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Y. Jay Guo

Publications and source records attributed to Y. Jay Guo.

At least 37 records · Page 2Linked to original sources

Anchor-points Assisted Uplink Sensing in Perceptive Mobile Networks

Uplink sensing in integrated sensing and communications (ISAC) systems, such as Perceptive Mobile Networks, is challenging due to the clock asynchronism between transmitter and receiver. Existing solutions typically require the presence of a dominating line-of-sight path and the knowledge of transmitter location at the receiver. In this paper, relaxing these requirements, we propose a novel and effective uplink sensing scheme with the assistance of static anchor points. Two major algorithms are proposed in the scheme. The first algorithm estimates the relative timing and carrier frequency offsets due to clock asynchronism, with respect to those at a randomly selected reference snapshot. Theoretical performance analysis is provided for the algorithm. The estimates from the first algorithm are then used to compensate for the offsets and generate the angle-Doppler maps. Using the maps, the second algorithm identifies the anchor points, and then locates the UE and dynamic targets. Feasibility of UE localization is also analyzed. Simulation results are provided and demonstrate the effectiveness of the proposed algorithms.

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Simultaneous Beam and User Selection for the Beamspace mmWave/THz Massive MIMO Downlink

Beamspace millimeter-wave (mmWave) and terahertz (THz) massive MIMO constitute attractive schemes for next-generation communications, given their abundant bandwidth and high throughput. However, their user and beam selection problem has to be efficiently addressed. Inspired by this challenge, we develop low-complexity solutions explicitly. We introduce the dirty paper coding (DPC) into the joint user and beam selection problem. We unveil the compelling properties of the DPC sum rate in beamspace massive MIMO, showing its monotonic evolution against the number of users and beams selected. We then exploit its beneficial properties for substantially simplifying the joint user and beam selection problem. Furthermore, we develop a set of algorithms striking unique trade-offs for solving the simplified problem, facilitating simultaneous user and beam selection based on partial beamspace channels for the first time. Additionally, we derive the sum rate bound of the algorithms and analyze their complexity. Our simulation results validate the effectiveness of the proposed design and analysis, confirming their superiority over prior solutions.

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Green Joint Communications and Sensing Employing Analog Multi-Beam Antenna Arrays

Joint communications and sensing (JCAS) is potentially a hallmark technology for the sixth generation mobile network (6G). Most existing JCAS designs are based on digital arrays, analog arrays with tunable phase shifters, or hybrid arrays, which are effective but are generally complicated to design and power inefficient. This article introduces the energy-efficient and easy-to-design multi-beam antenna arrays (MBAAs) for JCAS. Using pre-designed and fixed analog devices, such as lens or Butler matrix, MBAA can simultaneously steer multiple beams yet with negligible power consumption compared with other techniques. Moreover, MBAAs enable flexible beam synthesis, accurate angle-of-arrival estimation, and easy handling/utilization of the beam squint effect. All these features have not been well captured by the JACS community yet. To promote the awareness of them, we intuitively illustrate them and also exploit them for constructing a multi-beam JCAS framework. Finally, the challenges and opportunities are discussed to foster the development of green JCAS systems.

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Joint Communications and Sensing Employing Optimized MIMO-OFDM Signals

Joint communication and sensing (JCAS) has the potential to improve the overall energy, cost and frequency efficiency of IoT systems. As a first effort, we propose to optimize the MIMO-OFDM data symbols carried by sub-carriers for better time- and spatial-domain signal orthogonality. This not only boosts the availability of usable signals for JCAS, but also significantly facilitates Internet-of-Things (IoT) devices to perform high-quality sensing. We establish an optimization problem that modifies data symbols on sub-carriers to enhance the above-mentioned signal orthogonality. We also develop an efficient algorithm to solve the problem based on the majorization-minimization framework. Moreover, we discover unique signal structures and features from the newly modeled problem, which substantially reduce the complexity of majorizing the objective function. We also develop new projectors to enforce the feasibility of the obtained solution. Simulations show that, compared with the original communication waveform to achieve the same sensing performance, the optimized waveform can reduce the signal-to-noise ratio (SNR) requirement by 3~4.5 dB, while the SNR loss for the uncoded bit error rate is only 1~1.5 dB.

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Tamperproof IoT with Blockchain

We investigate the tamper-resistant property of Blockchain and its effectiveness for IoT systems. In particular, we implemented an IoT testbed, and built a Blockchain into the testbed. A number of tamper-resistance experiments were conducted and analyzed to corroborate the process of block validation in Blockchain. Our analysis and experimental results demonstrate the tamper-resistant capability of Blockchain in securing trust in IoT systems. The demonstration video is provided at [1].

cs.CR↗

Integration of Radar Sensing into Communications with Asynchronous Transceivers

Clock asynchronism is a critical issue in integrating radar sensing into communication networks. It can cause ranging ambiguity and prevent coherent processing of dis-continuous measurements in integration with asynchronous transceivers. Should it be resolved, sensing can be efficiently realized in communication networks, requiring little network infrastructure and hardware changes. This article provides a systematic overview of existing and potential new techniques for tackling this fundamental problem. We first review existing solutions, including using a fine-tuned global reference clock, and single-node-based and network-based techniques. We then examine open problems and research opportunities, offering insights into what may be better realized in each of the three solution areas.

