arXiv subjects

Yan Lin

Publications and source records attributed to Yan Lin.

At least 19 recordsLinked to original sources

arXiv2026

FinExam-10K: When Retrieval Helps Financial Reasoning?

Professional financial examinations require models to combine domain knowledge, calculation, and judgment, yet no benchmark covers the full CFA and FRM structure under one protocol. We introduce FinExam-10K, to our knowledge the largest reported English benchmark for this setting, with 10,198 expert-reannotated questions spanning CFA Levels I-III and FRM Parts I-II. We release 5,110 questions and sequester 5,088 for a quarterly maintained leaderboard. To separate coverage from local answerability, we report a 10,198-item Full-Coverage Track and a 7,625-item Context-Complete Reasoning Track, which is the primary basis for claims about reasoning from the supplied record. Across 17 models, the best accuracy is 85.29% overall. On the frozen Hard band, the best score is 34.68% on the Full-Coverage Track and 54.57% on the 372 context-complete items. All 17 models share 47 context-complete failures. Function-RAG and FunctionGraph-RAG rescue hundreds of errors but also overturn many correct answers, producing little or negative net gain. A gate trained only on public data decides from the question and initial response when FunctionGraph-RAG should run. On the 5,088 held-out items, the gate invokes FunctionGraph-RAG for 7.9% of questions and improves accuracy from 70.83% to 71.23% (p = .0446).

cs.CL↗

arXiv2026

PMMC: Prospective Multimodal Memory Compilation for Long-Term LVLM Agents

Long-term memory is essential for LVLM agents to maintain consistency and integrate information across extended multimodal interactions. Existing agent memory systems, however, often reduce visual experiences into textual summaries or rely on static retrieve-then-reason pipelines, which are inefficient at query time and brittle when questions require image-text binding, temporal updates, or visual details. We propose Prospective Multimodal Memory Compilation, a framework that shifts part of the memory reasoning process from query time to memory consolidation time. Given accumulated multimodal interactions, a Questioner predicts future question candidates, a Planner compiles question-conditioned multimodal memory programs, and a Doubter verifies whether the planned evidence path can support the predicted answer. The verified question-program pairs form a structured question bank for efficient query-time routing and evidence retrieval. Experiments on multimodal long-term memory benchmarks show that our method improves answer quality and visual evidence recall while reducing query-time token and latency costs. Extensive ablations analyze the effects of self-feedback, dynamic planning, raw-image access, and question bank coverage.

cs.AI↗

arXiv2026

Seeing What Is Actually There: PriVE-Bench and PriVE-Tools for Counterfactual Evaluation of Agentic Visual Evidence in VLMs

Vision-language models (VLMs) often answer visual questions using learned language and category priors rather than grounding their predictions in the image itself. Counterfactual images provide a natural diagnostic setting for this failure mode: when visible evidence contradicts what is usually true, a grounded model should answer from the pixels, while a prior-following model will produce a canonical but visually incorrect response. However, existing counterfactual benchmarks mainly ask whether such prior-following behavior exists. In this paper, we ask a further question motivated by the rise of tool-augmented and agentic vision systems: can additional visual evidence views help VLMs reason against their priors? We introduce PriVE-Bench, a Prior-vs-Visual Evidence Benchmark that uses paired original and counterfactual images to distinguish visually grounded answers from prior-consistent errors. We further introduce PriVE-Tools, a controlled agentic-vision-inspired extension that evaluates whether tool-derived visual evidence -- including bounding boxes, crops, zoom panels, and contours -- improves grounding under the same counterfactual conflicts. Across open- and closed-source VLMs, we compare raw, paired-image, and tool-conditioned inputs using accuracy, prior-following error rate, and other-response rate. Our results show that visual evidence tools can help in some settings, especially when models can use localized evidence effectively, but they are not a universal remedy: several models continue to follow language and category priors even when relevant visual evidence is explicitly provided.

cs.CV↗

arXiv2026

AI YOU Town: Make Friends and Money with Your Digital Twin

Existing approaches to infer user traits and generate responses consistent with a persona rely on static prompting. They lack calibrated uncertainty, ignore sequential evidence, and drift during long interactions. We present \textbf{AI YOU}, a framework that continually updates a personality profile with 22 dimensions from conversation and embodies it in a personal digital twin. Practically, the system combines prompting, Bayesian updating, and conformal prediction for persona inference. A periodically refreshed memory anchor and cognitive memory with three layers preserve persona consistency over long interactions. Across the main results, AI YOU \emph{(i)} achieves conformal coverage ranging from 0.921 to 0.976, \emph{(ii)} improves uncertainty calibration and reasoning grounded in memory, and \emph{(iii)} enhances persona fidelity over static prompting in role playing over 100 turns while reducing trait drift, for most evaluated backbones under adversarial settings with multiple agents. The prototype \emph{AI YOU Town} initializes an imaginative twin world for future interaction. The online demo is available at \href{https://quinnnnnne-ai-you.hf.space/}{\mbox{\texttt{quinnnnnne-ai-you.hf.space}}}.

