Searcharxiv⌕ Search

arXiv subjects

Yan Zheng

Publications and source records attributed to Yan Zheng.

At least 37 records · Page 2Linked to original sources

TREASURE: The Visa Payment Foundation Model for High-Volume Transaction Understanding

Payment networks form the backbone of modern commerce, generating high volumes of transaction records from daily activities. Properly modeling this data can enable applications such as abnormal behavior detection and consumer-level insights for hyper-personalized experiences, ultimately improving people's lives. In this paper, we present TREASURE, TRansformer Engine As Scalable Universal transaction Representation Encoder, a multipurpose transformer-based foundation model specifically designed for transaction data. The model simultaneously captures both consumer behavior and payment network signals (such as response codes and system flags), providing comprehensive information necessary for applications like accurate recommendation systems and abnormal behavior detection. Verified with industry-grade datasets, TREASURE features three key capabilities: 1) an input module with dedicated sub-modules for static and dynamic attributes, enabling more efficient training and inference; 2) an efficient and effective training paradigm for predicting high-cardinality categorical attributes; and 3) demonstrated effectiveness as both a standalone model that increases abnormal behavior detection performance by 111% over production systems and an embedding provider that enhances recommendation models by 104%. We present key insights from extensive ablation studies, benchmarks against production models, and case studies, highlighting valuable knowledge gained from developing TREASURE.

cs.LG↗

Matrix Profile for Anomaly Detection on Multidimensional Time Series

The Matrix Profile (MP), a versatile tool for time series data mining, has been shown effective in time series anomaly detection (TSAD). This paper delves into the problem of anomaly detection in multidimensional time series, a common occurrence in real-world applications. For instance, in a manufacturing factory, multiple sensors installed across the site collect time-varying data for analysis. The Matrix Profile, named for its role in profiling the matrix storing pairwise distance between subsequences of univariate time series, becomes complex in multidimensional scenarios. If the input univariate time series has n subsequences, the pairwise distance matrix is a n x n matrix. In a multidimensional time series with d dimensions, the pairwise distance information must be stored in a n x n x d tensor. In this paper, we first analyze different strategies for condensing this tensor into a profile vector. We then investigate the potential of extending the MP to efficiently find k-nearest neighbors for anomaly detection. Finally, we benchmark the multidimensional MP against 19 baseline methods on 119 multidimensional TSAD datasets. The experiments covers three learning setups: unsupervised, supervised, and semi-supervised. MP is the only method that consistently delivers high performance across all setups. To ensure complete transparency and facilitate future research, our full Matrix Profile-based implementation, which includes newly added evaluations against the TSB-AD benchmark, is publicly available at: https://github.com/mcyeh/mmpad_tsb

cs.LG↗

Embodied-R1: Reinforced Embodied Reasoning for General Robotic Manipulation

Generalization in embodied AI is hindered by the "seeing-to-doing gap," which stems from data scarcity and embodiment heterogeneity. To address this, we pioneer "pointing" as a unified, embodiment-agnostic intermediate representation, defining four core embodied pointing abilities that bridge high-level vision-language comprehension with low-level action primitives. We introduce Embodied-R1, a 3B Vision-Language Model (VLM) specifically designed for embodied reasoning and pointing. We use a wide range of embodied and general visual reasoning datasets as sources to construct a large-scale dataset, Embodied-Points-200K, which supports key embodied pointing capabilities. We then train Embodied-R1 using a two-stage Reinforced Fine-tuning (RFT) curriculum with a specialized multi-task reward design. Embodied-R1 achieves state-of-the-art performance on 11 embodied spatial and pointing benchmarks. Critically, it demonstrates robust zero-shot generalization by achieving a 56.2% success rate in the SIMPLEREnv and 87.5% across 8 real-world XArm tasks without any task-specific fine-tuning, representing a 62% improvement over strong baselines. Furthermore, the model exhibits high robustness against diverse visual disturbances. Our work shows that a pointing-centric representation, combined with an RFT training paradigm, offers an effective and generalizable pathway to closing the perception-action gap in robotics.

