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Xueru Zhang

Publications and source records attributed to Xueru Zhang.

At least 19 recordsLinked to original sources

When Pruning Meets Interpretability: Preserving Sparse Autoencoder Robustness in LLMs

Sparse autoencoders (SAEs) are widely used to interpret the internal representations of large language models (LLMs), yet their reliability under post-hoc model compression remains poorly understood. We present a systematic study of how pruning affects SAE behavior and theoretically show that, for a fixed SAE, its impact is governed by perturbation energy, a covariance-weighted norm. This perspective exposes a key limitation of magnitude pruning: by ignoring activation geometry, it distorts the learned representation space and degrades SAE functionality. Activation-aware methods such as Wanda and SparseGPT, in contrast, implicitly control perturbation energy and are therefore substantially more robust at preserving SAE behavior. We further reveal a consistent structural vulnerability across all pruning methods: middle layers are significantly more sensitive to pruning than early or late layers. Guided by this insight, we propose a layer-wise sparsity allocation strategy, achieving lower perplexity under the same average pruning sparsity. Experiments across four model architectures validate our theoretical findings. Code is publicly available at https://github.com/osu-srml/sae-robustness-under-pruning/tree/main.

cs.LG

BRAID: Learning Equilibrium Maps in Interdependent Security Games via Weight-Tied Iterative Graph Neural Networks

Computing Nash equilibria in interdependent security (IDS) games on networks is computationally expensive: best-response dynamics may need hundreds of iterations per instance, and downstream tasks such as auditing, stress-testing, and incentive design often require repeatedly re-solving the game under parameter perturbations. We propose BRAID, a Best-Response Amortized Iterative Dynamics model that uses a weight-tied iterative graph neural network to learn a direct map from game parameters to Nash equilibrium effort profiles, replacing iterative best response computation with a single forward pass that is up to 43X faster per instance. BRAID is derived from the best-response fixed-point structure of IDS games: its SUM aggregation reflects additive neighbor coupling, and a weight-tied gated recurrent unit (GRU) mirrors a damped best-response update. The same architecture applies across IDS specifications that vary investment-cost curvature and neighborhood aggregation, including log-linear, quadratic-cost, and log constant-elasticity-of-substitution (CES) utilities. Beyond equilibrium prediction, BRAID also recovers how equilibrium efforts change under perturbations to game parameters, including costs and network edge weights. We make this sensitivity recovery an explicit evaluation target and introduce two training strategies, interior-equilibrium training and input-noise regularization, that improve the local behavior of the learned equilibrium map without using sensitivity labels. Experiments show that BRAID effectively predicts Nash equilibria and recovers equilibrium sensitivities across utility specifications and network sizes.

cs.GT

TLRD: Teaching LLMs to Reason over Tabular Data with Tri-Level Rationale Distillation

Tabular data is a primary medium for storing real-world information, driving many industrial applications of machine learning. Traditional predictors achieve strong predictive performance but do not provide readable, case-specific explanations essential for decision-making. Large Language Models (LLMs) can naturally bridge this gap by generating predictions alongside explanations. However, dataset-specific patterns, such as feature distributions and interactions, make tabular data difficult for LLMs to understand and reason over, while label-only fine-tuning improves performance at the cost of catastrophic forgetting. To address this problem, we propose Tri-Level Rationale Distillation (TLRD), a framework that converts label-only tabular datasets into structured rationale supervision for LLMs. TLRD uses a high-capacity teacher to synthesize a rationale corpus grounded in three complementary levels of evidence: instance-level feature, dataset-level distributional context, and comparison-level retrieved neighbors, then distills the rationale into student LLMs, enabling zero-overhead prediction and grounded explanation from raw features only. Experiments on multiple domain datasets show that TLRD significantly closes the performance gap between LLMs and state-of-the-art tree ensembles while producing grounded and readable explanations, offering a valuable reference for high-stakes decision-making.