cs.AI↗

arXiv2026

RED-Sphere: Hyperspherical Residual Edge Debiasing for Cross-Population Fundus Disease Domain Generalization

Medical image classifiers are often trained within one source population, yet clinical deployment requires robustness to patients whose appearance, acquisition style, and disease prevalence differ from the source cohort. Existing fairness and robustness methods often require group supervision or treat appearance variation as an undifferentiated nuisance, which is insufficient when population-correlated low-level cues and lesion evidence share edge and texture structure. We study a strict source-only cross-population setting, where external populations are unseen during optimization, validation, scheduling, hyperparameter and model selection. We propose RED-Sphere, a plug-and-play robustness framework for image classification under unseen population shifts. It estimates shortcut-sensitive nuisance responses with an edge and feature energy prior, attenuates dominant responses through residual soft gating, regularizes masked nuisance views with counterfactual-inspired consistency and separation losses, and predicts labels with normalized spherical prototypes. It favours angular semantic evidence over source-correlated activation magnitude while preserving lesion structure. Although demonstrated on 2D Scanning Laser Ophthalmoscopy (SLO) fundus classification for Age-Related Macular Degeneration (AMD) and Diabetic Retinopathy (DR), RED-Sphere is not tied to retinal anatomy: the same principle can be adapted with modality-specific nuisance priors wherever appearance shortcuts and semantic evidence are entangled. Under a strict White-only Harvard-FairVision protocol, RED-Sphere improves held-out macro-F1 across all 20 task and backbone comparisons, with average gains of 1.28 and 2.98 F1 points on AMD and DR. Gains in AUC and PR-AUC, visual diagnostics, ablations, and sensitivity analyses further support stronger external semantic alignment and more stable angular disease geometry.

cs.CV↗

arXiv2026

LambdaRankIC: Directly Optimizing Rank IC for Financial Prediction

In financial predictions, the performance of machine learning models is often assessed by Rank IC, which is the Spearman rank correlation between the model predictions and the realized asset returns. Despite its wide adoption, most existing models are trained using regression losses or ranking objectives that may not align with Rank IC. We propose LambdaRankIC, a novel learning-to-rank approach that directly optimizes Rank IC. We circumvent the non-differentiability of the ranking operator by deriving the closed-form expression for the lambda gradients induced by the pairwise rank swaps, which enables efficient gradient-based optimization within the LambdaRank framework. We implement LambdaRankIC as a custom objective in XGBoost. Theoretically, we show that our approach optimizes an upper bound on Rank IC. We evaluate the proposed approach on both simulated and real-world financial data. In simulation studies, LambdaRankIC accurately recovers the true ranking structure in noiseless settings and consistently outperforms regression-based and NDCG-oriented ranking methods under low signal-to-noise ratios and heavy-tailed noise regimes. In empirical experiments using real market data, LambdaRankIC achieves the best out-of-sample performance on evaluation metrics commonly used in finance, including Rank IC, ICIR, monthly return, and Sharpe ratio. These results show that directly optimizing Rank IC can yield substantial improvements over conventional learning objectives in financial predictions when the full-order ranking quality is the primary goal.

cs.LG↗

arXiv2026

AMGenC: Generating Charge Balanced Amorphous Materials

Amorphous (disordered) materials are solids that have shown great potential in various domains, including energy storage, thermal management, and advanced materials. Unlike crystalline materials that can be described by unit cells containing a few to hundreds of atoms, amorphous materials require larger simulation cells with at least hundreds to thousands of atoms. To advance the design of amorphous materials with desired properties and facilitate the exploration of their vast design space, generative inverse design has emerged as a promising approach. It aims to directly output materials with properties closely aligned with the desired ones using probabilistic generative models conditioned on desired properties, which can be more resource efficient than the traditional trial-and-error approach. However, due to the inherent stochasticity of probabilistic generative models, when element assignments are unconstrained, a large portion of generated materials may be charge unbalanced, and no existing methods can effectively mitigate this limitation. In this work, we propose AMGenC, a new generative inverse design method for amorphous materials that can guarantee the generation of charge balanced samples, with minimal additional computational overhead and without sacrificing inverse design accuracy. AMGenC achieves this through an element noise that gives the generation process a starting point centered around charge balance, and the combination of a per-step soft projection and a final discrete projection for steering the elements toward exact charge balance throughout the generation. We perform extensive experiments on two amorphous materials datasets. Experimental results provide evidence that AMGenC achieves its design goal.