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Fast and Accurate Linear Fitting for Incompletely Sampled Gaussian Function With a Long Tail

Fitting experiment data onto a curve is a common signal processing technique to extract data features and establish the relationship between variables. Often, we expect the curve to comply with some analytical function and then turn data fitting into estimating the unknown parameters of a function. Among analytical functions for data fitting, Gaussian function is the most widely used one due to its extensive applications in numerous science and engineering fields. To name just a few, Gaussian function is highly popular in statistical signal processing and analysis, thanks to the central limit theorem [1]; Gaussian function frequently appears in the quantum harmonic oscillator, quantum field theory, optics, lasers, and many other theories and models in Physics [2]; moreover, Gaussian function is widely applied in chemistry for depicting molecular orbitals, in computer science for imaging processing and in artificial intelligence for defining neural networks.

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OTFS-Based Joint Communication and Sensing for Future Industrial IoT

Effective wireless communications are increasingly important in maintaining the successful closed-loop operation of mission-critical industrial Internet-of-Things (IIoT) applications. To meet the ever-increasing demands on better wireless communications for IIoT, we propose an orthogonal time-frequency space (OTFS) waveform-based joint communication and radio sensing (JCAS) scheme -- an energy-efficient solution for not only reliable communications but also high-accuracy sensing. OTFS has been demonstrated to have higher reliability and energy efficiency than the currently popular IIoT communication waveforms. JCAS has also been highly recommended for IIoT, since it saves cost, power and spectrum compared to having two separate radio frequency systems. Performing JCAS based on OTFS, however, can be hindered by a lack of effective OTFS sensing. This paper is dedicated to filling this technology gap. We first design a series of echo pre-processing methods that successfully remove the impact of communication data symbols in the time-frequency domain, where major challenges, like inter-carrier and inter-symbol interference and noise amplification, are addressed. Then, we provide a comprehensive analysis of the signal-to-interference-plus-noise ratio (SINR) for sensing and optimize a key parameter of the proposed method to maximize the SINR. Extensive simulations show that the proposed sensing method approaches the maximum likelihood estimator with respect to the estimation accuracy of target parameters and manifests applicability to wide ranges of key system parameters. Notably, the complexity of the proposed method is only dominated by a two-dimensional Fourier transform.

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Enabling Joint Communication and Radar Sensing in Mobile Networks -- A Survey

Mobile network is evolving from a communication-only network towards one with joint communication and radar/radio sensing (JCAS) capabilities, that we call perceptive mobile network (PMN). In PMNs, JCAS integrates sensing into communications, sharing a majority of system modules and the same transmitted signals. The PMN is expected to provide a ubiquitous radio sensing platform and enable a vast number of novel smart applications, whilst providing non-compromised communications. In this paper, we present a broad picture of the motivation, methodologies, challenges, and research opportunities of realizing PMN, by providing a comprehensive survey for systems and technologies developed mainly in the last ten years. Beginning by reviewing the work on coexisting communication and radar systems, we highlight their limits on addressing the interference problem, and then introduce the JCAS technology. We then set up JCAS in the mobile network context and envisage its potential applications. We continue to provide a brief review of three types of JCAS systems, with particular attention to their differences in design philosophy. We then introduce a framework of PMN, including the system platform and infrastructure, three types of sensing operations, and signals usable for sensing. Subsequently, we discuss required system modifications to enable sensing on current communication-only infrastructure. Within the context of PMN, we review stimulating research problems and potential solutions, organized under nine topics: performance bounds, waveform optimization, antenna array design, clutter suppression, sensing parameter estimation, resolution of sensing ambiguity, pattern analysis, networked sensing under cellular topology, and sensing-assisted communications. We conclude the paper by listing key open research problems for the aforementioned topics and sharing some lessons that we have learned.

