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Yan He

Publications and source records attributed to Yan He.

At least 127 records · Page 7Linked to original sources
arXiv2013

Quantum Spin Hall Effect in a Three-orbital Tight-binding Hamiltonian

We consider the quantum spin hall state in a three orbital model due to certain loop current order induced by spin-dependent interactions. This type of order is motivated by the loop current model which is proposed to describe the pseudogap phase of cuprates. It is shown that this model has nontrivial Chern parity by directly counting the zeros of the Pfaffian of time reversal operator. By connecting to the second order Chern number, we explicitly show the singularities of wave-functions and how they depend on gauge choices. In this case, it is shown that the Berry phase can be mapped to Nonabelian instanton.

cond-mat.str-el↗
arXiv2013

Theories of Linear Response in BCS Superfluids and How They Meet Fundamental Constraints

We address the importance of symmetry and symmetry breaking on linear response theories of fermionic BCS superfluids. The linear theory of a noninteracting Fermi gas is reviewed and several consistency constraints are verified. The challenge to formulate linear response theories of BCS superfluids consistent with density and spin conservation laws comes from the presence of a broken U(1)$_{\textrm{EM}}$ symmetry associated with electromagnetism (EM) and we discuss two routes for circumventing this. The first route follows Nambu's integral-equation approach for the EM vertex function, but this method is not specific for BCS superfluids. We focus on the second route based on a consistent-fluctuation-of-the order-parameter (CFOP) approach where the gauge transformation and the fluctuations of the order parameter are treated on equal footing. The CFOP approach allows one to explicitly verify several important constraints: The EM vertex satisfies not only a Ward identity which guarantees charge conservation but also a $Q$-limit Ward identity associated with the compressibility sum rule. In contrast, the spin degrees of freedom associated with another U(1)$_z$ symmetry are not affected by the Cooper-pair condensation that breaks only the U(1)$_{\textrm{EM}}$ symmetry. As a consequence the collective modes from the fluctuations of the order parameter only couple to the density response function but decouple from the spin response function, which reflects the different fates of the two U(1) symmetries in the superfluid phase. Our formulation lays the ground work for application to more general theories of BCS-Bose Einstein Condensation crossover both above and below $T_c$.

cond-mat.supr-con↗
arXiv2012

Theory of Polarized Neutron Scattering in the Loop Ordered Phase of Cuprates

The collective modes observed in the loop-current ordered state in under-doped cuprates by polarized neutron scattering require that the ground state is a linear combination in each unit-cell of the four basis states which are the possible classical magnetic moment configurations in each unit-cell. The direction of such moments is in the c-axis of the crystals. The basis states are connected by both time-reversal as well as spatial rotations about the center of the unit-cells. Several new features arise in the theory of polarized neutron scattering cross-section in this situation which appear not to have been encountered before. An important consequence of these is that a finite component transverse to the classical magnetic moment directions is detected in the experiments. We show that this transverse component is of purely quantum-mechanical origin and that its direction in the plane normal to the c-axis is not detectable, even in principle, in experiments, at least in the quantum-mechanical model we have adopted. We estimate the direction of the "tilt" in the moment, i.e. the ratio of the transverse component to the c-axis component, using parameters of the ground state obtained by fitting to the observed dispersion of the collective modes in the ordered state. We can obtain reasonable agreement with experiments but only by introducing a parameter for which only an approximate magnitude can be estimated. Approximate calculations of the form-factors are also provided.

cond-mat.str-el↗
arXiv2012

Gauge Invariant Linear Response Theory of Relativistic BCS superfluids

We develop a gauge-invariant linear response theory for relativistic Bardeen-Cooper-Schrieffer (BCS) superfluids based on a consistent-fluctuation-of-the order-parameter (CFOP) approach. The response functions from the CFOP approach satisfy important generalized Ward identities. The gauge invariance of the CFOP theory is a consequence of treating the gauge transformation and the fluctuations of the order parameter on equal footing so collective-mode effects are properly included. We demonstrate that the pole of the response functions is associated with the massless Goldstone boson. Important physical quantities such as the compressibility and superfluid density of relativistic BCS superfluids can also be inferred from our approach. We argue that the contribution from the massless Goldstone boson is crucial in obtaining a consistent expression for the compressibility.