cs.LG↗

arXiv2026

Wafer-scale hybrid molecular beam epitaxy of BaTiO3 and SrTiO3 on silicon

The integration of epitaxial barium titanate (BTO) on silicon represents a highly promising pathway for next-generation, energy-efficient photonic integrated circuits due to BTO's exceptionally high Pockels coefficients. However, the scalable epitaxy of BTO on Si remains hindered by complex stoichiometric control and slow growth rates. In this work, we demonstrate the continuous, uniform wafer-scale growth of high-quality BTO films on SrTiO3 (STO)-buffered 4-inch Si(001) wafers using a fully hybrid molecular beam epitaxy (hMBE) approach. By utilizing titanium tetraisopropoxide as a titanium precursor, we achieve a self-regulating, adsorption-controlled layer-by-layer growth at rates exceeding 75 nm/h, while maintaining an atomically sharp and structurally coherent BTO/STO interface. We systematically compare the structural, ferroelectric, and electro-optic (EO) properties of fully hMBE-grown BTO with those deposited via pulsed laser deposition (PLD) on identical STO/Si templates. While both techniques yield high-quality c-domain dominated films, the optimized hMBE-grown BTO exhibits superior crystallinity and a larger effective EO coefficient of 248 pm/V, surpassing that of the PLD-grown films (220 pm/V). These results highlight the advantages of the fully hMBE approach as a scalable, deterministic, and high-performance materials platform for wafer-scale integrated ferroelectric photonics.

cond-mat.mtrl-sci↗

arXiv2026

AMShortcut: An Inference- and Training-Efficient Inverse Design Model for Amorphous Materials

Amorphous materials are solids that lack long-range atomic order but possess complex short- and medium-range order. Unlike crystalline materials that can be described by unit cells containing few up to hundreds of atoms, amorphous materials require larger simulation cells with at least hundreds or often thousands of atoms. Inverse design of amorphous materials with probabilistic generative models aims to generate the atomic positions and elements of amorphous materials given a set of desired properties. It has emerged as a promising approach for facilitating the application of amorphous materials in domains such as energy storage and thermal management. In this paper, we introduce AMShortcut, an inference- and training-efficient probabilistic generative model for amorphous materials. AMShortcut enables accurate inference of diverse short- and medium-range structures in amorphous materials with only a few sampling steps, mitigating the need for an excessive number of sampling steps that hinders inference efficiency. AMShortcut can be trained once with all relevant properties and perform inference conditioned on arbitrary combinations of desired properties, mitigating the need for training one model for each combination. Experiments on three amorphous materials datasets with diverse structures and properties demonstrate that AMShortcut achieves its design goals.

cs.LG↗

arXiv2026

DiSGMM: A Method for Time-varying Microscopic Weight Completion on Road Networks

Microscopic road-network weights represent fine-grained, time-varying traffic conditions obtained from individual vehicles. An example is travel speeds associated with road segments as vehicles traverse them. These weights support tasks including traffic microsimulation and vehicle routing with reliability guarantees. We study the problem of time-varying microscopic weight completion. During a time slot, the available weights typically cover only some road segments. Weight completion recovers distributions for the weights of every road segment at the current time slot. This problem involves two challenges: (i) contending with two layers of sparsity, where weights are missing at both the network layer (many road segments lack weights) and the segment layer (a segment may have insufficient weights to enable accurate distribution estimation); and (ii) achieving a weight distribution representation that is closed-form and can capture complex conditions flexibly, including heavy tails and multiple clusters. To address these challenges, we propose DiSGMM that combines sparsity-aware embeddings with spatiotemporal modeling to leverage sparse known weights alongside learned segment properties and long-range correlations for distribution estimation. DiSGMM represents distributions of microscopic weights as learnable Gaussian mixture models, providing closed-form distributions capable of capturing complex conditions flexibly. Experiments on two real-world datasets show that DiSGMM can outperform state-of-the-art methods.

cs.LG↗

arXiv2026

RealFin: How Well Do LLMs Reason About Finance When Users Leave Things Unsaid?

