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Xu Li

Publications and source records attributed to Xu Li.

At least 73 records · Page 4Linked to original sources

FireRedChat: A Pluggable, Full-Duplex Voice Interaction System with Cascaded and Semi-Cascaded Implementations

Full-duplex voice interaction allows users and agents to speak simultaneously with controllable barge-in, enabling lifelike assistants and customer service. Existing solutions are either end-to-end, difficult to design and hard to control, or modular pipelines governed by turn-taking controllers that ease upgrades and per-module optimization; however, prior modular frameworks depend on non-open components and external providers, limiting holistic optimization. In this work, we present a complete, practical full-duplex voice interaction system comprising a turn-taking controller, an interaction module, and a dialogue manager. The controller integrates streaming personalized VAD (pVAD) to suppress false barge-ins from noise and non-primary speakers, precisely timestamp primary-speaker segments, and explicitly enable primary-speaker barge-ins; a semantic end-of-turn detector improves stop decisions. It upgrades heterogeneous half-duplex pipelines, cascaded, semi-cascaded, and speech-to-speech, to full duplex. Using internal models, we implement cascaded and semi-cascaded variants; the semi-cascaded one captures emotional and paralinguistic cues, yields more coherent responses, lowers latency and error propagation, and improves robustness. A dialogue manager extends capabilities via tool invocation and context management. We also propose three system-level metrics, barge-in, end-of-turn detection accuracy, and end-to-end latency, to assess naturalness, control accuracy, and efficiency. Experiments show fewer false interruptions, more accurate semantic ends, and lower latency approaching industrial systems, enabling robust, natural, real-time full-duplex interaction. Demos: https://fireredteam.github.io/demos/firered_chat.

cs.SD↗

Joint decoding method for controllable contextual speech recognition based on Speech LLM

Contextual speech recognition refers to the ability to identify preferences for specific content based on contextual information. Recently, leveraging the contextual understanding capabilities of Speech LLM to achieve contextual biasing by injecting contextual information through prompts have emerged as a research hotspot.However, the direct information injection method via prompts relies on the internal attention mechanism of the model, making it impossible to explicitly control the extent of information injection. To address this limitation, we propose a joint decoding method to control the contextual information. This approach enables explicit control over the injected contextual information and achieving superior recognition performance. Additionally, Our method can also be used for sensitive word suppression recognition.Furthermore, experimental results show that even Speech LLM not pre-trained on long contextual data can acquire long contextual capabilities through our method.

eess.AS↗

Large Language Models Enhanced by Plug and Play Syntactic Knowledge for Aspect-based Sentiment Analysis

Aspect-based sentiment analysis (ABSA) generally requires a deep understanding of the contextual information, including the words associated with the aspect terms and their syntactic dependencies. Most existing studies employ advanced encoders (e.g., pre-trained models) to capture such context, especially large language models (LLMs). However, training these encoders is resource-intensive, and in many cases, the available data is insufficient for necessary fine-tuning. Therefore it is challenging for learning LLMs within such restricted environments and computation efficiency requirement. As a result, it motivates the exploration of plug-and-play methods that adapt LLMs to ABSA with minimal effort. In this paper, we propose an approach that integrates extendable components capable of incorporating various types of syntactic knowledge, such as constituent syntax, word dependencies, and combinatory categorial grammar (CCG). Specifically, we propose a memory module that records syntactic information and is incorporated into LLMs to instruct the prediction of sentiment polarities. Importantly, this encoder acts as a versatile, detachable plugin that is trained independently of the LLM. We conduct experiments on benchmark datasets, which show that our approach outperforms strong baselines and previous approaches, thus demonstrates its effectiveness.

cs.CL↗

AutoGEEval: A Multimodal and Automated Framework for Geospatial Code Generation on GEE with Large Language Models

Geospatial code generation is emerging as a key direction in the integration of artificial intelligence and geoscientific analysis. However, there remains a lack of standardized tools for automatic evaluation in this domain. To address this gap, we propose AutoGEEval, the first multimodal, unit-level automated evaluation framework for geospatial code generation tasks on the Google Earth Engine (GEE) platform powered by large language models (LLMs). Built upon the GEE Python API, AutoGEEval establishes a benchmark suite (AutoGEEval-Bench) comprising 1325 test cases that span 26 GEE data types. The framework integrates both question generation and answer verification components to enable an end-to-end automated evaluation pipeline-from function invocation to execution validation. AutoGEEval supports multidimensional quantitative analysis of model outputs in terms of accuracy, resource consumption, execution efficiency, and error types. We evaluate 18 state-of-the-art LLMs-including general-purpose, reasoning-augmented, code-centric, and geoscience-specialized models-revealing their performance characteristics and potential optimization pathways in GEE code generation. This work provides a unified protocol and foundational resource for the development and assessment of geospatial code generation models, advancing the frontier of automated natural language to domain-specific code translation.