math-ph↗
arXiv2012

Collective Modes in the Loop Current Ordered Phase of Cuprates

Recently two branches of weakly dispersive collective modes have been discovered in under-doped cuprates by inelastic neutron scattering. Polarization analysis reveals that the modes are magnetic excitations. They are only visible for temperatures below the transition temperature to a broken symmetry phase which was discovered earlier and their intensity increases as temperature is further decreased. The broken symmetry phase itself has symmetries consistent with ordering of orbital current loops within a unit-cell without breaking translational symmetry. In order to calculate the collective modes of such a state we add quantum terms to the Ashkin-Teller (AT) model with which the classical loop current order has been described. We derive that the mean field ground state of the quantum model is a product over all unit-cells of linear combination of the four possible classical configurations of the loop current order in each unit-cell. The collective modes are calculated by using a generalized Holstein-Primakoff boson representation of orbital moment operators and lead to three branches of gapped weakly dispersive collective modes. The experimental results are consistent with the two lower energy branches; the third mode is at a higher energy than looked for by present neutron scattering experiments and might also be over-damped. Implications of the discovery of the collective modes are discussed.

cond-mat.str-el↗
arXiv2012

Berry phase and Anomalous Hall Effect in a Three-orbital Tight-binding Hamiltonian

We consider the Anomalous Hall (AH) state induced by interactions in a three-orbital per unit-cell model. To be specific we consider a model appropriate for the Copper-Oxide lattice to highlight the necessary conditions for time-reversal breaking states which are AH states and which are not. We compare the singularities of the wave-functions of the three-orbital model, which are related to the nonzero Berry curvature, and their variation with a change of gauge to those in the two-orbital model introduced in a seminal paper by Haldane. Explicit derivation using wave-functions rather than the more powerful abstract methods may provide additional physical understanding of the phenomena.

cond-mat.str-el↗
arXiv2010

Prescribing the symmetric function of the eigenvalues of the Schouten tensor

In this paper we study the problem of conformally deforming a metric to a prescribed symmetric function of the eigenvalues of the Schouten tensor on compact Riemannian manifolds with boundary. We prove its solvability and the compactness of the solution set, provided the Ricci tensor is non-negative definite.

math.DG↗
arXiv2010

Collective Modes in the Loop Ordered Phase of Cuprates

We show that the two branches of collective modes discovered recently in under-doped Cuprates with huge spectral weight are a necessary consequence of the loop-current state. Such a state has been shown in earlier experiments to be consistent with the symmetry of the order parameter competing with superconductivity in four families of Cuprates. We also predict a third branch of excitations and suggest techniques to discover it. Using parameters to fit the observed modes, we show that the direction of the effective moments in the ground state lies in a cone at an angle to the c-axis as observed in experiments.

cond-mat.str-el↗
arXiv2010

Negative Thermal Expansion and Some Elastic properties of a Class of Solids

We consider the thermal expansion, change of sound velocity with pressure and temperature, and the Poisson ratio of lattices which have rigid units (polyhedra very large stiffness to change in bond-length and to bond-angle variations) connected to other such units through relatively compressible polyhedra. We show that in such a model, the potential energy for rotations of the rigid units can occur only as a function of the combination ${\boldsymbol Θ}_i \equiv ({\boldsymbol θ}_i - (\nabla \times {\bf u}_i)/2)$, where ${\boldsymbol θ_i} $ are the orthogonal rotation angles of the rigid unit $i$ and ${\bf u}_i$ is its displacement. Given such new invariants in the theory of elasticity and the hierarchy of force constants of the model, a negative thermal expansion coefficient as well as a decrease in the elastic constants of the solid with temperature and pressure is shown to follow. These are consistent with the observations.

