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Xuefeng Liu

Publications and source records attributed to Xuefeng Liu.

At least 37 records · Page 2Linked to original sources

Learning to Optimize Job Shop Scheduling Under Structural Uncertainty

The Job-Shop Scheduling Problem (JSSP), under various forms of manufacturing uncertainty, has recently attracted considerable research attention. Most existing studies focus on parameter uncertainty, such as variable processing times, and typically adopt the actor-critic framework. In this paper, we explore a different but prevalent form of uncertainty in JSSP: structural uncertainty. Structural uncertainty arises when a job may follow one of several routing paths, and the selection is determined not by policy, but by situational factors (e.g., the quality of intermediate products) that cannot be known in advance. Existing methods struggle to address this challenge due to incorrect credit assignment: a high-quality action may be unfairly penalized if it is followed by a time-consuming path. To address this problem, we propose a novel method named UP-AAC. In contrast to conventional actor-critic methods, UP-AAC employs an asymmetric architecture. While its actor receives a standard stochastic state, the critic is crucially provided with a deterministic state reconstructed in hindsight. This design allows the critic to learn a more accurate value function, which in turn provides a lower-variance policy gradient to the actor, leading to more stable learning. In addition, we design an attention-based Uncertainty Perception Model (UPM) to enhance the actor's scheduling decisions. Extensive experiments demonstrate that our method outperforms existing approaches in reducing makespan on benchmark instances.

cs.LG↗

A Two-Stage Finite Element Approach for High-precision Guaranteed Lower Eigenvalue Bounds

Obtaining high-precision guaranteed lower eigenvalue bounds remains difficult, even though the standard high-order conforming finite element (FEM) easily yields extremely sharp upper bounds. Recently developed rigorous approaches using such as Crouzeix--Raviart or linear conforming elements do not extend well to high-order FEM. Some non-standard FEM approaches can provide sharp eigenvalue bounds but are technically involved. This persistent gap between accurate upper bounds and equally sharp rigorous lower bounds via standard high-order conforming FEMs makes the problem technically demanding and highly competitive. In this paper, we propose a new two-stage rigorous algorithm that closes this gap by employing high-order FEM on graded meshes and producing rigorous lower eigenvalue bounds as sharp as the corresponding high-order upper bounds, as demonstrated in our numerical examples. Numerical experiments for the Laplacian and Steklov eigenvalue problems on square and dumbbell domains show the accuracy and efficiency of the method, particularly on graded or highly nonuniform meshes. These results confirm that the proposed approach provides a practical and competitive solution to the long-standing difficulty of obtaining sharp, reliable lower eigenvalue bounds.

math.NA↗

WGLE:Backdoor-free and Multi-bit Black-box Watermarking for Graph Neural Networks

Graph Neural Networks (GNNs) are increasingly deployed in real-world applications, making ownership verification critical to protect their intellectual property against model theft. Fingerprinting and black-box watermarking are two main methods. However, the former relies on determining model similarity, which is computationally expensive and prone to ownership collisions after model post-processing. The latter embeds backdoors, exposing watermarked models to the risk of backdoor attacks. Moreover, both previous methods enable ownership verification but do not convey additional information about the copy model. If the owner has multiple models, each model requires a distinct trigger graph. To address these challenges, this paper proposes WGLE, a novel black-box watermarking paradigm for GNNs that enables embedding the multi-bit string in GNN models without using backdoors. WGLE builds on a key insight we term Layer-wise Distance Difference on an Edge (LDDE), which quantifies the difference between the feature distance and the prediction distance of two connected nodes in a graph. By assigning unique LDDE values to the edges and employing the LDDE sequence as the watermark, WGLE supports multi-bit capacity without relying on backdoor mechanisms. We evaluate WGLE on six public datasets across six mainstream GNN architectures, and compare WGLE with state-of-the-art GNN watermarking and fingerprinting methods. WGLE achieves 100% ownership verification accuracy, with an average fidelity degradation of only 1.41%. Additionally, WGLE exhibits robust resilience against potential attacks. The code is available in the repository.

cs.CR↗

STED and Consistency Scoring: A Framework for Evaluating LLM Structured Output Reliability