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Single-Target Real-Time Passive WiFi Tracking

Device-free human tracking is an essential ingredient for ubiquitous wireless sensing. Recent passive WiFi tracking systems face the challenges of inaccurate separation of dynamic human components and time-consuming estimation of multi-dimensional signal parameters. In this work, we present a scheme named WiFi Doppler Frequency Shift (WiDFS), which can achieve single-target real-time passive tracking using channel state information (CSI) collected from commercial-off-the-shelf (COTS) WiFi devices. We consider the typical system setup including a transmitter with a single antenna and a receiver with three antennas; while our scheme can be readily extended to another setup. To remove the impact of transceiver asynchronization, we first apply CSI cross-correlation between each RX antenna pair. We then combine them to estimate a Doppler frequency shift (DFS) in a short-time window. After that, we leverage the DFS estimate to separate dynamic human components from CSI self-correlation terms of each antenna, thereby separately calculating angle-of-arrival (AoA) and human reflection distance for tracking. In addition, a hardware calibration algorithm is presented to refine the spacing between RX antennas and eliminate the hardware-related phase differences between them. A prototype demonstrates that WiDFS can achieve real-time tracking with a median position error of 72.32 cm in multipath-rich environments.

cs.NI↗

Integrating Low-Complexity and Flexible Sensing into Communication Systems

Integrating sensing into standardized communication systems can potentially benefit many consumer applications that require both radio frequency functions. However, without an effective sensing method, such integration may not achieve the expected gains of cost and energy efficiency. Existing sensing methods, which use communication payload signals, either have limited sensing performance or suffer from high complexity. In this paper, we develop a novel and flexible sensing framework which has a complexity only dominated by a Fourier transform and also provides the flexibility in adapting for different sensing needs. We propose to segment a whole block of echo signal evenly into sub-blocks; adjacent ones are allowed to overlap. We design a virtual cyclic prefix (VCP) for each sub-block that allows us to employ two common ways of removing communication data symbols and generate two types of range-Doppler maps (RDMs) for sensing. We perform a comprehensive analysis of the signal components in the RDMs, proving that their interference-plus-noise (IN) terms are approximately Gaussian distributed. The statistical properties of the distributions are derived, which leads to the analytical comparisons between the two RDMs as well as between the prior and our sensing methods. Moreover, the impact of the lengths of sub-block, VCP and overlapping signal on sensing performance is analyzed. Criteria for designing these lengths for better sensing performance are also provided. Extensive simulations validate the superiority of the proposed sensing framework over prior methods in terms of signal-to-IN ratios in RDMs, detecting performance and flexibility.

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Accurate Frequency Estimation with Fewer DFT Interpolations based on Padé Approximation

Frequency estimation is a fundamental problem in many areas. The well-known A&M and its variant estimators have established an estimation framework by iteratively interpolating the discrete Fourier transform (DFT) coefficients. In general, those estimators require two DFT interpolations per iteration, have uneven initial estimation performance against frequencies, and are incompetent for small sample numbers due to low-order approximations involved. Exploiting the iterative estimation framework of A&M, we unprecedentedly introduce the Padé approximation to frequency estimation, unveil some features about the updating function used for refining the estimation in each iteration, and develop a simple closed-form solution to solving the residual estimation error. Extensive simulation results are provided, validating the superiority of the new estimator over the state-the-art estimators in wide ranges of key parameters.

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A Low-Complexity Method for FFT-based OFDM Sensing

OFDM sensing is gaining increasing popularity in wideband radar applications as well as in joint communication and radar/radio sensing (JCAS). As JCAS will potentially be integrated into future mobile networks where OFDM is crucial, OFDM sensing is envisioned to be ubiquitously deployed. A fast Fourier transform (FFT) based OFDM sensing (FOS) method was proposed a decade ago and has been regarded as a de facto standard given its simplicity. In this article, we introduce an easy trick -- a pre-processing on target echo -- to further reduce the computational complexity of FOS without degrading key sensing performance. Underlying the trick is a newly disclosed feature of the target echo in OFDM sensing which, to the best of our knowledge, has not been effectively exploited yet.

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Joint Resource Management for MC-NOMA: A Deep Reinforcement Learning Approach

This paper presents a novel and effective deep reinforcement learning (DRL)-based approach to addressing joint resource management (JRM) in a practical multi-carrier non-orthogonal multiple access (MC-NOMA) system, where hardware sensitivity and imperfect successive interference cancellation (SIC) are considered. We first formulate the JRM problem to maximize the weighted-sum system throughput. Then, the JRM problem is decoupled into two iterative subtasks: subcarrier assignment (SA, including user grouping) and power allocation (PA). Each subtask is a sequential decision process. Invoking a deep deterministic policy gradient algorithm, our proposed DRL-based JRM (DRL-JRM) approach jointly performs the two subtasks, where the optimization objective and constraints of the subtasks are addressed by a new joint reward and internal reward mechanism. A multi-agent structure and a convolutional neural network are adopted to reduce the complexity of the PA subtask. We also tailor the neural network structure for the stability and convergence of DRL-JRM. Corroborated by extensive experiments, the proposed DRL-JRM scheme is superior to existing alternatives in terms of system throughput and resistance to interference, especially in the presence of many users and strong inter-cell interference. DRL-JRM can flexibly meet individual service requirements of users.