cond-mat.mtrl-sci↗
arXiv2010

A Novel Clustering Algorithm Based Upon Games on Evolving Network

This paper introduces a model based upon games on an evolving network, and develops three clustering algorithms according to it. In the clustering algorithms, data points for clustering are regarded as players who can make decisions in games. On the network describing relationships among data points, an edge-removing-and-rewiring (ERR) function is employed to explore in a neighborhood of a data point, which removes edges connecting to neighbors with small payoffs, and creates new edges to neighbors with larger payoffs. As such, the connections among data points vary over time. During the evolution of network, some strategies are spread in the network. As a consequence, clusters are formed automatically, in which data points with the same evolutionarily stable strategy are collected as a cluster, so the number of evolutionarily stable strategies indicates the number of clusters. Moreover, the experimental results have demonstrated that data points in datasets are clustered reasonably and efficiently, and the comparison with other algorithms also provides an indication of the effectiveness of the proposed algorithms.

cs.LG↗
arXiv2009

Comparative Study of BCS-BEC Crossover Theories above $T_c$: the Nature of the Pseudogap in Ultra-Cold Atomic Fermi Gases

This paper presents a comparison of two finite-temperature BCS-Bose Einstein condensation (BEC) crossover theories above the transition temperature: Nozieres Schmitt-Rink (NSR) theory and finite $T$-extended BCS-Leggett theory. The comparison is cast in the form of numerical studies of the behavior of the fermionic spectral function both theoretically and as constrained by (primarily) radio frequency (RF) experiments. Both theories include pair fluctuations and exhibit pseudogap effects, although the nature of this pseudogap is very different. The pseudogap in finite $T$-extended BCS-Leggett theory is found to follow a BCS-like dispersion which, in turn, is associated with a broadened BCS-like self energy, rather more similar to what is observed in high temperature superconductors (albeit, for a d-wave case). The fermionic quasi-particle dispersion is different in NSR theory and the damping is considerably larger. We argue that the two theories are appropriate in different temperature regimes with the BCS-Leggett approach more suitable nearer to condensation. There should, in effect, be little difference at higher $T$ as the pseudogap becomes weaker and where the simplifying approximations used in the BCS-Leggett approach break down. On the basis of momentum-integrated radio frequency studies of unpolarized gases, it would be difficult to distinguish which theory is the better. A full comparison for polarized gases is not possible since there is claimed to be inconsistencies in the NSR approach (not found in the BCS-Leggett scheme). Future experiments along the lines of momentum resolved experiments look to be very promising in distinguishing the two theories.

cond-mat.quant-gas↗
arXiv2009

A Novel Clustering Algorithm Based on Quantum Games

Enormous successes have been made by quantum algorithms during the last decade. In this paper, we combine the quantum game with the problem of data clustering, and then develop a quantum-game-based clustering algorithm, in which data points in a dataset are considered as players who can make decisions and implement quantum strategies in quantum games. After each round of a quantum game, each player's expected payoff is calculated. Later, he uses a link-removing-and-rewiring (LRR) function to change his neighbors and adjust the strength of links connecting to them in order to maximize his payoff. Further, algorithms are discussed and analyzed in two cases of strategies, two payoff matrixes and two LRR functions. Consequently, the simulation results have demonstrated that data points in datasets are clustered reasonably and efficiently, and the clustering algorithms have fast rates of convergence. Moreover, the comparison with other algorithms also provides an indication of the effectiveness of the proposed approach.

cs.LG↗
arXiv2009

Quasiparticle Interference in STM As a Function of Temperature: Signatures of Coherence

In this paper we explore the behavior of the quasi-particle interference pattern (QPI) of scanning tunneling microscopy as a function of temperature, $T$. After insuring a minimal consistency with photoemission, we find that the QPI pattern is profoundly sensitive to quasi-particle coherence and that it manifests two energy gap scales. The nearly dispersionless QPI pattern above $T_c$ is consistent with data on moderately underdoped cuprates. To illustrate the important two energy scale physics we present predictions of the QPI--inferred energy gaps as a function of $T$ for future experiments on moderately underdoped cuprates.