Large Language Models (LLMs) are increasingly deployed for structured data generation, yet output consistency remains critical for production applications. We introduce a comprehensive framework for evaluating and improving consistency in LLM-generated structured outputs. Our approach combines: (1) STED (Semantic Tree Edit Distance), a novel similarity metric balancing semantic flexibility with structural strictness when comparing JSON outputs, and (2) a consistency scoring framework aggregating multiple STED measurements across repeated generations to quantify reliability. Through systematic experiments on synthetic datasets with controlled schema, expression, and semantic variations, we demonstrate STED achieves superior performance ($0.86-0.90$ similarity for semantic equivalents, $0.0$ for structural breaks) compared to existing metrics including TED, BERTScore, and DeepDiff. Applying our framework to benchmark six LLMs reveals significant variations: Claude-3.7-Sonnet demonstrates exceptional consistency, maintaining near-perfect structural reliability even at high temperatures ($T=0.9$), while models like Claude-3-Haiku and Nova-Pro exhibit substantial degradation requiring careful tuning. Our framework enables practical applications including targeted model selection for structured tasks, iterative prompt refinement for reproducible results, and diagnostic analysis to identify inconsistency root causes. This work provides theoretical foundations and practical tools for ensuring reliable structured output generation in LLM-based production systems.

cs.CL↗

Binding Affinity Prediction: From Conventional to Machine Learning-Based Approaches

Protein-ligand binding is the process by which a small molecule (drug or inhibitor) attaches to a target protein. Binding affinity, which characterizes the strength of biomolecular interactions, is essential for tackling diverse challenges in life sciences, including therapeutic design, protein engineering, enzyme optimization, and elucidating biological mechanisms. Much work has been devoted to predicting binding affinity over the past decades. Here, we review recent significant works, with a focus on methods, evaluation strategies, and benchmark datasets. We note growing use of both traditional machine learning and deep learning models for predicting binding affinity, accompanied by an increasing amount of data on proteins and small drug-like molecules. With improved predictive performance and the FDA's phasing out of animal testing, AI-driven in silico models, such as AI virtual cells (AIVCs), are poised to advance binding affinity prediction; reciprocally, progress in building binding affinity predictors can refine AIVCs. Future efforts in binding affinity prediction and AI-driven in silico models can enhance the simulation of temporal dynamics, cell-type specificity, and multi-omics integration to support more accurate and personalized outcomes.

q-bio.QM↗

Can Federated Learning Safeguard Private Data in LLM Training? Vulnerabilities, Attacks, and Defense Evaluation

Fine-tuning large language models (LLMs) with local data is a widely adopted approach for organizations seeking to adapt LLMs to their specific domains. Given the shared characteristics in data across different organizations, the idea of collaboratively fine-tuning an LLM using data from multiple sources presents an appealing opportunity. However, organizations are often reluctant to share local data, making centralized fine-tuning impractical. Federated learning (FL), a privacy-preserving framework, enables clients to retain local data while sharing only model parameters for collaborative training, offering a potential solution. While fine-tuning LLMs on centralized datasets risks data leakage through next-token prediction, the iterative aggregation process in FL results in a global model that encapsulates generalized knowledge, which some believe protects client privacy. In this paper, however, we present contradictory findings through extensive experiments. We show that attackers can still extract training data from the global model, even using straightforward generation methods, with leakage increasing as the model size grows. Moreover, we introduce an enhanced attack strategy tailored to FL, which tracks global model updates during training to intensify privacy leakage. To mitigate these risks, we evaluate privacy-preserving techniques in FL, including differential privacy, regularization-constrained updates and adopting LLMs with safety alignment. Our results provide valuable insights and practical guidelines for reducing privacy risks when training LLMs with FL.

cs.LG↗

FragmentGPT: A Unified GPT Model for Fragment Growing, Linking, and Merging in Molecular Design