cs.RO↗

From Seeing to Doing: Bridging Reasoning and Decision for Robotic Manipulation

Achieving generalization in robotic manipulation remains a critical challenge, particularly for unseen scenarios and novel tasks. Current Vision-Language-Action (VLA) models, while building on top of general Vision-Language Models (VLMs), still fall short of achieving robust zero-shot performance due to the scarcity and heterogeneity prevalent in embodied datasets. To address these limitations, we propose FSD (From Seeing to Doing), a novel vision-language model that generates intermediate representations through spatial relationship reasoning, providing fine-grained guidance for robotic manipulation. Our approach combines a hierarchical data pipeline for training with a self-consistency mechanism that aligns spatial coordinates with visual signals. Through extensive experiments, we comprehensively validated FSD's capabilities in both "seeing" and "doing," achieving outstanding performance across 8 benchmarks for general spatial reasoning and embodied reference abilities, as well as on our proposed more challenging benchmark VABench. We also verified zero-shot capabilities in robot manipulation, demonstrating significant performance improvements over baseline methods in both SimplerEnv and real robot settings. Experimental results show that FSD achieves 40.6% success rate in SimplerEnv and 72% success rate across 8 real-world tasks, outperforming the strongest baseline by 30%.

cs.RO↗

The Rank and Gradient Lost in Non-stationarity: Sample Weight Decay for Mitigating Plasticity Loss in Reinforcement Learning

Deep reinforcement learning (RL) suffers from plasticity loss severely due to the nature of non-stationarity, which impairs the ability to adapt to new data and learn continually. Unfortunately, our understanding of how plasticity loss arises, dissipates, and can be dissolved remains limited to empirical findings, leaving the theoretical end underexplored.To address this gap, we study the plasticity loss problem from the theoretical perspective of network optimization. By formally characterizing the two culprit factors in online RL process: the non-stationarity of data distributions and the non-stationarity of targets induced by bootstrapping, our theory attributes the loss of plasticity to two mechanisms: the rank collapse of the Neural Tangent Kernel (NTK) Gram matrix and the $Θ(\frac{1}{k})$ decay of gradient magnitude. The first mechanism echoes prior empirical findings from the theoretical perspective and sheds light on the effects of existing methods, e.g., network reset, neuron recycle, and noise injection. Against this backdrop, we focus primarily on the second mechanism and aim to alleviate plasticity loss by addressing the gradient attenuation issue, which is orthogonal to existing methods. We propose Sample Weight Decay -- a lightweight method to restore gradient magnitude, as a general remedy to plasticity loss for deep RL methods based on experience replay. In experiments, we evaluate the efficacy of \methodName upon TD3, \myadded{Double DQN} and SAC with SimBa architecture in MuJoCo, \myadded{ALE} and DeepMind Control Suite tasks. The results demonstrate that \methodName effectively alleviates plasticity loss and consistently improves learning performance across various configurations of deep RL algorithms, UTD, network architectures, and environments, achieving SOTA performance on challenging DMC Humanoid tasks.

cs.LG↗

VoxelCodeBench: Benchmarking 3D World Modeling Through Code Generation

Evaluating code generation models for 3D spatial reasoning requires executing generated code in realistic environments and assessing outputs beyond surface-level correctness. We introduce a platform VoxelCode, for analyzing code generation capabilities for 3D understanding and environment creation. Our platform integrates natural language task specification, API-driven code execution in Unreal Engine, and a unified evaluation pipeline supporting both automated metrics and human assessment. To demonstrate its utility, we construct VoxelCodeBench, a benchmark of voxel manipulation tasks spanning three reasoning dimensions: symbolic interpretation, geometric construction, and artistic composition. Evaluating leading code generation models, we find that producing executable code is far easier than producing spatially correct outputs, with geometric construction and multi-object composition proving particularly challenging. By open-sourcing our platform and benchmark, we provide the community with extensible infrastructure for developing new 3D code generation benchmarks and probing spatial reasoning in future models.

cs.LG↗

Lagrangian chaos for the 2D Boussinesq equations with a degenerate random forcing

We demonstrate that Lagrangian flow for the 2D Boussinesq equations under degenerate noise exhibit chaotic behavior characterized by the strict positivity of the top Lyapunov exponent, where the degenerate noise acts only on a few Fourier modes of the temperature equation. To achieve this, we overcome difficulties arising from the degeneracy of noise and its intricate interaction with the nonlinear terms. This is accomplished by introducing a solution-dependent manifold spanning condition to establish probabilistic spectral bound on a cone for the Malliavin matrix associated with the extended system. Additionally, the approximate controllability of the extended system is realized by constructing smooth controls based on shear and cellular flows.

math.DS↗

P-SLCR: Unsupervised Point Cloud Semantic Segmentation via Prototypes Structure Learning and Consistent Reasoning

