arXiv subjects

Yan Gao

Publications and source records attributed to Yan Gao.

At least 109 records · Page 6Linked to original sources

arXiv2025

Suspended Z-cut lithium niobate waveguides for stimulated Brillouin scattering

On-chip stimulated Brillouin scattering (SBS) has recently been demonstrated in thin-film lithium niobate (TFLN), an emerging material platform for integrated photonics offering large electro-optic and nonlinear properties. While previous work on SBS in TFLN have focused on surface SBS, in this contribution we experimentally demonstrate, for the first time, backward intra-modal SBS generation in suspended Z-cut TFLN waveguides. Our results show trapping of multiple acoustic modes in this structure, featuring a multi-peak Brillouin gain spectrum due to the excitation of higher-order acoustic modes. The findings expand the TFLN waveguide platform exploration for SBS interactions and provide a crucial step towards realizing optical processors for microwave signals or sensors integrated on TFLN.

physics.optics↗

arXiv2025

DEPT: Decoupled Embeddings for Pre-training Language Models

Language Model pre-training uses broad data mixtures to enhance performance across domains and languages. However, training on such heterogeneous text corpora requires extensive and expensive efforts. Since these data sources vary significantly in lexical, syntactic, and semantic aspects, they cause negative interference or the ``curse of multilinguality''. To address these challenges we propose a communication-efficient pre-training framework, DEPT. Our method decouples embeddings from the transformer body while simultaneously training the latter on multiple data sources without requiring a shared vocabulary. DEPT can: (1) train robustly and effectively under significant data heterogeneity, (2) minimize token embedding parameters to only what the data source vocabulary requires, while cutting communication costs in direct proportion to both the communication frequency and the reduction in parameters, (3) enhance transformer body plasticity and generalization, improving both average perplexity (up to 20%) and downstream task performance, and (4) enable training with custom optimized vocabularies per data source. We demonstrate DEPT's potential via the first vocabulary-agnostic federated pre-training of billion-scale models, reducing communication costs by orders of magnitude and embedding memory by 4-5x.

cs.LG↗

arXiv2025

Scaling Auditory Cognition via Test-Time Compute in Audio Language Models

Large language models (LLMs) have shown exceptional versatility in natural language processing, prompting recent efforts to extend their multimodal capabilities to speech processing through the development of audio large language models (Audio LLMs). While Audio LLMs excel in tasks such as speech recognition and synthesis, it remains unclear how they perform when faced with the auditory cognitive challenges posed by real-world environments, such as audio comprehension and listening recall, particularly in the presence of background noise or overlapping speech. Unlike text-based LLMs, which have access to vast amounts of text data for pre-training, retraining Audio LLMs with diverse auditory cognitive scenes is difficult due to the limited datasets that simulate real-world auditory cognitive scenarios and the challenge of acquiring auditory cognitive labels for training. While test-time compute (TTC) methods have been shown to enhance the capabilities of text-based LLMs during inference, a key challenge lies in designing these TTC methods to improve the auditory capabilities of Audio LLMs. This study aims to address these two research gaps by: i) exploring the auditory cognitive capabilities of Audio LLMs, and ii) enhancing their capabilities using TTC approaches. We have investigated five different Audio LLMs for auditory cognition using a \textit{self-collected} database and have proposed five TTC approaches to enhance auditory cognitive capabilities during inference. Our findings reveal that Audio LLMs performance decreases in more challenging auditory cognitive tasks. The proposed TTC approaches significantly enhance cognitive auditory capabilities, advancing the development of more adaptable and resilient Audio LLMs for practical applications such as assistive listening devices, voice-based AI assistants, and communication technologies.

cs.SD↗

arXiv2025

Ideal Weyl fermions and double Kagome bands in a series of distorted armchair-type all-$\emph{sp}^{2}$ carbon networks