cs.CL

PRISM: Gauge-Invariant Tangent-Space Differentially Private LoRA

Applying differential privacy (DP) via DP-SGD to Low-Rank Adaptation (LoRA) is a natural approach for privacy-preserving fine-tuning. However, LoRA's low-rank parameterization poses a fundamental challenge. In LoRA, each trainable update is represented as a low-rank matrix $Z = AB^\top$, but this factorization is inherently non-identifiable: many factor pairs $(A,B)$ represent the same update $Z$. As a result, applying DP-SGD directly to the factors induces gauge-dependent perturbations on $Z$, and we show that this naive DP-LoRA can lead to unbounded noise amplification. We propose PRISM, an intrinsic DP mechanism for LoRA that is gauge invariant by construction, avoids bilinear noise amplification, and admits an efficient low-dimensional noise sampler. Moreover, PRISM yields a closed-form characterization of the effective intrinsic noise induced on $Z$, enabling stable privacy-utility trade-offs through bounded, gauge-invariant perturbations. We establish standard $(ε,δ)$-DP guarantees for PRISM and introduce a DP-aware, gauge-invariant adaptive update rule that prevents adaptive optimization from amplifying injected privacy noise, improving numerical stability in practice.

cs.LG

When and How Human Curation Backfires: Preference Alignment under Multi-Model Self-Consuming Loop

Foundation models are increasingly trained on synthetic data generated by prior model iterations rather than exclusively on real data. This self-consuming training paradigm can lead to model collapse, divergence, or bias amplification. Recent work (Ferbach et al., 2024) shows that incorporating human curation into the loop can steer a self-consuming model toward human-aligned behavior, but these analyses focus on a single, isolated model that solely consumes its own outputs. In practice, however, models often interact and train on input-output pairs produced by other models. This paper studies self-consuming training in the multi-model regime. We first formalize a framework for interacting self-consuming models and characterize when the resulting dynamical system converges to a stable point. We then examine how human curation of one model affects its own alignment (self-influence) and how such effects propagate to other models (cross-influence). Unlike isolated settings where human curation always enhances model alignment, we show that cross-model interactions can dampen or even invert this effect, ultimately degrading long-term alignment.

cs.AI

Understanding Structured Financial Data with LLMs: A Case Study on Fraud Detection

Detecting fraud in financial transactions typically relies on tabular models that demand heavy feature engineering to handle high-dimensional data and offer limited interpretability, making it difficult for humans to understand predictions. Large Language Models (LLMs), in contrast, can produce human-readable explanations and facilitate feature analysis, potentially reducing the manual workload of fraud analysts and informing system refinements. However, they perform poorly when applied directly to tabular fraud detection due to the difficulty of reasoning over many features, the extreme class imbalance, and the absence of contextual information. To bridge this gap, we introduce FinFRE-RAG, a two-stage approach that applies importance-guided feature reduction to serialize a compact subset of numeric/categorical attributes into natural language and performs retrieval-augmented in-context learning over label-aware, instance-level exemplars. Across four public fraud datasets and three families of open-weight LLMs, FinFRE-RAG substantially improves F1/MCC over direct prompting and is competitive with strong tabular baselines in several settings. Although these LLMs still lag behind specialized classifiers, they narrow the performance gap and provide interpretable rationales, highlighting their value as assistive tools in fraud analysis.

cs.LG

BiasCause: Evaluate Socially Biased Causal Reasoning of Large Language Models

While large language models (LLMs) play increasingly significant roles in society, research shows they continue to generate content that reflects social bias against sensitive groups. Existing benchmarks effectively identify these biases, but a critical gap remains in understanding the underlying reasoning processes that produce them. This paper addresses this gap by evaluating the causal reasoning of LLMs when answering socially biased questions. We propose a formal schema that categorizes causal reasoning into three types (mistaken, biased, and contextually-grounded). We then synthesize 1788 questions covering eight sensitive attributes, with each set of questions designed to probe a specific type of causal reasoning. All questions are then manually validated, and each of them prompts the LLM to generate a causal graph behind its answer. We evaluate four state-of-the-art LLMs and find that all models exhibit biased causal reasoning on most questions eliciting it. Moreover, we discover that LLMs are also prone to "mistaken-biased" reasoning, where they first confuse correlation with causality to infer sensitive group membership and subsequently apply biased causal reasoning. By examining the cases where LLMs produce unbiased causal reasoning, we also identify three strategies LLMs employ to avoid bias (i.e., explicitly refusing to answer, avoiding sensitive attributes, and adding contextual restrictions), which provide insights for future debiasing efforts.