Reliable financial reasoning requires knowing not only how to answer, but also when an answer cannot be justified. In real financial practice, problems often rely on implicit assumptions that are taken for granted rather than stated explicitly, causing problems to appear solvable while lacking enough information for a definite answer. We introduce REALFIN, a bilingual benchmark that evaluates financial reasoning by systematically removing essential premises from exam-style questions while keeping them linguistically plausible. Based on this, we evaluate models under three formulations that test answering, recognizing missing information, and rejecting unjustified options, and find consistent performance drops when key conditions are absent. General-purpose models tend to over-commit and guess, while most finance-specialized models fail to clearly identify missing premises. These results highlight a critical gap in current evaluations and show that reliable financial models must know when a question should not be answered.

q-fin.ST↗

arXiv2026

EvasionBench: A Large-Scale Benchmark for Detecting Managerial Evasion in Earnings Call Q&A

We present EvasionBench, a comprehensive benchmark for detecting evasive responses in corporate earnings call question-and-answer sessions. Drawing from 22.7 million Q&A pairs extracted from S&P Capital IQ transcripts, we construct a rigorously filtered dataset and introduce a three-level evasion taxonomy: direct, intermediate, and fully evasive. Our annotation pipeline employs a Multi-Model Consensus (MMC) framework, combining dual frontier LLM annotation with a three-judge majority voting mechanism for ambiguous cases, achieving a Cohen's Kappa of 0.835 on human inter-annotator agreement. We release: (1) a balanced 84K training set, (2) a 1K gold-standard evaluation set with expert human labels, and (3) [Eva-4B], a 4-billion parameter classifier fine-tuned from Qwen3-4B that achieves 84.9% Macro-F1, outperforming Claude 4.5, GPT-5.2, and Gemini 3 Flash. Our ablation studies demonstrate the effectiveness of multi-model consensus labeling over single-model annotation. EvasionBench fills a critical gap in financial NLP by providing the first large-scale benchmark specifically targeting managerial communication evasion.

cs.LG↗

arXiv2026

Spatial-Temporal Feedback Diffusion Guidance for Controlled Traffic Imputation

Imputing missing values in spatial-temporal traffic data is essential for intelligent transportation systems. Among advanced imputation methods, score-based diffusion models have demonstrated competitive performance. These models generate data by reversing a noising process, using observed values as conditional guidance. However, existing diffusion models typically apply a uniform guidance scale across both spatial and temporal dimensions, which is inadequate for nodes with high missing data rates. Sparse observations provide insufficient conditional guidance, causing the generative process to drift toward the learned prior distribution rather than closely following the conditional observations, resulting in suboptimal imputation performance. To address this, we propose FENCE, a spatial-temporal feedback diffusion guidance method designed to adaptively control guidance scales during imputation. First, FENCE introduces a dynamic feedback mechanism that adjusts the guidance scale based on the posterior likelihood approximations. The guidance scale is increased when generated values diverge from observations and reduced when alignment improves, preventing overcorrection. Second, because alignment to observations varies across nodes and denoising steps, a global guidance scale for all nodes is suboptimal. FENCE computes guidance scales at the cluster level by grouping nodes based on their attention scores, leveraging spatial-temporal correlations to provide more accurate guidance. Experimental results on real-world traffic datasets show that FENCE significantly enhances imputation accuracy.

cs.LG↗

arXiv2025

RIPCN: A Road Impedance Principal Component Network for Probabilistic Traffic Flow Forecasting

Accurate traffic flow forecasting is crucial for intelligent transportation services such as navigation and ride-hailing. In such applications, uncertainty estimation in forecasting is important because it helps evaluate traffic risk levels, assess forecast reliability, and provide timely warnings. As a result, probabilistic traffic flow forecasting (PTFF) has gained significant attention, as it produces both point forecasts and uncertainty estimates. However, existing PTFF approaches still face two key challenges: (1) how to uncover and model the causes of traffic flow uncertainty for reliable forecasting, and (2) how to capture the spatiotemporal correlations of uncertainty for accurate prediction. To address these challenges, we propose RIPCN, a Road Impedance Principal Component Network that integrates domain-specific transportation theory with spatiotemporal principal component learning for PTFF. RIPCN introduces a dynamic impedance evolution network that captures directional traffic transfer patterns driven by road congestion level and flow variability, revealing the direct causes of uncertainty and enhancing both reliability and interpretability. In addition, a principal component network is designed to forecast the dominant eigenvectors of future flow covariance, enabling the model to capture spatiotemporal uncertainty correlations. This design allows for accurate and efficient uncertainty estimation while also improving point prediction performance. Experimental results on real-world datasets show that our approach outperforms existing probabilistic forecasting methods.