The study of the Weyl fermions and Kagome bands has recently attracted significant attention in condensed matter physics. However, realizing of perfect Weyl semimetals and double Kagome bands remains challenging. Here, we report a new class of distorted armchair-type fully sp2-hybridized carbon networks, termed DACN-n. The DACN-n family is characterized by only six pairs of Weyl points on the $k_z=0$ plane near the Fermi level. We calculated the chirality of these Weyl points and found that each carries a topological charge of $\pm$1. Notably, DACN-5 exhibits a double Kagome band, where the Weyl points arise from the intersection between Dirac-type bands in the two sets of Kagome bands. The structural stability of DACN-n is confirmed by phonon spectra, ab initio molecular dynamics simulations, and elastic constant calculations. Additionally, we investigated the surface states of the (001) surface and found that its nontrivial topological properties are attributed to the Fermi arcs connecting a pair of Weyl points with opposite chirality. We also simulated x-ray diffraction patterns to guide experimental synthesis. Our findings not only present a new family of three-dimensional carbon allotropes, but also provide a unique opportunity for exploring ideal Weyl fermions and double Kagome bands.

cond-mat.mtrl-sci↗

arXiv2025

FedSCA: Federated Tuning with Similarity-guided Collaborative Aggregation for Heterogeneous Medical Image Segmentation

Transformer-based foundation models (FMs) have recently demonstrated remarkable performance in medical image segmentation. However, scaling these models is challenging due to the limited size of medical image datasets within isolated hospitals, where data centralization is restricted due to privacy concerns. These constraints, combined with the data-intensive nature of FMs, hinder their broader application. Integrating federated learning (FL) with foundation models (FLFM) fine-tuning offers a potential solution to these challenges by enabling collaborative model training without data sharing, thus allowing FMs to take advantage of a diverse pool of sensitive medical image data across hospitals/clients. However, non-independent and identically distributed (non-IID) data among clients, paired with computational and communication constraints in federated environments, presents an additional challenge that limits further performance improvements and remains inadequately addressed in existing studies. In this work, we propose a novel FLFM fine-tuning framework, \underline{\textbf{Fed}}erated tuning with \underline{\textbf{S}}imilarity-guided \underline{\textbf{C}}ollaborative \underline{\textbf{A}}ggregation (FedSCA), encompassing all phases of the FL process. This includes (1) specially designed parameter-efficient fine-tuning (PEFT) for local client training to enhance computational efficiency; (2) partial low-level adapter transmission for communication efficiency; and (3) similarity-guided collaborative aggregation (SGCA) on the server side to address non-IID issues. Extensive experiments on three FL benchmarks for medical image segmentation demonstrate the effectiveness of our proposed FedSCA, establishing new SOTA performance.

eess.IV↗

arXiv2025

Qilin: A Multimodal Information Retrieval Dataset with APP-level User Sessions

User-generated content (UGC) communities, especially those featuring multimodal content, improve user experiences by integrating visual and textual information into results (or items). The challenge of improving user experiences in complex systems with search and recommendation (S\&R) services has drawn significant attention from both academia and industry these years. However, the lack of high-quality datasets has limited the research progress on multimodal S\&R. To address the growing need for developing better S\&R services, we present a novel multimodal information retrieval dataset in this paper, namely Qilin. The dataset is collected from Xiaohongshu, a popular social platform with over 300 million monthly active users and an average search penetration rate of over 70\%. In contrast to existing datasets, \textsf{Qilin} offers a comprehensive collection of user sessions with heterogeneous results like image-text notes, video notes, commercial notes, and direct answers, facilitating the development of advanced multimodal neural retrieval models across diverse task settings. To better model user satisfaction and support the analysis of heterogeneous user behaviors, we also collect extensive APP-level contextual signals and genuine user feedback. Notably, Qilin contains user-favored answers and their referred results for search requests triggering the Deep Query Answering (DQA) module. This allows not only the training \& evaluation of a Retrieval-augmented Generation (RAG) pipeline, but also the exploration of how such a module would affect users' search behavior. Through comprehensive analysis and experiments, we provide interesting findings and insights for further improving S\&R systems. We hope that \textsf{Qilin} will significantly contribute to the advancement of multimodal content platforms with S\&R services in the future.

