions that minimize the mutual information between the state variables and the measurements are proposed. The attack constructions are formulated as random Gaussian attacks targeting Cyber-physical systems that aims at minimizing the mutual information between the state variables and measurements while constraining the Kullback-Leibler divergence between the distribution of the measurements under attacks and the distribution of the measurements without attacks. The proposed information metrics adopted measure the disruption and attack detection both globally and locally. The decentralized attack constructions are formulated in a framework of normal games. The global and local information metrics yield games with global and local objectives in disruption and attack detection. We have proven the games are potential games and the convexity of the potential functions followed by the uniqueness and the achievability of the Nash Equilibrium, accordingly. We proposed a best response dynamics to achieve the Nash Equilibrium of the games. We numerically evaluate the performance of the proposed decentralized stealth random attacks on IEEE test systems and show it is feasible to exploit game theoretic techniques in decentralized attack constructions.

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arXiv2022

An information theoretic vulnerability metric for data integrity attacks on smart grids

A novel metric that describes the vulnerability of the measurements in power systems to data integrity attacks is proposed. The new metric, coined vulnerability index (VuIx), leverages information theoretic measures to assess the attack effect on the fundamental limits of the disruption and detection tradeoff. The result of computing the VuIx of the measurements in the system yields an ordering of their vulnerability based on the level of exposure to data integrity attacks. This new framework is used to assess the measurement vulnerability of IEEE 9-bus and 30-bus test systems and it is observed that power injection measurements are overwhelmingly more vulnerable to data integrity attacks than power flow measurements. A detailed numerical evaluation of the VuIx values for IEEE test systems is provided.

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arXiv2022

Stealth Data Injection Attacks with Sparsity Constraints

Sparse stealth attack constructions that minimize the mutual information between the state variables and the observations are proposed. The attack construction is formulated as the design of a multivariate Gaussian distribution that aims to minimize the mutual information while limiting the Kullback-Leibler divergence between the distribution of the observations under attack and the distribution of the observations without attack. The sparsity constraint is incorporated as a support constraint of the attack distribution. Two heuristic greedy algorithms for the attack construction are proposed. The first algorithm assumes that the attack vector consists of independent entries, and therefore, requires no communication between different attacked locations. The second algorithm considers correlation between the attack vector entries which results in better attack performance at the expense of coordination between different locations. We numerically evaluate the performance of the proposed attack constructions on IEEE test systems and show that it is feasible to construct stealth attacks that generate significant disruption with a low number of compromised sensors.

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arXiv2022

Information Theoretic Data Injection Attacks with Sparsity Constraints

Information theoretic sparse attacks that minimize simultaneously the information obtained by the operator and the probability of detection are studied in a Bayesian state estimation setting. The attack construction is formulated as an optimization problem that aims to minimize the mutual information between the state variables and the observations while guaranteeing the stealth of the attack. Stealth is described in terms of the Kullback-Leibler (KL) divergence between the distributions of the observations under attack and without attack. To overcome the difficulty posed by the combinatorial nature of a sparse attack construction, the attack case in which only one sensor is compromised is analytically solved first. The insight generated in this case is then used to propose a greedy algorithm that constructs random sparse attacks. The performance of the proposed attack is evaluated in the IEEE 30 Bus Test Case.

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arXiv2022

Power Injection Measurements are more Vulnerable to Data Integrity Attacks than Power Flow Measurements

A novel metric that describes the vulnerability of the measurements in power system to data integrity attacks is proposed. The new metric, coined vulnerability index (VuIx), leverages information theoretic measures to assess the attack effect on the fundamental limits of the disruption and detection tradeoff. The result of computing the VuIx of the measurements in the system yields an ordering of the measurements vulnerability based on the level of exposure to data integrity attacks. This new framework is used to assess the measurements vulnerability of IEEE test systems and it is observed that power injection measurements are overwhelmingly more vulnerable to data integrity attacks than power flow measurements. A detailed numerical evaluation of the VuIx values for IEEE test systems is provided.

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