cs.CL

Market Games for Generative Models: Equilibria, Welfare, and Strategic Entry

Generative model ecosystems increasingly operate as competitive multi-platform markets, where platforms strategically select models from a shared pool and users with heterogeneous preferences choose among them. Understanding how platforms interact, when market equilibria exist, how outcomes are shaped by model-providers, platforms, and user behavior, and how social welfare is affected is critical for fostering a beneficial market environment. In this paper, we formalize a three-layer model-platform-user market game and identify conditions for the existence of pure Nash equilibrium. Our analysis shows that market structure, whether platforms converge on similar models or differentiate by selecting distinct ones, depends not only on models' global average performance but also on their localized attraction to user groups. We further examine welfare outcomes and show that expanding the model pool does not necessarily increase user welfare or market diversity. Finally, we design novel best-response training schemes that allow model providers to strategically introduce new models into competitive markets.

cs.GT

Benchmarking Bias Mitigation Toward Fairness Without Harm from Vision to LVLMs

Machine learning models trained on real-world data often inherit and amplify biases against certain social groups, raising urgent concerns about their deployment at scale. While numerous bias mitigation methods have been proposed, comparing the effectiveness of bias mitigation methods remains difficult due to heterogeneous datasets, inconsistent fairness metrics, isolated evaluation of vision versus multi-modal models, and insufficient hyperparameter tuning that undermines fair comparisons. We introduce NH-Fair, a unified benchmark for fairness without harm that spans both vision models and large vision-language models (LVLMs) under standardized data, metrics, and training protocols, covering supervised and zero-shot regimes. Our key contributions are: (1) a systematic ERM tuning study that identifies training choices with large influence on both utility and disparities, yielding empirically grounded guidelines to help practitioners reduce expensive hyperparameter tuning space in achieving strong fairness and accuracy; (2) evidence that many debiasing methods do not reliably outperform a well-tuned ERM baseline, whereas a composite data-augmentation method consistently delivers parity gains without sacrificing utility, emerging as a promising practical strategy. (3) an analysis showing that while LVLMs achieve higher average accuracy, they still exhibit subgroup disparities, and gains from scaling are typically smaller than those from architectural or training-protocol choices. NH-Fair provides a reproducible, tuning-aware pipeline for rigorous, harm-aware fairness evaluation.

cs.CV

Observations and Remedies for Large Language Model Bias in Self-Consuming Performative Loop

The rapid advancement of large language models (LLMs) has led to growing interest in using synthetic data to train future models. However, this creates a self-consuming retraining loop, where models are trained on their own outputs and may cause performance drops and induce emerging biases. In real-world applications, previously deployed LLMs may influence the data they generate, leading to a dynamic system driven by user feedback. For example, if a model continues to underserve users from a group, less query data will be collected from this particular demographic of users. In this study, we introduce the concept of \textbf{S}elf-\textbf{C}onsuming \textbf{P}erformative \textbf{L}oop (\textbf{SCPL}) and investigate the role of synthetic data in shaping bias during these dynamic iterative training processes under controlled performative feedback. This controlled setting is motivated by the inaccessibility of real-world user preference data from dynamic production systems, and enables us to isolate and analyze feedback-driven bias evolution in a principled manner. We focus on two types of loops, including the typical retraining setting and the incremental fine-tuning setting, which is largely underexplored. Through experiments on three real-world tasks, we find that the performative loop increases preference bias and decreases disparate bias. We design a reward-based rejection sampling strategy to mitigate the bias, moving towards more trustworthy self-improving systems.

cs.AI

DABench-LLM: Standardized and In-Depth Benchmarking of Post-Moore Dataflow AI Accelerators for LLMs