cs.IR↗

arXiv2025

PCL: Prompt-based Continual Learning for User Modeling in Recommender Systems

User modeling in large e-commerce platforms aims to optimize user experiences by incorporating various customer activities. Traditional models targeting a single task often focus on specific business metrics, neglecting the comprehensive user behavior, and thus limiting their effectiveness. To develop more generalized user representations, some existing work adopts Multi-task Learning (MTL)approaches. But they all face the challenges of optimization imbalance and inefficiency in adapting to new tasks. Continual Learning (CL), which allows models to learn new tasks incrementally and independently, has emerged as a solution to MTL's limitations. However, CL faces the challenge of catastrophic forgetting, where previously learned knowledge is lost when the model is learning the new task. Inspired by the success of prompt tuning in Pretrained Language Models (PLMs), we propose PCL, a Prompt-based Continual Learning framework for user modeling, which utilizes position-wise prompts as external memory for each task, preserving knowledge and mitigating catastrophic forgetting. Additionally, we design contextual prompts to capture and leverage inter-task relationships during prompt tuning. We conduct extensive experiments on real-world datasets to demonstrate PCL's effectiveness.

cs.IR↗

arXiv2025

Tightly-confined and long Z-cut lithium niobate waveguide with ultralow-loss

Lithium niobate (LN) is a promising material for future complex photonic-electronic circuits, with wide applications in fields like data communications, sensing, optical computation, and quantum optics. There was a great step toward LN photonic integrated circuits (PICs) with the development of dry etching for low-loss LN on insulator (LNOI) waveguides. However, the versatility of the LN waveguide platform for applications like $χ^3$ nonlinear devices and passive phase sensitive components, has not been fully utilized. The main challenges are the difficulty of making highly confined ultralow-loss waveguides and overcoming the strong material birefringence. Here, we developed a fabrication technology for an ultralow-loss, tightly-confined, dispersion-engineered LN waveguide. We demonstrated an ultra-low propagation loss of 5.8 dB/m in a decimeter-long LN spiral waveguide. We focused on Z-cut LN waveguides with TE mode to avoid the material birefringence. Aiming for $χ^3$ nonlinear applications, we demonstrated the first all normal-dispersion (ANDi) based coherent octave-spanning supercontinuum frequency comb in integrated LN waveguide. Our ultralow-loss Z-cut LN long waveguide might be useful in on-chip narrow linewidth lasers, optical delay lines, and parametric amplifiers.

physics.optics↗

arXiv2025

NoteLLM-2: Multimodal Large Representation Models for Recommendation

Large Language Models (LLMs) have demonstrated exceptional proficiency in text understanding and embedding tasks. However, their potential in multimodal representation, particularly for item-to-item (I2I) recommendations, remains underexplored. While leveraging existing Multimodal Large Language Models (MLLMs) for such tasks is promising, challenges arise due to their delayed release compared to corresponding LLMs and the inefficiency in representation tasks. To address these issues, we propose an end-to-end fine-tuning method that customizes the integration of any existing LLMs and vision encoders for efficient multimodal representation. Preliminary experiments revealed that fine-tuned LLMs often neglect image content. To counteract this, we propose NoteLLM-2, a novel framework that enhances visual information. Specifically, we propose two approaches: first, a prompt-based method that segregates visual and textual content, employing a multimodal In-Context Learning strategy to balance focus across modalities; second, a late fusion technique that directly integrates visual information into the final representations. Extensive experiments, both online and offline, demonstrate the effectiveness of our approach. Code is available at https://github.com/Applied-Machine-Learning-Lab/NoteLLM.

cs.IR↗

arXiv2024

A Dual-Perspective Metaphor Detection Framework Using Large Language Models

Metaphor detection, a critical task in natural language processing, involves identifying whether a particular word in a sentence is used metaphorically. Traditional approaches often rely on supervised learning models that implicitly encode semantic relationships based on metaphor theories. However, these methods often suffer from a lack of transparency in their decision-making processes, which undermines the reliability of their predictions. Recent research indicates that LLMs (large language models) exhibit significant potential in metaphor detection. Nevertheless, their reasoning capabilities are constrained by predefined knowledge graphs. To overcome these limitations, we propose DMD, a novel dual-perspective framework that harnesses both implicit and explicit applications of metaphor theories to guide LLMs in metaphor detection and adopts a self-judgment mechanism to validate the responses from the aforementioned forms of guidance. In comparison to previous methods, our framework offers more transparent reasoning processes and delivers more reliable predictions. Experimental results prove the effectiveness of DMD, demonstrating state-of-the-art performance across widely-used datasets.