cs.SE↗

Lam-Tung relation breaking in $Z$ boson production as a probe of SMEFT effects

The violation of Lam-Tung relation in the high-$p_T^{\ell\ell}$ region of the Drell-Yan process at the LHC presents a long-standing discrepancy with the standard model prediction at $\mathcal{O}(α_s^3)$ accuracy. In this Letter, we employed a model-independent analysis to investigate this phenomenon within the framework of the Standard Model Effective Field Theory (SMEFT). Our findings revealed that the leading contributions from SMEFT to this violation appear at the $1/Λ^4$ order with $\mathcal{O}(α_s)$ accuracy in QCD interaction. Notably, we demonstrated that the quadratic effect of dimension-6 dipole operators, associated with the $Z$ boson, dominates the breaking effects induced by various dimension-6 and dimension-8 operators. This provides a possible explanation for the observed discrepancy with the Standard Model predictions at the LHC. Furthermore, the breaking effects could also serve as a powerful tool for constraining $Z$-boson dipole interactions, highlighting their importance among potential sources of new physics in the Drell-Yan process.

hep-ph↗

Robust superconvergence analysis of physics-preserving RMAC scheme for the Stokes and Navier--Stokes equations on non-uniform grids at high Reynolds numbers

The velocity errors of the classical marker and cell (MAC) scheme are dependent on the pressure approximation errors, which is non-pressure-robust and will cause the accuracy of the velocity approximation to deteriorate when the pressure approximation is poor. In this paper, we first propose the reconstructed MAC scheme (RMAC) based on the finite volume method to obtain the pressure-robustness for the time-dependent Stokes equations and then construct the $μ$-robust and physics-preserving RMAC scheme on non-uniform grids for the Navier--Stokes equations, where $μ$-robustness means that the velocity errors do not blow up for small viscosity $μ$ when the true velocity is sufficiently smooth. Compared with the original MAC scheme, which was analyzed in [SIAM J. Numer. Anal. 55 (2017): 1135-1158], the RMAC scheme is different only on the right-hand side for Stokes equations. It can also be proved that the constructed scheme satisfies the local mass conservation law, the discrete unconditional energy dissipation law, the momentum conservation, and the angular momentum conservation for the Stokes and Navier--Stokes equations. Furthermore, by constructing the new auxiliary function depending on the velocity and using the high-order consistency analysis, we can obtain the pressure-robust and $μ$-robust error estimates for the velocity and derive the second-order superconvergence for the velocity and pressure in the discrete $l^{\infty}(l^2)$ norm on non-uniform grids and the discrete $l^{\infty}(l^{\infty})$ norm on uniform grids. Finally, numerical experiments using the constructed schemes are demonstrated to show the robustness for our constructed schemes.

math.NA↗

Lam-Tung relation breaking effects and weak dipole moments at lepton colliders

The breaking of the Lam-Tung relation in the Drell-Yan process at the LHC exhibits a long-standing tension with the Standard Model (SM) prediction at $\mathcal{O}(α_s^3)$ accuracy. This tension could be explained by weak dipole interactions of leptons and quarks, associated with the $Z$-boson within the framework of the Standard Model Effective Field Theory (SMEFT). In this paper, we propose to cross-check these weak dipole interactions by measuring the violation effects of the Lam-Tung relation at future lepton colliders through the processes $e^+e^- \to Zγ\to \ell\bar{\ell}γ$ and $e^+e^- \to Zγ\to q\bar{q}γ$. By considering different decay modes of the $Z$-boson, these channels exhibit distinct sensitivities to various dipole operators, providing a way to disentangle their individual effects. Additionally, the high flavor-tagging efficiencies at lepton colliders could provide strong constraints on the dipole interactions of heavy quarks, such as $b$ and $c$ quarks, which are challenging to probe in the Drell-Yan process at the LHC due to the suppression of parton distribution functions.