Current semantic segmentation approaches for point cloud scenes heavily rely on manual labeling, while research on unsupervised semantic segmentation methods specifically for raw point clouds is still in its early stages. Unsupervised point cloud learning poses significant challenges due to the absence of annotation information and the lack of pre-training. The development of effective strategies is crucial in this context. In this paper, we propose a novel prototype library-driven unsupervised point cloud semantic segmentation strategy that utilizes Structure Learning and Consistent Reasoning (P-SLCR). First, we propose a Consistent Structure Learning to establish structural feature learning between consistent points and the library of consistent prototypes by selecting high-quality features. Second, we propose a Semantic Relation Consistent Reasoning that constructs a prototype inter-relation matrix between consistent and ambiguous prototype libraries separately. This process ensures the preservation of semantic consistency by imposing constraints on consistent and ambiguous prototype libraries through the prototype inter-relation matrix. Finally, our method was extensively evaluated on the S3DIS, SemanticKITTI, and Scannet datasets, achieving the best performance compared to unsupervised methods. Specifically, the mIoU of 47.1% is achieved for Area-5 of the S3DIS dataset, surpassing the classical fully supervised method PointNet by 2.5%.

cs.CV↗

TransactionGPT

We present TransactionGPT (TGPT), a foundation model for consumer transaction data within one of the world's largest payment networks. TGPT is designed to understand and generate transaction trajectories while simultaneously supporting a variety of downstream prediction and classification tasks. We introduce a novel 3D-Transformer architecture specifically tailored for capturing the complex dynamics in payment transaction data. This architecture incorporates design innovations that enhance modality fusion and computational efficiency, while seamlessly enabling joint optimization with downstream objectives. Trained on billion-scale real-world transactions, TGPT significantly improves downstream anomaly transaction detection performance against a competitive production model and exhibits advantages over baselines in generating future transactions. We conduct extensive empirical evaluations utilizing a diverse collection of company transaction datasets spanning multiple downstream tasks, thereby enabling a thorough assessment of TGPT's effectiveness and efficiency in comparison to established methodologies. Furthermore, we examine the incorporation of LLM-derived embeddings within TGPT and benchmark its performance against fine-tuned LLMs, demonstrating that TGPT achieves superior predictive accuracy as well as faster training and inference. We anticipate that the architectural innovations and practical guidelines from this work will advance foundation models for transaction-like data and catalyze future research in this emerging field.

cs.LG↗

Understanding LLM Evaluator Behavior: A Structured Multi-Evaluator Framework for Merchant Risk Assessment

Large Language Models (LLMs) are increasingly used as evaluators of reasoning quality, yet their reliability and bias in payments-risk settings remain poorly understood. We introduce a structured multi-evaluator framework for assessing LLM reasoning in Merchant Category Code (MCC)-based merchant risk assessment, combining a five-criterion rubric with Monte-Carlo scoring to evaluate rationale quality and evaluator stability. Five frontier LLMs generate and cross-evaluate MCC risk rationales under attributed and anonymized conditions. To establish a judge-independent reference, we introduce a consensus-deviation metric that eliminates circularity by comparing each judge's score to the mean of all other judges, yielding a theoretically grounded measure of self-evaluation and cross-model deviation. Results reveal substantial heterogeneity: GPT-5.1 and Claude 4.5 Sonnet show negative self-evaluation bias (-0.33, -0.31), while Gemini-2.5 Pro and Grok 4 display positive bias (+0.77, +0.71), with bias attenuating by 25.8 percent under anonymization. Evaluation by 26 payment-industry experts shows LLM judges assign scores averaging +0.46 points above human consensus, and that the negative bias of GPT-5.1 and Claude 4.5 Sonnet reflects closer alignment with human judgment. Ground-truth validation using payment-network data shows four models exhibit statistically significant alignment (Spearman rho = 0.56 to 0.77), confirming that the framework captures genuine quality. Overall, the framework provides a replicable basis for evaluating LLM-as-a-judge systems in payment-risk workflows and highlights the need for bias-aware protocols in operational financial settings.

cs.AI↗

Entanglement entropy and disorder operator at kagome deconfined quantum criticality