cs.CL↗

arXiv2024

AI-Enabled Rapid Assembly of Thousands of Defect-Free Neutral Atom Arrays with Constant-time-overhead

Assembling increasingly larger-scale defect-free optical tweezer-trapped atom arrays is essential for quantum computation and quantum simulations based on atoms. Here, we propose an AI-enabled, rapid, constant-time-overhead rearrangement protocol, and we experimentally assemble defect-free 2D and 3D atom arrays with up to 2024 atoms with a constant time cost of 60 ms. The AI model calculates the holograms for real-time atom rearrangement. With precise controls over both position and phase, a high-speed spatial light modulator moves all the atoms simultaneously. This protocol can be readily used to generate defect-free arrays of tens of thousands of atoms with current technologies, and become a useful toolbox for quantum error correction.

quant-ph↗

arXiv2024

Understanding the RoPE Extensions of Long-Context LLMs: An Attention Perspective

Enabling LLMs to handle lengthy context is currently a research hotspot. Most LLMs are built upon rotary position embedding (RoPE), a popular position encoding method. Therefore, a prominent path is to extrapolate the RoPE trained on comparably short texts to far longer texts. A heavy bunch of efforts have been dedicated to boosting the extrapolation via extending the formulations of the RoPE, however, few of them have attempted to showcase their inner workings comprehensively. In this paper, we are driven to offer a straightforward yet in-depth understanding of RoPE extensions from an attention perspective and on two benchmarking tasks. A broad array of experiments reveals several valuable findings: 1) Maintaining attention patterns to those at the pretrained length improves extrapolation; 2) Large attention uncertainty leads to retrieval errors; 3) Using longer continual pretraining lengths for RoPE extensions could reduce attention uncertainty and significantly enhance extrapolation.

cs.CL↗

arXiv2024

ZigZagkv: Dynamic KV Cache Compression for Long-context Modeling based on Layer Uncertainty

Large Language models (LLMs) have become a research hotspot. To accelerate the inference of LLMs, storing computed caches in memory has become the standard technique. However, as the inference length increases, growing KV caches might lead to out-of-memory issues. Many existing methods address this issue through KV cache compression, primarily by preserving key tokens throughout all layers to reduce information loss. Most of them allocate a uniform budget size for each layer to retain. However, we observe that the minimum budget sizes needed to retain essential information vary across layers and models based on the perspectives of attention and hidden state output. Building on this observation, this paper proposes a simple yet effective KV cache compression method that leverages layer uncertainty to allocate budget size for each layer. Experimental results show that the proposed method can reduce memory usage of the KV caches to only $\sim$20\% when compared to Full KV inference while achieving nearly lossless performance.

cs.CL↗

arXiv2024

ScalingNote: Scaling up Retrievers with Large Language Models for Real-World Dense Retrieval

Dense retrieval in most industries employs dual-tower architectures to retrieve query-relevant documents. Due to online deployment requirements, existing real-world dense retrieval systems mainly enhance performance by designing negative sampling strategies, overlooking the advantages of scaling up. Recently, Large Language Models (LLMs) have exhibited superior performance that can be leveraged for scaling up dense retrieval. However, scaling up retrieval models significantly increases online query latency. To address this challenge, we propose ScalingNote, a two-stage method to exploit the scaling potential of LLMs for retrieval while maintaining online query latency. The first stage is training dual towers, both initialized from the same LLM, to unlock the potential of LLMs for dense retrieval. Then, we distill only the query tower using mean squared error loss and cosine similarity to reduce online costs. Through theoretical analysis and comprehensive offline and online experiments, we show the effectiveness and efficiency of ScalingNote. Our two-stage scaling method outperforms end-to-end models and verifies the scaling law of dense retrieval with LLMs in industrial scenarios, enabling cost-effective scaling of dense retrieval systems. Our online method incorporating ScalingNote significantly enhances the relevance between retrieved documents and queries.