The exponential growth of large language models has outpaced the capabilities of traditional CPU and GPU architectures due to the slowdown of Moore's Law. Dataflow AI accelerators present a promising alternative; however, there remains a lack of in-depth performance analysis and standardized benchmarking methodologies for LLM training. We introduce DABench-LLM, the first benchmarking framework designed for evaluating LLM workloads on dataflow-based accelerators. By combining intra-chip performance profiling and inter-chip scalability analysis, DABench-LLM enables comprehensive evaluation across key metrics such as resource allocation, load balance, and resource efficiency. The framework helps researchers rapidly gain insights into underlying hardware and system behaviors, and provides guidance for performance optimizations. We validate DABench-LLM on three commodity dataflow accelerators, Cerebras WSE-2, SambaNova RDU, and Graphcore IPU. Our framework reveals performance bottlenecks and provides specific optimization strategies, demonstrating its generality and effectiveness across a diverse range of dataflow-based AI hardware platforms.

cs.AR

Spin-triplet pairing instability in a two-dimensional repulsive Hubbard model

The search for superconductivity with unconventional pairing symmetry has been a central focus in the study of strongly correlated electron systems. In this work, we report a numerically exact study of the spin-triplet pairing in a two-dimensional Hubbard model with repulsive interactions, employing Determinant Quantum Monte Carlo method. The model includes next-nearest-neighbor and third-nearest-neighbor hopping terms, and maintains spin balance. By tuning the fermion filling close to a type-II van Hove singularity (vHs) in the model, we numerically investigate the ordering tendencies of several possible pairing channels with different symmetries. Our numerical results provide clear evidence for the spin-triplet $p$-wave pairing instability approaching low temperatures, as revealed by the vertex contribution to the pairing susceptibility. This signature becomes increasingly pronounced as the interaction strength increases in the weak to intermediate regime. We further find that, near the type-II vHs, the dominant spin-spin correlations in the system are ferromagnetic, suggesting its close relation to the spin-triplet pairing instability. Our findings offer a reliable approach to realize the spin-triplet $p$-wave superfluidity in the repulsive Hubbard model, from an unbiased numerical perspective.

cond-mat.quant-gas

Addressing Polarization and Unfairness in Performative Prediction

In many real-world applications of machine learning such as recommendations, hiring, and lending, deployed models influence the data they are trained on, leading to feedback loops between predictions and data distribution. The performative prediction (PP) framework captures this phenomenon by modeling the data distribution as a function of the deployed model. While prior work has focused on finding performative stable (PS) solutions for robustness, their societal impacts, particularly regarding fairness, remain underexplored. We show that PS solutions can lead to severe polarization and prediction performance disparities, and that conventional fairness interventions in previous works often fail under model-dependent distribution shifts due to failing the PS criteria. To address these challenges in PP, we introduce novel fairness mechanisms that provably ensure both stability and fairness, validated by theoretical analysis and empirical results.

cs.LG

Stabilizing Self-Consuming Diffusion Models with Latent Space Filtering

As synthetic data proliferates across the Internet, it is often reused to train successive generations of generative models. This creates a ``self-consuming loop" that can lead to training instability or \textit{model collapse}. Common strategies to address the issue -- such as accumulating historical training data or injecting fresh real data -- either increase computational cost or require expensive human annotation. In this paper, we empirically analyze the latent space dynamics of self-consuming diffusion models and observe that the low-dimensional structure of latent representations extracted from synthetic data degrade over generations. Based on this insight, we propose \textit{Latent Space Filtering} (LSF), a novel approach that mitigates model collapse by filtering out less realistic synthetic data from mixed datasets. Theoretically, we present a framework that connects latent space degradation to empirical observations. Experimentally, we show that LSF consistently outperforms existing baselines across multiple real-world datasets, effectively mitigating model collapse without increasing training cost or relying on human annotation.