Fragment-Based Drug Discovery (FBDD) is a popular approach in early drug development, but designing effective linkers to combine disconnected molecular fragments into chemically and pharmacologically viable candidates remains challenging. Further complexity arises when fragments contain structural redundancies, like duplicate rings, which cannot be addressed by simply adding or removing atoms or bonds. To address these challenges in a unified framework, we introduce FragmentGPT, which integrates two core components: (1) a novel chemically-aware, energy-based bond cleavage pre-training strategy that equips the GPT-based model with fragment growing, linking, and merging capabilities, and (2) a novel Reward Ranked Alignment with Expert Exploration (RAE) algorithm that combines expert imitation learning for diversity enhancement, data selection and augmentation for Pareto and composite score optimality, and Supervised Fine-Tuning (SFT) to align the learner policy with multi-objective goals. Conditioned on fragment pairs, FragmentGPT generates linkers that connect diverse molecular subunits while simultaneously optimizing for multiple pharmaceutical goals. It also learns to resolve structural redundancies-such as duplicated fragments-through intelligent merging, enabling the synthesis of optimized molecules. FragmentGPT facilitates controlled, goal-driven molecular assembly. Experiments and ablation studies on real-world cancer datasets demonstrate its ability to generate chemically valid, high-quality molecules tailored for downstream drug discovery tasks.

cs.LG↗

Active Policy Improvement from Multiple Black-box Oracles

Reinforcement learning (RL) has made significant strides in various complex domains. However, identifying an effective policy via RL often necessitates extensive exploration. Imitation learning aims to mitigate this issue by using expert demonstrations to guide exploration. In real-world scenarios, one often has access to multiple suboptimal black-box experts, rather than a single optimal oracle. These experts do not universally outperform each other across all states, presenting a challenge in actively deciding which oracle to use and in which state. We introduce MAPS and MAPS-SE, a class of policy improvement algorithms that perform imitation learning from multiple suboptimal oracles. In particular, MAPS actively selects which of the oracles to imitate and improve their value function estimates, and MAPS-SE additionally leverages an active state exploration criterion to determine which states one should explore. We provide a comprehensive theoretical analysis and demonstrate that MAPS and MAPS-SE enjoy sample efficiency advantage over the state-of-the-art policy improvement algorithms. Empirical results show that MAPS-SE significantly accelerates policy optimization via state-wise imitation learning from multiple oracles across a broad spectrum of control tasks in the DeepMind Control Suite. Our code is publicly available at: https://github.com/ripl/maps.

cs.LG↗

Blending Imitation and Reinforcement Learning for Robust Policy Improvement

While reinforcement learning (RL) has shown promising performance, its sample complexity continues to be a substantial hurdle, restricting its broader application across a variety of domains. Imitation learning (IL) utilizes oracles to improve sample efficiency, yet it is often constrained by the quality of the oracles deployed. which actively interleaves between IL and RL based on an online estimate of their performance. RPI draws on the strengths of IL, using oracle queries to facilitate exploration, an aspect that is notably challenging in sparse-reward RL, particularly during the early stages of learning. As learning unfolds, RPI gradually transitions to RL, effectively treating the learned policy as an improved oracle. This algorithm is capable of learning from and improving upon a diverse set of black-box oracles. Integral to RPI are Robust Active Policy Selection (RAPS) and Robust Policy Gradient (RPG), both of which reason over whether to perform state-wise imitation from the oracles or learn from its own value function when the learner's performance surpasses that of the oracles in a specific state. Empirical evaluations and theoretical analysis validate that RPI excels in comparison to existing state-of-the-art methodologies, demonstrating superior performance across various benchmark domains.

cs.LG↗

ScaffoldGPT: A Scaffold-based GPT Model for Drug Optimization

Drug optimization has become increasingly crucial in light of fast-mutating virus strains and drug-resistant cancer cells. Nevertheless, it remains challenging as it necessitates retaining the beneficial properties of the original drug while simultaneously enhancing desired attributes beyond its scope. In this work, we aim to tackle this challenge by introducing ScaffoldGPT, a novel Generative Pretrained Transformer (GPT) designed for drug optimization based on molecular scaffolds. Our work comprises three key components: (1) A three-stage drug optimization approach that integrates pretraining, finetuning, and decoding optimization. (2) A novel two-phase incremental pre-training strategy for scaffold-based drug optimization. (3) A token-level decoding optimization strategy, Top-N, that enabling controlled, reward-guided generation using the pretrained or finetuned GPT. We demonstrate via a comprehensive evaluation on COVID and cancer benchmarks that ScaffoldGPT outperforms the competing baselines in drug optimization benchmarks, while excelling in preserving original functional scaffold and enhancing desired properties.