cs.IR↗

arXiv2024

Invariant graphs in Julia sets and decompositions of rational maps

In this paper, we prove that for any post-critically finite rational map $f$ on the Riemann sphere $\overline{\mathbb{C}}$, and for each sufficiently large integer $n$, there exists a finite and connected graph $G$ in the Julia set of $f$ such that $f^n(G) \subset G$. This graph contains all post-critical points in the Julia set, while every component of $\overline{\mathbb{C}}\setminus G$ contains at most one post-critical point in the Fatou set. The proof relies on the cluster-Sierpinski decomposition of post-critically finite rational maps.

math.DS↗

arXiv2024

DetectBench: Can Large Language Model Detect and Piece Together Implicit Evidence?

Detecting evidence within the context is a key step in the process of reasoning task. Evaluating and enhancing the capabilities of LLMs in evidence detection will strengthen context-based reasoning performance. This paper proposes a benchmark called DetectBench for verifying the ability to detect and piece together implicit evidence within a long context. DetectBench contains 3,928 multiple-choice questions, with an average of 994 tokens per question. Each question contains an average of 4.55 pieces of implicit evidence, and solving the problem typically requires 7.62 logical jumps to find the correct answer. To enhance the performance of LLMs in evidence detection, this paper proposes Detective Reasoning Prompt and Finetune. Experiments demonstrate that the existing LLMs' abilities to detect evidence in long contexts are far inferior to humans. However, the Detective Reasoning Prompt effectively enhances the capability of powerful LLMs in evidence detection, while the Finetuning method shows significant effects in enhancing the performance of weaker LLMs. Moreover, when the abilities of LLMs in evidence detection are improved, their final reasoning performance is also enhanced accordingly.

cs.CL↗

arXiv2024

Vript: A Video Is Worth Thousands of Words

Advancements in multimodal learning, particularly in video understanding and generation, require high-quality video-text datasets for improved model performance. Vript addresses this issue with a meticulously annotated corpus of 12K high-resolution videos, offering detailed, dense, and script-like captions for over 420K clips. Each clip has a caption of ~145 words, which is over 10x longer than most video-text datasets. Unlike captions only documenting static content in previous datasets, we enhance video captioning to video scripting by documenting not just the content, but also the camera operations, which include the shot types (medium shot, close-up, etc) and camera movements (panning, tilting, etc). By utilizing the Vript, we explore three training paradigms of aligning more text with the video modality rather than clip-caption pairs. This results in Vriptor, a top-performing video captioning model among open-source models, comparable to GPT-4V in performance. Vriptor is also a powerful model capable of end-to-end generation of dense and detailed captions for long videos. Moreover, we introduce Vript-Hard, a benchmark consisting of three video understanding tasks that are more challenging than existing benchmarks: Vript-HAL is the first benchmark evaluating action and object hallucinations in video LLMs, Vript-RR combines reasoning with retrieval resolving question ambiguity in long-video QAs, and Vript-ERO is a new task to evaluate the temporal understanding of events in long videos rather than actions in short videos in previous works. All code, models, and datasets are available in https://github.com/mutonix/Vript. PS: We have included more video-text datasets (Vript_CN & Vript_Multilingual) in the Vript series.

cs.CV↗

arXiv2024

MoDification: Mixture of Depths Made Easy

Long-context efficiency has recently become a trending topic in serving large language models (LLMs). And mixture of depths (MoD) is proposed as a perfect fit to bring down both latency and memory. In this paper, however, we discover that MoD can barely transform existing LLMs without costly training over an extensive number of tokens. To enable the transformations from any LLMs to MoD ones, we showcase top-k operator in MoD should be promoted to threshold-p operator, and refinement to architecture and data should also be crafted along. All these designs form our method termed MoDification. Through a comprehensive set of experiments covering model scales from 3B to 70B, we exhibit MoDification strikes an excellent balance between efficiency and effectiveness. MoDification can achieve up to ~1.2x speedup in latency and ~1.8x reduction in memory compared to original LLMs especially in long-context applications.

cs.CL↗