We investigate the deconfined quantum critical point (DQCP) candidate in the extended hard-core Bose-Hubbard model on the kagome lattice, employing quantum Monte Carlo simulations to study the entanglement entropy and the $U(1)$ disorder operator. In stark contrast to findings in $J$-$Q$ models and other candidates, the universal logarithmic correction coefficients for both quantities are found to be {positive}, consistent with a unitary conformal field theory (CFT). Crucially, the current central charge $C_J$, extracted from the small-angle behavior of the disorder operator, is enhanced by a factor of approximately {4/3} compared to that of the conventional 3D $O(2)$ Wilson-Fisher fixed point. This enhancement {implies} a consistent explanation in the recently observed low-energy excitation spectrum at this DQCP, which features {two distinct linearly dispersing modes} with a velocity ratio of approximately three. Our results provide evidence that this quantum phase transition constitutes a genuine DQCP, characterized by coexisting fractionalized excitations that collectively modify its critical properties.

cond-mat.str-el↗

Prompt Injection attack against LLM-integrated Applications

Large Language Models (LLMs), renowned for their superior proficiency in language comprehension and generation, stimulate a vibrant ecosystem of applications around them. However, their extensive assimilation into various services introduces significant security risks. This study deconstructs the complexities and implications of prompt injection attacks on actual LLM-integrated applications. Initially, we conduct an exploratory analysis on ten commercial applications, highlighting the constraints of current attack strategies in practice. Prompted by these limitations, we subsequently formulate HouYi, a novel black-box prompt injection attack technique, which draws inspiration from traditional web injection attacks. HouYi is compartmentalized into three crucial elements: a seamlessly-incorporated pre-constructed prompt, an injection prompt inducing context partition, and a malicious payload designed to fulfill the attack objectives. Leveraging HouYi, we unveil previously unknown and severe attack outcomes, such as unrestricted arbitrary LLM usage and uncomplicated application prompt theft. We deploy HouYi on 36 actual LLM-integrated applications and discern 31 applications susceptible to prompt injection. 10 vendors have validated our discoveries, including Notion, which has the potential to impact millions of users. Our investigation illuminates both the possible risks of prompt injection attacks and the possible tactics for mitigation.

cs.CR↗

Enhancing Foundation Models in Transaction Understanding with LLM-based Sentence Embeddings

The ubiquity of payment networks generates vast transactional data encoding rich consumer and merchant behavioral patterns. Recent foundation models for transaction analysis process tabular data sequentially but rely on index-based representations for categorical merchant fields, causing substantial semantic information loss by converting rich textual data into discrete tokens. While Large Language Models (LLMs) can address this limitation through superior semantic understanding, their computational overhead challenges real-time financial deployment. We introduce a hybrid framework that uses LLM-generated embeddings as semantic initializations for lightweight transaction models, balancing interpretability with operational efficiency. Our approach employs multi-source data fusion to enrich merchant categorical fields and a one-word constraint principle for consistent embedding generation across LLM architectures. We systematically address data quality through noise filtering and context-aware enrichment. Experiments on large-scale transaction datasets demonstrate significant performance improvements across multiple transaction understanding tasks.

cs.CL↗

Empowering Time Series Forecasting with LLM-Agents

Large Language Model (LLM) powered agents have emerged as effective planners for Automated Machine Learning (AutoML) systems. While most existing AutoML approaches focus on automating feature engineering and model architecture search, recent studies in time series forecasting suggest that lightweight models can often achieve state-of-the-art performance. This observation led us to explore improving data quality, rather than model architecture, as a potentially fruitful direction for AutoML on time series data. We propose DCATS, a Data-Centric Agent for Time Series. DCATS leverages metadata accompanying time series to clean data while optimizing forecasting performance. We evaluated DCATS using four time series forecasting models on a large-scale traffic volume forecasting dataset. Results demonstrate that DCATS achieves an average 6% error reduction across all tested models and time horizons, highlighting the potential of data-centric approaches in AutoML for time series forecasting.

cs.LG↗

TiCT: A Synthetically Pre-Trained Foundation Model for Time Series Classification

The ubiquity of time series data creates a strong demand for general-purpose foundation models, yet developing them for classification remains a significant challenge, largely due to the high cost of labeled data. Foundation models capable of in-context learning (ICL) offer a powerful solution, adapting to new tasks with minimal examples and reducing the need for extensive retraining. However, prior work on large-scale time series models has predominantly focused on forecasting, leaving a critical gap for versatile, fine-tuning-free classification. To address this, we introduce TiCT (Time-series in-Context Transformer), a transformer-based model pre-trained exclusively on synthetic data to perform in-context classification. We make two primary technical contributions: 1) a novel architecture featuring a scalable bit-based label encoding and a special output attention mechanism to handle an arbitrary number of classes; and 2) a synthetic pre-training framework that combines a Mixup-inspired process with data augmentation to foster generalization and noise invariance. Extensive evaluations on the UCR Archive show that TiCT achieves competitive performance against state-of-the-art supervised methods. Crucially, this is accomplished using only in-context examples at inference time, without updating a single model weight.