q-bio.BM↗

Bidirectional Hierarchical Protein Multi-Modal Representation Learning

Protein representation learning is critical for numerous biological tasks. Recently, large transformer-based protein language models (pLMs) pretrained on large scale protein sequences have demonstrated significant success in sequence-based tasks. However, pLMs lack structural context. Conversely, graph neural networks (GNNs) designed to leverage 3D structural information have shown promising generalization in protein-related prediction tasks, but their effectiveness is often constrained by the scarcity of labeled structural data. Recognizing that sequence and structural representations are complementary perspectives of the same protein entity, we propose a multimodal bidirectional hierarchical fusion framework to effectively merge these modalities. Our framework employs attention and gating mechanisms to enable effective interaction between pLMs-generated sequential representations and GNN-extracted structural features, improving information exchange and enhancement across layers of the neural network. This bidirectional and hierarchical (Bi-Hierarchical) fusion approach leverages the strengths of both modalities to capture richer and more comprehensive protein representations. Based on the framework, we further introduce local Bi-Hierarchical Fusion with gating and global Bi-Hierarchical Fusion with multihead self-attention approaches. Our method demonstrates consistent improvements over strong baselines and existing fusion techniques in a variety of protein representation learning benchmarks, including enzyme EC classification, model quality assessment, protein-ligand binding affinity prediction, protein-protein binding site prediction, and B cell epitopes prediction. Our method establishes a new state-of-the-art for multimodal protein representation learning, emphasizing the efficacy of Bi-Hierarchical Fusion in bridging sequence and structural modalities.

cs.LG↗

The Second Dirichlet Eigenvalue is Simple on Every Non-equilateral Triangle, Part II: Nearly Equilateral Triangles

This paper solves the open problem of the simplicity of the second Dirichlet eigenvalue for nearly equilateral triangles, offering a complete solution to Conjecture 6.47 posed by R. Laugesen and B. Siudeja in A. Henrot's book ``Shape Optimization and Spectral Theory." Our proof is achieved by introducing a new difference quotient formula for the behavior of nearly degenerate eigenvalues resulting from domain perturbations, and a novel numerical algorithm that rigorously estimates it using verified computation.

math.SP↗

The Other Side of the Coin: Unveiling the Downsides of Model Aggregation in Federated Learning from a Layer-peeled Perspective

It is often observed that the aggregated model in FL underperforms on local data until after several rounds of local training. This temporary performance drop can potentially slow down the convergence of the FL model. Prior work regards this performance drop as an inherent cost of knowledge sharing among clients and does not give it special attention. While some studies directly focus on designing techniques to alleviate the issue, its root causes remain poorly understood. To bridge this gap, we construct a framework that enables layer-peeled analysis of how feature representations evolve during model aggregation in FL. It focuses on two key aspects: (1) the intrinsic quality of extracted features, and (2) the alignment between features and their subsequent parameters -- both of which are critical to downstream performance. Using this framework, we first investigate how model aggregation affects internal feature extraction process. Our analysis reveals that aggregation degrades feature quality and weakens the coupling between intermediate features and subsequent layers, both of which are well shaped during local training. More importantly, this degradation is not confined to specific layers but progressively accumulates with network depth -- a phenomenon we term Cumulative Feature Degradation (CFD). CFD significantly impairs the quality of penultimate-layer features and weakens their coupling with the classifier, ultimately degrading model performance. We further revisit several widely adopted solutions through the lens of layer-peeled feature extraction to understand why they are effective in addressing aggregation-induced performance drop. Our results show that their effectiveness lies in mitigating the feature degradation described above, which is well aligned with our observations.

