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Xuetong Li

Publications and source records attributed to Xuetong Li.

10 recordsLinked to original sources

EviSafe: Evidence-Grounded Safety Evaluation for Vision-Language Models

Vision-language model safety benchmarks typically evaluate only final responses: whether a model refuses, warns, or complies. This outcome-level view cannot tell whether a model is safe for the right multimodal reason. Safelooking behavior may reflect keyword-triggered refusal, missed visual hazards, or over-refusal of benign-sensitive inputs. We introduce EviSafe, an evidence-grounded framework for VLM safety that jointly evaluates natural user-facing behavior, explicit grounding in textual and visual evidence, and behavioral sensitivity to counterfactual changes in safety-critical evidence. EviSafeBench instantiates the framework as a controlled benchmark with 1,181 gold image-text scenarios and 2,452 targeted counterfactual variants across eight safety domains and eight risk-source types. Each scenario includes a gold safety decision, evidence annotations, a safe-response policy, and counterfactual interventions. The three-probe protocol queries models with natural-response, evidencereporting, and counterfactual-response prompts, then scores them using an evidence-aware judge. Across eleven evaluated VLMs, natural severity accuracy ranges from 27.6% to 52.8%, relaxed diagnostic consistency from 6.1% to 29.3%, and unsafe-to-safe counterfactual transition success from 30.4% to 58.4%. These gaps show that the evaluated VLMs are not reliably safe for the right multimodal reason and motivate evaluation beyond refusal counts.

cs.AI

Decentralized EM Algorithm for Gaussian Mixtures under Data Heterogeneity and Partial Labeling

We systematically study several network-based Expectation-Maximization (EM) algorithms for the Gaussian mixture model within decentralized federated learning (DFL). Our theoretical investigation shows that directly extending the classic EM algorithm to DFL leads to a biased estimator when data are heterogeneously distributed across sites. To address this, we introduce a momentum network EM (MNEM) algorithm, which integrates information from both current and historical estimators from previous DFL iterations. We further develop a semi-supervised MNEM (semi-MNEM) algorithm, which utilizes information provided by partially labeled data. Rigorous theoretical analysis demonstrates that the MNEM estimator can achieve the same asymptotic efficiency as the whole-sample estimator under appropriate regularity conditions, even with heterogeneous data. Moreover, the semi-MNEM estimator significantly improves the convergence speed of the MNEM algorithm, even if different mixture components are poorly separated. Extensive simulations are conducted, and a widely used chest X-ray dataset is analyzed to demonstrate the finite-sample performance of the proposed methods.

stat.ML

Detecting Breast Carcinoma Metastasis on Whole-Slide Images by Partially Subsampled Multiple Instance Learning

Breast cancer is the most prevalent cancer in women worldwide. Histopathology image analysis serves as the gold standard for cancer diagnosis. In this regard, whole-slide imaging (WSI), a revolutionary technology in digital pathology, allows for ultrahigh-resolution tissue analysis. Despite its promise, WSI analysis faces significant computational challenges due to its massive data size and tissue heterogeneity. To address this issue, we present a Gaussian mixture based multiple instance learning (MIL) framework for WSI analysis with partially subsampled instances. Our approach models a WSI as a bag of instances (i.e., randomly cropped sub-images), leveraging a bag-based maximum likelihood estimator (BMLE) to predict metastases. Furthermore, we introduce a subsampling-based maximum likelihood estimator (SMLE) to refine predictions by selectively labeling a subset of instances. Extensive evaluations of the breast carcinoma metastasis prediction demonstrate that BMLE surpasses state-of-the-art methods, while the SMLE further improves the prediction accuracy at both bag and instance levels. We find that our method is fairly robust against various plausible model mis-specifications. Theoretical analyses and simulation studies validate the performance and robustness of our methods.

stat.ME

Dream3DAvatar: Text-Controlled 3D Avatar Reconstruction from a Single Image

With the rapid advancement of 3D representation techniques and generative models, substantial progress has been made in reconstructing full-body 3D avatars from a single image. However, this task remains fundamentally ill-posedness due to the limited information available from monocular input, making it difficult to control the geometry and texture of occluded regions during generation. To address these challenges, we redesign the reconstruction pipeline and propose Dream3DAvatar, an efficient and text-controllable two-stage framework for 3D avatar generation. In the first stage, we develop a lightweight, adapter-enhanced multi-view generation model. Specifically, we introduce the Pose-Adapter to inject SMPL-X renderings and skeletal information into SDXL, enforcing geometric and pose consistency across views. To preserve facial identity, we incorporate ID-Adapter-G, which injects high-resolution facial features into the generation process. Additionally, we leverage BLIP2 to generate high-quality textual descriptions of the multi-view images, enhancing text-driven controllability in occluded regions. In the second stage, we design a feedforward Transformer model equipped with a multi-view feature fusion module to reconstruct high-fidelity 3D Gaussian Splat representations (3DGS) from the generated images. Furthermore, we introduce ID-Adapter-R, which utilizes a gating mechanism to effectively fuse facial features into the reconstruction process, improving high-frequency detail recovery. Extensive experiments demonstrate that our method can generate realistic, animation-ready 3D avatars without any post-processing and consistently outperforms existing baselines across multiple evaluation metrics.

cs.CV

Multi-view clustering integrating anchor attribute and structural information

Multisource data has spurred the development of advanced clustering algorithms, such as multi-view clustering, which critically relies on constructing similarity matrices. Traditional algorithms typically generate these matrices from sample attributes alone. However, real-world networks often include pairwise directed topological structures critical for clustering. This paper introduces a novel multi-view clustering algorithm, AAS. It utilizes a two-step proximity approach via anchors in each view, integrating attribute and directed structural information. This approach enhances the clarity of category characteristics in the similarity matrices. The anchor structural similarity matrix leverages strongly connected components of directed graphs. The entire process-from similarity matrices construction to clustering - is consolidated into a unified optimization framework. Comparative experiments on the modified Attribute SBM dataset against eight algorithms affirm the effectiveness and superiority of AAS.