hep-ph↗

CLAPSep: Leveraging Contrastive Pre-trained Model for Multi-Modal Query-Conditioned Target Sound Extraction

Universal sound separation (USS) aims to extract arbitrary types of sounds from real-world recordings. This can be achieved by language-queried target sound extraction (TSE), which typically consists of two components: a query network that converts user queries into conditional embeddings, and a separation network that extracts the target sound accordingly. Existing methods commonly train models from scratch. As a consequence, substantial data and computational resources are required to make the randomly initialized model comprehend sound events and perform separation accordingly. In this paper, we propose to integrate pre-trained models into TSE models to address the above issue. To be specific, we tailor and adapt the powerful contrastive language-audio pre-trained model (CLAP) for USS, denoted as CLAPSep. CLAPSep also accepts flexible user inputs, taking both positive and negative user prompts of uni- and/or multi-modalities for target sound extraction. These key features of CLAPSep can not only enhance the extraction performance but also improve the versatility of its application. We provide extensive experiments on 5 diverse datasets to demonstrate the superior performance and zero- and few-shot generalizability of our proposed CLAPSep with fast training convergence, surpassing previous methods by a significant margin. Full codes and some audio examples are released for reproduction and evaluation.

eess.AS↗

Language-Queried Target Sound Extraction Without Parallel Training Data

Language-queried target sound extraction (TSE) aims to extract specific sounds from mixtures based on language queries. Traditional fully-supervised training schemes require extensively annotated parallel audio-text data, which are labor-intensive. We introduce a parallel-data-free training scheme, requiring only unlabelled audio clips for TSE model training by utilizing the contrastive language-audio pre-trained model (CLAP). In a vanilla parallel-data-free training stage, target audio is encoded using the pre-trained CLAP audio encoder to form a condition embedding, while during testing, user language queries are encoded by CLAP text encoder as the condition embedding. This vanilla approach assumes perfect alignment between text and audio embeddings, which is unrealistic. Two major challenges arise from training-testing mismatch: the persistent modality gap between text and audio and the risk of overfitting due to the exposure of rich acoustic details in target audio embedding during training. To address this, we propose a retrieval-augmented strategy. Specifically, we create an embedding cache using audio captions generated by a large language model (LLM). During training, target audio embeddings retrieve text embeddings from this cache to use as condition embeddings, ensuring consistent modalities between training and testing and eliminating information leakage. Extensive experiment results show that our retrieval-augmented approach achieves consistent and notable performance improvements over existing state-of-the-art with better generalizability.

eess.AS↗

NoT: Federated Unlearning via Weight Negation

Federated unlearning (FU) aims to remove a participant's data contributions from a trained federated learning (FL) model, ensuring privacy and regulatory compliance. Traditional FU methods often depend on auxiliary storage on either the client or server side or require direct access to the data targeted for removal-a dependency that may not be feasible if the data is no longer available. To overcome these limitations, we propose NoT, a novel and efficient FU algorithm based on weight negation (multiplying by -1), which circumvents the need for additional storage and access to the target data. We argue that effective and efficient unlearning can be achieved by perturbing model parameters away from the set of optimal parameters, yet being well-positioned for quick re-optimization. This technique, though seemingly contradictory, is theoretically grounded: we prove that the weight negation perturbation effectively disrupts inter-layer co-adaptation, inducing unlearning while preserving an approximate optimality property, thereby enabling rapid recovery. Experimental results across three datasets and three model architectures demonstrate that NoT significantly outperforms existing baselines in unlearning efficacy as well as in communication and computational efficiency.

cs.LG↗

Capturing Rich Behavior Representations: A Dynamic Action Semantic-Aware Graph Transformer for Video Captioning

Existing video captioning methods merely provide shallow or simplistic representations of object behaviors, resulting in superficial and ambiguous descriptions. However, object behavior is dynamic and complex. To comprehensively capture the essence of object behavior, we propose a dynamic action semantic-aware graph transformer. Firstly, a multi-scale temporal modeling module is designed to flexibly learn long and short-term latent action features. It not only acquires latent action features across time scales, but also considers local latent action details, enhancing the coherence and sensitiveness of latent action representations. Secondly, a visual-action semantic aware module is proposed to adaptively capture semantic representations related to object behavior, enhancing the richness and accurateness of action representations. By harnessing the collaborative efforts of these two modules,we can acquire rich behavior representations to generate human-like natural descriptions. Finally, this rich behavior representations and object representations are used to construct a temporal objects-action graph, which is fed into the graph transformer to model the complex temporal dependencies between objects and actions. To avoid adding complexity in the inference phase, the behavioral knowledge of the objects will be distilled into a simple network through knowledge distillation. The experimental results on MSVD and MSR-VTT datasets demonstrate that the proposed method achieves significant performance improvements across multiple metrics.