cond-mat.supr-con↗
arXiv2009

Relativistic BCS-BEC crossover of a two-species Fermi gas with number density asymmetry at zero temperature

We systematically study relativistic two-species fermions with tunable attractive interactions and number-density asymmetry at zero temperature. In general, a Bardeen-Cooper-Schrieffer (BCS) - Bose-Einstein Condensation (BEC) - relativistic BEC (RBEC) crossover is observed. A generalized BCS ground state and its stability are analyzed. The homogeneous superfluid phase can become unstable and we consider phase separation in real space for neutral systems. In the nonrelativistic limit, our results are consistent with well-known results. In addition to a BCS-BEC crossover similar to that in the nonrelativistic case, in the strongly attractive regime gapless excitations of antifermions and a RBEC state are observed. We address how different phases respond to number density asymmetry and present predictive phase diagrams of BCS-BEC-RBEC crossover.

hep-ph↗
arXiv2009

A Two Energy Gap Preformed-Pair Scenario For the Cuprates: Implications for Angle-Resolved Photoemission Spectroscopy

We show how, within a preformed pair scenario for the cuprate pseudogap, the nodal and antinodal responses in angle resolved photoemission spectroscopy necessarily have very different temperature $T$ dependences. We examine the behavior and the contrasting $T$ dependences for a range of temperatures both below and above $T_c$. Our calculations are based on a fully microscopic $T$-matrix approach for addressing pairing correlations in a regime where the attraction is stronger than BCS and the coherence length is anomalously short. Previously, the distinct nodal and anti-nodal responses have provided strong support for the "two-gap scenario" of the cuprates in which the pseudogap competes with superconductivity. Instead, our theory supports a picture in which the pseudogap derives from pairing correlations, identifying the two gap components with non-condensed and condensed pairs. It leads to reasonably good agreement with a range of different experiments in the moderately underdoped regime and we emphasize that here there is no explicit curve fitting. Ours is a microscopic rather than a phenomenological theory. We briefly address the more heavily underdoped regime in which the behavior is more complex.

cond-mat.supr-con↗
arXiv2008

A New Clustering Algorithm Based Upon Flocking On Complex Network

We have proposed a model based upon flocking on a complex network, and then developed two clustering algorithms on the basis of it. In the algorithms, firstly a \textit{k}-nearest neighbor (knn) graph as a weighted and directed graph is produced among all data points in a dataset each of which is regarded as an agent who can move in space, and then a time-varying complex network is created by adding long-range links for each data point. Furthermore, each data point is not only acted by its \textit{k} nearest neighbors but also \textit{r} long-range neighbors through fields established in space by them together, so it will take a step along the direction of the vector sum of all fields. It is more important that these long-range links provides some hidden information for each data point when it moves and at the same time accelerate its speed converging to a center. As they move in space according to the proposed model, data points that belong to the same class are located at a same position gradually, whereas those that belong to different classes are away from one another. Consequently, the experimental results have demonstrated that data points in datasets are clustered reasonably and efficiently, and the rates of convergence of clustering algorithms are fast enough. Moreover, the comparison with other algorithms also provides an indication of the effectiveness of the proposed approach.

cs.LG↗
arXiv2008

Finite-Temperature Behavior of an Inter-species Fermionic Superfluid with Population Imbalance

We determine the superfluid transition temperature $T_c$ and related finite temperature phase diagrams for the entire BCS-Bose Einstein condensation crossover in a homogeneous mixture of $^{6}$Li and $^{40}$K atoms with population imbalance. Our work is motivated by the recent observation of an inter-species Feshbach resonance. Pairing fluctuation effects, which significantly reduce $T_c$ from the onset temperature for pairing ($T^*$), provide reasonable estimates of $T_c$ and indicate that the inter-species superfluid phase should be accessible in future experiments. Although a generalized-Sarma phase is not stable in the ground state near unitarity, our phase diagrams show that it appears as an intermediate-temperature superfluid.

cond-mat.other↗