cs.LG

Gaussian Mixture Model with Rare Events

We study here a Gaussian Mixture Model (GMM) with rare events data. In this case, the commonly used Expectation-Maximization (EM) algorithm exhibits extremely slow numerical convergence rate. To theoretically understand this phenomenon, we formulate the numerical convergence problem of the EM algorithm with rare events data as a problem about a contraction operator. Theoretical analysis reveals that the spectral radius of the contraction operator in this case could be arbitrarily close to 1 asymptotically. This theoretical finding explains the empirical slow numerical convergence of the EM algorithm with rare events data. To overcome this challenge, a Mixed EM (MEM) algorithm is developed, which utilizes the information provided by partially labeled data. As compared with the standard EM algorithm, the key feature of the MEM algorithm is that it requires additionally labeled data. We find that MEM algorithm significantly improves the numerical convergence rate as compared with the standard EM algorithm. The finite sample performance of the proposed method is illustrated by both simulation studies and a real-world dataset of Swedish traffic signs.

stat.ME

A Selective Review on Statistical Methods for Massive Data Computation: Distributed Computing, Subsampling, and Minibatch Techniques

This paper presents a selective review of statistical computation methods for massive data analysis. A huge amount of statistical methods for massive data computation have been rapidly developed in the past decades. In this work, we focus on three categories of statistical computation methods: (1) distributed computing, (2) subsampling methods, and (3) minibatch gradient techniques. The first class of literature is about distributed computing and focuses on the situation, where the dataset size is too huge to be comfortably handled by one single computer. In this case, a distributed computation system with multiple computers has to be utilized. The second class of literature is about subsampling methods and concerns about the situation, where the sample size of dataset is small enough to be placed on one single computer but too large to be easily processed by its memory as a whole. The last class of literature studies those minibatch gradient related optimization techniques, which have been extensively used for optimizing various deep learning models.

stat.ME

SiN-on-SOI Optical Phased Array LiDAR for Ultra-Wide Field of View and 4D Sensing

Three-dimensional (3D) imaging techniques are facilitating the autonomous vehicles to build intelligent system. Optical phased arrays (OPAs) featured by all solid-state configurations are becoming a promising solution for 3D imaging. However, majority of state-of-art OPAs commonly suffer from severe power degradation at the edge of field of view (FoV), resulting in limited effective FoV and deteriorating 3D imaging quality. Here, we synergize chained grating antenna and vernier concept to design a novel OPA for realizing a record wide 160°-FoV 3D imaging. By virtue of the chained antenna, the OPA exhibits less than 3-dB beam power variation within the 160° FoV. In addition, two OPAs with different pitch are integrated monolithically to form a quasi-coaxial Vernier OPA transceiver. With the aid of flat beam power profile provided by the chained antennas, the OPA exhibits uniform beam quality at an arbitrary steering angle. The superior beam steering performance enables the OPA to accomplish 160° wide-FoV 3D imaging based on the frequency-modulated continuous-wave (FMCW) LiDAR scheme. The ranging accuracy is 5.5-mm. Moreover, the OPA is also applied to velocity measurement for 4D sensing. To our best knowledge, it is the first experimental implementation of a Vernier OPA LiDAR on 3D imaging to achieve a remarkable FoV.

physics.optics

Subnetwork Estimation for Spatial Autoregressive Models in Large-scale Networks

Large-scale networks are commonly encountered in practice (e.g., Facebook and Twitter) by researchers. In order to study the network interaction between different nodes of large-scale networks, the spatial autoregressive (SAR) model has been popularly employed. Despite its popularity, the estimation of a SAR model on large-scale networks remains very challenging. On the one hand, due to policy limitations or high collection costs, it is often impossible for independent researchers to observe or collect all network information. On the other hand, even if the entire network is accessible, estimating the SAR model using the quasi-maximum likelihood estimator (QMLE) could be computationally infeasible due to its high computational cost. To address these challenges, we propose here a subnetwork estimation method based on QMLE for the SAR model. By using appropriate sampling methods, a subnetwork, consisting of a much-reduced number of nodes, can be constructed. Subsequently, the standard QMLE can be computed by treating the sampled subnetwork as if it were the entire network. This leads to a significant reduction in information collection and model computation costs, which increases the practical feasibility of the effort. Theoretically, we show that the subnetwork-based QMLE is consistent and asymptotically normal under appropriate regularity conditions. Extensive simulation studies, based on both simulated and real network structures, are presented.

stat.CO

Distributed Logistic Regression for Massive Data with Rare Events

Large-scale rare events data are commonly encountered in practice. To tackle the massive rare events data, we propose a novel distributed estimation method for logistic regression in a distributed system. For a distributed framework, we face the following two challenges. The first challenge is how to distribute the data. In this regard, two different distribution strategies (i.e., the RANDOM strategy and the COPY strategy) are investigated. The second challenge is how to select an appropriate type of objective function so that the best asymptotic efficiency can be achieved. Then, the under-sampled (US) and inverse probability weighted (IPW) types of objective functions are considered. Our results suggest that the COPY strategy together with the IPW objective function is the best solution for distributed logistic regression with rare events. The finite sample performance of the distributed methods is demonstrated by simulation studies and a real-world Sweden Traffic Sign dataset.

stat.ME