cs.CV↗

Baichuan-Omni-1.5 Technical Report

We introduce Baichuan-Omni-1.5, an omni-modal model that not only has omni-modal understanding capabilities but also provides end-to-end audio generation capabilities. To achieve fluent and high-quality interaction across modalities without compromising the capabilities of any modality, we prioritized optimizing three key aspects. First, we establish a comprehensive data cleaning and synthesis pipeline for multimodal data, obtaining about 500B high-quality data (text, audio, and vision). Second, an audio-tokenizer (Baichuan-Audio-Tokenizer) has been designed to capture both semantic and acoustic information from audio, enabling seamless integration and enhanced compatibility with MLLM. Lastly, we designed a multi-stage training strategy that progressively integrates multimodal alignment and multitask fine-tuning, ensuring effective synergy across all modalities. Baichuan-Omni-1.5 leads contemporary models (including GPT4o-mini and MiniCPM-o 2.6) in terms of comprehensive omni-modal capabilities. Notably, it achieves results comparable to leading models such as Qwen2-VL-72B across various multimodal medical benchmarks.

cs.CL↗

Complementary Subspace Low-Rank Adaptation of Vision-Language Models for Few-Shot Classification

Vision language model (VLM) has been designed for large scale image-text alignment as a pretrained foundation model. For downstream few shot classification tasks, parameter efficient fine-tuning (PEFT) VLM has gained much popularity in the computer vision community. PEFT methods like prompt tuning and linear adapter have been studied for fine-tuning VLM while low rank adaptation (LoRA) algorithm has rarely been considered for few shot fine-tuning VLM. The main obstacle to use LoRA for few shot fine-tuning is the catastrophic forgetting problem. Because the visual language alignment knowledge is important for the generality in few shot learning, whereas low rank adaptation interferes with the most informative direction of the pretrained weight matrix. We propose the complementary subspace low rank adaptation (Comp-LoRA) method to regularize the catastrophic forgetting problem in few shot VLM finetuning. In detail, we optimize the low rank matrix in the complementary subspace, thus preserving the general vision language alignment ability of VLM when learning the novel few shot information. We conduct comparison experiments of the proposed Comp-LoRA method and other PEFT methods on fine-tuning VLM for few shot classification. And we also present the suppression on the catastrophic forgetting problem of our proposed method against directly applying LoRA to VLM. The results show that the proposed method surpasses the baseline method by about +1.0\% Top-1 accuracy and preserves the VLM zero-shot performance over the baseline method by about +1.3\% Top-1 accuracy.

cs.CV↗

Global Semantic-Guided Sub-image Feature Weight Allocation in High-Resolution Large Vision-Language Models

As the demand for high-resolution image processing in Large Vision-Language Models (LVLMs) grows, sub-image partitioning has become a popular approach for mitigating visual information loss associated with fixed-resolution processing. However, existing partitioning methods uniformly process sub-images, resulting in suboptimal image understanding. In this work, we reveal that the sub-images with higher semantic relevance to the entire image encapsulate richer visual information for preserving the model's visual understanding ability. Therefore, we propose the Global Semantic-guided Weight Allocator (GSWA) module, which dynamically allocates weights to sub-images based on their relative information density, emulating human visual attention mechanisms. This approach enables the model to focus on more informative regions, overcoming the limitations of uniform treatment. We integrate GSWA into the InternVL2-2B framework to create SleighVL, a lightweight yet high-performing model. Extensive experiments demonstrate that SleighVL outperforms models with comparable parameters and remains competitive with larger models. Our work provides a promising direction for more efficient and contextually aware high-resolution image processing in LVLMs, advancing multimodal system development.

cs.CV↗

Instruction-Guided Fusion of Multi-Layer Visual Features in Large Vision-Language Models