cs.LG↗

Entropy-Reinforced Planning with Large Language Models for Drug Discovery

The objective of drug discovery is to identify chemical compounds that possess specific pharmaceutical properties toward a binding target. Existing large language models (LLMS) can achieve high token matching scores in terms of likelihood for molecule generation. However, relying solely on LLM decoding often results in the generation of molecules that are either invalid due to a single misused token, or suboptimal due to unbalanced exploration and exploitation as a consequence of the LLMs prior experience. Here we propose ERP, Entropy-Reinforced Planning for Transformer Decoding, which employs an entropy-reinforced planning algorithm to enhance the Transformer decoding process and strike a balance between exploitation and exploration. ERP aims to achieve improvements in multiple properties compared to direct sampling from the Transformer. We evaluated ERP on the SARS-CoV-2 virus (3CLPro) and human cancer cell target protein (RTCB) benchmarks and demonstrated that, in both benchmarks, ERP consistently outperforms the current state-of-the-art algorithm by 1-5 percent, and baselines by 5-10 percent, respectively. Moreover, such improvement is robust across Transformer models trained with different objectives. Finally, to further illustrate the capabilities of ERP, we tested our algorithm on three code generation benchmarks and outperformed the current state-of-the-art approach as well. Our code is publicly available at: https://github.com/xuefeng-cs/ERP.

cs.LG↗

The second Dirichlet eigenvalue is simple on every non-equilateral triangle

The Dirichlet eigenvalues of the Laplacian on a triangle that collapses into a line segment diverge to infinity. In this paper, to track the behavior of the eigenvalues during the collapsing process of a triangle, we establish a quantitative error estimate for the Dirichlet eigenvalues on collapsing triangles. As an application, we solve the open problem concerning the simplicity of the second Dirichlet eigenvalue for nearly degenerate triangles, offering a complete solution to Conjecture 6.47 posed by R. Laugesen and B. Siudeja in A. Henrot's book ``Shape Optimization and Spectral Theory".

math.SP↗

ControllableGPT: A Ground-Up Designed Controllable GPT for Molecule Optimization

Large Language Models (LLMs) employ three popular training approaches: Masked Language Models (MLM), Causal Language Models (CLM), and Sequence-to-Sequence Models (seq2seq). However, each approach has its strengths and limitations, and faces challenges in addressing specific tasks that require controllable and bidirectional generation, such as drug optimization. To address this challenge, inspired by the biological processes of growth and evolution, which involve the expansion, shrinking, and mutation of sequences, we introduce ControllableGPT. This initiative represents the first effort to combine the advantages of MLM, CLM, and seq2seq into a single unified, controllable GPT framework. It enables the precise management of specific locations and ranges within a sequence, allowing for expansion, reduction, or mutation over chosen or random lengths, while maintaining the integrity of any specified positions or subsequences. In this work, we designed ControllableGPT for drug optimization from the ground up, which included proposing the Causally Masked Seq2seq (CMS) objective, developing the training corpus, introducing a novel pre-training approach, and devising a unique generation process. We demonstrate the effectiveness and controllability of ControllableGPT by conducting experiments on drug optimization tasks for both viral and cancer benchmarks, surpassing competing baselines.

cs.LG↗

DrugImproverGPT: A Large Language Model for Drug Optimization with Fine-Tuning via Structured Policy Optimization

Finetuning a Large Language Model (LLM) is crucial for generating results towards specific objectives. This research delves into the realm of drug optimization and introduce a novel reinforcement learning algorithm to finetune a drug optimization LLM-based generative model, enhancing the original drug across target objectives, while retains the beneficial chemical properties of the original drug. This work is comprised of two primary components: (1) DrugImprover: A framework tailored for improving robustness and efficiency in drug optimization. It includes a LLM designed for drug optimization and a novel Structured Policy Optimization (SPO) algorithm, which is theoretically grounded. This algorithm offers a unique perspective for fine-tuning the LLM-based generative model by aligning the improvement of the generated molecule with the input molecule under desired objectives. (2) A dataset of 1 million compounds, each with OEDOCK docking scores on 5 human proteins associated with cancer cells and 24 binding sites from SARS-CoV-2 virus. We conduct a comprehensive evaluation of SPO and demonstrate its effectiveness in improving the original drug across target properties. Our code and dataset will be publicly available at: https://github.com/xuefeng-cs/DrugImproverGPT.

cs.LG↗