cs.LG

Achieving Fairness Without Harm via Selective Demographic Experts

As machine learning systems become increasingly integrated into human-centered domains such as healthcare, ensuring fairness while maintaining high predictive performance is critical. Existing bias mitigation techniques often impose a trade-off between fairness and accuracy, inadvertently degrading performance for certain demographic groups. In high-stakes domains like clinical diagnosis, such trade-offs are ethically and practically unacceptable. In this study, we propose a fairness-without-harm approach by learning distinct representations for different demographic groups and selectively applying demographic experts consisting of group-specific representations and personalized classifiers through a no-harm constrained selection. We evaluate our approach on three real-world medical datasets -- covering eye disease, skin cancer, and X-ray diagnosis -- as well as two face datasets. Extensive empirical results demonstrate the effectiveness of our approach in achieving fairness without harm.

cs.LG

ProFL: Performative Robust Optimal Federated Learning

Performative prediction is a framework that captures distribution shifts that occur during the training of machine learning models due to their deployment. As the trained model is used, data generation causes the model to evolve, leading to deviations from the original data distribution. The impact of such model-induced distribution shifts in federated learning is increasingly likely to transpire in real-life use cases. A recently proposed approach extends performative prediction to federated learning with the resulting model converging to a performative stable point, which may be far from the performative optimal point. Earlier research in centralized settings has shown that the performative optimal point can be achieved under model-induced distribution shifts, but these approaches require the performative risk to be convex and the training data to be noiseless, assumptions often violated in realistic federated learning systems. This paper overcomes all of these shortcomings and proposes Performative Robust Optimal Federated Learning, an algorithm that finds performative optimal points in federated learning from noisy and contaminated data. We present the convergence analysis under the Polyak-Lojasiewicz condition, which applies to non-convex objectives. Extensive experiments on multiple datasets demonstrate the advantage of Robust Optimal Federated Learning over the state-of-the-art.

cs.LG

Evaluating and Mitigating Social Bias for Large Language Models in Open-ended Settings

Current social bias benchmarks for Large Language Models (LLMs) primarily rely on predefined question formats like multiple-choice, limiting their ability to reflect the complexity and open-ended nature of real-world interactions. To close this gap, we extend an existing dataset BBQ (Parrish et al., 2022) to Open-BBQ, a comprehensive framework to evaluate the social bias of LLMs in open-ended settings by incorporating two additional question categories: fill-in-the-blank and short-answer. Since our new Open-BBQ dataset contains a lot of open-ended responses like sentences and paragraphs, we developed an evaluation process to detect biases from open-ended content by labeling sentences and paragraphs. In addition to this, we also found that existing debiasing methods, such as self-debiasing (Gallegos et al., 2024), have over-correction issues, which make the original correct answers incorrect. In order to solve this issue, we propose Composite Prompting, an In-context Learning (ICL) method combining structured examples with explicit chain-of-thought reasoning to form a unified instruction template for LLMs to explicitly identify content that needs debiasing. Experimental results show that the proposed method significantly reduces the bias for both GPT-3.5 and GPT-4o while maintaining high accuracy.

cs.CL

The Boundaries of Fair AI in Medical Image Prognosis: A Causal Perspective

As machine learning (ML) algorithms are increasingly used in medical image analysis, concerns have emerged about their potential biases against certain social groups. Although many approaches have been proposed to ensure the fairness of ML models, most existing works focus only on medical image diagnosis tasks, such as image classification and segmentation, and overlooked prognosis scenarios, which involve predicting the likely outcome or progression of a medical condition over time. To address this gap, we introduce FairTTE, the first comprehensive framework for assessing fairness in time-to-event (TTE) prediction in medical imaging. FairTTE encompasses a diverse range of imaging modalities and TTE outcomes, integrating cutting-edge TTE prediction and fairness algorithms to enable systematic and fine-grained analysis of fairness in medical image prognosis. Leveraging causal analysis techniques, FairTTE uncovers and quantifies distinct sources of bias embedded within medical imaging datasets. Our large-scale evaluation reveals that bias is pervasive across different imaging modalities and that current fairness methods offer limited mitigation. We further demonstrate a strong association between underlying bias sources and model disparities, emphasizing the need for holistic approaches that target all forms of bias. Notably, we find that fairness becomes increasingly difficult to maintain under distribution shifts, underscoring the limitations of existing solutions and the pressing need for more robust, equitable prognostic models.

cs.LG