cs.LG↗

arXiv2025

DramaBench: A Six-Dimensional Evaluation Framework for Drama Script Continuation

Drama script continuation requires models to maintain character consistency, advance plot coherently, and preserve dramatic structurecapabilities that existing benchmarks fail to evaluate comprehensively. We present DramaBench, the first large-scale benchmark for evaluating drama script continuation across six independent dimensions: Format Standards, Narrative Efficiency, Character Consistency, Emotional Depth, Logic Consistency, and Conflict Handling. Our framework combines rulebased analysis with LLM-based labeling and statistical metrics, ensuring objective and reproducible evaluation. We conduct comprehensive evaluation of 8 state-of-the-art language models on 1,103 scripts (8,824 evaluations total), with rigorous statistical significance testing (252 pairwise comparisons, 65.9% significant) and human validation (188 scripts, substantial agreement on 3/5 dimensions). Our ablation studies confirm all six dimensions capture independent quality aspects (mean | r | = 0.020). DramaBench provides actionable, dimensionspecific feedback for model improvement and establishes a rigorous standard for creative writing evaluation.

cs.CL↗

arXiv2025

Age of Information for Constrained Scheduling with Imperfect Feedback

This paper considers a downlink system where an access point sends the monitored status of multiple sources to multiple users. By jointly accounting for imperfect feedback and constrained transmission rate, which are key limited factors in practical systems, we aim to design scheduling algorithms to optimize the age of information (AoI) over the infinite time horizon. For zero feedback under the generate-at-will traffic, we derive a closed-form lower bound of achievable AoI, which, to the best of our knowledge, reflects the impact of zero feedback for the first time, and propose a policy that achieves this bound in many cases by jointly applying rate splitting and modular arithmetic. For zero feedback under the Bernoulli traffic, we develop a drift-plus-penalty (DPP) policy with a threshold structure based on the theory of Lyapunov optimization and provide a closed-form performance guarantee. Furthermore, we extend the design of this DPP policy to support general imperfect feedback without increasing the online computational complexity. Numerical results verify our theoretical analysis and the AoI advantage of the proposed policies over state-of-the-art policies.

cs.IT↗

arXiv2025

Spatio-Temporal Trajectory Foundation Model - Recent Advances and Future Directions

Foundation models (FMs) have emerged as a powerful paradigm, enabling a diverse range of data analytics and knowledge discovery tasks across scientific fields. Inspired by the success of FMs, particularly large language models, researchers have recently begun to explore spatio-temporal foundation models (STFMs) to improve adaptability and generalization across a wide spectrum of spatio-temporal (ST) tasks. Despite rapid progress, a systematic investigation of trajectory foundation models (TFMs), a crucial subclass of STFMs, is largely lacking. This tutorial addresses this gap by offering a comprehensive overview of recent advances in TFMs, including a taxonomy of existing methodologies and a critical analysis of their strengths and limitations. In addition, the tutorial highlights open challenges and outlines promising research directions to advance spatio-temporal general intelligence through the development of robust, responsible, and transferable TFMs.

cs.LG↗

arXiv2025

SculptDrug : A Spatial Condition-Aware Bayesian Flow Model for Structure-based Drug Design

Structure-Based drug design (SBDD) has emerged as a popular approach in drug discovery, leveraging three-dimensional protein structures to generate drug ligands. However, existing generative models encounter several key challenges: (1) incorporating boundary condition constraints, (2) integrating hierarchical structural conditions, and (3) ensuring spatial modeling fidelity. To address these limitations, we propose SculptDrug, a spatial condition-aware generative model based on Bayesian flow networks (BFNs). First, SculptDrug follows a BFN-based framework and employs a progressive denoising strategy to ensure spatial modeling fidelity, iteratively refining atom positions while enhancing local interactions for precise spatial alignment. Second, we introduce a Boundary Awareness Block that incorporates protein surface constraints into the generative process to ensure that generated ligands are geometrically compatible with the target protein. Third, we design a Hierarchical Encoder that captures global structural context while preserving fine-grained molecular interactions, ensuring overall consistency and accurate ligand-protein conformations. We evaluate SculptDrug on the CrossDocked dataset, and experimental results demonstrate that SculptDrug outperforms state-of-the-art baselines, highlighting the effectiveness of spatial condition-aware modeling.

cs.LG↗