cs.AI↗

Frequency-Hopping MIMO Radar-Based Communications: An Overview

Enabled by the advancement in radio frequency technologies, the convergence of radar and communication systems becomes increasingly promising and is envisioned as a key feature of future 6G networks. Recently, the frequency-hopping (FH) MIMO radar is introduced to underlay dual-function radar-communication (DFRC) systems. Superior to many previous radar-centric DFRC designs, the symbol rate of FH-MIMO radar-based DFRC (FH-MIMO DFRC) can exceed the radar pulse repetition frequency. However, many practical issues, particularly those regarding effective data communications, are unexplored/unsolved. To promote the awareness and general understanding of the novel DFRC, this article is devoted to providing a timely introduction of FH-MIMO DFRC. We comprehensively review many essential aspects of the novel DFRC: channel/signal models, signaling strategies, modulation/demodulation processing and channel estimation methods, to name a few. We also highlight major remaining issues in FH-MIMO DFRC and suggest potential solutions to shed light on future research works.

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Integrating Secure and High-Speed Communications into Frequency Hopping MIMO Radar

Dual-function radar-communication (DFRC) based on frequency hopping (FH) MIMO radar (FH-MIMO DFRC) achieves symbol rate much higher than radar pulse repetition frequency. Such DFRC, however, is prone to eavesdropping due to the spatially uniform illumination of FH-MIMO radar. How to enhance the physical layer security of FH-MIMO DFRC is vital yet unsolved. In this paper, we reveal the potential of using permutations of hopping frequencies to achieve secure and high-speed FH-MIMO DFRC. Detecting permutations at a communication user is challenging due to the dependence on spatial angle. We propose a series of baseband waveform processing methods which address the challenge specifically for the legitimate user (Bob) and meanwhile scrambles constellations almost omnidirectionally. We discover a deterministic sign rule from the signals processed by the proposed methods. Based on the rule, we develop accurate algorithms for information decoding at Bob. Confirmed by simulation, our design achieves substantially high physical layer security for FH-MIMO DFRC, improves decoding performance compared with existing designs and reduces mutual interference among radar targets.

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Waveform Design and Accurate Channel Estimation for Frequency-Hopping MIMO Radar-Based Communications

Frequency-hopping (FH) MIMO radar-based dual-function radar communication (FH-MIMO DFRC) enables communication symbol rate to exceed radar pulse repetition frequency, which requires accurate estimations of timing offset and channel parameters. The estimations, however, are challenging due to unknown, fast-changing hopping frequencies and the multiplicative coupling between timing offset and channel parameters. In this paper, we develop accurate methods for a single-antenna communication receiver to estimate timing offset and channel for FH-MIMO DFRC. First, we design a novel FH-MIMO radar waveform, which enables a communication receiver to estimate the hopping frequency sequence (HFS) used by radar, instead of acquiring it from radar. Importantly, the novel waveform incurs no degradation to radar ranging performance. Then, via capturing distinct HFS features, we develop two estimators for timing offset and derive mean squared error lower bound of each estimator. Using the bounds, we design an HFS that renders both estimators applicable. Furthermore, we develop an accurate channel estimation method, reusing the single hop for timing offset estimation. Validated by simulations, the accurate channel estimates attained by the proposed methods enable the communication performance of DFRC to approach that achieved based on perfect timing and ideal knowledge of channel.

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Economical Caching for Scalable Videos in Cache-enabled Heterogeneous Networks

We develop the optimal economical caching schemes in cache-enabled heterogeneous networks, while delivering multimedia video services with personalized viewing qualities to mobile users. By applying scalable video coding (SVC), each video file to be requested is divided into one base layer (BL) and several enhancement layers (ELs). In order to assign different transmission tasks, the serving small-cell base stations (SBSs) are grouped into K clusters. The SBSs are able to cache and cooperatively transmit BL and EL contents to the user. We analytically derive the expressions for successful transmission probability and ergodic service rate, and then the closed form of EConomical Efficiency (ECE) is obtained. In order to enhance the ECE performance, we formulate the ECE optimization problems for two cases. In the first case, with equal cache size equipped at each SBS, the layer caching indicator is determined. Since this problem is NP-hard, after the l0-norm approximation, the discrete optimization variables are relaxed to be continuous, and this relaxed problem is convex. Next, based on the optimal solution derived from the relaxed problem, we devise a greedystrategy based heuristic algorithm to achieve the near-optimal layer caching indicators. In the second case, the cache size for each SBS, the layer size and the layer caching indicator are jointly optimized. This problem is a mixed integer programming problem, which is more challenging. To effectively solve this problem, the original ECE maximization problem is divided into two subproblems. These two subproblems are iteratively solved until the original optimization problem is convergent. Numerical results verify the correctness of theoretical derivations. Additionally, compared to the most popular layer placement strategy, the performance superiority of the proposed SVC-based caching schemes is testified.

cs.MM↗