cs.LG↗

Meta-Black-Box Optimization with Bi-Space Landscape Analysis and Dual-Control Mechanism for SAEA

Surrogate-Assisted Evolutionary Algorithms (SAEAs) are widely used for expensive Black-Box Optimization. However, their reliance on rigid, manually designed components such as infill criteria and evolutionary strategies during the search process limits their flexibility across tasks. To address these limitations, we propose Dual-Control Bi-Space Surrogate-Assisted Evolutionary Algorithm (DB-SAEA), a Meta-Black-Box Optimization (MetaBBO) framework tailored for multi-objective problems. DB-SAEA learns a meta-policy that jointly regulates candidate generation and infill criterion selection, enabling dual control. The bi-space Exploratory Landscape Analysis (ELA) module in DB-SAEA adopts an attention-based architecture to capture optimization states from both true and surrogate evaluation spaces, while ensuring scalability across problem dimensions, population sizes, and objectives. Additionally, we integrate TabPFN as the surrogate model for accurate and efficient prediction with uncertainty estimation. The framework is trained via reinforcement learning, leveraging parallel sampling and centralized training to enhance efficiency and transferability across tasks. Experimental results demonstrate that DB-SAEA not only outperforms state-of-the-art baselines across diverse benchmarks, but also exhibits strong zero-shot transfer to unseen tasks with higher-dimensional settings. This work introduces the first MetaBBO framework with dual-level control over SAEAs and a bi-space ELA that captures surrogate model information.

cs.NE↗

Key Decision-Makers in Multi-Agent Debates: Who Holds the Power?

Recent studies on LLM agent scaling have highlighted the potential of Multi-Agent Debate (MAD) to enhance reasoning abilities. However, the critical aspect of role allocation strategies remains underexplored. In this study, we demonstrate that allocating roles with differing viewpoints to specific positions significantly impacts MAD's performance in reasoning tasks. Specifically, we find a novel role allocation strategy, "Truth Last", which can improve MAD performance by up to 22% in reasoning tasks. To address the issue of unknown truth in practical applications, we propose the Multi-Agent Debate Consistency (MADC) strategy, which systematically simulates and optimizes its core mechanisms. MADC incorporates path consistency to assess agreement among independent roles, simulating the role with the highest consistency score as the truth. We validated MADC across a range of LLMs (9 models), including the DeepSeek-R1 Distilled Models, on challenging reasoning tasks. MADC consistently demonstrated advanced performance, effectively overcoming MAD's performance bottlenecks and providing a crucial pathway for further improvements in LLM agent scaling.

cs.AI↗

JT-Safe: Intrinsically Enhancing the Safety and Trustworthiness of LLMs

The hallucination and credibility concerns of large language models (LLMs) are global challenges that the industry is collectively addressing. Recently, a significant amount of advances have been made on post-training and inference techniques to mitigate these challenges. However, it is widely agreed that unsafe and hallucinations of LLMs intrinsically originate from pre-training, involving pre-training data and the next-token prediction learning mechanism. In this paper, we focus on enhancing pre-training data to improve the trustworthiness and safety of LLMs. Since the data is vast, it's almost impossible to entirely purge the data of factual errors, logical inconsistencies, or distributional biases. Moreover, the pre-training data lack grounding in real-world knowledge. Each piece of data is treated as a sequence of tokens rather than as a representation of a part of the world. To overcome these issues, we propose approaches to enhancing our pre-training data with its context in the world and increasing a substantial amount of data reflecting industrial scenarios. We argue that most source data are created by the authors for specific purposes in a certain spatial-temporal context. They have played a role in the real world. By incorporating related world context information, we aim to better anchor pre-training data within real-world scenarios, thereby reducing uncertainty in model training and enhancing the model's safety and trustworthiness. We refer to our Data with World Context as DWC. We continue pre-training an earlier checkpoint of JT-35B-Base with 1.5 trillion of DWC tokens. We introduce our post-training procedures to activate the potentials of DWC. Compared with the Qwen model of a similar scale, JT-Safe-35B achieves an average performance improvement of 1.79% on the Safety and Trustworthy evaluation benchmarks, while being pretrained with only 6.2 trillion tokens.

cs.CL↗