Large Vision-Language Models (LVLMs) have achieved remarkable success in a wide range of multimodal tasks by integrating pre-trained vision encoders and large language models. However, current LVLMs primarily rely on visual features extracted from the final layers of the vision encoder, overlooking the complementary information available in shallower layers. While recent approaches have explored the use of multilayer visual features in LVLMs, they tend to be task-agnostic and fail to examine the dependencies of hierarchical visual features on specific tasks. To address these gaps, we systematically investigate the contributions of visual features from different encoder layers using 18 benchmarks spanning 6 task categories. Our findings reveal that multilayer features provide complementary strengths with varying task dependencies, and uniform fusion leads to suboptimal performance. Building on these insights, we propose the instruction-guided vision aggregator, a module that dynamically integrates multi-layer visual features based on textual instructions, without increasing the number of visual tokens. Extensive evaluations demonstrate the superior performance of our method. Additionally, an in-depth analysis of the aggregator's behavior highlights the dominance of mid-to-high-level features in semantic-rich tasks and the critical role of low-level features in fine-grained perception.

cs.CV↗

Baichuan-Omni Technical Report

The salient multimodal capabilities and interactive experience of GPT-4o highlight its critical role in practical applications, yet it lacks a high-performing open-source counterpart. In this paper, we introduce Baichuan-omni, the first open-source 7B Multimodal Large Language Model (MLLM) adept at concurrently processing and analyzing modalities of image, video, audio, and text, while delivering an advanced multimodal interactive experience and strong performance. We propose an effective multimodal training schema starting with 7B model and proceeding through two stages of multimodal alignment and multitask fine-tuning across audio, image, video, and text modal. This approach equips the language model with the ability to handle visual and audio data effectively. Demonstrating strong performance across various omni-modal and multimodal benchmarks, we aim for this contribution to serve as a competitive baseline for the open-source community in advancing multimodal understanding and real-time interaction.

cs.AI↗

Baichuan Alignment Technical Report

We introduce Baichuan Alignment, a detailed analysis of the alignment techniques employed in the Baichuan series of models. This represents the industry's first comprehensive account of alignment methodologies, offering valuable insights for advancing AI research. We investigate the critical components that enhance model performance during the alignment process, including optimization methods, data strategies, capability enhancements, and evaluation processes. The process spans three key stages: Prompt Augmentation System(PAS), Supervised Fine-Tuning(SFT), and Preference Alignment. The problems encountered, the solutions applied, and the improvements made are thoroughly recorded. Through comparisons across well-established benchmarks, we highlight the technological advancements enabled by Baichuan Alignment. Baichuan-Instruct is an internal model, while Qwen2-Nova-72B and Llama3-PBM-Nova-70B are instruct versions of the Qwen2-72B and Llama-3-70B base models, optimized through Baichuan Alignment. Baichuan-Instruct demonstrates significant improvements in core capabilities, with user experience gains ranging from 17% to 28%, and performs exceptionally well on specialized benchmarks. In open-source benchmark evaluations, both Qwen2-Nova-72B and Llama3-PBM-Nova-70B consistently outperform their respective official instruct versions across nearly all datasets. This report aims to clarify the key technologies behind the alignment process, fostering a deeper understanding within the community. Llama3-PBM-Nova-70B model is available at https://huggingface.co/PKU-Baichuan-MLSystemLab/Llama3-PBM-Nova-70B.

cs.LG↗

NTC-KWS: Noise-aware CTC for Robust Keyword Spotting

In recent years, there has been a growing interest in designing small-footprint yet effective Connectionist Temporal Classification based keyword spotting (CTC-KWS) systems. They are typically deployed on low-resource computing platforms, where limitations on model size and computational capacity create bottlenecks under complicated acoustic scenarios. Such constraints often result in overfitting and confusion between keywords and background noise, leading to high false alarms. To address these issues, we propose a noise-aware CTC-based KWS (NTC-KWS) framework designed to enhance model robustness in noisy environments, particularly under extremely low signal-to-noise ratios. Our approach introduces two additional noise-modeling wildcard arcs into the training and decoding processes based on weighted finite state transducer (WFST) graphs: self-loop arcs to address noise insertion errors and bypass arcs to handle masking and interference caused by excessive noise. Experiments on clean and noisy Hey Snips show that NTC-KWS outperforms state-of-the-art (SOTA) end-to-end systems and CTC-KWS baselines across various acoustic conditions, with particularly strong performance in low SNR scenarios.

eess.AS↗